-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OgCcz/9BxQ9wC6y5V0gGxjsUY8Q9n+tovQ5GavATFoByygCsP7LhHWheZh46+f8v ZQLvGpQtiyUukVLdWvoY/Q== 0001193125-08-253592.txt : 20081215 0001193125-08-253592.hdr.sgml : 20081215 20081215164325 ACCESSION NUMBER: 0001193125-08-253592 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20081215 DATE AS OF CHANGE: 20081215 GROUP MEMBERS: JOAN CARTER GROUP MEMBERS: JOHN AGLIALORO GROUP MEMBERS: UM EQUITY CORP. GROUP MEMBERS: UM INVESTMENT CORP. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CYBEX INTERNATIONAL INC CENTRAL INDEX KEY: 0000060876 STANDARD INDUSTRIAL CLASSIFICATION: [3949] IRS NUMBER: 111731581 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-32835 FILM NUMBER: 081250202 BUSINESS ADDRESS: STREET 1: 10 TROTTER DRIVE CITY: MEDWAY STATE: MA ZIP: 02053 BUSINESS PHONE: 5085334300 MAIL ADDRESS: STREET 1: 10 TROTTER DRIVE CITY: MEDWAY STATE: MA ZIP: 02053 FORMER COMPANY: FORMER CONFORMED NAME: LUMEX INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UM HOLDINGS LTD CENTRAL INDEX KEY: 0001019788 IRS NUMBER: 221982496 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 56 HADDON AVE CITY: HADDONFIELD STATE: NJ ZIP: 08033 BUSINESS PHONE: 6093542200 MAIL ADDRESS: STREET 1: 56 HADDON AVE CITY: HADDONFIELD STATE: NJ ZIP: 08033 SC 13D/A 1 dsc13da.htm SCHEDULE 13D AMENDMENT NO. 9 Schedule 13D Amendment No. 9

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13D

 

Under the Securities Exchange Act of 1934

[Rule 13d-101]

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(a) AND

AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2 (a)

(Amendment No. 9)*

 

 

 

CYBEX INTERNATIONAL, INC.

(Name of Issuer)

 

 

Common Stock

(Title of Class of Securities)

 

 

23252E 10 6

(CUSIP Number)

 

 

James H. Carll, Esq.

Archer & Greiner, One Centennial Square, Haddonfield, NJ 08033

(856-795-2121)

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

 

December 5, 2008

(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box  ¨.

Note: Schedules filed in paper format shall include a signed original and five copies of the including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

(Continued on the following pages)

Page 1


CUSIP NO. 23252E 10 6

 

  1)  

Name of Reporting Person

I.R.S. Identification No. of Above Person (Entities Only)

 

            UM Holdings Ltd. 22-1982496

   
  2)  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  ¨

   
  3)  

SEC Use Only

 

   
  4)  

Source of Funds (See Instructions)

 

   
  5)  

Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)

 

  ¨
  6)  

Citizenship or Place of Organization

 

            New Jersey

   

Number of  

Shares  

Beneficially  

Owned By  

Each  

Reporting  

Person  

With  

 

  (7)    Sole Voting Power

 

                Zero

 

  (8)    Shared Voting Power

 

                Zero

 

  (9)    Sole Dispositive Power

 

                Zero

 

(10)    Shared Dispositive Power

 

                Zero

11)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            0

   
12)  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)

 

  ¨
13)  

Percent of Class Represented by Amount in Row (11)

 

            0.00%

   
14)  

Type of Reporting Person (See Instructions)

 

            HC and CO

   

 

(Continued on the following pages)

Page 2


CUSIP NO. 23252E 10 6

 

  1)  

Name of Reporting Person

S.S. or I.R.S. Identification Nos. of Above Person (Entities Only)

 

            UM Equity Corp. 22-3344565

   
  2)  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  ¨

   
  3)  

SEC Use Only

 

   
  4)  

Source of Funds (See Instructions)

 

   
  5)  

Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)

 

  ¨
  6)  

Citizenship or Place of Organization

 

            Delaware

   

Number of  

Shares  

Beneficially  

Owned By  

Each  

Reporting  

Person  

With  

 

  (7)    Sole Voting Power

 

                4,222,461

 

  (8)    Shared Voting Power

 

                Zero

 

  (9)    Sole Dispositive Power

 

                4,222,461

 

(10)    Shared Dispositive Power

 

                Zero

11)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            4,222,461

   
12)  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)

 

  ¨
13)  

Percent of Class Represented by Amount in Row (11)

 

            24.0% (based upon the outstanding shares as indicated in Cybex International, Inc.’s most

            recent SEC filing)

   
14)  

Type of Reporting Person (See Instructions)

 

            CO

   

 

3


CUSIP NO. 23252E 10 6

 

  1)  

Name of Reporting Person

S.S. or I.R.S. Identification Nos. of Above Person (Entities Only)

 

            UM Investment Corp. 51-0266463

   
  2)  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  ¨

   
  3)  

SEC Use Only

 

   
  4)  

Source of Funds (See Instructions)

 

            WC

   
  5)  

Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)

 

  ¨
  6)  

Citizenship or Place of Organization

 

            Delaware

   

Number of  

Shares  

Beneficially  

Owned By  

Each  

Reporting  

Person  

With  

 

  (7)    Sole Voting Power

 

                1,626,572

 

  (8)    Shared Voting Power

 

                Zero

 

  (9)    Sole Dispositive Power

 

                1,626,572

 

(10)    Shared Dispositive Power

 

                Zero

11)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            1,626,572

   
12)  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)

 

  ¨
13)  

Percent of Class Represented by Amount in Row (11)

 

            9.2% (based upon the outstanding shares as indicated in Cybex International, Inc.’s most

            recent SEC filing)

   
14)  

Type of Reporting Person (See Instructions)

 

            CO

   

 

4


CUSIP NO. 23252E 10 6

 

  1)  

Name of Reporting Person

S.S. or I.R.S. Identification Nos. of Above Person (Entities Only)

 

            John Aglialoro

   
  2)  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  ¨

   
  3)  

SEC Use Only

 

   
  4)  

Source of Funds (See Instructions)

 

   
  5)  

Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)

 

  ¨
  6)  

Citizenship or Place of Organization

 

            U.S.A.

   

Number of  

Shares  

Beneficially  

Owned By  

Each  

Reporting  

Person  

With  

 

  (7)    Sole Voting Power

 

                755,149

 

  (8)    Shared Voting Power

 

                Zero

 

  (9)    Sole Dispositive Power

 

                755,149

 

(10)    Shared Dispositive Power

 

                Zero

11)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            755,149

   
12)  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)

 

  ¨
13)  

Percent of Class Represented by Amount in Row (11)

 

            4.3% (based upon the outstanding shares as indicated in Cybex International, Inc.’s most

            recent SEC filing)

   
14)  

Type of Reporting Person (See Instructions)

 

            IN

   

 

5


CUSIP NO. 23252E 10 6

 

  1)  

Name of Reporting Person

S.S. or I.R.S. Identification Nos. of Above Person (Entities Only)

 

            Joan Carter

   
  2)  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  ¨

   
  3)  

SEC Use Only

 

   
  4)  

Source of Funds (See Instructions)

 

   
  5)  

Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)

 

  ¨
  6)  

Citizenship or Place of Organization

 

            U.S.A.

   

Number of  

Shares  

Beneficially  

Owned By  

Each  

Reporting  

Person  

With  

 

  (7)    Sole Voting Power

 

                754,147

 

  (8)    Shared Voting Power

 

                Zero

 

  (9)    Sole Dispositive Power

 

                754,147

 

(10)    Shared Dispositive Power

 

                Zero

11)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            754,147

   
12)  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)

 

  ¨
13)  

Percent of Class Represented by Amount in Row (11)

 

            4.3% (based upon the outstanding shares as indicated in Cybex International, Inc.’s most

            recent SEC filing)

   
14)  

Type of Reporting Person (See Instructions)

 

            IN

   

 

6


The Statement on Schedule 13-D dated May 23, 1997, as heretofore amended (the “Schedule 13-D”), is hereby further amended as follows:

Item 3 - Source and Amount of Funds or Other Consideration.

Approximately $726,371.00 was expended in the purchases of the shares of Cybex Common Stock made from the filing of Amendment No. 8 to this Schedule 13-D through the date of this Amendment No. 9, as described in Item 5 below. Such consideration was funded by means of available working capital.

Item 5 - Interest in Securities of the Issuer.

Item 5 of the Schedule 13-D is hereby amended to read in its entirety as follows:

“UME owns 4,222,461 shares of the Common Stock, representing 24.0% of the outstanding Common Stock (all percentages set forth herein being based upon the outstanding shares as indicated in Cybex’s most recent available filing with the Securities and Exchange Commission).

“UMI owns 1,626,572 shares of the Common Stock, representing 9.2% of the outstanding Common Stock.

“John Aglialoro owns 755,149 shares of the Common Stock, representing 4.3% of the outstanding Common Stock.

“Joan Carter owns 754,147 shares of the Common Stock, representing 4.3% of the outstanding Common Stock.

“Each of UME, UMI, Mr. Aglialoro and Ms. Carter possesses the sole power to vote or to direct the vote and to dispose or to direct the disposition of all shares of Common Stock owned by it.

“Neither UM, UME, UMI, Mr. Aglialoro nor Ms. Carter nor, to the best of their respective knowledge, any of the persons listed on Schedule I to the Schedule 13-D beneficially owns any shares of the Common Stock, except (i) as listed above, (ii) 41,301 shares

 

7


owned by Mr. Carll, (iii) options to acquire 75,000 shares held by Mr. Hicks, which are presently exercisable or will become exercisable within 60 days, and (iv) 15,346 shares owned by Mr. Hicks.

“UMI purchased, from the filing of Amendment No. 8 to this Schedule 13-D through the date of this Amendment No. 9, on the date and at the sale price indicated below, the following shares of Cybex Common Stock:

 

Date of Purchase

   No. of Shares    Price Per Share

10/03/2008

   2,400    $ 3.00

10/10/2008

   1,000    $ 1.75

10/15/2008

   161,699    $ 2.50

12/05/2008

   150,200    $ 1.20

12/11/2008

   78,700    $ 1.39

12/12/2008

   8,300    $ 1.38

“UMI effected such purchases in market transactions by brokers acting on its behalf.

“Other than those purchases reported herein, no transactions in shares of Cybex Common Stock have been effectuated by any of UM, UME, UMI, Mr. Aglialoro or Ms. Carter from the filing of Amendment No. 8 to this Schedule 13-D through the date of this Amendment No. 9.”

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: December 12, 2008    

/s/ John Aglialoro

    John Aglialoro,
    Individually and as Chairman,
    UM Holdings Ltd., UM Equity Corp.
    and UM Investment Corporation
   

/s/ Joan Carter

    Joan Carter, Individually

 

8

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