-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ULZRRJqBlpf/GDulwqFdayrTJoPihz4wffJbCeAIeXWAMOZU3eZe1fAELouQJa6G UBKMCfRNmdZsYA7hEFmGBw== 0001297256-10-000005.txt : 20100917 0001297256-10-000005.hdr.sgml : 20100917 20100917153517 ACCESSION NUMBER: 0001297256-10-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100916 FILED AS OF DATE: 20100917 DATE AS OF CHANGE: 20100917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Saunier Patrick H CENTRAL INDEX KEY: 0001297256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05263 FILM NUMBER: 101078194 MAIL ADDRESS: STREET 1: 29400 LAKELAND BOULEVARD CITY: WICKLIFFE STATE: OH ZIP: 44092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBRIZOL Corp CENTRAL INDEX KEY: 0000060751 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 340367600 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 BUSINESS PHONE: 4409434200 MAIL ADDRESS: STREET 1: 29400 LAKELAND BLVD CITY: WICKLIFFE STATE: OH ZIP: 44092 FORMER COMPANY: FORMER CONFORMED NAME: LUBRIZOL CORP DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-09-16 0 0000060751 LUBRIZOL Corp LZ 0001297256 Saunier Patrick H 29400 LAKELAND BOULEVARD WICKLIFFE OH 44092 0 1 0 0 Vice President Common Shares 2010-09-16 4 M 0 6000 43.065 A 32517 D Common Shares 2010-09-16 4 S 0 6000 105 D 26517 D Common Shares 4133 I By 401(k) Plan Non-Qualified Stock Option (Right to Buy) 43.065 2010-09-16 4 M 0 6000 0 D 2015-12-12 Common Shares 6000 6300 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2010, and effective September 1, 2010 through August 31, 2011. The amount of securities beneficially owned following the transaction includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11. These options vested in three installments as follows: 50% on December 12, 2006; 25% on December 12, 2007; and 25% on December 12, 2008. Mary Giulivo for Patrick H. Saunier 2010-09-17 -----END PRIVACY-ENHANCED MESSAGE-----