0001140361-14-020792.txt : 20140514 0001140361-14-020792.hdr.sgml : 20140514 20140514135606 ACCESSION NUMBER: 0001140361-14-020792 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140512 FILED AS OF DATE: 20140514 DATE AS OF CHANGE: 20140514 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LSB INDUSTRIES INC CENTRAL INDEX KEY: 0000060714 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 731015226 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16 S PENNSYLVANIA CITY: OKLAHOMA CITY STATE: OK ZIP: 73101 BUSINESS PHONE: 4052354546 MAIL ADDRESS: STREET 1: 16 SOUTH PENNSYLVANIA CITY: OKLAHOMA CITY STATE: OK ZIP: 73101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PERRY RONALD V CENTRAL INDEX KEY: 0001410622 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07677 FILM NUMBER: 14840639 MAIL ADDRESS: STREET 1: 4319 ST. PATRICK CITY: OKLAHOMA CITY STATE: OK ZIP: 73120 4 1 doc1.xml FORM 4 X0306 4 2014-05-12 0 0000060714 LSB INDUSTRIES INC LXU 0001410622 PERRY RONALD V 4319 ST. PATRICK OKLAHOMA CITY OK 73120 1 0 0 0 Common Stock 2014-05-12 4 S 0 1125 38.00 D 0 I As Trustee Common Stock 2014-05-13 4 S 0 450 39.00 D 50 D Nonqualifed Stock Option 7.86 2018-11-13 Common Stock 875 875 D These shares were held by a family trust, of which the reporting person and his wife are the settlors and trustees, and the reporting person holds a pecuniary interest in the trust's holdings and transactions. Nonqualified Stock Option ("NQSO") granted by the Issuer to the reporting person under the Issuer's 2008 Incentive Stock Plan. The NQSO is for a term of 10 years from the date of grant, and the exercise price of the NQSO is based on the fair market value of the Issuer's common stock on the date of grant. This NQSO vests at the end of years one through six in the following amounts: 16.5%, 16.5%, 16.5%, 16.5%, 16.5% and 17.5%. This NQSO will be fully vested at the end of year six. Ronald V. Perry 2014-05-14