0001140361-11-019351.txt : 20110330
0001140361-11-019351.hdr.sgml : 20110330
20110330130524
ACCESSION NUMBER: 0001140361-11-019351
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110328
FILED AS OF DATE: 20110330
DATE AS OF CHANGE: 20110330
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROWN ROBERT C MD
CENTRAL INDEX KEY: 0001260292
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07677
FILM NUMBER: 11721280
MAIL ADDRESS:
STREET 1: 16 SOUTH PENNSYLVANIA AVENUE
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LSB INDUSTRIES INC
CENTRAL INDEX KEY: 0000060714
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810]
IRS NUMBER: 731015226
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16 S PENNSYLVANIA
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73101
BUSINESS PHONE: 4052354546
MAIL ADDRESS:
STREET 1: 16 SOUTH PENNSYLVANIA
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73101
4
1
doc1.xml
FORM 4
X0303
4
2011-03-28
0
0000060714
LSB INDUSTRIES INC
LXU
0001260292
BROWN ROBERT C MD
16 SOUTH PENNSYLVANIA AVENUE
OKLAHOMA CITY
OK
73107
1
0
0
0
Common Stock
2011-03-28
4
S
0
10000
40.00
D
21160
I
By Trust and Spouse's Trust
Common Stock
2011-03-28
4
S
0
10000
40.00
D
40727
I
By Robert C. Brown, M.D., Inc.
Nonqualified Stock Option
7.86
2018-11-13
Common Stock
5000
5000
D
These shares were sold pursuant to a Rule 10b5-1 sales plan, dated March 10, 2011. These shares are held in a joint account owned by the Robert C. Brown Revocable Trust, DTD 08/27/99, of which the reporting person is settlor and trustee and the Zelda F. Brown Revocable Trust, DTD 08/27/99, of which the reporting person's spouse is settlor and trustee.
These shares were sold pursuant to a Rule 10b5-1 sales plan, dated March 10, 2011.
Nonqualified Stock Option ("NQSO") granted by the Issuer to the reporting person under the Issuer's 2008 Incentive Stock Plan. The NQSO is for a term of ten years from November 13, 2008, the date of grant, and the exercise price of the NQSO is based on the fair market value of the Issuer's common stock on the date of grant. This NQSO vests at the end of years one through six in the following amounts: 16.5%, 16.5%, 16.5%, 16.5%, 16.5% and 17.5%. This NQSO will be fully vested at the end of year six.
Robert C. Brown, M.D.
2011-03-30