0001085146-20-001204.txt : 20200424
0001085146-20-001204.hdr.sgml : 20200424
20200424110426
ACCESSION NUMBER: 0001085146-20-001204
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200424
DATE AS OF CHANGE: 20200424
EFFECTIVENESS DATE: 20200424
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LINCOLN NATIONAL CORP
CENTRAL INDEX KEY: 0000059558
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 351140070
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00625
FILM NUMBER: 20813292
BUSINESS ADDRESS:
STREET 1: 150 N RADNOR CHESTER RD
CITY: RADNOR
STATE: PA
ZIP: 19087
BUSINESS PHONE: 4845831400
MAIL ADDRESS:
STREET 1: 150 N RADNOR CHESTER RD
CITY: RADNOR
STATE: PA
ZIP: 19087
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000059558
XXXXXXXX
03-31-2020
03-31-2020
false
LINCOLN NATIONAL CORP
150 N RADNOR CHESTER RD
RADNOR
PA
19087
13F HOLDINGS REPORT
028-00625
N
Ronald A. Holinsky
Vice President and Chief Compliance Officer
484-583-6302
/s/ Ronald A. Holinsky
Radnor
PA
04-21-2020
3
961
2664555
1
0001464867
028-15854
Lincoln Investment Advisors Corp
2
0000059970
028-17547
LINCOLN FINANCIAL ADVISORS CORPORATION
3
0000100565
028-17548
LINCOLN FINANCIAL SECURITIES CORPORATION
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
338
2475
SH
DFND
3
0
0
2475
3M CO
COM
88579Y101
1019
7466
SH
DFND
2
0
0
7466
ABB LTD
SPONSORED ADR
000375204
241
13972
SH
DFND
2
0
0
13972
ABB LTD
SPONSORED ADR
000375204
6
338
SH
DFND
3
0
0
338
ABBOTT LABS
COM
002824100
2579
32689
SH
DFND
2
0
0
32689
ABBOTT LABS
COM
002824100
818
10366
SH
DFND
3
0
0
10366
ABBVIE INC
COM
00287Y109
1685
22116
SH
DFND
2
0
0
22116
ABBVIE INC
COM
00287Y109
1008
13233
SH
DFND
3
0
0
13233
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
1099
6734
SH
DFND
2
0
0
6734
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
18
112
SH
DFND
3
0
0
112
ACNB CORP
COM
000868109
732
24395
SH
DFND
2
0
0
24395
ADOBE INC
COM
00724F101
1288
4046
SH
DFND
2
0
0
4046
ADOBE INC
COM
00724F101
37
116
SH
DFND
3
0
0
116
ADVANCED MICRO DEVICES INC
COM
007903107
184
4051
SH
DFND
2
0
0
4051
ADVANCED MICRO DEVICES INC
COM
007903107
191
4201
SH
DFND
3
0
0
4201
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
130
669
SH
DFND
3
0
0
669
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
2029
10435
SH
DFND
2
0
0
10435
ALIGN TECHNOLOGY INC
COM
016255101
268
1541
SH
DFND
2
0
0
1541
ALLEGHANY CORP DEL
COM
017175100
250
453
SH
DFND
2
0
0
453
ALLIANCEBERNSTEIN HLDG L P
UNIT LTD PARTN
01881G106
279
15010
SH
DFND
2
0
0
15010
ALLIANT ENERGY CORP
COM
018802108
218
4523
SH
DFND
2
0
0
4523
ALLIANT ENERGY CORP
COM
018802108
24
502
SH
DFND
3
0
0
502
ALMADEN MINERALS LTD
COM CL B
020283305
4
14500
SH
DFND
2
0
0
14500
ALPHA ARCHITECT ETF TR
US QUAN VALUE
02072L102
616
33995
SH
DFND
2
0
0
33995
ALPHABET INC
CAP STK CL A
02079K305
3459
2977
SH
DFND
2
0
0
2977
ALPHABET INC
CAP STK CL A
02079K305
546
470
SH
DFND
3
0
0
470
ALPHABET INC
CAP STK CL C
02079K107
5323
4578
SH
DFND
2
0
0
4578
ALPHABET INC
CAP STK CL C
02079K107
364
313
SH
DFND
3
0
0
313
ALPS ETF TR
ALERIAN MLP
00162Q866
96
27763
SH
DFND
2
0
0
27763
ALPS ETF TR
ALERIAN MLP
00162Q866
61
17864
SH
DFND
3
0
0
17864
ALTRIA GROUP INC
COM
02209S103
863
22310
SH
DFND
2
0
0
22310
ALTRIA GROUP INC
COM
02209S103
544
14068
SH
DFND
3
0
0
14068
AMAZON COM INC
COM
023135106
16148
8282
SH
DFND
2
0
0
8282
AMAZON COM INC
COM
023135106
1373
704
SH
DFND
3
0
0
704
AMERICAN ELEC PWR CO INC
COM
025537101
1155
14445
SH
DFND
2
0
0
14445
AMERICAN ELEC PWR CO INC
COM
025537101
22
276
SH
DFND
3
0
0
276
AMERICAN EXPRESS CO
COM
025816109
620
7241
SH
DFND
2
0
0
7241
AMERICAN EXPRESS CO
COM
025816109
49
570
SH
DFND
3
0
0
570
AMERICAN TOWER CORP NEW
COM
03027X100
1300
5970
SH
DFND
2
0
0
5970
AMERICAN TOWER CORP NEW
COM
03027X100
13
61
SH
DFND
3
0
0
61
AMERICAN WTR WKS CO INC NEW
COM
030420103
225
1881
SH
DFND
2
0
0
1881
AMGEN INC
COM
031162100
14
68
SH
DFND
3
0
0
68
AMGEN INC
COM
031162100
1543
7613
SH
DFND
2
0
0
7613
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
211
41656
SH
DFND
2
0
0
41656
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
13
2492
SH
DFND
3
0
0
2492
ANTHEM INC
COM
036752103
717
3156
SH
DFND
2
0
0
3156
ANTHEM INC
COM
036752103
46
203
SH
DFND
3
0
0
203
APPLE HOSPITALITY REIT INC
COM NEW
03784Y200
104
11350
SH
DFND
2
0
0
11350
APPLE INC
COM
037833100
29482
115939
SH
DFND
2
0
0
115939
APPLE INC
COM
037833100
3340
13136
SH
DFND
3
0
0
13136
ARISTA NETWORKS INC
COM
040413106
603
2978
SH
DFND
2
0
0
2978
ASA GOLD AND PRECIOUS MTLS L
SHS
G3156P103
114
11082
SH
DFND
2
0
0
11082
ASPEN TECHNOLOGY INC
COM
045327103
349
3669
SH
DFND
2
0
0
3669
ASTRAZENECA PLC
SPONSORED ADR
046353108
218
4886
SH
DFND
2
0
0
4886
ASTRAZENECA PLC
SPONSORED ADR
046353108
115
2581
SH
DFND
3
0
0
2581
AT&T INC
COM
00206R102
4089
140291
SH
DFND
2
0
0
140291
AT&T INC
COM
00206R102
775
26597
SH
DFND
3
0
0
26597
ATLASSIAN CORP PLC
CL A
G06242104
245
1785
SH
DFND
2
0
0
1785
ATMOS ENERGY CORP
COM
049560105
235
2369
SH
DFND
2
0
0
2369
AUBURN NATL BANCORP
COM
050473107
790
18830
SH
DFND
2
0
0
18830
AURORA CANNABIS INC
COM
05156X108
18
20224
SH
DFND
2
0
0
20224
AURORA CANNABIS INC
COM
05156X108
5
5365
SH
DFND
3
0
0
5365
AUTOMATIC DATA PROCESSING IN
COM
053015103
245
1795
SH
DFND
2
0
0
1795
AUTOMATIC DATA PROCESSING IN
COM
053015103
287
2098
SH
DFND
3
0
0
2098
AUTOZONE INC
COM
053332102
318
376
SH
DFND
2
0
0
376
BANCO SANTANDER SA
ADR
05964H105
33
14047
SH
DFND
2
0
0
14047
BANK NEW YORK MELLON CORP
COM
064058100
350
10396
SH
DFND
2
0
0
10396
BANK NEW YORK MELLON CORP
COM
064058100
9
280
SH
DFND
3
0
0
280
BARRICK GOLD CORPORATION
COM
067901108
784
42777
SH
DFND
2
0
0
42777
BAXTER INTL INC
COM
071813109
561
6915
SH
DFND
2
0
0
6915
BAXTER INTL INC
COM
071813109
54
667
SH
DFND
3
0
0
667
BCE INC
COM NEW
05534B760
209
5107
SH
DFND
2
0
0
5107
BECTON DICKINSON & CO
COM
075887109
550
2393
SH
DFND
2
0
0
2393
BECTON DICKINSON & CO
COM
075887109
175
760
SH
DFND
3
0
0
760
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
1904
7
SH
DFND
2
0
0
7
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
7290
39871
SH
DFND
2
0
0
39871
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
343
1876
SH
DFND
3
0
0
1876
BIG LOTS INC
COM
089302103
606
42614
SH
DFND
2
0
0
42614
BIOGEN INC
COM
09062X103
267
843
SH
DFND
2
0
0
843
BIOGEN INC
COM
09062X103
5
15
SH
DFND
3
0
0
15
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
362
4279
SH
DFND
2
0
0
4279
BK OF AMERICA CORP
COM
060505104
2218
104462
SH
DFND
2
0
0
104462
BK OF AMERICA CORP
COM
060505104
429
20184
SH
DFND
3
0
0
20184
BLACKROCK CORE BD TR
SHS BEN INT
09249E101
334
25224
SH
DFND
2
0
0
25224
BLACKROCK INC
COM
09247X101
211
479
SH
DFND
2
0
0
479
BLACKROCK INC
COM
09247X101
12
27
SH
DFND
3
0
0
27
BLACKROCK TCP CAPITAL CORP
NOTE 4.625% 3/0
87238QAD5
22
25000
PRN
DFND
3
0
0
25000
BLACKSTONE GROUP INC
COM CL A
09260D107
120
2633
SH
DFND
3
0
0
2633
BLACKSTONE GROUP INC
COM CL A
09260D107
203
4453
SH
DFND
2
0
0
4453
BLACKSTONE MTG TR INC
COM CL A
09257W100
279
14997
SH
DFND
2
0
0
14997
BOEING CO
COM
097023105
1752
11747
SH
DFND
2
0
0
11747
BOEING CO
COM
097023105
304
2039
SH
DFND
3
0
0
2039
BOOKING HLDGS INC
COM
09857L108
373
277
SH
DFND
2
0
0
277
BOOKING HLDGS INC
COM
09857L108
3
2
SH
DFND
3
0
0
2
BP PLC
SPONSORED ADR
055622104
582
23846
SH
DFND
2
0
0
23846
BP PLC
SPONSORED ADR
055622104
543
22264
SH
DFND
3
0
0
22264
BRISTOL-MYERS SQUIBB CO
COM
110122108
1647
29546
SH
DFND
2
0
0
29546
BRISTOL-MYERS SQUIBB CO
COM
110122108
618
11079
SH
DFND
3
0
0
11079
BROADCOM INC
COM
11135F101
625
2635
SH
DFND
2
0
0
2635
BROADCOM INC
COM
11135F101
78
331
SH
DFND
3
0
0
331
BROWN & BROWN INC
COM
115236101
615
16992
SH
DFND
2
0
0
16992
CADENCE DESIGN SYSTEM INC
COM
127387108
325
4926
SH
DFND
2
0
0
4926
CADENCE DESIGN SYSTEM INC
COM
127387108
0
0
SH
DFND
3
0
0
0
CALUMET SPECIALTY PRODS PTNR
UT LTD PARTNER
131476103
12
11559
SH
DFND
2
0
0
11559
CANOPY GROWTH CORP
COM
138035100
137
9519
SH
DFND
2
0
0
9519
CANOPY GROWTH CORP
COM
138035100
61
4264
SH
DFND
3
0
0
4264
CARLYLE GROUP INC
COM
14316J108
24
1099
SH
DFND
2
0
0
1099
CARLYLE GROUP INC
COM
14316J108
187
8631
SH
DFND
3
0
0
8631
CARNIVAL CORP
UNIT 99/99/9999
143658300
133
10127
SH
DFND
2
0
0
10127
CARNIVAL CORP
UNIT 99/99/9999
143658300
4
338
SH
DFND
3
0
0
338
CAROLINA FINL CORP NEW
COM
143873107
100
3877
SH
DFND
2
0
0
3877
CAROLINA FINL CORP NEW
COM
143873107
176
6814
SH
DFND
3
0
0
6814
CATERPILLAR INC DEL
COM
149123101
711
6126
SH
DFND
2
0
0
6126
CATERPILLAR INC DEL
COM
149123101
197
1699
SH
DFND
3
0
0
1699
CENTURYLINK INC
COM
156700106
310
32795
SH
DFND
2
0
0
32795
CENTURYLINK INC
COM
156700106
31
3252
SH
DFND
3
0
0
3252
CGI INC
CL A SUB VTG
12532H104
413
7582
SH
DFND
2
0
0
7582
CHEMOURS CO
COM
163851108
116
13055
SH
DFND
3
0
0
13055
CHEMOURS CO
COM
163851108
9
1038
SH
DFND
2
0
0
1038
CHESAPEAKE ENERGY CORP
COM
165167107
2
10230
SH
DFND
2
0
0
10230
CHEVRON CORP NEW
COM
166764100
2664
36759
SH
DFND
2
0
0
36759
CHEVRON CORP NEW
COM
166764100
410
5652
SH
DFND
3
0
0
5652
CHUBB LIMITED
COM
H1467J104
368
3295
SH
DFND
2
0
0
3295
CHUBB LIMITED
COM
H1467J104
24
218
SH
DFND
3
0
0
218
CHURCH & DWIGHT INC
COM
171340102
237
3699
SH
DFND
2
0
0
3699
CHURCH & DWIGHT INC
COM
171340102
129
2015
SH
DFND
3
0
0
2015
CIGNA CORP NEW
COM
125523100
368
2076
SH
DFND
2
0
0
2076
CIGNA CORP NEW
COM
125523100
4
24
SH
DFND
3
0
0
24
CISCO SYS INC
COM
17275R102
2357
59957
SH
DFND
2
0
0
59957
CISCO SYS INC
COM
17275R102
147
3745
SH
DFND
3
0
0
3745
CITIGROUP INC
COM NEW
172967424
762
18102
SH
DFND
2
0
0
18102
CITIGROUP INC
COM NEW
172967424
179
4251
SH
DFND
3
0
0
4251
CITRIX SYS INC
COM
177376100
324
2288
SH
DFND
2
0
0
2288
CLEVELAND CLIFFS INC
COM
185899101
46
11598
SH
DFND
2
0
0
11598
CLOROX CO DEL
COM
189054109
820
4733
SH
DFND
2
0
0
4733
CLOROX CO DEL
COM
189054109
128
740
SH
DFND
3
0
0
740
COCA COLA CO
COM
191216100
1885
42598
SH
DFND
2
0
0
42598
COCA COLA CO
COM
191216100
498
11245
SH
DFND
3
0
0
11245
COHEN & STEERS REIT & PFD &I
COM
19247X100
483
29958
SH
DFND
2
0
0
29958
COLGATE PALMOLIVE CO
COM
194162103
473
7133
SH
DFND
2
0
0
7133
COLGATE PALMOLIVE CO
COM
194162103
161
2422
SH
DFND
3
0
0
2422
COMCAST CORP NEW
CL A
20030N101
825
24009
SH
DFND
2
0
0
24009
COMCAST CORP NEW
CL A
20030N101
55
1591
SH
DFND
3
0
0
1591
CONOCOPHILLIPS
COM
20825C104
310
10071
SH
DFND
2
0
0
10071
CONOCOPHILLIPS
COM
20825C104
155
5042
SH
DFND
3
0
0
5042
CONSOLIDATED EDISON INC
COM
209115104
1034
13258
SH
DFND
2
0
0
13258
CONSOLIDATED EDISON INC
COM
209115104
69
885
SH
DFND
3
0
0
885
CORNING INC
COM
219350105
137
6656
SH
DFND
2
0
0
6656
CORNING INC
COM
219350105
64
3120
SH
DFND
3
0
0
3120
COSTCO WHSL CORP NEW
COM
22160K105
4320
15149
SH
DFND
2
0
0
15149
COSTCO WHSL CORP NEW
COM
22160K105
145
509
SH
DFND
3
0
0
509
COUSINS PPTYS INC
COM NEW
222795502
339
11591
SH
DFND
2
0
0
11591
CROWN CASTLE INTL CORP NEW
COM
22822V101
299
2072
SH
DFND
2
0
0
2072
CROWN CASTLE INTL CORP NEW
COM
22822V101
148
1026
SH
DFND
3
0
0
1026
CSX CORP
COM
126408103
487
8503
SH
DFND
2
0
0
8503
CSX CORP
COM
126408103
219
3818
SH
DFND
3
0
0
3818
CVS HEALTH CORP
COM
126650100
758
12773
SH
DFND
2
0
0
12773
CVS HEALTH CORP
COM
126650100
52
879
SH
DFND
3
0
0
879
DANAHER CORPORATION
COM
235851102
495
3579
SH
DFND
2
0
0
3579
DANAHER CORPORATION
COM
235851102
0
0
SH
DFND
3
0
0
0
DBX ETF TR
XTRACK MSCI EAFE
233051200
112
4197
SH
DFND
2
0
0
4197
DBX ETF TR
XTRACK MSCI EAFE
233051200
99
3712
SH
DFND
3
0
0
3712
DEERE & CO
COM
244199105
152
1101
SH
DFND
3
0
0
1101
DEERE & CO
COM
244199105
401
2904
SH
DFND
2
0
0
2904
DESIGNER BRANDS INC
CL A
250565108
174
35004
SH
DFND
2
0
0
35004
DIAGEO P L C
SPON ADR NEW
25243Q205
236
1858
SH
DFND
2
0
0
1858
DIAGEO P L C
SPON ADR NEW
25243Q205
237
1863
SH
DFND
3
0
0
1863
DIGITAL RLTY TR INC
COM
253868103
544
3915
SH
DFND
2
0
0
3915
DISCOVER FINL SVCS
COM
254709108
207
5816
SH
DFND
2
0
0
5816
DISCOVER FINL SVCS
COM
254709108
8
217
SH
DFND
3
0
0
217
DISCOVERY INC
COM SER A
25470F104
1148
59075
SH
DFND
2
0
0
59075
DISCOVERY INC
COM SER C
25470F302
403
22964
SH
DFND
2
0
0
22964
DISNEY WALT CO
COM DISNEY
254687106
3542
36663
SH
DFND
2
0
0
36663
DISNEY WALT CO
COM DISNEY
254687106
490
5073
SH
DFND
3
0
0
5073
DOLLAR GEN CORP NEW
COM
256677105
110
726
SH
DFND
3
0
0
726
DOLLAR GEN CORP NEW
COM
256677105
512
3393
SH
DFND
2
0
0
3393
DOLLAR TREE INC
COM
256746108
249
3392
SH
DFND
2
0
0
3392
DOMINION ENERGY INC
COM
25746U109
288
3995
SH
DFND
3
0
0
3995
DOMINION ENERGY INC
COM
25746U109
1288
17839
SH
DFND
2
0
0
17839
DOMINOS PIZZA INC
COM
25754A201
320
988
SH
DFND
2
0
0
988
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
36
2102
SH
DFND
2
0
0
2102
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
140
8214
SH
DFND
3
0
0
8214
DOW INC
COM
260557103
158
5407
SH
DFND
2
0
0
5407
DOW INC
COM
260557103
59
2026
SH
DFND
3
0
0
2026
DTE ENERGY CO
COM
233331107
225
2371
SH
DFND
2
0
0
2371
DUKE ENERGY CORP NEW
COM NEW
26441C204
1225
15142
SH
DFND
2
0
0
15142
DUKE ENERGY CORP NEW
COM NEW
26441C204
253
3127
SH
DFND
3
0
0
3127
DUPONT DE NEMOURS INC
COM
26614N102
303
8881
SH
DFND
2
0
0
8881
DUPONT DE NEMOURS INC
COM
26614N102
70
2067
SH
DFND
3
0
0
2067
DWS MUN INCOME TR
COM
233368109
1355
125653
SH
DFND
2
0
0
125653
EATON CORP PLC
SHS
G29183103
4397
56594
SH
DFND
2
0
0
56594
EATON CORP PLC
SHS
G29183103
7
94
SH
DFND
3
0
0
94
EDISON INTL
COM
281020107
37
676
SH
DFND
3
0
0
676
EDISON INTL
COM
281020107
643
11736
SH
DFND
2
0
0
11736
EDWARDS LIFESCIENCES CORP
COM
28176E108
1419
7522
SH
DFND
2
0
0
7522
EDWARDS LIFESCIENCES CORP
COM
28176E108
2
13
SH
DFND
3
0
0
13
EMERSON ELEC CO
COM
291011104
368
7727
SH
DFND
2
0
0
7727
EMERSON ELEC CO
COM
291011104
129
2705
SH
DFND
3
0
0
2705
ENBRIDGE INC
COM
29250N105
233
8012
SH
DFND
2
0
0
8012
ENBRIDGE INC
COM
29250N105
194
6669
SH
DFND
3
0
0
6669
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
34
7498
SH
DFND
2
0
0
7498
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
67
14488
SH
DFND
3
0
0
14488
ENTERPRISE PRODS PARTNERS L
COM
293792107
417
29190
SH
DFND
2
0
0
29190
ENTERPRISE PRODS PARTNERS L
COM
293792107
59
4140
SH
DFND
3
0
0
4140
EQUINIX INC
COM
29444U700
222
356
SH
DFND
2
0
0
356
ETF MANAGERS TR
ETFMG ALTR HRVST
26924G508
3
230
SH
DFND
3
0
0
230
ETF MANAGERS TR
ETFMG ALTR HRVST
26924G508
228
20030
SH
DFND
2
0
0
20030
ETF MANAGERS TR
PRIME JUNIR SLVR
26924G102
604
90900
SH
DFND
2
0
0
90900
ETF SER SOLUTIONS
ALPCLONE ALTER
26922A305
623
14059
SH
DFND
2
0
0
14059
EXACT SCIENCES CORP
COM
30063P105
337
5803
SH
DFND
2
0
0
5803
EXCHANGE TRADED CONCEPTS TR
ROBO GLB ETF
301505707
967
28794
SH
DFND
2
0
0
28794
EXELON CORP
COM
30161N101
966
26240
SH
DFND
2
0
0
26240
EXELON CORP
COM
30161N101
0
0
SH
DFND
3
0
0
0
EXPRESS INC
COM
30219E103
20
13390
SH
DFND
2
0
0
13390
EXXON MOBIL CORP
COM
30231G102
2565
67559
SH
DFND
2
0
0
67559
EXXON MOBIL CORP
COM
30231G102
529
13934
SH
DFND
3
0
0
13934
FACEBOOK INC
CL A
30303M102
3103
18605
SH
DFND
2
0
0
18605
FACEBOOK INC
CL A
30303M102
234
1405
SH
DFND
3
0
0
1405
FACTSET RESH SYS INC
COM
303075105
304
1166
SH
DFND
2
0
0
1166
FEDEX CORP
COM
31428X106
294
2427
SH
DFND
2
0
0
2427
FEDEX CORP
COM
31428X106
216
1778
SH
DFND
3
0
0
1778
FIDELITY COMWLTH TR
NDQ CP IDX TRK
315912808
1337
4478
SH
DFND
3
0
0
4478
FIDELITY COVINGTON TR
CONSMR STAPLES
316092303
1376
42558
SH
DFND
2
0
0
42558
FIDELITY COVINGTON TR
CONSMR STAPLES
316092303
61
1892
SH
DFND
3
0
0
1892
FIDELITY COVINGTON TR
LOW VOLITY ETF
316092824
7916
253652
SH
DFND
2
0
0
253652
FIDELITY COVINGTON TR
LOW VOLITY ETF
316092824
9
290
SH
DFND
3
0
0
290
FIDELITY COVINGTON TR
MSCI CONSM DIS
316092204
403
10690
SH
DFND
2
0
0
10690
FIDELITY COVINGTON TR
MSCI CONSM DIS
316092204
37
984
SH
DFND
3
0
0
984
FIDELITY COVINGTON TR
MSCI FINLS IDX
316092501
524
17829
SH
DFND
2
0
0
17829
FIDELITY COVINGTON TR
MSCI FINLS IDX
316092501
143
4863
SH
DFND
3
0
0
4863
FIDELITY COVINGTON TR
MSCI HLTH CARE I
316092600
2452
57045
SH
DFND
2
0
0
57045
FIDELITY COVINGTON TR
MSCI HLTH CARE I
316092600
136
3160
SH
DFND
3
0
0
3160
FIDELITY COVINGTON TR
MSCI INFO TECH I
316092808
1372
21892
SH
DFND
2
0
0
21892
FIDELITY COVINGTON TR
MSCI INFO TECH I
316092808
30
485
SH
DFND
3
0
0
485
FIDELITY COVINGTON TR
MSCI RL EST ETF
316092857
75
3620
SH
DFND
2
0
0
3620
FIDELITY COVINGTON TR
MSCI RL EST ETF
316092857
210
10120
SH
DFND
3
0
0
10120
FIDELITY COVINGTON TR
MSCI UTILS INDEX
316092865
967
26931
SH
DFND
2
0
0
26931
FIDELITY COVINGTON TR
MSCI UTILS INDEX
316092865
40
1110
SH
DFND
3
0
0
1110
FIDELITY COVINGTON TR
QLTY FCTOR ETF
316092790
4
120
SH
DFND
3
0
0
120
FIDELITY COVINGTON TR
QLTY FCTOR ETF
316092790
1150
37660
SH
DFND
2
0
0
37660
FIDELITY NATL INFORMATION SV
COM
31620M106
463
3806
SH
DFND
2
0
0
3806
FIDELITY NATL INFORMATION SV
COM
31620M106
0
0
SH
DFND
3
0
0
0
FIDUS INVT CORP
COM
316500107
119
17968
SH
DFND
2
0
0
17968
FIRST INDL RLTY TR INC
COM
32054K103
358
10785
SH
DFND
2
0
0
10785
FIRST TR DOW JONES SELECT MI
COM SHS ANNUAL
33718M105
317
10121
SH
DFND
2
0
0
10121
FIRST TR EXCH TRADED FD III
PFD SECS INC ETF
33739E108
3568
217586
SH
DFND
2
0
0
217586
FIRST TR EXCH TRADED FD III
PFD SECS INC ETF
33739E108
0
0
SH
DFND
3
0
0
0
FIRST TR EXCHANGE TRADED ALP
EM SML CP ALPH
33737J307
1588
63540
SH
DFND
2
0
0
63540
FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
33734X192
959
17601
SH
DFND
2
0
0
17601
FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
33734X192
31
577
SH
DFND
3
0
0
577
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
1042
14091
SH
DFND
3
0
0
14091
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
102
1379
SH
DFND
2
0
0
1379
FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
33734X846
196
7592
SH
DFND
3
0
0
7592
FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
33734X846
1938
75203
SH
DFND
2
0
0
75203
FIRST TR EXCHANGE-TRADED FD
CAP STRENGTH ETF
33733E104
7067
142188
SH
DFND
2
0
0
142188
FIRST TR EXCHANGE-TRADED FD
CAP STRENGTH ETF
33733E104
113
2270
SH
DFND
3
0
0
2270
FIRST TR EXCHANGE-TRADED FD
DJ INTERNT IDX
33733E302
1514
12239
SH
DFND
2
0
0
12239
FIRST TR EXCHANGE-TRADED FD
DJ INTERNT IDX
33733E302
64
518
SH
DFND
3
0
0
518
FIRST TR EXCHANGE-TRADED FD
DORSEY WRIGHT
33738R878
547
24358
SH
DFND
3
0
0
24358
FIRST TR EXCHANGE-TRADED FD
FIRST TR ENH NEW
33739Q408
400
6774
SH
DFND
2
0
0
6774
FIRST TR EXCHANGE-TRADED FD
FIRST TR ENH NEW
33739Q408
183
3092
SH
DFND
3
0
0
3092
FIRST TR EXCHANGE-TRADED FD
FST LOW OPPT EFT
33739Q200
6694
131257
SH
DFND
2
0
0
131257
FIRST TR EXCHANGE-TRADED FD
FST LOW OPPT EFT
33739Q200
86
1685
SH
DFND
3
0
0
1685
FIRST TR EXCHANGE-TRADED FD
NO AMER ENERGY
33738D101
275
15449
SH
DFND
2
0
0
15449
FIRST TR EXCHANGE-TRADED FD
NY ARCA BIOTECH
33733E203
1091
8320
SH
DFND
2
0
0
8320
FIRST TR EXCHANGE-TRADED FD
NY ARCA BIOTECH
33733E203
140
1067
SH
DFND
3
0
0
1067
FIRST TR LRGE CP CORE ALPHA
COM SHS
33734K109
209
4392
SH
DFND
2
0
0
4392
FIRST TR MORNINGSTAR DIVID L
SHS
336917109
312
13951
SH
DFND
3
0
0
13951
FIRST TR MORNINGSTAR DIVID L
SHS
336917109
727
32564
SH
DFND
2
0
0
32564
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
7338
265106
SH
DFND
2
0
0
265106
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
1270
45864
SH
DFND
3
0
0
45864
FIVE BELOW INC
COM
33829M101
289
4106
SH
DFND
2
0
0
4106
FIVE BELOW INC
COM
33829M101
71
1007
SH
DFND
3
0
0
1007
FORD MTR CO DEL
COM
345370860
49
10243
SH
DFND
3
0
0
10243
FORD MTR CO DEL
COM
345370860
185
38374
SH
DFND
2
0
0
38374
FRANKLIN TEMPLETON ETF TR
LIBERTYQ US EQT
35473P801
644
23337
SH
DFND
2
0
0
23337
FRANKLIN TEMPLETON ETF TR
LIBERTYQ US EQT
35473P801
84
3053
SH
DFND
3
0
0
3053
FS KKR CAPITAL CORP
COM
302635107
339
113107
SH
DFND
2
0
0
113107
FS KKR CAPITAL CORP
COM
302635107
74
24696
SH
DFND
3
0
0
24696
GENERAL DYNAMICS CORP
COM
369550108
566
4277
SH
DFND
2
0
0
4277
GENERAL DYNAMICS CORP
COM
369550108
152
1149
SH
DFND
3
0
0
1149
GENERAL ELECTRIC CO
COM
369604103
65
8161
SH
DFND
3
0
0
8161
GENERAL ELECTRIC CO
COM
369604103
807
101595
SH
DFND
2
0
0
101595
GENERAL MLS INC
COM
370334104
494
9356
SH
DFND
2
0
0
9356
GENERAL MLS INC
COM
370334104
11
202
SH
DFND
3
0
0
202
GENTEX CORP
COM
371901109
231
10429
SH
DFND
2
0
0
10429
GERDAU SA
SPON ADR REP PFD
373737105
20
10599
SH
DFND
2
0
0
10599
GILEAD SCIENCES INC
COM
375558103
242
3231
SH
DFND
2
0
0
3231
GILEAD SCIENCES INC
COM
375558103
179
2389
SH
DFND
3
0
0
2389
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
75
1976
SH
DFND
3
0
0
1976
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
291
7682
SH
DFND
2
0
0
7682
GLOBAL X FDS
FINTECH ETF
37954Y814
12
501
SH
DFND
3
0
0
501
GLOBAL X FDS
FINTECH ETF
37954Y814
273
11303
SH
DFND
2
0
0
11303
GLOBAL X FDS
GLB X MLP ENRG I
37950E226
80
13079
SH
DFND
2
0
0
13079
GLOBAL X FDS
NASDAQ 100 COVER
37954Y483
513
26596
SH
DFND
2
0
0
26596
GLOBAL X FDS
S&P 500 COVERED
37954Y475
460
12030
SH
DFND
2
0
0
12030
GLOBE LIFE INC
COM
37959E102
310
4301
SH
DFND
2
0
0
4301
GOLDMAN SACHS ETF TR
ACTIVEBETA EME
381430206
0
0
SH
DFND
3
0
0
0
GOLDMAN SACHS ETF TR
ACTIVEBETA EME
381430206
288
11020
SH
DFND
2
0
0
11020
GOLDMAN SACHS ETF TR
ACTIVEBETA INT
381430107
942
40832
SH
DFND
2
0
0
40832
GOLDMAN SACHS GROUP INC
COM
38141G104
191
1238
SH
DFND
3
0
0
1238
GOLDMAN SACHS GROUP INC
COM
38141G104
355
2297
SH
DFND
2
0
0
2297
GTT COMMUNICATIONS INC
COM
362393100
125
15713
SH
DFND
2
0
0
15713
HANCOCK JOHN TAX-ADVANTAGED
COM
41013V100
293
16629
SH
DFND
3
0
0
16629
HARTFORD FDS EXCHANGE TRADED
MUN OPORTUNITE
41653L503
957
23280
SH
DFND
2
0
0
23280
HERZFELD CARIBBEAN BASIN FD
COM
42804T106
125
35930
SH
DFND
2
0
0
35930
HOME DEPOT INC
COM
437076102
5175
27718
SH
DFND
2
0
0
27718
HOME DEPOT INC
COM
437076102
273
1461
SH
DFND
3
0
0
1461
HONEYWELL INTL INC
COM
438516106
219
1639
SH
DFND
3
0
0
1639
HONEYWELL INTL INC
COM
438516106
1112
8312
SH
DFND
2
0
0
8312
HUNTINGTON BANCSHARES INC
COM
446150104
128
15557
SH
DFND
2
0
0
15557
HUNTINGTON BANCSHARES INC
COM
446150104
30
3692
SH
DFND
3
0
0
3692
HUNTINGTON INGALLS INDS INC
COM
446413106
226
1240
SH
DFND
2
0
0
1240
HUNTINGTON INGALLS INDS INC
COM
446413106
2
11
SH
DFND
3
0
0
11
IDEXX LABS INC
COM
45168D104
340
1404
SH
DFND
2
0
0
1404
ILLINOIS TOOL WKS INC
COM
452308109
285
2008
SH
DFND
3
0
0
2008
ILLINOIS TOOL WKS INC
COM
452308109
567
3990
SH
DFND
2
0
0
3990
INDEXIQ ETF TR
IQ GLB RES ETF
45409B883
276
12661
SH
DFND
2
0
0
12661
INDEXIQ ETF TR
IQ MRGR ARB ETF
45409B800
345
11434
SH
DFND
2
0
0
11434
INNOVATOR ETFS TR
S&P 500 BUFFER
45782C789
955
40201
SH
DFND
3
0
0
40201
INNOVATOR ETFS TR
S&P 500 POWER
45782C417
355
16401
SH
DFND
2
0
0
16401
INNOVATOR ETFS TR
S&P 500 POWER
45782C508
256
10224
SH
DFND
2
0
0
10224
INNOVATOR ETFS TR
S&P 500 PWR
45782C656
330
14230
SH
DFND
2
0
0
14230
INNOVATOR ETFS TR
S&P 500 PWR BU
45782C540
276
11592
SH
DFND
2
0
0
11592
INNOVATOR ETFS TR
S&P 500 PWR BU
45782C870
6857
283800
SH
DFND
2
0
0
283800
INNOVATOR ETFS TR
S&P 500 PWR BUFR
45782C383
720
29944
SH
DFND
2
0
0
29944
INNOVATOR ETFS TR
S&P 500 PWRETF
45782C797
1167
51693
SH
DFND
2
0
0
51693
INNOVATOR ETFS TR
S&P 500 ULTRA
45782C805
250
10130
SH
DFND
3
0
0
10130
INNOVATOR ETFS TR
S&P 500 ULTRA
45782C821
381
16558
SH
DFND
2
0
0
16558
INNOVATOR ETFS TR
S&P 500 ULTRA
45782C839
954
41435
SH
DFND
3
0
0
41435
INTEL CORP
COM
458140100
3011
55637
SH
DFND
2
0
0
55637
INTEL CORP
COM
458140100
206
3813
SH
DFND
3
0
0
3813
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
772
9555
SH
DFND
2
0
0
9555
INTERNATIONAL BUSINESS MACHS
COM
459200101
1601
14435
SH
DFND
2
0
0
14435
INTERNATIONAL BUSINESS MACHS
COM
459200101
253
2278
SH
DFND
3
0
0
2278
INTL PAPER CO
COM
460146103
248
7967
SH
DFND
2
0
0
7967
INTL PAPER CO
COM
460146103
0
0
SH
DFND
3
0
0
0
INTUIT
COM
461202103
368
1599
SH
DFND
2
0
0
1599
INTUIT
COM
461202103
2
9
SH
DFND
3
0
0
9
INTUITIVE SURGICAL INC
COM NEW
46120E602
645
1303
SH
DFND
2
0
0
1303
INTUITIVE SURGICAL INC
COM NEW
46120E602
0
0
SH
DFND
3
0
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2020 CB
46138J502
6
276
SH
DFND
3
0
0
276
INVESCO EXCH TRD SLF IDX FD
BULSHS 2020 CB
46138J502
1174
55880
SH
DFND
2
0
0
55880
INVESCO EXCH TRD SLF IDX FD
BULSHS 2020 HY
46138J601
367
15956
SH
DFND
2
0
0
15956
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 CB
46138J700
1126
53687
SH
DFND
2
0
0
53687
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 CB
46138J700
7
314
SH
DFND
3
0
0
314
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 HY
46138J809
362
16347
SH
DFND
2
0
0
16347
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 CB
46138J882
747
35279
SH
DFND
2
0
0
35279
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 CB
46138J882
7
313
SH
DFND
3
0
0
313
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 HY
46138J874
282
13039
SH
DFND
2
0
0
13039
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 CB
46138J866
280
13517
SH
DFND
2
0
0
13517
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 CB
46138J866
25
1205
SH
DFND
3
0
0
1205
INVESCO EXCHANGE TRADED FD T
DWA MOMENTUM
46137V837
415
7689
SH
DFND
3
0
0
7689
INVESCO EXCHANGE TRADED FD T
DWA MOMENTUM
46137V837
16
287
SH
DFND
2
0
0
287
INVESCO EXCHANGE TRADED FD T
DWA STAPLES
46137V886
2158
38338
SH
DFND
3
0
0
38338
INVESCO EXCHANGE TRADED FD T
FINL PFD ETF
46137V621
1437
85104
SH
DFND
2
0
0
85104
INVESCO EXCHANGE TRADED FD T
FINL PFD ETF
46137V621
51
3000
SH
DFND
3
0
0
3000
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1000
46137V613
200
2167
SH
DFND
2
0
0
2167
INVESCO EXCHANGE TRADED FD T
NASDAQ INTERNT
46137V530
353
2806
SH
DFND
2
0
0
2806
INVESCO EXCHANGE TRADED FD T
S&P 500 TOP 50
46137V233
348
1778
SH
DFND
2
0
0
1778
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
2703
32171
SH
DFND
2
0
0
32171
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
210
2497
SH
DFND
3
0
0
2497
INVESCO EXCHANGE TRADED FD T
S&P500 PUR GWT
46137V266
480
4798
SH
DFND
2
0
0
4798
INVESCO EXCHANGE TRADED FD T
S&P500 PUR GWT
46137V266
24
244
SH
DFND
3
0
0
244
INVESCO EXCHANGE TRADED FD T
S&P500 QUALITY
46137V241
2851
95254
SH
DFND
2
0
0
95254
INVESCO EXCHANGE-TRADED FD T
CALIF AMT MUN
46138E206
613
22711
SH
DFND
2
0
0
22711
INVESCO EXCHANGE-TRADED FD T
FTSE RAFI DEV
46138E743
553
18230
SH
DFND
2
0
0
18230
INVESCO EXCHANGE-TRADED FD T
GBL SRT TRM HY
46138E669
2579
130474
SH
DFND
2
0
0
130474
INVESCO EXCHANGE-TRADED FD T
PFD ETF
46138E511
72
5492
SH
DFND
2
0
0
5492
INVESCO EXCHANGE-TRADED FD T
PFD ETF
46138E511
159
12104
SH
DFND
3
0
0
12104
INVESCO EXCHANGE-TRADED FD T
S&P 500 REVENUE
46138G698
332
7568
SH
DFND
2
0
0
7568
INVESCO EXCHANGE-TRADED FD T
S&P MIDCP LOW
46138E198
2739
68793
SH
DFND
2
0
0
68793
INVESCO EXCHANGE-TRADED FD T
S&P MIDCP LOW
46138E198
41
1032
SH
DFND
3
0
0
1032
INVESCO EXCHANGE-TRADED FD T
S&P SMLCP LOW
46138G102
1810
54626
SH
DFND
2
0
0
54626
INVESCO EXCHANGE-TRADED FD T
S&P ULTRA DIVIDE
46138G656
255
10987
SH
DFND
3
0
0
10987
INVESCO EXCHANGE-TRADED FD T
S&P ULTRA DIVIDE
46138G656
51
2197
SH
DFND
2
0
0
2197
INVESCO EXCHANGE-TRADED FD T
S&P500 LOW VOL
46138E354
794
16922
SH
DFND
3
0
0
16922
INVESCO EXCHANGE-TRADED FD T
S&P500 LOW VOL
46138E354
519
11059
SH
DFND
2
0
0
11059
INVESCO EXCHANGE-TRADED FD T
TAXABLE MUN BD
46138G805
238
7699
SH
DFND
2
0
0
7699
INVESCO EXCHANGE-TRADED FD T
VAR RATE PFD
46138G870
258
12016
SH
DFND
2
0
0
12016
INVESCO QQQ TR
UNIT SER 1
46090E103
12365
64945
SH
DFND
2
0
0
64945
INVESCO QQQ TR
UNIT SER 1
46090E103
989
5194
SH
DFND
3
0
0
5194
IONIS PHARMACEUTICALS INC
COM
462222100
831
17572
SH
DFND
2
0
0
17572
IQVIA HLDGS INC
COM
46266C105
348
3223
SH
DFND
2
0
0
3223
ISHARES GOLD TRUST
ISHARES
464285105
1603
106341
SH
DFND
2
0
0
106341
ISHARES GOLD TRUST
ISHARES
464285105
73
4833
SH
DFND
3
0
0
4833
ISHARES INC
CORE MSCI EMKT
46434G103
68528
1693296
SH
DFND
1
1693296
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
3637
89878
SH
DFND
2
0
0
89878
ISHARES INC
CORE MSCI EMKT
46434G103
83
2055
SH
DFND
3
0
0
2055
ISHARES INC
MIN VOL EMRG MKT
464286533
5380
114656
SH
DFND
2
0
0
114656
ISHARES INC
MSCI CDA ETF
464286509
1
39
SH
DFND
2
0
0
39
ISHARES INC
MSCI CDA ETF
464286509
1480
67743
SH
DFND
3
0
0
67743
ISHARES INC
MSCI FRNTR100ETF
464286145
794
37182
SH
DFND
2
0
0
37182
ISHARES SILVER TRUST
ISHARES
46428Q109
338
25938
SH
DFND
2
0
0
25938
ISHARES SILVER TRUST
ISHARES
46428Q109
151
11597
SH
DFND
3
0
0
11597
ISHARES TR
0-5 YR TIPS ETF
46429B747
2844
28469
SH
DFND
2
0
0
28469
ISHARES TR
0-5 YR TIPS ETF
46429B747
15
150
SH
DFND
3
0
0
150
ISHARES TR
1 3 YR TREAS BD
464287457
67
772
SH
DFND
3
0
0
772
ISHARES TR
1 3 YR TREAS BD
464287457
211
2432
SH
DFND
2
0
0
2432
ISHARES TR
20 YR TR BD ETF
464287432
108
657
SH
DFND
3
0
0
657
ISHARES TR
20 YR TR BD ETF
464287432
21140
128144
SH
DFND
2
0
0
128144
ISHARES TR
AGGRES ALLOC ETF
464289859
768
16190
SH
DFND
2
0
0
16190
ISHARES TR
BARCLAYS 7 10 YR
464287440
260
2142
SH
DFND
3
0
0
2142
ISHARES TR
BARCLAYS 7 10 YR
464287440
5020
41327
SH
DFND
2
0
0
41327
ISHARES TR
CALIF MUN BD ETF
464288356
2679
44269
SH
DFND
2
0
0
44269
ISHARES TR
COHEN STEER REIT
464287564
3061
33425
SH
DFND
2
0
0
33425
ISHARES TR
COHEN STEER REIT
464287564
9
100
SH
DFND
3
0
0
100
ISHARES TR
CORE 1 5 YR USD
46432F859
26
519
SH
DFND
3
0
0
519
ISHARES TR
CORE 1 5 YR USD
46432F859
206
4088
SH
DFND
2
0
0
4088
ISHARES TR
CORE DIV GRWTH
46434V621
187
5752
SH
DFND
3
0
0
5752
ISHARES TR
CORE DIV GRWTH
46434V621
10478
321519
SH
DFND
2
0
0
321519
ISHARES TR
CORE HIGH DV ETF
46429B663
3150
44022
SH
DFND
2
0
0
44022
ISHARES TR
CORE HIGH DV ETF
46429B663
170
2376
SH
DFND
3
0
0
2376
ISHARES TR
CORE MSCI EAFE
46432F842
3982
79812
SH
DFND
2
0
0
79812
ISHARES TR
CORE MSCI EAFE
46432F842
36
724
SH
DFND
3
0
0
724
ISHARES TR
CORE S&P MCP ETF
464287507
8858
61572
SH
DFND
2
0
0
61572
ISHARES TR
CORE S&P MCP ETF
464287507
1551
10783
SH
DFND
3
0
0
10783
ISHARES TR
CORE S&P SCP ETF
464287804
8683
154758
SH
DFND
2
0
0
154758
ISHARES TR
CORE S&P SCP ETF
464287804
1034
18428
SH
DFND
3
0
0
18428
ISHARES TR
CORE S&P TTL STK
464287150
2309
40359
SH
DFND
2
0
0
40359
ISHARES TR
CORE S&P TTL STK
464287150
9
156
SH
DFND
3
0
0
156
ISHARES TR
CORE S&P US GWT
464287671
40
701
SH
DFND
2
0
0
701
ISHARES TR
CORE S&P US GWT
464287671
165
2893
SH
DFND
3
0
0
2893
ISHARES TR
CORE S&P500 ETF
464287200
40581
157048
SH
DFND
2
0
0
157048
ISHARES TR
CORE S&P500 ETF
464287200
203
786
SH
DFND
3
0
0
786
ISHARES TR
CORE TOTAL USD
46434V613
454
8646
SH
DFND
2
0
0
8646
ISHARES TR
CORE US AGGBD ET
464287226
9827
85175
SH
DFND
2
0
0
85175
ISHARES TR
CORE US AGGBD ET
464287226
407
3525
SH
DFND
3
0
0
3525
ISHARES TR
EAFE GRWTH ETF
464288885
782
10994
SH
DFND
2
0
0
10994
ISHARES TR
EAFE SML CP ETF
464288273
234
5228
SH
DFND
2
0
0
5228
ISHARES TR
EAFE SML CP ETF
464288273
30
671
SH
DFND
3
0
0
671
ISHARES TR
EAFE VALUE ETF
464288877
656
18375
SH
DFND
2
0
0
18375
ISHARES TR
ESG MSCI EAFE
46435G516
454
8549
SH
DFND
2
0
0
8549
ISHARES TR
ESG MSCI EAFE
46435G516
39
731
SH
DFND
3
0
0
731
ISHARES TR
EUROPE ETF
464287861
602
17030
SH
DFND
2
0
0
17030
ISHARES TR
FLTG RATE NT ETF
46429B655
51
1052
SH
DFND
3
0
0
1052
ISHARES TR
FLTG RATE NT ETF
46429B655
17094
350717
SH
DFND
2
0
0
350717
ISHARES TR
GRWT ALLOCAT ETF
464289867
596
14406
SH
DFND
2
0
0
14406
ISHARES TR
IBONDS DEC2021
46435G789
868
34020
SH
DFND
2
0
0
34020
ISHARES TR
IBONDS DEC2021
46435G789
18
695
SH
DFND
3
0
0
695
ISHARES TR
IBONDS DEC2022
46435G755
19
720
SH
DFND
3
0
0
720
ISHARES TR
IBONDS DEC2022
46435G755
3879
149122
SH
DFND
2
0
0
149122
ISHARES TR
IBONDS SEP2020
46434V571
18
695
SH
DFND
3
0
0
695
ISHARES TR
IBONDS SEP2020
46434V571
706
27840
SH
DFND
2
0
0
27840
ISHARES TR
IBOXX HI YD ETF
464288513
548
7104
SH
DFND
2
0
0
7104
ISHARES TR
IBOXX HI YD ETF
464288513
42
545
SH
DFND
3
0
0
545
ISHARES TR
IBOXX INV CP ETF
464287242
498
4036
SH
DFND
2
0
0
4036
ISHARES TR
IBOXX INV CP ETF
464287242
54
440
SH
DFND
3
0
0
440
ISHARES TR
INTL DIV GRWTH
46435G524
329
7288
SH
DFND
2
0
0
7288
ISHARES TR
INTL SEL DIV ETF
464288448
421
18615
SH
DFND
2
0
0
18615
ISHARES TR
INTL SEL DIV ETF
464288448
114
5048
SH
DFND
3
0
0
5048
ISHARES TR
INTRM TR CRP ETF
464288638
222
4035
SH
DFND
2
0
0
4035
ISHARES TR
MBS ETF
464288588
1783
16149
SH
DFND
2
0
0
16149
ISHARES TR
MIN VOL EAFE ETF
46429B689
11288
181917
SH
DFND
2
0
0
181917
ISHARES TR
MIN VOL EAFE ETF
46429B689
27
432
SH
DFND
3
0
0
432
ISHARES TR
MODERT ALLOC ETF
464289875
219
5949
SH
DFND
2
0
0
5949
ISHARES TR
MRGSTR MD CP ETF
464288208
15
100
SH
DFND
3
0
0
100
ISHARES TR
MRGSTR MD CP ETF
464288208
284
1855
SH
DFND
2
0
0
1855
ISHARES TR
MSCI EAFE ETF
464287465
470
8782
SH
DFND
3
0
0
8782
ISHARES TR
MSCI EAFE ETF
464287465
9447
176717
SH
DFND
2
0
0
176717
ISHARES TR
MSCI EMG MKT ETF
464287234
135
3960
SH
DFND
3
0
0
3960
ISHARES TR
MSCI EMG MKT ETF
464287234
3375
98887
SH
DFND
2
0
0
98887
ISHARES TR
MSCI INDIA ETF
46429B598
388
16083
SH
DFND
2
0
0
16083
ISHARES TR
MSCI KLD400 SOC
464288570
49
500
SH
DFND
3
0
0
500
ISHARES TR
MSCI KLD400 SOC
464288570
1238
12711
SH
DFND
2
0
0
12711
ISHARES TR
MSCI MIN VOL ETF
46429B697
13804
255581
SH
DFND
2
0
0
255581
ISHARES TR
MSCI MIN VOL ETF
46429B697
421
7795
SH
DFND
3
0
0
7795
ISHARES TR
NASDAQ BIOTECH
464287556
479
4445
SH
DFND
3
0
0
4445
ISHARES TR
NASDAQ BIOTECH
464287556
251
2333
SH
DFND
2
0
0
2333
ISHARES TR
NATIONAL MUN ETF
464288414
5510
48757
SH
DFND
2
0
0
48757
ISHARES TR
NATIONAL MUN ETF
464288414
10
90
SH
DFND
3
0
0
90
ISHARES TR
PFD AND INCM SEC
464288687
1645
51671
SH
DFND
2
0
0
51671
ISHARES TR
PFD AND INCM SEC
464288687
290
9097
SH
DFND
3
0
0
9097
ISHARES TR
RESIDNL REAL EST
464288562
448
8123
SH
DFND
2
0
0
8123
ISHARES TR
RESIDNL REAL EST
464288562
28
516
SH
DFND
3
0
0
516
ISHARES TR
RUS 1000 ETF
464287622
879
6207
SH
DFND
2
0
0
6207
ISHARES TR
RUS 1000 ETF
464287622
5
35
SH
DFND
3
0
0
35
ISHARES TR
RUS 1000 GRW ETF
464287614
9660
64124
SH
DFND
2
0
0
64124
ISHARES TR
RUS 1000 GRW ETF
464287614
10681
70900
SH
DFND
3
0
0
70900
ISHARES TR
RUS 1000 VAL ETF
464287598
5833
58815
SH
DFND
2
0
0
58815
ISHARES TR
RUS 1000 VAL ETF
464287598
6581
66352
SH
DFND
3
0
0
66352
ISHARES TR
RUS 2000 GRW ETF
464287648
684
4322
SH
DFND
3
0
0
4322
ISHARES TR
RUS 2000 GRW ETF
464287648
406
2566
SH
DFND
2
0
0
2566
ISHARES TR
RUS 2000 VAL ETF
464287630
535
6527
SH
DFND
2
0
0
6527
ISHARES TR
RUS 2000 VAL ETF
464287630
11
134
SH
DFND
3
0
0
134
ISHARES TR
RUS MD CP GR ETF
464287481
16
130
SH
DFND
3
0
0
130
ISHARES TR
RUS MD CP GR ETF
464287481
296
2432
SH
DFND
2
0
0
2432
ISHARES TR
RUS MDCP VAL ETF
464287473
639
9972
SH
DFND
2
0
0
9972
ISHARES TR
RUS MID CAP ETF
464287499
11
244
SH
DFND
3
0
0
244
ISHARES TR
RUS MID CAP ETF
464287499
716
16596
SH
DFND
2
0
0
16596
ISHARES TR
RUS TP200 GR ETF
464289438
268
3178
SH
DFND
2
0
0
3178
ISHARES TR
RUS TP200 GR ETF
464289438
1
10
SH
DFND
3
0
0
10
ISHARES TR
RUSEL 2500 ETF
46435G268
905
26913
SH
DFND
2
0
0
26913
ISHARES TR
RUSSELL 2000 ETF
464287655
0
0
SH
DFND
3
0
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
7919
69187
SH
DFND
2
0
0
69187
ISHARES TR
S&P 100 ETF
464287101
4842
40817
SH
DFND
2
0
0
40817
ISHARES TR
S&P 500 GRWT ETF
464287309
18
107
SH
DFND
3
0
0
107
ISHARES TR
S&P 500 GRWT ETF
464287309
381
2308
SH
DFND
2
0
0
2308
ISHARES TR
S&P 500 VAL ETF
464287408
1218
12650
SH
DFND
2
0
0
12650
ISHARES TR
S&P 500 VAL ETF
464287408
31
325
SH
DFND
3
0
0
325
ISHARES TR
S&P MC 400VL ETF
464287705
2147
19559
SH
DFND
2
0
0
19559
ISHARES TR
S&P MC 400VL ETF
464287705
3
26
SH
DFND
3
0
0
26
ISHARES TR
S&P SML 600 GWT
464287887
6
43
SH
DFND
3
0
0
43
ISHARES TR
S&P SML 600 GWT
464287887
218
1579
SH
DFND
2
0
0
1579
ISHARES TR
SELECT DIVID ETF
464287168
745
10125
SH
DFND
2
0
0
10125
ISHARES TR
SELECT DIVID ETF
464287168
320
4353
SH
DFND
3
0
0
4353
ISHARES TR
SH TR CRPORT ETF
464288646
209
4001
SH
DFND
2
0
0
4001
ISHARES TR
SHRT NAT MUN ETF
464288158
830
7810
SH
DFND
2
0
0
7810
ISHARES TR
SP SMCP600VL ETF
464287879
502
5024
SH
DFND
2
0
0
5024
ISHARES TR
TIPS BD ETF
464287176
1964
16656
SH
DFND
2
0
0
16656
ISHARES TR
TIPS BD ETF
464287176
102
865
SH
DFND
3
0
0
865
ISHARES TR
TRS FLT RT BD
46434V860
408
8114
SH
DFND
2
0
0
8114
ISHARES TR
U.S. FINLS ETF
464287788
195
2005
SH
DFND
2
0
0
2005
ISHARES TR
U.S. FINLS ETF
464287788
43
441
SH
DFND
3
0
0
441
ISHARES TR
U.S. MED DVC ETF
464288810
169
749
SH
DFND
2
0
0
749
ISHARES TR
U.S. MED DVC ETF
464288810
1680
7454
SH
DFND
3
0
0
7454
ISHARES TR
U.S. REAL ES ETF
464287739
649
9335
SH
DFND
2
0
0
9335
ISHARES TR
U.S. REAL ES ETF
464287739
21
299
SH
DFND
3
0
0
299
ISHARES TR
U.S. TECH ETF
464287721
1256
6145
SH
DFND
2
0
0
6145
ISHARES TR
US AER DEF ETF
464288760
202
1407
SH
DFND
3
0
0
1407
ISHARES TR
US AER DEF ETF
464288760
463
3218
SH
DFND
2
0
0
3218
ISHARES TR
US HLTHCARE ETF
464287762
311
1654
SH
DFND
2
0
0
1654
ISHARES TR
USA MOMENTUM FCT
46432F396
4250
39912
SH
DFND
2
0
0
39912
ISHARES TR
USA MOMENTUM FCT
46432F396
86
809
SH
DFND
3
0
0
809
ISHARES TR
USA QUALITY FCTR
46432F339
441
5442
SH
DFND
2
0
0
5442
ISHARES TR
USA QUALITY FCTR
46432F339
93
1143
SH
DFND
3
0
0
1143
ISHARES TR
USD INV GRDE ETF
464288620
353
6306
SH
DFND
2
0
0
6306
J P MORGAN EXCHANGE-TRADED F
DIV RTN INT EQ
46641Q209
1567
36239
SH
DFND
2
0
0
36239
J P MORGAN EXCHANGE-TRADED F
DIVERSFED RTRN
46641Q886
470
9432
SH
DFND
2
0
0
9432
J P MORGAN EXCHANGE-TRADED F
JPMORGAN DIVER
46641Q407
1199
20445
SH
DFND
2
0
0
20445
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
258
5198
SH
DFND
3
0
0
5198
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
2886
58113
SH
DFND
2
0
0
58113
J P MORGAN EXCHANGE-TRADED F
ULTRA SHT MUNCPL
46641Q654
450
8926
SH
DFND
2
0
0
8926
J P MORGAN EXCHANGE-TRADED F
US QUALTY FCTR
46641Q761
2254
88394
SH
DFND
2
0
0
88394
J P MORGAN EXCHANGE-TRADED F
US VALUE FACTR
46641Q753
2396
118306
SH
DFND
2
0
0
118306
JANUS DETROIT STR TR
HENDRSN SHRT ETF
47103U886
200
4052
SH
DFND
2
0
0
4052
JD COM INC
SPON ADR CL A
47215P106
240
5914
SH
DFND
2
0
0
5914
JD COM INC
SPON ADR CL A
47215P106
47
1150
SH
DFND
3
0
0
1150
JOHNSON & JOHNSON
COM
478160104
7082
54010
SH
DFND
2
0
0
54010
JOHNSON & JOHNSON
COM
478160104
855
6521
SH
DFND
3
0
0
6521
JPMORGAN CHASE & CO
COM
46625H100
665
7387
SH
DFND
3
0
0
7387
JPMORGAN CHASE & CO
COM
46625H100
4498
49956
SH
DFND
2
0
0
49956
KAYNE ANDERSN MLP MIDS INVT
COM
486606106
132
36433
SH
DFND
2
0
0
36433
KELLOGG CO
COM
487836108
213
3555
SH
DFND
2
0
0
3555
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
259
3096
SH
DFND
2
0
0
3096
KIMBERLY CLARK CORP
COM
494368103
1023
8004
SH
DFND
2
0
0
8004
KIMBERLY CLARK CORP
COM
494368103
7
51
SH
DFND
3
0
0
51
KINDER MORGAN INC DEL
COM
49456B101
126
9016
SH
DFND
2
0
0
9016
KINDER MORGAN INC DEL
COM
49456B101
217
15588
SH
DFND
3
0
0
15588
KINROSS GOLD CORP
COM
496902404
169
42550
SH
DFND
2
0
0
42550
KODIAK SCIENCES INC
COM
50015M109
281
5881
SH
DFND
3
0
0
5881
KRAFT HEINZ CO
COM
500754106
257
10385
SH
DFND
2
0
0
10385
KROGER CO
COM
501044101
503
16699
SH
DFND
2
0
0
16699
KROGER CO
COM
501044101
262
8686
SH
DFND
3
0
0
8686
L BRANDS INC
COM
501797104
917
79311
SH
DFND
2
0
0
79311
L3HARRIS TECHNOLOGIES INC
COM
502431109
13
74
SH
DFND
3
0
0
74
L3HARRIS TECHNOLOGIES INC
COM
502431109
418
2320
SH
DFND
2
0
0
2320
LATTICE STRATEGIES TR
HARTFORD MLT ETF
518416102
1958
88824
SH
DFND
3
0
0
88824
LAUDER ESTEE COS INC
CL A
518439104
461
2893
SH
DFND
2
0
0
2893
LAUDER ESTEE COS INC
CL A
518439104
5
33
SH
DFND
3
0
0
33
LEIDOS HOLDINGS INC
COM
525327102
1
16
SH
DFND
3
0
0
16
LEIDOS HOLDINGS INC
COM
525327102
9530
103981
SH
DFND
2
0
0
103981
LILLY ELI & CO
COM
532457108
79
567
SH
DFND
3
0
0
567
LILLY ELI & CO
COM
532457108
698
5030
SH
DFND
2
0
0
5030
LINCOLN NATL CORP IND
COM
534187109
421
16013
SH
DFND
2
0
0
16013
LINCOLN NATL CORP IND
COM
534187109
65
2463
SH
DFND
3
0
0
2463
LINDE PLC
SHS
G5494J103
252
1459
SH
DFND
2
0
0
1459
LINDE PLC
SHS
G5494J103
7
43
SH
DFND
3
0
0
43
LOCKHEED MARTIN CORP
COM
539830109
8384
24735
SH
DFND
2
0
0
24735
LOCKHEED MARTIN CORP
COM
539830109
145
429
SH
DFND
3
0
0
429
LOWES COS INC
COM
548661107
498
5792
SH
DFND
2
0
0
5792
LOWES COS INC
COM
548661107
32
367
SH
DFND
3
0
0
367
M & T BK CORP
COM
55261F104
419
4048
SH
DFND
2
0
0
4048
MARATHON OIL CORP
COM
565849106
44
13500
SH
DFND
3
0
0
13500
MARATHON OIL CORP
COM
565849106
14
4314
SH
DFND
2
0
0
4314
MARRIOTT INTL INC NEW
CL A
571903202
222
2961
SH
DFND
2
0
0
2961
MARRIOTT INTL INC NEW
CL A
571903202
4
59
SH
DFND
3
0
0
59
MARSH & MCLENNAN COS INC
COM
571748102
882
10197
SH
DFND
2
0
0
10197
MARSH & MCLENNAN COS INC
COM
571748102
35
404
SH
DFND
3
0
0
404
MASTERCARD INC
CL A
57636Q104
1960
8115
SH
DFND
2
0
0
8115
MASTERCARD INC
CL A
57636Q104
25
105
SH
DFND
3
0
0
105
MCCORMICK & CO INC
COM NON VTG
579780206
876
6205
SH
DFND
2
0
0
6205
MCCORMICK & CO INC
COM VTG
579780107
748
5251
SH
DFND
2
0
0
5251
MCDONALDS CORP
COM
580135101
3372
20396
SH
DFND
2
0
0
20396
MCDONALDS CORP
COM
580135101
164
994
SH
DFND
3
0
0
994
MEDICAL PPTYS TRUST INC
COM
58463J304
94
5454
SH
DFND
3
0
0
5454
MEDICAL PPTYS TRUST INC
COM
58463J304
107
6171
SH
DFND
2
0
0
6171
MEDTRONIC PLC
SHS
G5960L103
828
9183
SH
DFND
2
0
0
9183
MEDTRONIC PLC
SHS
G5960L103
88
980
SH
DFND
3
0
0
980
MERCK & CO. INC
COM
58933Y105
2781
36148
SH
DFND
2
0
0
36148
MERCK & CO. INC
COM
58933Y105
691
8977
SH
DFND
3
0
0
8977
MICROSOFT CORP
COM
594918104
19918
126295
SH
DFND
2
0
0
126295
MICROSOFT CORP
COM
594918104
905
5740
SH
DFND
3
0
0
5740
MONDELEZ INTL INC
CL A
609207105
4
75
SH
DFND
3
0
0
75
MONDELEZ INTL INC
CL A
609207105
299
5975
SH
DFND
2
0
0
5975
MOTOROLA SOLUTIONS INC
COM NEW
620076307
209
1571
SH
DFND
2
0
0
1571
NETFLIX INC
COM
64110L106
2709
7214
SH
DFND
2
0
0
7214
NETFLIX INC
COM
64110L106
136
363
SH
DFND
3
0
0
363
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
51
10228
SH
DFND
2
0
0
10228
NEWMONT CORP
COM
651639106
264
5837
SH
DFND
2
0
0
5837
NEWMONT CORP
COM
651639106
5
107
SH
DFND
3
0
0
107
NEXTERA ENERGY INC
COM
65339F101
1148
4773
SH
DFND
2
0
0
4773
NEXTERA ENERGY INC
COM
65339F101
171
712
SH
DFND
3
0
0
712
NIKE INC
CL B
654106103
750
9063
SH
DFND
2
0
0
9063
NIKE INC
CL B
654106103
36
430
SH
DFND
3
0
0
430
NOKIA CORP
SPONSORED ADR
654902204
46
14726
SH
DFND
2
0
0
14726
NORFOLK SOUTHERN CORP
COM
655844108
817
5593
SH
DFND
2
0
0
5593
NORFOLK SOUTHERN CORP
COM
655844108
83
567
SH
DFND
3
0
0
567
NORTHROP GRUMMAN CORP
COM
666807102
31
102
SH
DFND
3
0
0
102
NORTHROP GRUMMAN CORP
COM
666807102
2462
8138
SH
DFND
2
0
0
8138
NOVARTIS A G
SPONSORED ADR
66987V109
653
7919
SH
DFND
2
0
0
7919
NOVARTIS A G
SPONSORED ADR
66987V109
28
337
SH
DFND
3
0
0
337
NUVEEN PFD & INCM SECURTIES
COM
67072C105
105
14451
SH
DFND
2
0
0
14451
NUVEEN PFD & INCM SECURTIES
COM
67072C105
4
589
SH
DFND
3
0
0
589
NVIDIA CORP
COM
67066G104
1789
6789
SH
DFND
2
0
0
6789
NVIDIA CORP
COM
67066G104
331
1254
SH
DFND
3
0
0
1254
OMNICOM GROUP INC
COM
681919106
248
4516
SH
DFND
2
0
0
4516
OPTION CARE HEALTH INC
COM NEW
68404L201
116
12277
SH
DFND
2
0
0
12277
ORACLE CORP
COM
68389X105
1364
28227
SH
DFND
2
0
0
28227
ORACLE CORP
COM
68389X105
4
79
SH
DFND
3
0
0
79
OSI ETF TR
OSHARES FTSE EUR
67110P506
510
25482
SH
DFND
3
0
0
25482
OSI ETF TR
OSHARS FTSE US
67110P407
1692
58276
SH
DFND
3
0
0
58276
PACWEST BANCORP DEL
COM
695263103
624
34817
SH
DFND
2
0
0
34817
PAN AMERN SILVER CORP
COM
697900108
171
11960
SH
DFND
2
0
0
11960
PARKER HANNIFIN CORP
COM
701094104
248
1910
SH
DFND
2
0
0
1910
PAYCHEX INC
COM
704326107
14
229
SH
DFND
3
0
0
229
PAYCHEX INC
COM
704326107
818
13004
SH
DFND
2
0
0
13004
PAYPAL HLDGS INC
COM
70450Y103
412
4299
SH
DFND
2
0
0
4299
PAYPAL HLDGS INC
COM
70450Y103
16
168
SH
DFND
3
0
0
168
PEPSICO INC
COM
713448108
1870
15569
SH
DFND
2
0
0
15569
PEPSICO INC
COM
713448108
265
2203
SH
DFND
3
0
0
2203
PFIZER INC
COM
717081103
2241
68643
SH
DFND
2
0
0
68643
PFIZER INC
COM
717081103
447
13703
SH
DFND
3
0
0
13703
PGIM GLOBAL HIGH YIELD FD FO
COM
69346J106
221
19997
SH
DFND
2
0
0
19997
PHILIP MORRIS INTL INC
COM
718172109
839
11498
SH
DFND
2
0
0
11498
PHILIP MORRIS INTL INC
COM
718172109
139
1899
SH
DFND
3
0
0
1899
PHILLIPS 66
COM
718546104
598
11143
SH
DFND
2
0
0
11143
PHILLIPS 66
COM
718546104
159
2962
SH
DFND
3
0
0
2962
PIMCO CORPORATE & INCOME OPP
COM
72201B101
446
34577
SH
DFND
3
0
0
34577
PIMCO CORPORATE & INCOME OPP
COM
72201B101
170
13148
SH
DFND
2
0
0
13148
PIMCO DYNAMIC CR & MTG INC F
COM SHS
72202D106
614
36487
SH
DFND
3
0
0
36487
PIMCO DYNAMIC CR & MTG INC F
COM SHS
72202D106
24
1410
SH
DFND
2
0
0
1410
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
20
910
SH
DFND
2
0
0
910
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
797
36072
SH
DFND
3
0
0
36072
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
15416
155746
SH
DFND
2
0
0
155746
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
22
225
SH
DFND
3
0
0
225
PIMCO MUN INCOME FD II
COM
72200W106
139
11018
SH
DFND
2
0
0
11018
PIMCO MUN INCOME FD III
COM
72201A103
149
14000
SH
DFND
2
0
0
14000
PIMCO STRATEGIC INCOME FD
COM
72200X104
77
12793
SH
DFND
2
0
0
12793
PIMCO STRATEGIC INCOME FD
COM
72200X104
315
52075
SH
DFND
3
0
0
52075
PIONEER HIGH INCOME TR
COM
72369H106
123
19120
SH
DFND
2
0
0
19120
PITNEY BOWES INC
COM
724479100
23
11156
SH
DFND
2
0
0
11156
PNC FINL SVCS GROUP INC
COM
693475105
1306
13642
SH
DFND
2
0
0
13642
PNC FINL SVCS GROUP INC
COM
693475105
45
475
SH
DFND
3
0
0
475
PNM RES INC
COM
69349H107
221
5825
SH
DFND
2
0
0
5825
POLYMET MINING CORP
COM
731916102
40
167492
SH
DFND
2
0
0
167492
POOL CORPORATION
COM
73278L105
1968
10003
SH
DFND
2
0
0
10003
POWERSHARES DB MULTI-SECTOR
OIL FD
46140H403
252
41113
SH
DFND
2
0
0
41113
PPG INDS INC
COM
693506107
374
4477
SH
DFND
2
0
0
4477
PPG INDS INC
COM
693506107
87
1046
SH
DFND
3
0
0
1046
PPL CORP
COM
69351T106
337
13644
SH
DFND
2
0
0
13644
PRICE T ROWE GROUP INC
COM
74144T108
414
4236
SH
DFND
2
0
0
4236
PROASSURANCE CORP
COM
74267C106
209
8359
SH
DFND
2
0
0
8359
PROCTER & GAMBLE CO
COM
742718109
20539
186722
SH
DFND
2
0
0
186722
PROCTER & GAMBLE CO
COM
742718109
712
6470
SH
DFND
3
0
0
6470
PROLOGIS INC.
COM
74340W103
527
6557
SH
DFND
2
0
0
6557
PROSHARES TR
S&P 500 DV ARIST
74348A467
1221
21168
SH
DFND
2
0
0
21168
PROSHARES TR
S&P 500 DV ARIST
74348A467
1
17
SH
DFND
3
0
0
17
PRUDENTIAL FINL INC
COM
744320102
279
5360
SH
DFND
2
0
0
5360
PRUDENTIAL FINL INC
COM
744320102
1
21
SH
DFND
3
0
0
21
PUBLIC STORAGE
COM
74460D109
404
2035
SH
DFND
2
0
0
2035
QIAGEN NV
SHS NEW
N72482123
663
15937
SH
DFND
2
0
0
15937
QUALCOMM INC
COM
747525103
73
1073
SH
DFND
3
0
0
1073
QUALCOMM INC
COM
747525103
261
3864
SH
DFND
2
0
0
3864
RAYTHEON CO
COM NEW
755111507
680
5184
SH
DFND
2
0
0
5184
RAYTHEON CO
COM NEW
755111507
133
1013
SH
DFND
3
0
0
1013
REALTY INCOME CORP
COM
756109104
708
14199
SH
DFND
2
0
0
14199
REALTY INCOME CORP
COM
756109104
129
2592
SH
DFND
3
0
0
2592
RETAIL PPTYS AMER INC
CL A
76131V202
81
15691
SH
DFND
2
0
0
15691
ROKU INC
COM CL A
77543R102
1041
11899
SH
DFND
2
0
0
11899
ROKU INC
COM CL A
77543R102
84
957
SH
DFND
3
0
0
957
ROSS STORES INC
COM
778296103
209
2399
SH
DFND
2
0
0
2399
ROYAL BK CDA
COM
780087102
323
5243
SH
DFND
2
0
0
5243
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
293
8980
SH
DFND
2
0
0
8980
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
0
0
SH
DFND
3
0
0
0
ROYAL GOLD INC
COM
780287108
339
3866
SH
DFND
2
0
0
3866
ROYAL GOLD INC
COM
780287108
27
313
SH
DFND
3
0
0
313
SALESFORCE COM INC
COM
79466L302
1648
11443
SH
DFND
2
0
0
11443
SALESFORCE COM INC
COM
79466L302
19
134
SH
DFND
3
0
0
134
SANDY SPRING BANCORP INC
COM
800363103
438
19327
SH
DFND
2
0
0
19327
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
250
12086
SH
DFND
2
0
0
12086
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
2114
81823
SH
DFND
2
0
0
81823
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
250
9687
SH
DFND
3
0
0
9687
SCHWAB STRATEGIC TR
SCHWAB FDT US LG
808524771
13811
440815
SH
DFND
2
0
0
440815
SCHWAB STRATEGIC TR
SCHWAB FDT US SC
808524763
8053
311289
SH
DFND
2
0
0
311289
SCHWAB STRATEGIC TR
SCHWB FDT EMK LG
808524730
4571
222306
SH
DFND
2
0
0
222306
SCHWAB STRATEGIC TR
SCHWB FDT INT LG
808524755
8313
395276
SH
DFND
2
0
0
395276
SCHWAB STRATEGIC TR
SCHWB FDT INT SC
808524748
5744
244614
SH
DFND
2
0
0
244614
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
412
7960
SH
DFND
2
0
0
7960
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
1372
25282
SH
DFND
2
0
0
25282
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
960
12048
SH
DFND
2
0
0
12048
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
347
5673
SH
DFND
2
0
0
5673
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
409
8390
SH
DFND
2
0
0
8390
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
671
6840
SH
DFND
2
0
0
6840
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
166
1694
SH
DFND
3
0
0
1694
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
591
10846
SH
DFND
2
0
0
10846
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
2743
50349
SH
DFND
3
0
0
50349
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
2
19
SH
DFND
3
0
0
19
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
967
10920
SH
DFND
2
0
0
10920
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
178
8542
SH
DFND
3
0
0
8542
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
841
40395
SH
DFND
2
0
0
40395
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
595
10090
SH
DFND
2
0
0
10090
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
102
1735
SH
DFND
3
0
0
1735
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
8
152
SH
DFND
3
0
0
152
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
661
11929
SH
DFND
2
0
0
11929
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
2251
28011
SH
DFND
2
0
0
28011
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
229
2855
SH
DFND
3
0
0
2855
SENSEONICS HLDGS INC
COM
81727U105
11
18000
SH
DFND
2
0
0
18000
SERVICENOW INC
COM
81762P102
523
1824
SH
DFND
2
0
0
1824
SFL CORPORATION LTD
SHS
G7738W106
573
60497
SH
DFND
2
0
0
60497
SFL CORPORATION LTD
SHS
G7738W106
6
601
SH
DFND
3
0
0
601
SHERWIN WILLIAMS CO
COM
824348106
1163
2530
SH
DFND
2
0
0
2530
SHERWIN WILLIAMS CO
COM
824348106
96
210
SH
DFND
3
0
0
210
SHOPIFY INC
CL A
82509L107
1092
2618
SH
DFND
2
0
0
2618
SHOPIFY INC
CL A
82509L107
0
0
SH
DFND
3
0
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
354
3962
SH
DFND
3
0
0
3962
SKYWORKS SOLUTIONS INC
COM
83088M102
16
600
SH
Call
DFND
3
0
0
600
SKYWORKS SOLUTIONS INC
COM
83088M102
140
1562
SH
DFND
2
0
0
1562
SMUCKER J M CO
COM NEW
832696405
22
202
SH
DFND
3
0
0
202
SMUCKER J M CO
COM NEW
832696405
502
4521
SH
DFND
2
0
0
4521
SNAP INC
CL A
83304A106
157
13182
SH
DFND
2
0
0
13182
SNAP INC
CL A
83304A106
7
550
SH
DFND
3
0
0
550
SOUTHERN CO
COM
842587107
2527
46678
SH
DFND
2
0
0
46678
SOUTHERN CO
COM
842587107
157
2900
SH
DFND
3
0
0
2900
SOUTHWEST AIRLS CO
COM
844741108
172
4840
SH
DFND
2
0
0
4840
SOUTHWEST AIRLS CO
COM
844741108
56
1573
SH
DFND
3
0
0
1573
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
1213
5534
SH
DFND
2
0
0
5534
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
27
123
SH
DFND
3
0
0
123
SPDR GOLD TRUST
GOLD SHS
78463V107
132
891
SH
DFND
3
0
0
891
SPDR GOLD TRUST
GOLD SHS
78463V107
6233
42104
SH
DFND
2
0
0
42104
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
1234
43347
SH
DFND
2
0
0
43347
SPDR INDEX SHS FDS
S&P INTL ETF
78463X772
402
13116
SH
DFND
2
0
0
13116
SPDR S&P 500 ETF TR
TR UNIT
78462F103
35023
135879
SH
DFND
2
0
0
135879
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3740
14511
SH
DFND
3
0
0
14511
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
4037
15358
SH
DFND
2
0
0
15358
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
121
462
SH
DFND
3
0
0
462
SPDR SER TR
AEROSPACE DEF
78464A631
700
9204
SH
DFND
3
0
0
9204
SPDR SER TR
AEROSPACE DEF
78464A631
80
1058
SH
DFND
2
0
0
1058
SPDR SER TR
BLOMBRG BRC EMRG
78464A391
439
17941
SH
DFND
2
0
0
17941
SPDR SER TR
BLOOMBERG SRT TR
78468R408
310
13144
SH
DFND
2
0
0
13144
SPDR SER TR
NUVEEN BBG BRCLY
78464A284
803
14674
SH
DFND
2
0
0
14674
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
2233
45660
SH
DFND
2
0
0
45660
SPDR SER TR
NUVEEN BRC MUNIC
78468R721
355
7101
SH
DFND
2
0
0
7101
SPDR SER TR
NUVEEN BRC MUNIC
78468R721
8
163
SH
DFND
3
0
0
163
SPDR SER TR
PORTFLI TIPS ETF
78464A656
0
2
SH
DFND
3
0
0
2
SPDR SER TR
PORTFLI TIPS ETF
78464A656
245
8424
SH
DFND
2
0
0
8424
SPDR SER TR
PORTFLI TIPS ETF
78464A656
174117
5996253
SH
DFND
1
5996253
0
0
SPDR SER TR
PORTFOLI S&P1500
78464A805
950
30218
SH
DFND
2
0
0
30218
SPDR SER TR
PORTFOLIO INTRMD
78464A375
738
21707
SH
DFND
2
0
0
21707
SPDR SER TR
PORTFOLIO INTRMD
78464A375
0
0
SH
DFND
3
0
0
0
SPDR SER TR
PRTFLO S&P500 GW
78464A409
16
439
SH
DFND
3
0
0
439
SPDR SER TR
PRTFLO S&P500 GW
78464A409
984
27539
SH
DFND
2
0
0
27539
SPDR SER TR
PRTFLO S&P500 HI
78468R788
286
11609
SH
DFND
2
0
0
11609
SPDR SER TR
PRTFLO S&P500 HI
78468R788
33
1350
SH
DFND
3
0
0
1350
SPDR SER TR
PRTFLO S&P500 VL
78464A508
373
14424
SH
DFND
2
0
0
14424
SPDR SER TR
S&P 600 SMCP VAL
78464A300
453
11086
SH
DFND
2
0
0
11086
SPDR SER TR
S&P 600 SML CAP
78464A813
16
324
SH
DFND
3
0
0
324
SPDR SER TR
S&P 600 SML CAP
78464A813
387
7995
SH
DFND
2
0
0
7995
SPDR SER TR
S&P DIVID ETF
78464A763
2487
31137
SH
DFND
3
0
0
31137
SPDR SER TR
S&P DIVID ETF
78464A763
6093
76293
SH
DFND
2
0
0
76293
SPLUNK INC
COM
848637104
275
2177
SH
DFND
2
0
0
2177
SPROTT ETF TR
JR GOLD MINERS E
85210B201
207
9300
SH
DFND
2
0
0
9300
SPROTT PHYSICAL GOLD & SILVE
TR UNIT
85208R101
592
40523
SH
DFND
2
0
0
40523
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
172
13103
SH
DFND
2
0
0
13103
SQUARE INC
CL A
852234103
704
13441
SH
DFND
2
0
0
13441
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
232
5297
SH
DFND
2
0
0
5297
STARBUCKS CORP
COM
855244109
2093
31843
SH
DFND
2
0
0
31843
STARBUCKS CORP
COM
855244109
37
569
SH
DFND
3
0
0
569
STEIN MART INC
COM
858375108
23
49961
SH
DFND
2
0
0
49961
STOCK YDS BANCORP INC
COM
861025104
294
10173
SH
DFND
2
0
0
10173
STRYKER CORP
COM
863667101
693
4160
SH
DFND
2
0
0
4160
STRYKER CORP
COM
863667101
3
19
SH
DFND
3
0
0
19
SUNCOR ENERGY INC NEW
COM
867224107
481
30441
SH
DFND
2
0
0
30441
SYSCO CORP
COM
871829107
237
5191
SH
DFND
2
0
0
5191
SYSCO CORP
COM
871829107
18
403
SH
DFND
3
0
0
403
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
397
8306
SH
DFND
2
0
0
8306
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
593
5000
SH
DFND
2
0
0
5000
TARGET CORP
COM
87612E106
875
9414
SH
DFND
2
0
0
9414
TARGET CORP
COM
87612E106
221
2381
SH
DFND
3
0
0
2381
TELADOC HEALTH INC
COM
87918A105
217
1400
SH
DFND
2
0
0
1400
TELADOC HEALTH INC
COM
87918A105
31
200
SH
DFND
3
0
0
200
TESLA INC
COM
88160R101
25
47
SH
DFND
3
0
0
47
TESLA INC
COM
88160R101
940
1793
SH
DFND
2
0
0
1793
TEXAS INSTRS INC
COM
882508104
960
9608
SH
DFND
2
0
0
9608
TEXAS INSTRS INC
COM
882508104
9
89
SH
DFND
3
0
0
89
THERMO FISHER SCIENTIFIC INC
COM
883556102
793
2797
SH
DFND
2
0
0
2797
THERMO FISHER SCIENTIFIC INC
COM
883556102
17
59
SH
DFND
3
0
0
59
TJX COS INC NEW
COM
872540109
309
6468
SH
DFND
2
0
0
6468
TJX COS INC NEW
COM
872540109
2
40
SH
DFND
3
0
0
40
TORTOISE MIDSTRM ENERGY FD I
COM
89148B101
11
13146
SH
DFND
2
0
0
13146
TORTOISE PIPELINE & ENERGY F
COM
89148H108
634
239422
SH
DFND
2
0
0
239422
TRAVELERS COMPANIES INC
COM
89417E109
293
2952
SH
DFND
2
0
0
2952
TRAVELERS COMPANIES INC
COM
89417E109
0
0
SH
DFND
3
0
0
0
TRUIST FINL CORP
COM
89832Q109
545
17658
SH
DFND
2
0
0
17658
TRUIST FINL CORP
COM
89832Q109
45
1447
SH
DFND
3
0
0
1447
TURQUOISE HILL RES LTD
COM
900435108
8
20600
SH
DFND
2
0
0
20600
TWITTER INC
COM
90184L102
13
522
SH
DFND
3
0
0
522
TWITTER INC
COM
90184L102
400
16298
SH
DFND
2
0
0
16298
UBER TECHNOLOGIES INC
COM
90353T100
36
1273
SH
DFND
3
0
0
1273
UBER TECHNOLOGIES INC
COM
90353T100
209
7503
SH
DFND
2
0
0
7503
UNDER ARMOUR INC
CL C
904311206
328
40732
SH
DFND
2
0
0
40732
UNION PAC CORP
COM
907818108
1224
8679
SH
DFND
2
0
0
8679
UNION PAC CORP
COM
907818108
246
1742
SH
DFND
3
0
0
1742
UNITED PARCEL SERVICE INC
CL B
911312106
410
4389
SH
DFND
2
0
0
4389
UNITED PARCEL SERVICE INC
CL B
911312106
599
6409
SH
DFND
3
0
0
6409
UNITED RENTALS INC
COM
911363109
93
905
SH
DFND
2
0
0
905
UNITED RENTALS INC
COM
911363109
154
1500
SH
DFND
3
0
0
1500
UNITEDHEALTH GROUP INC
COM
91324P102
1015
4068
SH
DFND
2
0
0
4068
UNITEDHEALTH GROUP INC
COM
91324P102
90
360
SH
DFND
3
0
0
360
UNIVERSAL HEALTH RLTY INCM T
SH BEN INT
91359E105
504
4999
SH
DFND
2
0
0
4999
US BANCORP DEL
COM NEW
902973304
513
14888
SH
DFND
2
0
0
14888
US BANCORP DEL
COM NEW
902973304
350
10147
SH
DFND
3
0
0
10147
VALERO ENERGY CORP
COM
91913Y100
198
4365
SH
DFND
2
0
0
4365
VALERO ENERGY CORP
COM
91913Y100
224
4938
SH
DFND
3
0
0
4938
VANECK MERK GOLD TRUST
GOLD TRUST
921078101
336
21850
SH
DFND
2
0
0
21850
VANECK VECTORS ETF TR
AMT FREE INT ETF
92189H201
3047
62019
SH
DFND
2
0
0
62019
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
2113
91730
SH
DFND
2
0
0
91730
VANECK VECTORS ETF TR
HIGH YLD MUN ETF
92189H409
1966
37623
SH
DFND
2
0
0
37623
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
2023
71990
SH
DFND
2
0
0
71990
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
11
394
SH
DFND
3
0
0
394
VANECK VECTORS ETF TR
MORNINGSTAR WIDE
92189F643
997
22782
SH
DFND
2
0
0
22782
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
121
1354
SH
DFND
3
0
0
1354
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
1599
17901
SH
DFND
2
0
0
17901
VANGUARD BD INDEX FDS
LONG TERM BOND
921937793
30571
286461
SH
DFND
1
286461
0
0
VANGUARD BD INDEX FDS
LONG TERM BOND
921937793
477
4474
SH
DFND
2
0
0
4474
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
1909
23230
SH
DFND
2
0
0
23230
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
48
581
SH
DFND
3
0
0
581
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
1416
16590
SH
DFND
2
0
0
16590
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
130
1521
SH
DFND
3
0
0
1521
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
296457
3473431
SH
DFND
1
3473431
0
0
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
1117
19850
SH
DFND
2
0
0
19850
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
500
5525
SH
DFND
2
0
0
5525
VANGUARD INDEX FDS
GROWTH ETF
922908736
5475
34941
SH
DFND
2
0
0
34941
VANGUARD INDEX FDS
GROWTH ETF
922908736
384
2453
SH
DFND
3
0
0
2453
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
3450
29134
SH
DFND
2
0
0
29134
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
19
160
SH
DFND
3
0
0
160
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
19883
156943
SH
DFND
1
156943
0
0
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
1246
9835
SH
DFND
2
0
0
9835
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
19
229
SH
DFND
3
0
0
229
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
2870
35309
SH
DFND
2
0
0
35309
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
19929
245154
SH
DFND
1
245154
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
3047
23147
SH
DFND
2
0
0
23147
VANGUARD INDEX FDS
MID CAP ETF
922908629
213
1621
SH
DFND
3
0
0
1621
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
11265
161275
SH
DFND
1
161275
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
5997
85851
SH
DFND
2
0
0
85851
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
22
320
SH
DFND
3
0
0
320
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
11505
48581
SH
DFND
2
0
0
48581
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
249
1053
SH
DFND
3
0
0
1053
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
18667
210219
SH
DFND
1
210219
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
3130
35253
SH
DFND
2
0
0
35253
VANGUARD INDEX FDS
SMALL CP ETF
922908751
1927
16689
SH
DFND
2
0
0
16689
VANGUARD INDEX FDS
SMALL CP ETF
922908751
116
1004
SH
DFND
3
0
0
1004
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
18588
123672
SH
DFND
1
123672
0
0
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
1365
9084
SH
DFND
2
0
0
9084
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
158501
1229547
SH
DFND
1
1229547
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
8383
65033
SH
DFND
2
0
0
65033
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
956
7415
SH
DFND
3
0
0
7415
VANGUARD INDEX FDS
VALUE ETF
922908744
6352
71321
SH
DFND
2
0
0
71321
VANGUARD INDEX FDS
VALUE ETF
922908744
503
5649
SH
DFND
3
0
0
5649
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
90045
2195139
SH
DFND
1
2195139
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
11
274
SH
DFND
3
0
0
274
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
2946
71811
SH
DFND
2
0
0
71811
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
19
578
SH
DFND
3
0
0
578
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
6074
181040
SH
DFND
2
0
0
181040
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
42478
1266109
SH
DFND
1
1266109
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
421
9731
SH
DFND
2
0
0
9731
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
5
118
SH
DFND
3
0
0
118
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
43830
1012719
SH
DFND
1
1012719
0
0
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
125
2272
SH
DFND
2
0
0
2272
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
46482
842676
SH
DFND
1
842676
0
0
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
0
0
SH
DFND
3
0
0
0
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
16861
215470
SH
DFND
1
215470
0
0
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
22
277
SH
DFND
2
0
0
277
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
13554
315861
SH
DFND
1
315861
0
0
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
333
7763
SH
DFND
2
0
0
7763
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
0
0
SH
DFND
3
0
0
0
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
2953
60617
SH
DFND
2
0
0
60617
VANGUARD MUN BD FD INC
TAX EXEMPT BD
922907746
3713
70195
SH
DFND
2
0
0
70195
VANGUARD MUN BD FD INC
TAX EXEMPT BD
922907746
12
229
SH
DFND
3
0
0
229
VANGUARD SCOTTSDALE FDS
INTER TERM TREAS
92206C706
642
9105
SH
DFND
2
0
0
9105
VANGUARD SCOTTSDALE FDS
INTER TERM TREAS
92206C706
8
112
SH
DFND
3
0
0
112
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
618
7098
SH
DFND
2
0
0
7098
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
566
10394
SH
DFND
2
0
0
10394
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
118105
2167070
SH
DFND
1
2167070
0
0
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
421
6758
SH
DFND
2
0
0
6758
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
3948
49918
SH
DFND
2
0
0
49918
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
2
20
SH
DFND
3
0
0
20
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
40269
509091
SH
DFND
1
509091
0
0
VANGUARD SCOTTSDALE FDS
VNG RUS1000VAL
92206C714
203
2338
SH
DFND
3
0
0
2338
VANGUARD SCOTTSDALE FDS
VNG RUS2000IDX
92206C664
356
3865
SH
DFND
2
0
0
3865
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
410
3969
SH
DFND
3
0
0
3969
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
10972
106120
SH
DFND
2
0
0
106120
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
48064
464880
SH
DFND
1
464880
0
0
VANGUARD STAR FDS
VG TL INTL STK F
921909768
389
9264
SH
DFND
2
0
0
9264
VANGUARD STAR FDS
VG TL INTL STK F
921909768
417
9934
SH
DFND
3
0
0
9934
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
80519
2415096
SH
DFND
1
2415096
0
0
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
8807
264152
SH
DFND
2
0
0
264152
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
72
2160
SH
DFND
3
0
0
2160
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
6534
92347
SH
DFND
2
0
0
92347
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
499
7050
SH
DFND
3
0
0
7050
VANGUARD WHITEHALL FDS
INTL DVD ETF
921946810
2315
39691
SH
DFND
2
0
0
39691
VANGUARD WORLD FD
MEGA CAP VAL ETF
921910840
66
1002
SH
DFND
2
0
0
1002
VANGUARD WORLD FD
MEGA CAP VAL ETF
921910840
7
104
SH
DFND
3
0
0
104
VANGUARD WORLD FD
MEGA CAP VAL ETF
921910840
111952
1695985
SH
DFND
1
1695985
0
0
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
111
874
SH
DFND
2
0
0
874
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
123105
968724
SH
DFND
1
968724
0
0
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
75
588
SH
DFND
3
0
0
588
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
1081
7846
SH
DFND
2
0
0
7846
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
456
3306
SH
DFND
3
0
0
3306
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
626
3768
SH
DFND
2
0
0
3768
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
154
928
SH
DFND
3
0
0
928
VANGUARD WORLD FDS
INF TECH ETF
92204A702
591
2790
SH
DFND
2
0
0
2790
VANGUARD WORLD FDS
INF TECH ETF
92204A702
5
25
SH
DFND
3
0
0
25
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
296
2425
SH
DFND
3
0
0
2425
VENTAS INC
COM
92276F100
202
7547
SH
DFND
2
0
0
7547
VEREIT INC
COM
92339V100
46
9446
SH
DFND
2
0
0
9446
VEREIT INC
COM
92339V100
88
17924
SH
DFND
3
0
0
17924
VERIZON COMMUNICATIONS INC
COM
92343V104
3962
73732
SH
DFND
2
0
0
73732
VERIZON COMMUNICATIONS INC
COM
92343V104
447
8312
SH
DFND
3
0
0
8312
VERMILLION INC
COM NEW
92407M206
162
194916
SH
DFND
2
0
0
194916
VISA INC
COM CL A
92826C839
4568
28351
SH
DFND
2
0
0
28351
VISA INC
COM CL A
92826C839
221
1375
SH
DFND
3
0
0
1375
VISLINK TECHNOLOGIES INC
COM NEW
92836Y201
6
31936
SH
DFND
2
0
0
31936
WALGREENS BOOTS ALLIANCE INC
COM
931427108
260
5674
SH
DFND
2
0
0
5674
WALGREENS BOOTS ALLIANCE INC
COM
931427108
309
6748
SH
DFND
3
0
0
6748
WALMART INC
COM
931142103
1849
16270
SH
DFND
2
0
0
16270
WALMART INC
COM
931142103
122
1072
SH
DFND
3
0
0
1072
WASTE MGMT INC DEL
COM
94106L109
414
4478
SH
DFND
2
0
0
4478
WASTE MGMT INC DEL
COM
94106L109
25
267
SH
DFND
3
0
0
267
WEC ENERGY GROUP INC
COM
92939U106
224
2540
SH
DFND
2
0
0
2540
WEC ENERGY GROUP INC
COM
92939U106
14
155
SH
DFND
3
0
0
155
WELLS FARGO CO NEW
COM
949746101
846
29478
SH
DFND
2
0
0
29478
WELLS FARGO CO NEW
COM
949746101
136
4743
SH
DFND
3
0
0
4743
WELLTOWER INC
COM
95040Q104
317
6929
SH
DFND
2
0
0
6929
WESTERN ASSET GLOBAL HIGH IN
COM
95766B109
70
9416
SH
DFND
3
0
0
9416
WESTERN ASSET GLOBAL HIGH IN
COM
95766B109
7
955
SH
DFND
2
0
0
955
WHEATON PRECIOUS METALS CORP
COM
962879102
332
12074
SH
DFND
2
0
0
12074
WHEATON PRECIOUS METALS CORP
COM
962879102
3
104
SH
DFND
3
0
0
104
WILLIAMS COS INC
COM
969457100
148
10464
SH
DFND
2
0
0
10464
WILLIAMS COS INC
COM
969457100
53
3737
SH
DFND
3
0
0
3737
WILLIAMS SONOMA INC
COM
969904101
305
7175
SH
DFND
2
0
0
7175
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
344
10421
SH
DFND
2
0
0
10421
WISDOMTREE TR
INTL SMCAP DIV
97717W760
228
4745
SH
DFND
2
0
0
4745
WISDOMTREE TR
INTL SMCAP DIV
97717W760
10
213
SH
DFND
3
0
0
213
WISDOMTREE TR
US MIDCAP DIVID
97717W505
394
16302
SH
DFND
2
0
0
16302
WISDOMTREE TR
US MIDCAP DIVID
97717W505
16
651
SH
DFND
3
0
0
651
WISDOMTREE TR
US QTLY DIV GRT
97717X669
824
21179
SH
DFND
2
0
0
21179
WISDOMTREE TR
US QTLY DIV GRT
97717X669
51
1305
SH
DFND
3
0
0
1305
WORKHORSE GROUP INC
COM NEW
98138J206
17
9658
SH
DFND
2
0
0
9658
WORKHORSE GROUP INC
COM NEW
98138J206
5
2500
SH
DFND
3
0
0
2500
XCEL ENERGY INC
COM
98389B100
246
4084
SH
DFND
2
0
0
4084