0001085146-19-002739.txt : 20191106
0001085146-19-002739.hdr.sgml : 20191106
20191106162839
ACCESSION NUMBER: 0001085146-19-002739
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191106
DATE AS OF CHANGE: 20191106
EFFECTIVENESS DATE: 20191106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LINCOLN NATIONAL CORP
CENTRAL INDEX KEY: 0000059558
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 351140070
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00625
FILM NUMBER: 191196723
BUSINESS ADDRESS:
STREET 1: 150 N RADNOR CHESTER RD
CITY: RADNOR
STATE: PA
ZIP: 19087
BUSINESS PHONE: 4845831400
MAIL ADDRESS:
STREET 1: 150 N RADNOR CHESTER RD
CITY: RADNOR
STATE: PA
ZIP: 19087
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000059558
XXXXXXXX
09-30-2019
09-30-2019
false
LINCOLN NATIONAL CORP
150 N RADNOR CHESTER RD
RADNOR
PA
19087
13F HOLDINGS REPORT
028-00625
N
Ronald A. Holinsky
Vice President and Chief Compliance Officer
484-583-6302
/s/ Ronald A. Holinsky
Radnor
PA
10-29-2019
3
951
2708507
1
0001464867
028-15854
Lincoln Investment Advisors Corp
2
0000059970
028-17547
LINCOLN FINANCIAL ADVISORS CORPORATION
3
0000100565
028-17548
LINCOLN FINANCIAL SECURITIES CORPORATION
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
309
1881
SH
DFND
3
0
0
1881
3M CO
COM
88579Y101
1063
6466
SH
DFND
2
0
0
6466
ABB LTD
SPONSORED ADR
000375204
196
9985
SH
DFND
2
0
0
9985
ABB LTD
SPONSORED ADR
000375204
7
338
SH
DFND
3
0
0
338
ABBOTT LABS
COM
002824100
1931
23079
SH
DFND
2
0
0
23079
ABBOTT LABS
COM
002824100
1160
13859
SH
DFND
3
0
0
13859
ABBVIE INC
COM
00287Y109
1482
19571
SH
DFND
2
0
0
19571
ABBVIE INC
COM
00287Y109
1073
14166
SH
DFND
3
0
0
14166
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
1074
5583
SH
DFND
2
0
0
5583
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
21
111
SH
DFND
3
0
0
111
ACNB CORP
COM
000868109
832
24249
SH
DFND
2
0
0
24249
ADOBE INC
COM
00724F101
790
2861
SH
DFND
2
0
0
2861
ADOBE INC
COM
00724F101
14
50
SH
DFND
3
0
0
50
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1512
9042
SH
DFND
2
0
0
9042
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
112
670
SH
DFND
3
0
0
670
ALLEGHANY CORP DEL
COM
017175100
341
428
SH
DFND
2
0
0
428
ALLIANT ENERGY CORP
COM
018802108
216
3997
SH
DFND
2
0
0
3997
ALLIANT ENERGY CORP
COM
018802108
111
2052
SH
DFND
3
0
0
2052
ALLSTATE CORP
COM
020002101
160
1475
SH
DFND
2
0
0
1475
ALLSTATE CORP
COM
020002101
50
460
SH
DFND
3
0
0
460
ALMADEN MINERALS LTD
COM CL B
020283305
9
14500
SH
DFND
2
0
0
14500
ALPHA ARCHITECT ETF TR
US QUAN VALUE
02072L102
1338
48021
SH
DFND
2
0
0
48021
ALPHABET INC
CAP STK CL A
02079K305
3259
2669
SH
DFND
2
0
0
2669
ALPHABET INC
CAP STK CL A
02079K305
474
388
SH
DFND
3
0
0
388
ALPHABET INC
CAP STK CL C
02079K107
3674
3014
SH
DFND
2
0
0
3014
ALPHABET INC
CAP STK CL C
02079K107
374
307
SH
DFND
3
0
0
307
ALPS ETF TR
ALERIAN MLP
00162Q866
218
23836
SH
DFND
2
0
0
23836
ALPS ETF TR
ALERIAN MLP
00162Q866
158
17261
SH
DFND
3
0
0
17261
ALTRIA GROUP INC
COM
02209S103
946
23120
SH
DFND
2
0
0
23120
ALTRIA GROUP INC
COM
02209S103
413
10110
SH
DFND
3
0
0
10110
AMAZON COM INC
COM
023135106
9990
5755
SH
DFND
2
0
0
5755
AMAZON COM INC
COM
023135106
1413
814
SH
DFND
3
0
0
814
AMERICAN ELEC PWR CO INC
COM
025537101
1191
12712
SH
DFND
2
0
0
12712
AMERICAN ELEC PWR CO INC
COM
025537101
16
169
SH
DFND
3
0
0
169
AMERICAN EXPRESS CO
COM
025816109
684
5781
SH
DFND
2
0
0
5781
AMERICAN EXPRESS CO
COM
025816109
49
416
SH
DFND
3
0
0
416
AMERICAN INTL GROUP INC
COM NEW
026874784
228
4097
SH
DFND
2
0
0
4097
AMERICAN INTL GROUP INC
COM NEW
026874784
3
58
SH
DFND
3
0
0
58
AMERICAN TOWER CORP NEW
COM
03027X100
1431
6471
SH
DFND
2
0
0
6471
AMERICAN TOWER CORP NEW
COM
03027X100
47
211
SH
DFND
3
0
0
211
AMERICAN WTR WKS CO INC NEW
COM
030420103
249
2007
SH
DFND
2
0
0
2007
AMGEN INC
COM
031162100
1362
7039
SH
DFND
2
0
0
7039
AMGEN INC
COM
031162100
9
47
SH
DFND
3
0
0
47
ANNALY CAP MGMT INC
COM
035710409
474
53907
SH
DFND
2
0
0
53907
ANNALY CAP MGMT INC
COM
035710409
21
2352
SH
DFND
3
0
0
2352
ANTHEM INC
COM
036752103
55
228
SH
DFND
3
0
0
228
ANTHEM INC
COM
036752103
431
1796
SH
DFND
2
0
0
1796
AON PLC
SHS CL A
G0408V102
840
4338
SH
DFND
2
0
0
4338
APPLE INC
COM
037833100
24005
107178
SH
DFND
2
0
0
107178
APPLE INC
COM
037833100
2794
12476
SH
DFND
3
0
0
12476
AQUA AMERICA INC
COM
03836W103
251
5599
SH
DFND
2
0
0
5599
AROTECH CORP
COM NEW
042682203
32
10730
SH
DFND
2
0
0
10730
AT&T INC
COM
00206R102
5222
138007
SH
DFND
2
0
0
138007
AT&T INC
COM
00206R102
822
21720
SH
DFND
3
0
0
21720
ATMOS ENERGY CORP
COM
049560105
270
2369
SH
DFND
2
0
0
2369
AUBURN NATL BANCORP
COM
050473107
855
18830
SH
DFND
2
0
0
18830
AURORA CANNABIS INC
COM
05156X108
93
21288
SH
DFND
2
0
0
21288
AURORA CANNABIS INC
COM
05156X108
24
5365
SH
DFND
3
0
0
5365
AUTOMATIC DATA PROCESSING IN
COM
053015103
228
1411
SH
DFND
2
0
0
1411
AUTOMATIC DATA PROCESSING IN
COM
053015103
337
2087
SH
DFND
3
0
0
2087
BALL CORP
COM
058498106
3
45
SH
DFND
2
0
0
45
BALL CORP
COM
058498106
200
2752
SH
DFND
3
0
0
2752
BANCO SANTANDER SA
ADR
05964H105
55
13770
SH
DFND
2
0
0
13770
BANK AMER CORP
COM
060505104
2329
79845
SH
DFND
2
0
0
79845
BANK AMER CORP
COM
060505104
453
15541
SH
DFND
3
0
0
15541
BANK NEW YORK MELLON CORP
COM
064058100
310
6851
SH
DFND
2
0
0
6851
BANK NEW YORK MELLON CORP
COM
064058100
13
280
SH
DFND
3
0
0
280
BAXTER INTL INC
COM
071813109
361
4129
SH
DFND
2
0
0
4129
BAXTER INTL INC
COM
071813109
35
400
SH
DFND
3
0
0
400
BB&T CORP
COM
054937107
635
11895
SH
DFND
2
0
0
11895
BB&T CORP
COM
054937107
91
1705
SH
DFND
3
0
0
1705
BECTON DICKINSON & CO
COM
075887109
493
1947
SH
DFND
2
0
0
1947
BECTON DICKINSON & CO
COM
075887109
188
745
SH
DFND
3
0
0
745
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
1871
6
SH
DFND
2
0
0
6
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
9004
43284
SH
DFND
2
0
0
43284
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
403
1938
SH
DFND
3
0
0
1938
BLACKROCK CORE BD TR
SHS BEN INT
09249E101
485
33568
SH
DFND
2
0
0
33568
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
112
12233
SH
DFND
2
0
0
12233
BLACKROCK HEALTH SCIENCES TR
COM
09250W107
200
5218
SH
DFND
3
0
0
5218
BLACKROCK INC
COM
09247X101
207
465
SH
DFND
2
0
0
465
BLACKROCK INC
COM
09247X101
15
34
SH
DFND
3
0
0
34
BLACKROCK TCP CAPITAL CORP
NOTE 4.625% 3/0
87238QAD5
26
25000
PRN
DFND
3
0
0
25000
BOEING CO
COM
097023105
3178
8353
SH
DFND
2
0
0
8353
BOEING CO
COM
097023105
677
1780
SH
DFND
3
0
0
1780
BOOKING HLDGS INC
COM
09857L108
275
140
SH
DFND
2
0
0
140
BOOKING HLDGS INC
COM
09857L108
4
2
SH
DFND
3
0
0
2
BP PLC
SPONSORED ADR
055622104
738
19415
SH
DFND
2
0
0
19415
BP PLC
SPONSORED ADR
055622104
564
14844
SH
DFND
3
0
0
14844
BRIGHT HORIZONS FAM SOL IN D
COM
109194100
312
2046
SH
DFND
2
0
0
2046
BRISTOL MYERS SQUIBB CO
COM
110122108
368
7258
SH
DFND
3
0
0
7258
BRISTOL MYERS SQUIBB CO
COM
110122108
927
18274
SH
DFND
2
0
0
18274
BROADCOM INC
COM
11135F101
215
779
SH
DFND
2
0
0
779
BROADCOM INC
COM
11135F101
38
138
SH
DFND
3
0
0
138
BROWN & BROWN INC
COM
115236101
613
16992
SH
DFND
2
0
0
16992
CALUMET SPECIALTY PRODS PTNR
UT LTD PARTNER
131476103
42
11559
SH
DFND
2
0
0
11559
CANOPY GROWTH CORP
COM
138035100
187
8156
SH
DFND
2
0
0
8156
CANOPY GROWTH CORP
COM
138035100
91
3954
SH
DFND
3
0
0
3954
CAROLINA FINL CORP NEW
COM
143873107
138
3877
SH
DFND
2
0
0
3877
CAROLINA FINL CORP NEW
COM
143873107
247
6963
SH
DFND
3
0
0
6963
CATERPILLAR INC DEL
COM
149123101
550
4357
SH
DFND
2
0
0
4357
CATERPILLAR INC DEL
COM
149123101
199
1578
SH
DFND
3
0
0
1578
CBRE CLARION GLOBAL REAL EST
COM
12504G100
81
10200
SH
DFND
2
0
0
10200
CEL SCI CORP
COM PAR NEW
150837607
69
7700
SH
DFND
3
0
0
7700
CEL SCI CORP
COM PAR NEW
150837607
48
5332
SH
DFND
2
0
0
5332
CELGENE CORP
COM
151020104
770
7757
SH
DFND
2
0
0
7757
CELGENE CORP
COM
151020104
186
1870
SH
DFND
3
0
0
1870
CENTURYLINK INC
COM
156700106
125
10027
SH
DFND
2
0
0
10027
CENTURYLINK INC
COM
156700106
26
2085
SH
DFND
3
0
0
2085
CHESAPEAKE ENERGY CORP
COM
165167107
14
10230
SH
DFND
2
0
0
10230
CHEVRON CORP NEW
COM
166764100
4086
34453
SH
DFND
2
0
0
34453
CHEVRON CORP NEW
COM
166764100
584
4921
SH
DFND
3
0
0
4921
CHIPOTLE MEXICAN GRILL INC
COM
169656105
297
353
SH
DFND
2
0
0
353
CHIPOTLE MEXICAN GRILL INC
COM
169656105
187
222
SH
DFND
3
0
0
222
CHUBB LIMITED
COM
H1467J104
484
2997
SH
DFND
2
0
0
2997
CHUBB LIMITED
COM
H1467J104
35
218
SH
DFND
3
0
0
218
CHURCH & DWIGHT INC
COM
171340102
238
3163
SH
DFND
2
0
0
3163
CHURCH & DWIGHT INC
COM
171340102
152
2015
SH
DFND
3
0
0
2015
CIGNA CORP NEW
COM
125523100
2
14
SH
DFND
3
0
0
14
CIGNA CORP NEW
COM
125523100
200
1319
SH
DFND
2
0
0
1319
CINTAS CORP
COM
172908105
50
185
SH
DFND
3
0
0
185
CINTAS CORP
COM
172908105
392
1463
SH
DFND
2
0
0
1463
CISCO SYS INC
COM
17275R102
2292
46384
SH
DFND
2
0
0
46384
CISCO SYS INC
COM
17275R102
118
2393
SH
DFND
3
0
0
2393
CITIGROUP INC
COM NEW
172967424
371
5375
SH
DFND
2
0
0
5375
CITIGROUP INC
COM NEW
172967424
214
3100
SH
DFND
3
0
0
3100
CLOROX CO DEL
COM
189054109
415
2734
SH
DFND
2
0
0
2734
CLOROX CO DEL
COM
189054109
110
722
SH
DFND
3
0
0
722
COCA COLA CO
COM
191216100
2006
36846
SH
DFND
2
0
0
36846
COCA COLA CO
COM
191216100
628
11533
SH
DFND
3
0
0
11533
COHEN & STEERS REIT & PFD &I
COM
19247X100
407
16536
SH
DFND
2
0
0
16536
COHEN & STEERS REIT & PFD &I
COM
19247X100
3
113
SH
DFND
3
0
0
113
COLGATE PALMOLIVE CO
COM
194162103
163
2217
SH
DFND
3
0
0
2217
COLGATE PALMOLIVE CO
COM
194162103
321
4372
SH
DFND
2
0
0
4372
COLUMBIA ETF TR I
DIVERSIFID FXD
19761L508
362
17383
SH
DFND
2
0
0
17383
COMCAST CORP NEW
CL A
20030N101
55
1218
SH
DFND
3
0
0
1218
COMCAST CORP NEW
CL A
20030N101
1099
24372
SH
DFND
2
0
0
24372
COMMUNITY HEALTH SYS INC NEW
COM
203668108
53
14605
SH
DFND
2
0
0
14605
CONOCOPHILLIPS
COM
20825C104
497
8722
SH
DFND
2
0
0
8722
CONOCOPHILLIPS
COM
20825C104
284
4990
SH
DFND
3
0
0
4990
CONSOLIDATED EDISON INC
COM
209115104
973
10303
SH
DFND
2
0
0
10303
CONSOLIDATED EDISON INC
COM
209115104
164
1734
SH
DFND
3
0
0
1734
CONSTELLATION BRANDS INC
CL A
21036P108
228
1099
SH
DFND
2
0
0
1099
CORTEVA INC
COM
22052L104
138
4943
SH
DFND
2
0
0
4943
CORTEVA INC
COM
22052L104
62
2199
SH
DFND
3
0
0
2199
COSTCO WHSL CORP NEW
COM
22160K105
2976
10331
SH
DFND
2
0
0
10331
COSTCO WHSL CORP NEW
COM
22160K105
141
491
SH
DFND
3
0
0
491
COUSINS PPTYS INC
COM NEW
222795502
434
11534
SH
DFND
2
0
0
11534
CROWN CASTLE INTL CORP NEW
COM
22822V101
186
1335
SH
DFND
2
0
0
1335
CROWN CASTLE INTL CORP NEW
COM
22822V101
84
606
SH
DFND
3
0
0
606
CSX CORP
COM
126408103
340
4909
SH
DFND
2
0
0
4909
CSX CORP
COM
126408103
115
1666
SH
DFND
3
0
0
1666
CULLEN FROST BANKERS INC
COM
229899109
333
3755
SH
DFND
2
0
0
3755
CVS HEALTH CORP
COM
126650100
766
12144
SH
DFND
2
0
0
12144
CVS HEALTH CORP
COM
126650100
53
837
SH
DFND
3
0
0
837
DANAHER CORPORATION
COM
235851102
437
3026
SH
DFND
2
0
0
3026
DEERE & CO
COM
244199105
500
2963
SH
DFND
2
0
0
2963
DEERE & CO
COM
244199105
202
1197
SH
DFND
3
0
0
1197
DELTA AIR LINES INC DEL
COM NEW
247361702
187
3241
SH
DFND
2
0
0
3241
DELTA AIR LINES INC DEL
COM NEW
247361702
80
1384
SH
DFND
3
0
0
1384
DIAGEO P L C
SPON ADR NEW
25243Q205
431
2638
SH
DFND
2
0
0
2638
DIAGEO P L C
SPON ADR NEW
25243Q205
293
1794
SH
DFND
3
0
0
1794
DIGITAL RLTY TR INC
COM
253868103
465
3581
SH
DFND
2
0
0
3581
DISNEY WALT CO
COM DISNEY
254687106
3644
27960
SH
DFND
2
0
0
27960
DISNEY WALT CO
COM DISNEY
254687106
254
1951
SH
DFND
3
0
0
1951
DOLLAR GEN CORP NEW
COM
256677105
115
726
SH
DFND
3
0
0
726
DOLLAR GEN CORP NEW
COM
256677105
456
2868
SH
DFND
2
0
0
2868
DOMINION ENERGY INC
COM
25746U109
1342
16554
SH
DFND
2
0
0
16554
DOMINION ENERGY INC
COM
25746U109
317
3918
SH
DFND
3
0
0
3918
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
44
2102
SH
DFND
2
0
0
2102
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
318
15339
SH
DFND
3
0
0
15339
DOW INC
COM
260557103
209
4377
SH
DFND
2
0
0
4377
DOW INC
COM
260557103
98
2049
SH
DFND
3
0
0
2049
DTE ENERGY CO
COM
233331107
451
3394
SH
DFND
2
0
0
3394
DUKE ENERGY CORP NEW
COM NEW
26441C204
1103
11507
SH
DFND
2
0
0
11507
DUKE ENERGY CORP NEW
COM NEW
26441C204
325
3395
SH
DFND
3
0
0
3395
DUPONT DE NEMOURS INC
COM
26614N102
486
6812
SH
DFND
2
0
0
6812
DUPONT DE NEMOURS INC
COM
26614N102
157
2199
SH
DFND
3
0
0
2199
DWS MUN INCOME TR NEW
COM
233368109
1508
130117
SH
DFND
2
0
0
130117
EATON CORP PLC
SHS
G29183103
4164
50077
SH
DFND
2
0
0
50077
EDISON INTL
COM
281020107
905
12003
SH
DFND
2
0
0
12003
EDISON INTL
COM
281020107
40
532
SH
DFND
3
0
0
532
EDWARDS LIFESCIENCES CORP
COM
28176E108
947
4305
SH
DFND
2
0
0
4305
EDWARDS LIFESCIENCES CORP
COM
28176E108
22
99
SH
DFND
3
0
0
99
EMERSON ELEC CO
COM
291011104
364
5437
SH
DFND
2
0
0
5437
EMERSON ELEC CO
COM
291011104
181
2700
SH
DFND
3
0
0
2700
ENBRIDGE INC
COM
29250N105
297
8458
SH
DFND
2
0
0
8458
ENBRIDGE INC
COM
29250N105
200
5707
SH
DFND
3
0
0
5707
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
77
5860
SH
DFND
2
0
0
5860
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
135
10344
SH
DFND
3
0
0
10344
ENTERGY CORP NEW
COM
29364G103
158
1344
SH
DFND
2
0
0
1344
ENTERGY CORP NEW
COM
29364G103
106
904
SH
DFND
3
0
0
904
ENTERPRISE PRODS PARTNERS L
COM
293792107
174
6095
SH
DFND
3
0
0
6095
ENTERPRISE PRODS PARTNERS L
COM
293792107
721
25238
SH
DFND
2
0
0
25238
EQUINIX INC
COM
29444U700
204
354
SH
DFND
2
0
0
354
ETF MANAGERS TR
ETFMG ALTR HRVST
26924G508
247
11907
SH
DFND
2
0
0
11907
ETF MANAGERS TR
ETFMG ALTR HRVST
26924G508
5
227
SH
DFND
3
0
0
227
ETF MANAGERS TR
PRIME JUNIR SLVR
26924G102
186
19700
SH
DFND
2
0
0
19700
EXACT SCIENCES CORP
COM
30063P105
396
4382
SH
DFND
2
0
0
4382
EXCHANGE TRADED CONCEPTS TR
ROBO GLB ETF
301505707
1588
41404
SH
DFND
2
0
0
41404
EXELON CORP
COM
30161N101
691
14302
SH
DFND
2
0
0
14302
EXPRESS INC
COM
30219E103
46
13390
SH
DFND
2
0
0
13390
EXXON MOBIL CORP
COM
30231G102
4405
62385
SH
DFND
2
0
0
62385
EXXON MOBIL CORP
COM
30231G102
894
12661
SH
DFND
3
0
0
12661
FACEBOOK INC
CL A
30303M102
2698
15153
SH
DFND
2
0
0
15153
FACEBOOK INC
CL A
30303M102
143
803
SH
DFND
3
0
0
803
FACEBOOK INC
CL A
30303M102
0
2000
SH
Call
DFND
2
0
0
2000
FEDEX CORP
COM
31428X106
170
1167
SH
DFND
3
0
0
1167
FEDEX CORP
COM
31428X106
189
1301
SH
DFND
2
0
0
1301
FIDELITY
LTD TRM BD ETF
316188200
230
4519
SH
DFND
2
0
0
4519
FIDELITY COMWLTH TR
NDQ CP IDX TRK
315912808
1131
3602
SH
DFND
3
0
0
3602
FIDELITY COVINGTON TR
CONSMR STAPLES
316092303
1223
33413
SH
DFND
2
0
0
33413
FIDELITY COVINGTON TR
CONSMR STAPLES
316092303
48
1319
SH
DFND
3
0
0
1319
FIDELITY COVINGTON TR
HIGH DIVID ETF
316092840
266
8806
SH
DFND
2
0
0
8806
FIDELITY COVINGTON TR
HIGH DIVID ETF
316092840
26
850
SH
DFND
3
0
0
850
FIDELITY COVINGTON TR
LOW VOLITY ETF
316092824
7307
198984
SH
DFND
2
0
0
198984
FIDELITY COVINGTON TR
LOW VOLITY ETF
316092824
3
90
SH
DFND
3
0
0
90
FIDELITY COVINGTON TR
MSCI COMMNTN SVC
316092873
3
99
SH
DFND
3
0
0
99
FIDELITY COVINGTON TR
MSCI COMMNTN SVC
316092873
715
21633
SH
DFND
2
0
0
21633
FIDELITY COVINGTON TR
MSCI CONSM DIS
316092204
47
1038
SH
DFND
3
0
0
1038
FIDELITY COVINGTON TR
MSCI CONSM DIS
316092204
304
6643
SH
DFND
2
0
0
6643
FIDELITY COVINGTON TR
MSCI FINLS IDX
316092501
835
20546
SH
DFND
2
0
0
20546
FIDELITY COVINGTON TR
MSCI FINLS IDX
316092501
92
2264
SH
DFND
3
0
0
2264
FIDELITY COVINGTON TR
MSCI HLTH CARE I
316092600
216
4985
SH
DFND
2
0
0
4985
FIDELITY COVINGTON TR
MSCI HLTH CARE I
316092600
115
2654
SH
DFND
3
0
0
2654
FIDELITY COVINGTON TR
MSCI INFO TECH I
316092808
475
7447
SH
DFND
2
0
0
7447
FIDELITY COVINGTON TR
MSCI INFO TECH I
316092808
13
199
SH
DFND
3
0
0
199
FIDELITY COVINGTON TR
MSCI RL EST ETF
316092857
963
34519
SH
DFND
2
0
0
34519
FIDELITY COVINGTON TR
MSCI RL EST ETF
316092857
522
18726
SH
DFND
3
0
0
18726
FIDELITY COVINGTON TR
MSCI UTILS INDEX
316092865
2357
55478
SH
DFND
2
0
0
55478
FIDELITY COVINGTON TR
MSCI UTILS INDEX
316092865
45
1051
SH
DFND
3
0
0
1051
FIDELITY COVINGTON TR
QLTY FCTOR ETF
316092790
1136
32418
SH
DFND
2
0
0
32418
FIDELITY COVINGTON TR
VLU FACTOR ETF
316092782
759
22094
SH
DFND
2
0
0
22094
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
309
6951
SH
DFND
2
0
0
6951
FIDELITY NATL INFORMATION SV
COM
31620M106
437
3294
SH
DFND
2
0
0
3294
FIRST MAJESTIC SILVER CORP
COM
32076V103
170
18750
SH
DFND
2
0
0
18750
FIRST TR DJS MICROCAP INDEX
COM SHS ANNUAL
33718M105
479
10476
SH
DFND
2
0
0
10476
FIRST TR EXCH TRD ALPHA FD I
EM SML CP ALPH
33737J307
2125
62375
SH
DFND
2
0
0
62375
FIRST TR EXCHANGE TRADED FD
CAP STRENGTH ETF
33733E104
4570
80480
SH
DFND
2
0
0
80480
FIRST TR EXCHANGE TRADED FD
CAP STRENGTH ETF
33733E104
129
2263
SH
DFND
3
0
0
2263
FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
33734X192
45
801
SH
DFND
3
0
0
801
FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
33734X192
899
15926
SH
DFND
2
0
0
15926
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
1442
10713
SH
DFND
2
0
0
10713
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
90
665
SH
DFND
3
0
0
665
FIRST TR EXCHANGE TRADED FD
DORSEY WRIGHT
33738R878
779
29463
SH
DFND
2
0
0
29463
FIRST TR EXCHANGE TRADED FD
DORSEY WRIGHT
33738R878
522
19759
SH
DFND
3
0
0
19759
FIRST TR EXCHANGE TRADED FD
FINLS ALPHADEX
33734X135
103
3252
SH
DFND
3
0
0
3252
FIRST TR EXCHANGE TRADED FD
FINLS ALPHADEX
33734X135
203
6373
SH
DFND
2
0
0
6373
FIRST TR EXCHANGE TRADED FD
FIRST TR ENH NEW
33739Q408
383
6384
SH
DFND
2
0
0
6384
FIRST TR EXCHANGE TRADED FD
FIRST TR ENH NEW
33739Q408
184
3060
SH
DFND
3
0
0
3060
FIRST TR EXCHANGE TRADED FD
FST LOW OPPT EFT
33739Q200
87
1666
SH
DFND
3
0
0
1666
FIRST TR EXCHANGE TRADED FD
FST LOW OPPT EFT
33739Q200
1700
32702
SH
DFND
2
0
0
32702
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
108
1465
SH
DFND
2
0
0
1465
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
205
2770
SH
DFND
3
0
0
2770
FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
33734X846
228
8255
SH
DFND
3
0
0
8255
FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
33734X846
1671
60427
SH
DFND
2
0
0
60427
FIRST TR EXCHANGE TRADED FD
NO AMER ENERGY
33738D101
337
13188
SH
DFND
2
0
0
13188
FIRST TR EXCHANGE TRADED FD
NY ARCA BIOTECH
33733E203
132
1069
SH
DFND
3
0
0
1069
FIRST TR EXCHANGE TRADED FD
NY ARCA BIOTECH
33733E203
1007
8133
SH
DFND
2
0
0
8133
FIRST TR EXCHANGE-TRADED FD
PFD SECS INC ETF
33739E108
3717
188378
SH
DFND
2
0
0
188378
FIRST TR LRGE CP CORE ALPHA
COM SHS
33734K109
271
4449
SH
DFND
2
0
0
4449
FIRST TR MORNINGSTAR DIV LEA
SHS
336917109
855
27557
SH
DFND
2
0
0
27557
FIRST TR MORNINGSTAR DIV LEA
SHS
336917109
341
10978
SH
DFND
3
0
0
10978
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
318
9133
SH
DFND
2
0
0
9133
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
1497
42920
SH
DFND
3
0
0
42920
FIVE BELOW INC
COM
33829M101
293
2326
SH
DFND
2
0
0
2326
FIVE BELOW INC
COM
33829M101
47
370
SH
DFND
3
0
0
370
FORD MTR CO DEL
COM
345370860
537
58599
SH
DFND
2
0
0
58599
FORD MTR CO DEL
COM
345370860
9
700000
PRN
Put
DFND
2
0
0
700000
FORD MTR CO DEL
COM
345370860
45
4945
SH
DFND
3
0
0
4945
FRANCO NEVADA CORP
COM
351858105
542
5950
SH
DFND
2
0
0
5950
FRANCO NEVADA CORP
COM
351858105
8
92
SH
DFND
3
0
0
92
FS KKR CAPITAL CORP
COM
302635107
1001
171707
SH
DFND
2
0
0
171707
FS KKR CAPITAL CORP
COM
302635107
109
18758
SH
DFND
3
0
0
18758
GENERAC HLDGS INC
COM
368736104
347
4424
SH
DFND
2
0
0
4424
GENERAL DYNAMICS CORP
COM
369550108
569
3115
SH
DFND
2
0
0
3115
GENERAL DYNAMICS CORP
COM
369550108
215
1179
SH
DFND
3
0
0
1179
GENERAL ELECTRIC CO
COM
369604103
1328
148563
SH
DFND
2
0
0
148563
GENERAL ELECTRIC CO
COM
369604103
80
8923
SH
DFND
3
0
0
8923
GENERAL MLS INC
COM
370334104
595
10786
SH
DFND
2
0
0
10786
GENERAL MLS INC
COM
370334104
131
2370
SH
DFND
3
0
0
2370
GENERAL MTRS CO
COM
37045V100
311
8307
SH
DFND
3
0
0
8307
GENERAL MTRS CO
COM
37045V100
88
2337
SH
DFND
2
0
0
2337
GERDAU S A
SPON ADR REP PFD
373737105
43
13543
SH
DFND
2
0
0
13543
GILEAD SCIENCES INC
COM
375558103
133
2091
SH
DFND
3
0
0
2091
GILEAD SCIENCES INC
COM
375558103
141
2219
SH
DFND
2
0
0
2219
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
211
4955
SH
DFND
2
0
0
4955
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
113
2638
SH
DFND
3
0
0
2638
GLOBAL X FDS
FINTECH ETF
37954Y814
253
8793
SH
DFND
2
0
0
8793
GLOBAL X FDS
FINTECH ETF
37954Y814
63
2204
SH
DFND
3
0
0
2204
GLOBAL X FDS
GLOBAL X URANIUM
37954Y871
752
68400
SH
DFND
2
0
0
68400
GLOBAL X FDS
NASDAQ 100 COVER
37954Y483
450
19911
SH
DFND
2
0
0
19911
GLOBAL X FDS
NASDAQ 100 COVER
37954Y483
65
2875
SH
DFND
3
0
0
2875
GLOBAL X FDS
S&P 500 COVERED
37954Y475
588
12072
SH
DFND
2
0
0
12072
GLOBE LIFE INC
COM
37959E102
416
4339
SH
DFND
2
0
0
4339
GOLDMAN SACHS ETF TR
ACTIVEBETA INT
381430107
610
21563
SH
DFND
2
0
0
21563
GOLDMAN SACHS GROUP INC
COM
38141G104
246
1188
SH
DFND
3
0
0
1188
GOLDMAN SACHS GROUP INC
COM
38141G104
298
1439
SH
DFND
2
0
0
1439
GRAINGER W W INC
COM
384802104
9
31
SH
DFND
3
0
0
31
GRAINGER W W INC
COM
384802104
244
823
SH
DFND
2
0
0
823
HANCOCK JOHN TAX-ADV DIV INC
COM
41013V100
3
97
SH
DFND
2
0
0
97
HANCOCK JOHN TAX-ADV DIV INC
COM
41013V100
381
13384
SH
DFND
3
0
0
13384
HCA HEALTHCARE INC
COM
40412C101
537
4457
SH
DFND
2
0
0
4457
HERZFELD CARIBBEAN BASIN FD
COM
42804T106
177
27760
SH
DFND
2
0
0
27760
HMS HLDGS CORP
COM
40425J101
279
8082
SH
DFND
2
0
0
8082
HOME DEPOT INC
COM
437076102
6082
26213
SH
DFND
2
0
0
26213
HOME DEPOT INC
COM
437076102
463
1995
SH
DFND
3
0
0
1995
HONEYWELL INTL INC
COM
438516106
1403
8293
SH
DFND
2
0
0
8293
HONEYWELL INTL INC
COM
438516106
388
2291
SH
DFND
3
0
0
2291
HUNTINGTON BANCSHARES INC
COM
446150104
53
3692
SH
DFND
3
0
0
3692
HUNTINGTON BANCSHARES INC
COM
446150104
169
11835
SH
DFND
2
0
0
11835
HUNTINGTON INGALLS INDS INC
COM
446413106
261
1233
SH
DFND
2
0
0
1233
ILLINOIS TOOL WKS INC
COM
452308109
309
1977
SH
DFND
3
0
0
1977
ILLINOIS TOOL WKS INC
COM
452308109
491
3141
SH
DFND
2
0
0
3141
ILLUMINA INC
COM
452327109
199
654
SH
DFND
2
0
0
654
ILLUMINA INC
COM
452327109
30
100
SH
DFND
3
0
0
100
INCYTE CORP
COM
45337C102
306
4120
SH
DFND
2
0
0
4120
INDEXIQ ETF TR
IQ GLB RES ETF
45409B883
238
8968
SH
DFND
2
0
0
8968
INDEXIQ ETF TR
IQ MRGR ARB ETF
45409B800
2874
89677
SH
DFND
2
0
0
89677
INNOVATOR ETFS TR
S&P 500 BUFFER
45782C789
1017
38880
SH
DFND
3
0
0
38880
INNOVATOR ETFS TR
S&P 500 BUFFER
45782C888
251
9580
SH
DFND
2
0
0
9580
INNOVATOR ETFS TR
S&P 500 PWR
45782C656
354
14230
SH
DFND
2
0
0
14230
INNOVATOR ETFS TR
S&P 500 PWR
45782C813
212
8133
SH
DFND
2
0
0
8133
INNOVATOR ETFS TR
S&P 500 PWR BU
45782C870
264
10153
SH
DFND
2
0
0
10153
INNOVATOR ETFS TR
S&P 500 PWRETF
45782C797
514
20632
SH
DFND
2
0
0
20632
INNOVATOR ETFS TR
S&P 500 ULTRA
45782C805
257
9912
SH
DFND
3
0
0
9912
INNOVATOR ETFS TR
S&P 500 ULTRA
45782C821
412
16558
SH
DFND
2
0
0
16558
INNOVATOR ETFS TR
S&P 500 ULTRA
45782C839
1010
38758
SH
DFND
3
0
0
38758
INTEL CORP
COM
458140100
2139
41511
SH
DFND
2
0
0
41511
INTEL CORP
COM
458140100
190
3686
SH
DFND
3
0
0
3686
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
690
7479
SH
DFND
2
0
0
7479
INTERNATIONAL BUSINESS MACHS
COM
459200101
1697
11670
SH
DFND
2
0
0
11670
INTERNATIONAL BUSINESS MACHS
COM
459200101
204
1405
SH
DFND
3
0
0
1405
INTUIT
COM
461202103
369
1386
SH
DFND
2
0
0
1386
INTUITIVE SURGICAL INC
COM NEW
46120E602
455
843
SH
DFND
2
0
0
843
INTUITIVE SURGICAL INC
COM NEW
46120E602
32
60
SH
DFND
3
0
0
60
INVESCO DB MLTI SECTR CMMTY
OIL FD
46140H403
445
47080
SH
DFND
2
0
0
47080
INVESCO EXCH TRD SLF IDX FD
BULSHS 2019 CB
46138J304
2139
101455
SH
DFND
2
0
0
101455
INVESCO EXCH TRD SLF IDX FD
BULSHS 2019 CB
46138J304
4
207
SH
DFND
3
0
0
207
INVESCO EXCH TRD SLF IDX FD
BULSHS 2019 HY
46138J403
357
14937
SH
DFND
2
0
0
14937
INVESCO EXCH TRD SLF IDX FD
BULSHS 2020 CB
46138J502
42
1973
SH
DFND
3
0
0
1973
INVESCO EXCH TRD SLF IDX FD
BULSHS 2020 CB
46138J502
2346
110135
SH
DFND
2
0
0
110135
INVESCO EXCH TRD SLF IDX FD
BULSHS 2020 HY
46138J601
258
10776
SH
DFND
2
0
0
10776
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 CB
46138J700
2082
97915
SH
DFND
2
0
0
97915
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 CB
46138J700
43
2035
SH
DFND
3
0
0
2035
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 HY
46138J809
263
10677
SH
DFND
2
0
0
10677
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 CB
46138J882
1957
91050
SH
DFND
2
0
0
91050
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 CB
46138J882
48
2253
SH
DFND
3
0
0
2253
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 CB
46138J866
401
18832
SH
DFND
2
0
0
18832
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 CB
46138J866
25
1193
SH
DFND
3
0
0
1193
INVESCO EXCHANGE TRADED FD T
DWA MOMENTUM
46137V837
15
243
SH
DFND
2
0
0
243
INVESCO EXCHANGE TRADED FD T
DWA MOMENTUM
46137V837
237
3898
SH
DFND
3
0
0
3898
INVESCO EXCHANGE TRADED FD T
FINL PFD ETF
46137V621
58
3105
SH
DFND
3
0
0
3105
INVESCO EXCHANGE TRADED FD T
FINL PFD ETF
46137V621
1591
84705
SH
DFND
2
0
0
84705
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1000
46137V613
252
2138
SH
DFND
2
0
0
2138
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1500
46137V597
222
1752
SH
DFND
2
0
0
1752
INVESCO EXCHANGE TRADED FD T
NASDAQ INTERNT
46137V530
365
2806
SH
DFND
2
0
0
2806
INVESCO EXCHANGE TRADED FD T
S&P 500 TOP 50
46137V233
362
1704
SH
DFND
2
0
0
1704
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
843
7801
SH
DFND
2
0
0
7801
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
90
830
SH
DFND
3
0
0
830
INVESCO EXCHANGE TRADED FD T
S&P500 PUR GWT
46137V266
210
1775
SH
DFND
3
0
0
1775
INVESCO EXCHANGE TRADED FD T
S&P500 PUR GWT
46137V266
632
5340
SH
DFND
2
0
0
5340
INVESCO EXCHANGE TRADED FD T
S&P500 PUR VAL
46137V258
180
2775
SH
DFND
3
0
0
2775
INVESCO EXCHANGE TRADED FD T
S&P500 PUR VAL
46137V258
65
1000
SH
DFND
2
0
0
1000
INVESCO EXCHANGE TRADED FD T
S&P500 QUALITY
46137V241
3339
99542
SH
DFND
2
0
0
99542
INVESCO EXCHNG TRADED FD TR
CALIF AMT MUN
46138E206
556
20315
SH
DFND
2
0
0
20315
INVESCO EXCHNG TRADED FD TR
FTSE RAFI DEV
46138E743
3098
78140
SH
DFND
2
0
0
78140
INVESCO EXCHNG TRADED FD TR
GBL SRT TRM HY
46138E669
2611
113967
SH
DFND
2
0
0
113967
INVESCO EXCHNG TRADED FD TR
S&P 500 REVENUE
46138G698
612
11342
SH
DFND
2
0
0
11342
INVESCO EXCHNG TRADED FD TR
S&P MIDCP LOW
46138E198
3824
72687
SH
DFND
2
0
0
72687
INVESCO EXCHNG TRADED FD TR
S&P MIDCP LOW
46138E198
11
215
SH
DFND
3
0
0
215
INVESCO EXCHNG TRADED FD TR
S&P SMLCP LOW
46138G102
3204
65527
SH
DFND
2
0
0
65527
INVESCO EXCHNG TRADED FD TR
S&P ULTRA DIVIDE
46138G656
479
12715
SH
DFND
3
0
0
12715
INVESCO EXCHNG TRADED FD TR
S&P ULTRA DIVIDE
46138G656
83
2197
SH
DFND
2
0
0
2197
INVESCO EXCHNG TRADED FD TR
S&P500 LOW VOL
46138E354
497
8583
SH
DFND
2
0
0
8583
INVESCO EXCHNG TRADED FD TR
S&P500 LOW VOL
46138E354
672
11601
SH
DFND
3
0
0
11601
INVESCO EXCHNG TRADED FD TR
TAXABLE MUN BD
46138G805
319
9857
SH
DFND
2
0
0
9857
INVESCO EXCHNG TRADED FD TR
VAR RATE PFD
46138G870
346
13618
SH
DFND
2
0
0
13618
INVESCO EXCHNG TRADED FD TR
VAR RATE PFD
46138G870
1
53
SH
DFND
3
0
0
53
INVESCO QQQ TR
UNIT SER 1
46090E103
11596
61418
SH
DFND
2
0
0
61418
INVESCO QQQ TR
UNIT SER 1
46090E103
1166
6177
SH
DFND
3
0
0
6177
IONIS PHARMACEUTICALS INC
COM
462222100
1077
17974
SH
DFND
2
0
0
17974
ISHARES GOLD TRUST
ISHARES
464285105
9
625
SH
DFND
3
0
0
625
ISHARES GOLD TRUST
ISHARES
464285105
2594
183951
SH
DFND
2
0
0
183951
ISHARES INC
CORE MSCI EMKT
46434G103
72792
1484940
SH
DFND
1
1484940
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
4109
83825
SH
DFND
2
0
0
83825
ISHARES INC
CORE MSCI EMKT
46434G103
438
8934
SH
DFND
3
0
0
8934
ISHARES INC
MIN VOL EMRG MKT
464286533
7196
126042
SH
DFND
2
0
0
126042
ISHARES INC
MIN VOL EMRG MKT
464286533
50
879
SH
DFND
3
0
0
879
ISHARES INC
MSCI CDA ETF
464286509
5
172
SH
DFND
2
0
0
172
ISHARES INC
MSCI CDA ETF
464286509
1845
63843
SH
DFND
3
0
0
63843
ISHARES INC
MSCI FRNTR100ETF
464286145
1005
35719
SH
DFND
2
0
0
35719
ISHARES INC
MSCI WORLD ETF
464286392
421
4591
SH
DFND
2
0
0
4591
ISHARES SILVER TRUST
ISHARES
46428Q109
132
8314
SH
DFND
3
0
0
8314
ISHARES SILVER TRUST
ISHARES
46428Q109
365
22939
SH
DFND
2
0
0
22939
ISHARES TR
0-5 YR TIPS ETF
46429B747
2636
26319
SH
DFND
2
0
0
26319
ISHARES TR
0-5 YR TIPS ETF
46429B747
15
150
SH
DFND
3
0
0
150
ISHARES TR
1 3 YR TREAS BD
464287457
173
2041
SH
DFND
3
0
0
2041
ISHARES TR
1 3 YR TREAS BD
464287457
2947
34746
SH
DFND
2
0
0
34746
ISHARES TR
20 YR TR BD ETF
464287432
10370
72478
SH
DFND
2
0
0
72478
ISHARES TR
20 YR TR BD ETF
464287432
3
20
SH
DFND
3
0
0
20
ISHARES TR
AGENCY BOND ETF
464288166
285
2443
SH
DFND
3
0
0
2443
ISHARES TR
AGGRES ALLOC ETF
464289859
230
4188
SH
DFND
2
0
0
4188
ISHARES TR
BARCLAYS 7 10 YR
464287440
4478
39815
SH
DFND
2
0
0
39815
ISHARES TR
BARCLAYS 7 10 YR
464287440
116
1032
SH
DFND
3
0
0
1032
ISHARES TR
CALIF MUN BD ETF
464288356
841
13721
SH
DFND
2
0
0
13721
ISHARES TR
COHEN STEER REIT
464287564
1742
14513
SH
DFND
2
0
0
14513
ISHARES TR
COHEN STEER REIT
464287564
90
749
SH
DFND
3
0
0
749
ISHARES TR
CORE DIV GRWTH
46434V621
222
5662
SH
DFND
3
0
0
5662
ISHARES TR
CORE DIV GRWTH
46434V621
10353
264501
SH
DFND
2
0
0
264501
ISHARES TR
CORE HIGH DV ETF
46429B663
198
2102
SH
DFND
3
0
0
2102
ISHARES TR
CORE HIGH DV ETF
46429B663
4228
44904
SH
DFND
2
0
0
44904
ISHARES TR
CORE MSCI EAFE
46432F842
0
0
SH
DFND
3
0
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
4421
72394
SH
DFND
2
0
0
72394
ISHARES TR
CORE MSCI TOTAL
46432F834
136
2360
SH
DFND
3
0
0
2360
ISHARES TR
CORE MSCI TOTAL
46432F834
110
1907
SH
DFND
2
0
0
1907
ISHARES TR
CORE S&P MCP ETF
464287507
11756
60840
SH
DFND
2
0
0
60840
ISHARES TR
CORE S&P MCP ETF
464287507
2100
10866
SH
DFND
3
0
0
10866
ISHARES TR
CORE S&P SCP ETF
464287804
10565
135724
SH
DFND
2
0
0
135724
ISHARES TR
CORE S&P SCP ETF
464287804
1375
17670
SH
DFND
3
0
0
17670
ISHARES TR
CORE S&P TTL STK
464287150
21
309
SH
DFND
3
0
0
309
ISHARES TR
CORE S&P TTL STK
464287150
1447
21568
SH
DFND
2
0
0
21568
ISHARES TR
CORE S&P US GWT
464287671
54
852
SH
DFND
2
0
0
852
ISHARES TR
CORE S&P US GWT
464287671
149
2365
SH
DFND
3
0
0
2365
ISHARES TR
CORE S&P500 ETF
464287200
44340
148532
SH
DFND
2
0
0
148532
ISHARES TR
CORE S&P500 ETF
464287200
623
2086
SH
DFND
3
0
0
2086
ISHARES TR
CORE TOTAL USD
46434V613
413
7872
SH
DFND
2
0
0
7872
ISHARES TR
CORE US AGGBD ET
464287226
325
2872
SH
DFND
3
0
0
2872
ISHARES TR
CORE US AGGBD ET
464287226
6337
55999
SH
DFND
2
0
0
55999
ISHARES TR
EAFE GRWTH ETF
464288885
902
11200
SH
DFND
2
0
0
11200
ISHARES TR
EAFE SML CP ETF
464288273
279
4871
SH
DFND
2
0
0
4871
ISHARES TR
EAFE SML CP ETF
464288273
40
706
SH
DFND
3
0
0
706
ISHARES TR
EAFE VALUE ETF
464288877
1792
37829
SH
DFND
2
0
0
37829
ISHARES TR
ESG MSCI EAFE
46435G516
367
5723
SH
DFND
2
0
0
5723
ISHARES TR
EUROPE ETF
464287861
1846
42664
SH
DFND
2
0
0
42664
ISHARES TR
EXPONENTIAL TECH
46434V381
19
480
SH
DFND
3
0
0
480
ISHARES TR
EXPONENTIAL TECH
46434V381
190
4905
SH
DFND
2
0
0
4905
ISHARES TR
FLTG RATE NT ETF
46429B655
43
839
SH
DFND
3
0
0
839
ISHARES TR
FLTG RATE NT ETF
46429B655
13453
263939
SH
DFND
2
0
0
263939
ISHARES TR
GRWT ALLOCAT ETF
464289867
649
14091
SH
DFND
2
0
0
14091
ISHARES TR
IBONDS DEC2021
46435G789
18
695
SH
DFND
3
0
0
695
ISHARES TR
IBONDS DEC2021
46435G789
3020
117147
SH
DFND
2
0
0
117147
ISHARES TR
IBONDS DEC2022
46435G755
6155
235469
SH
DFND
2
0
0
235469
ISHARES TR
IBONDS DEC2023
46435G318
1475
57270
SH
DFND
2
0
0
57270
ISHARES TR
IBONDS SEP2020
46434V571
2913
114105
SH
DFND
2
0
0
114105
ISHARES TR
IBONDS SEP2020
46434V571
18
695
SH
DFND
3
0
0
695
ISHARES TR
IBOXX HI YD ETF
464288513
486
5571
SH
DFND
2
0
0
5571
ISHARES TR
IBOXX HI YD ETF
464288513
18
205
SH
DFND
3
0
0
205
ISHARES TR
IBOXX INV CP ETF
464287242
66
516
SH
DFND
3
0
0
516
ISHARES TR
IBOXX INV CP ETF
464287242
441
3458
SH
DFND
2
0
0
3458
ISHARES TR
INTL DIV GRWTH
46435G524
540
9746
SH
DFND
2
0
0
9746
ISHARES TR
INTL SEL DIV ETF
464288448
99
3205
SH
DFND
3
0
0
3205
ISHARES TR
INTL SEL DIV ETF
464288448
520
16901
SH
DFND
2
0
0
16901
ISHARES TR
INTRM TR CRP ETF
464288638
0
1
SH
DFND
3
0
0
1
ISHARES TR
INTRM TR CRP ETF
464288638
207
3567
SH
DFND
2
0
0
3567
ISHARES TR
MIN VOL EAFE ETF
46429B689
13583
185360
SH
DFND
2
0
0
185360
ISHARES TR
MIN VOL EAFE ETF
46429B689
108
1469
SH
DFND
3
0
0
1469
ISHARES TR
MODERT ALLOC ETF
464289875
202
5142
SH
DFND
2
0
0
5142
ISHARES TR
MORTGE REL ETF
46435G342
27
640
SH
DFND
2
0
0
640
ISHARES TR
MORTGE REL ETF
46435G342
210
4989
SH
DFND
3
0
0
4989
ISHARES TR
MRGSTR MD CP ETF
464288208
406
2055
SH
DFND
2
0
0
2055
ISHARES TR
MRGSTR MD CP ETF
464288208
15
75
SH
DFND
3
0
0
75
ISHARES TR
MRNING SM CP ETF
464288703
230
1722
SH
DFND
2
0
0
1722
ISHARES TR
MSCI EAFE ETF
464287465
513
7869
SH
DFND
3
0
0
7869
ISHARES TR
MSCI EAFE ETF
464287465
8209
125892
SH
DFND
2
0
0
125892
ISHARES TR
MSCI EMG MKT ETF
464287234
5418
132568
SH
DFND
2
0
0
132568
ISHARES TR
MSCI EMG MKT ETF
464287234
144
3518
SH
DFND
3
0
0
3518
ISHARES TR
MSCI INDIA ETF
46429B598
762
22691
SH
DFND
2
0
0
22691
ISHARES TR
MSCI KLD400 SOC
464288570
56
506
SH
DFND
3
0
0
506
ISHARES TR
MSCI KLD400 SOC
464288570
1776
16011
SH
DFND
2
0
0
16011
ISHARES TR
MSCI MIN VOL ETF
46429B697
16799
262072
SH
DFND
2
0
0
262072
ISHARES TR
MSCI MIN VOL ETF
46429B697
393
6126
SH
DFND
3
0
0
6126
ISHARES TR
NASDAQ BIOTECH
464287556
363
3650
SH
DFND
3
0
0
3650
ISHARES TR
NASDAQ BIOTECH
464287556
172
1728
SH
DFND
2
0
0
1728
ISHARES TR
NATIONAL MUN ETF
464288414
2
19
SH
DFND
3
0
0
19
ISHARES TR
NATIONAL MUN ETF
464288414
4617
40461
SH
DFND
2
0
0
40461
ISHARES TR
PFD AND INCM SEC
464288687
1754
46743
SH
DFND
2
0
0
46743
ISHARES TR
PFD AND INCM SEC
464288687
359
9577
SH
DFND
3
0
0
9577
ISHARES TR
RUS 1000 ETF
464287622
1226
7452
SH
DFND
2
0
0
7452
ISHARES TR
RUS 1000 GRW ETF
464287614
11713
73377
SH
DFND
2
0
0
73377
ISHARES TR
RUS 1000 GRW ETF
464287614
11055
69255
SH
DFND
3
0
0
69255
ISHARES TR
RUS 1000 VAL ETF
464287598
10982
85625
SH
DFND
2
0
0
85625
ISHARES TR
RUS 1000 VAL ETF
464287598
8454
65914
SH
DFND
3
0
0
65914
ISHARES TR
RUS 2000 GRW ETF
464287648
411
2131
SH
DFND
2
0
0
2131
ISHARES TR
RUS 2000 GRW ETF
464287648
933
4843
SH
DFND
3
0
0
4843
ISHARES TR
RUS 2000 VAL ETF
464287630
3032
25392
SH
DFND
2
0
0
25392
ISHARES TR
RUS 2000 VAL ETF
464287630
41
348
SH
DFND
3
0
0
348
ISHARES TR
RUS MDCP VAL ETF
464287473
299
3332
SH
DFND
2
0
0
3332
ISHARES TR
RUS MID CAP ETF
464287499
804
14365
SH
DFND
2
0
0
14365
ISHARES TR
RUS MID CAP ETF
464287499
14
244
SH
DFND
3
0
0
244
ISHARES TR
RUSSELL 2000 ETF
464287655
6248
41286
SH
DFND
2
0
0
41286
ISHARES TR
RUSSELL 2000 ETF
464287655
32
212
SH
DFND
3
0
0
212
ISHARES TR
S&P 500 GRWT ETF
464287309
581
3227
SH
DFND
2
0
0
3227
ISHARES TR
S&P 500 GRWT ETF
464287309
134
744
SH
DFND
3
0
0
744
ISHARES TR
S&P 500 VAL ETF
464287408
116
977
SH
DFND
3
0
0
977
ISHARES TR
S&P 500 VAL ETF
464287408
1525
12796
SH
DFND
2
0
0
12796
ISHARES TR
S&P MC 400VL ETF
464287705
1591
9952
SH
DFND
2
0
0
9952
ISHARES TR
S&P MC 400VL ETF
464287705
4
25
SH
DFND
3
0
0
25
ISHARES TR
S&P SML 600 GWT
464287887
411
2304
SH
DFND
2
0
0
2304
ISHARES TR
S&P SML 600 GWT
464287887
37
205
SH
DFND
3
0
0
205
ISHARES TR
SELECT DIVID ETF
464287168
1100
10792
SH
DFND
2
0
0
10792
ISHARES TR
SELECT DIVID ETF
464287168
235
2307
SH
DFND
3
0
0
2307
ISHARES TR
SH TR CRPORT ETF
464288646
336
6262
SH
DFND
2
0
0
6262
ISHARES TR
SHRT NAT MUN ETF
464288158
427
4007
SH
DFND
2
0
0
4007
ISHARES TR
SP SMCP600VL ETF
464287879
2
11
SH
DFND
3
0
0
11
ISHARES TR
SP SMCP600VL ETF
464287879
535
3564
SH
DFND
2
0
0
3564
ISHARES TR
TIPS BD ETF
464287176
1849
15896
SH
DFND
2
0
0
15896
ISHARES TR
TIPS BD ETF
464287176
66
564
SH
DFND
3
0
0
564
ISHARES TR
U.S. ENERGY ETF
464287796
217
6834
SH
DFND
2
0
0
6834
ISHARES TR
U.S. MED DVC ETF
464288810
1332
5387
SH
DFND
3
0
0
5387
ISHARES TR
U.S. MED DVC ETF
464288810
134
544
SH
DFND
2
0
0
544
ISHARES TR
U.S. TECH ETF
464287721
1184
5798
SH
DFND
2
0
0
5798
ISHARES TR
US AER DEF ETF
464288760
491
2187
SH
DFND
3
0
0
2187
ISHARES TR
US AER DEF ETF
464288760
762
3392
SH
DFND
2
0
0
3392
ISHARES TR
US HLTHCARE ETF
464287762
267
1412
SH
DFND
2
0
0
1412
ISHARES TR
USA MOMENTUM FCT
46432F396
153
1281
SH
DFND
3
0
0
1281
ISHARES TR
USA MOMENTUM FCT
46432F396
4128
34616
SH
DFND
2
0
0
34616
ISHARES TR
USA QUALITY FCTR
46432F339
1
7
SH
DFND
3
0
0
7
ISHARES TR
USA QUALITY FCTR
46432F339
588
6361
SH
DFND
2
0
0
6361
ISHARES TR
USD INV GRDE ETF
464288620
362
6207
SH
DFND
2
0
0
6207
ISHARES US ETF TR
COMMOD SEL STG
46431W853
263
8330
SH
DFND
2
0
0
8330
JOHNSON & JOHNSON
COM
478160104
961
7427
SH
DFND
3
0
0
7427
JOHNSON & JOHNSON
COM
478160104
6232
48170
SH
DFND
2
0
0
48170
JP MORGAN EXCHANGE TRADED FD
DIV RTN INT EQ
46641Q209
3398
63917
SH
DFND
2
0
0
63917
JP MORGAN EXCHANGE TRADED FD
DIVERSFD EQT ETF
46641Q845
574
18928
SH
DFND
2
0
0
18928
JP MORGAN EXCHANGE TRADED FD
DIVERSFED RTRN
46641Q886
1291
19319
SH
DFND
2
0
0
19319
JP MORGAN EXCHANGE TRADED FD
JPMORGAN DIVER
46641Q407
8138
107187
SH
DFND
2
0
0
107187
JP MORGAN EXCHANGE TRADED FD
ULTRA SHRT INC
46641Q837
2704
53620
SH
DFND
2
0
0
53620
JP MORGAN EXCHANGE TRADED FD
ULTRA SHRT INC
46641Q837
153
3029
SH
DFND
3
0
0
3029
JP MORGAN EXCHANGE TRADED FD
ULTRA SHT MUNCPL
46641Q654
240
4752
SH
DFND
2
0
0
4752
JPMORGAN CHASE & CO
COM
46625H100
4853
41236
SH
DFND
2
0
0
41236
JPMORGAN CHASE & CO
COM
46625H100
841
7142
SH
DFND
3
0
0
7142
KANSAS CITY SOUTHERN
COM NEW
485170302
211
1590
SH
DFND
2
0
0
1590
KAYNE ANDERSN MLP MIDS INVT
COM
486606106
682
47193
SH
DFND
2
0
0
47193
KIMBERLY CLARK CORP
COM
494368103
7
50
SH
DFND
3
0
0
50
KIMBERLY CLARK CORP
COM
494368103
1121
7893
SH
DFND
2
0
0
7893
KINDER MORGAN INC DEL
COM
49456B101
357
17345
SH
DFND
3
0
0
17345
KINDER MORGAN INC DEL
COM
49456B101
110
5351
SH
DFND
2
0
0
5351
KINROSS GOLD CORP
COM
496902404
129
27950
SH
DFND
2
0
0
27950
KOHLS CORP
COM
500255104
166
3345
SH
DFND
3
0
0
3345
KOHLS CORP
COM
500255104
41
821
SH
DFND
2
0
0
821
KRAFT HEINZ CO
COM
500754106
284
10159
SH
DFND
2
0
0
10159
KRAFT HEINZ CO
COM
500754106
0
0
SH
DFND
3
0
0
0
KROGER CO
COM
501044101
253
9829
SH
DFND
2
0
0
9829
KROGER CO
COM
501044101
222
8600
SH
DFND
3
0
0
8600
L BRANDS INC
COM
501797104
1503
76738
SH
DFND
2
0
0
76738
L BRANDS INC
COM
501797104
0
0
SH
Call
DFND
2
0
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
338
1621
SH
DFND
2
0
0
1621
LATTICE STRATEGIES TR
HARTFORD MLT ETF
518416102
2447
87762
SH
DFND
3
0
0
87762
LAUDER ESTEE COS INC
CL A
518439104
372
1872
SH
DFND
2
0
0
1872
LEIDOS HLDGS INC
COM
525327102
13457
156694
SH
DFND
2
0
0
156694
LEIDOS HLDGS INC
COM
525327102
1
16
SH
DFND
3
0
0
16
LILLY ELI & CO
COM
532457108
467
4179
SH
DFND
2
0
0
4179
LILLY ELI & CO
COM
532457108
41
367
SH
DFND
3
0
0
367
LINCOLN NATL CORP IND
COM
534187109
723
11993
SH
DFND
2
0
0
11993
LINCOLN NATL CORP IND
COM
534187109
6
94
SH
DFND
3
0
0
94
LINDE PLC
SHS
G5494J103
202
1042
SH
DFND
2
0
0
1042
LINDE PLC
SHS
G5494J103
14
74
SH
DFND
3
0
0
74
LOCKHEED MARTIN CORP
COM
539830109
11751
30127
SH
DFND
2
0
0
30127
LOCKHEED MARTIN CORP
COM
539830109
568
1456
SH
DFND
3
0
0
1456
LOWES COS INC
COM
548661107
456
4150
SH
DFND
2
0
0
4150
LOWES COS INC
COM
548661107
75
684
SH
DFND
3
0
0
684
M & T BK CORP
COM
55261F104
660
4177
SH
DFND
2
0
0
4177
MADRIGAL PHARMACEUTICALS INC
COM
558868105
200
2323
SH
DFND
2
0
0
2323
MARATHON PETE CORP
COM
56585A102
293
4815
SH
DFND
2
0
0
4815
MARATHON PETE CORP
COM
56585A102
3
55
SH
DFND
3
0
0
55
MARSH & MCLENNAN COS INC
COM
571748102
1052
10516
SH
DFND
2
0
0
10516
MARSH & MCLENNAN COS INC
COM
571748102
40
404
SH
DFND
3
0
0
404
MASTERCARD INC
CL A
57636Q104
1953
7190
SH
DFND
2
0
0
7190
MASTERCARD INC
CL A
57636Q104
323
1191
SH
DFND
3
0
0
1191
MCCORMICK & CO INC
COM NON VTG
579780206
865
5535
SH
DFND
2
0
0
5535
MCCORMICK & CO INC
COM VTG
579780107
818
5251
SH
DFND
2
0
0
5251
MCDONALDS CORP
COM
580135101
3877
18057
SH
DFND
2
0
0
18057
MCDONALDS CORP
COM
580135101
248
1154
SH
DFND
3
0
0
1154
MEDICAL PPTYS TRUST INC
COM
58463J304
141
7225
SH
DFND
2
0
0
7225
MEDICAL PPTYS TRUST INC
COM
58463J304
104
5327
SH
DFND
3
0
0
5327
MEDTRONIC PLC
SHS
G5960L103
616
5673
SH
DFND
2
0
0
5673
MEDTRONIC PLC
SHS
G5960L103
99
914
SH
DFND
3
0
0
914
MERCK & CO INC
COM
58933Y105
2450
29099
SH
DFND
2
0
0
29099
MERCK & CO INC
COM
58933Y105
775
9210
SH
DFND
3
0
0
9210
MICROSOFT CORP
COM
594918104
816
5868
SH
DFND
3
0
0
5868
MICROSOFT CORP
COM
594918104
14418
103703
SH
DFND
2
0
0
103703
MONDELEZ INTL INC
CL A
609207105
338
6110
SH
DFND
2
0
0
6110
NETFLIX INC
COM
64110L106
107
398
SH
DFND
3
0
0
398
NETFLIX INC
COM
64110L106
1627
6080
SH
DFND
2
0
0
6080
NEXTERA ENERGY INC
COM
65339F101
713
3060
SH
DFND
2
0
0
3060
NEXTERA ENERGY INC
COM
65339F101
233
1002
SH
DFND
3
0
0
1002
NIKE INC
CL B
654106103
871
9270
SH
DFND
2
0
0
9270
NOKIA CORP
SPONSORED ADR
654902204
64
12726
SH
DFND
2
0
0
12726
NORFOLK SOUTHERN CORP
COM
655844108
953
5303
SH
DFND
2
0
0
5303
NORFOLK SOUTHERN CORP
COM
655844108
102
567
SH
DFND
3
0
0
567
NORTHROP GRUMMAN CORP
COM
666807102
2727
7276
SH
DFND
2
0
0
7276
NORTHROP GRUMMAN CORP
COM
666807102
63
168
SH
DFND
3
0
0
168
NOVARTIS A G
SPONSORED ADR
66987V109
32
371
SH
DFND
3
0
0
371
NOVARTIS A G
SPONSORED ADR
66987V109
369
4249
SH
DFND
2
0
0
4249
NUVEEN NASDAQ 100 DYNAMIC OV
COM SHS
670699107
199
8992
SH
DFND
3
0
0
8992
NUVEEN NASDAQ 100 DYNAMIC OV
COM SHS
670699107
35
1559
SH
DFND
2
0
0
1559
NVIDIA CORP
COM
67066G104
872
5007
SH
DFND
2
0
0
5007
NVIDIA CORP
COM
67066G104
163
939
SH
DFND
3
0
0
939
OLLIES BARGAIN OUTLT HLDGS I
COM
681116109
18
300
SH
DFND
2
0
0
300
OLLIES BARGAIN OUTLT HLDGS I
COM
681116109
207
3532
SH
DFND
3
0
0
3532
OMEGA HEALTHCARE INVS INC
COM
681936100
423
10119
SH
DFND
2
0
0
10119
OMEGA HEALTHCARE INVS INC
COM
681936100
6
132
SH
DFND
3
0
0
132
OMNICOM GROUP INC
COM
681919106
225
2868
SH
DFND
2
0
0
2868
ONEOK INC NEW
COM
682680103
206
2793
SH
DFND
2
0
0
2793
ONEOK INC NEW
COM
682680103
95
1289
SH
DFND
3
0
0
1289
ORACLE CORP
COM
68389X105
1442
26203
SH
DFND
2
0
0
26203
ORACLE CORP
COM
68389X105
14
260
SH
DFND
3
0
0
260
OSI ETF TR
OSHARES FTSE EUR
67110P506
631
26394
SH
DFND
3
0
0
26394
OSI ETF TR
OSHARS FTSE US
67110P407
1592
45819
SH
DFND
3
0
0
45819
PACER FDS TR
GLOBL CASH ETF
69374H709
228
7689
SH
DFND
2
0
0
7689
PACWEST BANCORP DEL
COM
695263103
665
18288
SH
DFND
2
0
0
18288
PAYCHEX INC
COM
704326107
1097
13253
SH
DFND
2
0
0
13253
PAYCHEX INC
COM
704326107
19
227
SH
DFND
3
0
0
227
PAYPAL HLDGS INC
COM
70450Y103
468
4522
SH
DFND
2
0
0
4522
PAYPAL HLDGS INC
COM
70450Y103
3
33
SH
DFND
3
0
0
33
PEPSICO INC
COM
713448108
1545
11269
SH
DFND
2
0
0
11269
PEPSICO INC
COM
713448108
247
1802
SH
DFND
3
0
0
1802
PFIZER INC
COM
717081103
2333
64920
SH
DFND
2
0
0
64920
PFIZER INC
COM
717081103
302
8419
SH
DFND
3
0
0
8419
PHILIP MORRIS INTL INC
COM
718172109
773
10182
SH
DFND
2
0
0
10182
PHILIP MORRIS INTL INC
COM
718172109
82
1085
SH
DFND
3
0
0
1085
PHILLIPS 66
COM
718546104
322
3148
SH
DFND
3
0
0
3148
PHILLIPS 66
COM
718546104
933
9110
SH
DFND
2
0
0
9110
PIMCO CORPORATE & INCOME OPP
COM
72201B101
701
38644
SH
DFND
3
0
0
38644
PIMCO CORPORATE & INCOME OPP
COM
72201B101
376
20735
SH
DFND
2
0
0
20735
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
30
910
SH
DFND
2
0
0
910
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
1220
37492
SH
DFND
3
0
0
37492
PIMCO DYNMIC CREDIT AND MRT
COM SHS
72202D106
8
307
SH
DFND
2
0
0
307
PIMCO DYNMIC CREDIT AND MRT
COM SHS
72202D106
962
39292
SH
DFND
3
0
0
39292
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
13586
133553
SH
DFND
2
0
0
133553
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
23
223
SH
DFND
3
0
0
223
PIMCO MUN INCOME FD II
COM
72200W106
173
11018
SH
DFND
2
0
0
11018
PIMCO MUN INCOME FD III
COM
72201A103
179
14000
SH
DFND
2
0
0
14000
PIMCO STRATEGIC INCOME FD IN
COM
72200X104
243
26296
SH
DFND
2
0
0
26296
PIMCO STRATEGIC INCOME FD IN
COM
72200X104
274
29617
SH
DFND
3
0
0
29617
PIONEER HIGH INCOME TR
COM
72369H106
171
18561
SH
DFND
2
0
0
18561
PNC FINL SVCS GROUP INC
COM
693475105
76
540
SH
DFND
3
0
0
540
PNC FINL SVCS GROUP INC
COM
693475105
1194
8522
SH
DFND
2
0
0
8522
PNM RES INC
COM
69349H107
300
5758
SH
DFND
2
0
0
5758
POLYMET MINING CORP
COM
731916102
52
162442
SH
DFND
2
0
0
162442
POOL CORPORATION
COM
73278L105
751
3721
SH
DFND
2
0
0
3721
PPG INDS INC
COM
693506107
283
2387
SH
DFND
2
0
0
2387
PPG INDS INC
COM
693506107
140
1182
SH
DFND
3
0
0
1182
PPL CORP
COM
69351T106
428
13582
SH
DFND
2
0
0
13582
PPL CORP
COM
69351T106
0
0
SH
DFND
3
0
0
0
PRETIUM RES INC
COM
74139C102
445
38700
SH
DFND
2
0
0
38700
PRICE T ROWE GROUP INC
COM
74144T108
500
4380
SH
DFND
2
0
0
4380
PROASSURANCE CORP
COM
74267C106
339
8429
SH
DFND
2
0
0
8429
PROCTER & GAMBLE CO
COM
742718109
21736
174757
SH
DFND
2
0
0
174757
PROCTER & GAMBLE CO
COM
742718109
1315
10570
SH
DFND
3
0
0
10570
PROLOGIS INC
COM
74340W103
384
4503
SH
DFND
2
0
0
4503
PROSHARES TR
S&P 500 DV ARIST
74348A467
1
17
SH
DFND
3
0
0
17
PROSHARES TR
S&P 500 DV ARIST
74348A467
900
12568
SH
DFND
2
0
0
12568
PUBLIC STORAGE
COM
74460D109
436
1778
SH
DFND
2
0
0
1778
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
1550
118595
SH
DFND
2
0
0
118595
QIAGEN NV
SHS NEW
N72482123
525
15937
SH
DFND
2
0
0
15937
QUALCOMM INC
COM
747525103
165
2169
SH
DFND
2
0
0
2169
QUALCOMM INC
COM
747525103
67
876
SH
DFND
3
0
0
876
RAYTHEON CO
COM NEW
755111507
822
4189
SH
DFND
2
0
0
4189
RAYTHEON CO
COM NEW
755111507
160
814
SH
DFND
3
0
0
814
REALTY INCOME CORP
COM
756109104
204
2663
SH
DFND
3
0
0
2663
REALTY INCOME CORP
COM
756109104
1054
13744
SH
DFND
2
0
0
13744
RETAIL PPTYS AMER INC
CL A
76131V202
176
14257
SH
DFND
2
0
0
14257
ROKU INC
COM CL A
77543R102
4
40
SH
DFND
3
0
0
40
ROKU INC
COM CL A
77543R102
1241
12198
SH
DFND
2
0
0
12198
ROLLINS INC
COM
775711104
227
6670
SH
DFND
2
0
0
6670
ROYAL BK CDA MONTREAL QUE
COM
780087102
432
5324
SH
DFND
2
0
0
5324
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
263
4467
SH
DFND
2
0
0
4467
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
7
125
SH
DFND
3
0
0
125
SALESFORCE COM INC
COM
79466L302
19
125
SH
DFND
3
0
0
125
SALESFORCE COM INC
COM
79466L302
1071
7215
SH
DFND
2
0
0
7215
SANDY SPRING BANCORP INC
COM
800363103
736
21844
SH
DFND
2
0
0
21844
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
699
27799
SH
DFND
2
0
0
27799
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
2603
81696
SH
DFND
2
0
0
81696
SCHWAB STRATEGIC TR
SCHWAB FDT US LG
808524771
1945
49172
SH
DFND
2
0
0
49172
SCHWAB STRATEGIC TR
SCHWAB FDT US SC
808524763
1413
37408
SH
DFND
2
0
0
37408
SCHWAB STRATEGIC TR
SCHWB FDT EMK LG
808524730
828
30249
SH
DFND
2
0
0
30249
SCHWAB STRATEGIC TR
SCHWB FDT INT LG
808524755
996
36134
SH
DFND
2
0
0
36134
SCHWAB STRATEGIC TR
SCHWB FDT INT SC
808524748
890
28974
SH
DFND
2
0
0
28974
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
1323
24568
SH
DFND
2
0
0
24568
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
1057
12580
SH
DFND
2
0
0
12580
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
346
4873
SH
DFND
2
0
0
4873
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
554
7939
SH
DFND
2
0
0
7939
SELECT SECTOR SPDR TR
ENERGY
81369Y506
451
7621
SH
DFND
2
0
0
7621
SELECT SECTOR SPDR TR
ENERGY
81369Y506
8
130
SH
DFND
3
0
0
130
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
192
1588
SH
DFND
3
0
0
1588
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
807
6686
SH
DFND
2
0
0
6686
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
601
9787
SH
DFND
2
0
0
9787
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
14
224
SH
DFND
3
0
0
224
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
25
274
SH
DFND
3
0
0
274
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
980
10869
SH
DFND
2
0
0
10869
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1566
55922
SH
DFND
2
0
0
55922
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
252
8998
SH
DFND
3
0
0
8998
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
773
9963
SH
DFND
2
0
0
9963
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
120
1544
SH
DFND
3
0
0
1544
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
673
10400
SH
DFND
2
0
0
10400
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
10
149
SH
DFND
3
0
0
149
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
2430
30176
SH
DFND
2
0
0
30176
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
272
3378
SH
DFND
3
0
0
3378
SEMPRA ENERGY
COM
816851109
48
324
SH
DFND
3
0
0
324
SEMPRA ENERGY
COM
816851109
327
2216
SH
DFND
2
0
0
2216
SERVICENOW INC
COM
81762P102
476
1875
SH
DFND
2
0
0
1875
SHERWIN WILLIAMS CO
COM
824348106
476
866
SH
DFND
2
0
0
866
SHIP FINANCE INTERNATIONAL L
NOTE 5.750%10/1
G81075AF3
16
15000
PRN
DFND
2
0
0
15000
SHIP FINANCE INTERNATIONAL L
SHS
G81075106
955
67994
SH
DFND
2
0
0
67994
SHIP FINANCE INTERNATIONAL L
SHS
G81075106
8
582
SH
DFND
3
0
0
582
SHOPIFY INC
CL A
82509L107
547
1756
SH
DFND
2
0
0
1756
SINCLAIR BROADCAST GROUP INC
CL A
829226109
260
6083
SH
DFND
2
0
0
6083
SKYWORKS SOLUTIONS INC
COM
83088M102
120
1511
SH
DFND
2
0
0
1511
SKYWORKS SOLUTIONS INC
COM
83088M102
258
3254
SH
DFND
3
0
0
3254
SKYWORKS SOLUTIONS INC
COM
83088M102
10
600
SH
Call
DFND
3
0
0
600
SMUCKER J M CO
COM NEW
832696405
22
202
SH
DFND
3
0
0
202
SMUCKER J M CO
COM NEW
832696405
507
4610
SH
DFND
2
0
0
4610
SNAP INC
CL A
83304A106
28
1750
SH
DFND
3
0
0
1750
SNAP INC
CL A
83304A106
213
13473
SH
DFND
2
0
0
13473
SOUTHERN CO
COM
842587107
2371
38385
SH
DFND
2
0
0
38385
SOUTHERN CO
COM
842587107
82
1320
SH
DFND
3
0
0
1320
SOUTHWEST AIRLS CO
COM
844741108
183
3389
SH
DFND
2
0
0
3389
SOUTHWEST AIRLS CO
COM
844741108
76
1410
SH
DFND
3
0
0
1410
SOUTHWEST GAS HOLDINGS INC
COM
844895102
184
2025
SH
DFND
2
0
0
2025
SOUTHWEST GAS HOLDINGS INC
COM
844895102
18
200
SH
DFND
3
0
0
200
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
1348
5008
SH
DFND
2
0
0
5008
SPDR GOLD TRUST
GOLD SHS
78463V107
4939
35567
SH
DFND
2
0
0
35567
SPDR GOLD TRUST
GOLD SHS
78463V107
127
916
SH
DFND
3
0
0
916
SPDR INDEX SHS FDS
DJ INTL RL ETF
78463X863
291
7360
SH
DFND
2
0
0
7360
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
1337
39013
SH
DFND
2
0
0
39013
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3043
10254
SH
DFND
3
0
0
10254
SPDR S&P 500 ETF TR
TR UNIT
78462F103
33444
112692
SH
DFND
2
0
0
112692
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
5513
15640
SH
DFND
2
0
0
15640
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
171
485
SH
DFND
3
0
0
485
SPDR SERIES TRUST
AEROSPACE DEF
78464A631
110
1029
SH
DFND
2
0
0
1029
SPDR SERIES TRUST
AEROSPACE DEF
78464A631
898
8406
SH
DFND
3
0
0
8406
SPDR SERIES TRUST
BLOMBRG BRC EMRG
78464A391
435
15969
SH
DFND
2
0
0
15969
SPDR SERIES TRUST
NUV HGHYLD MUN
78464A284
917
15443
SH
DFND
2
0
0
15443
SPDR SERIES TRUST
NUVEEN BLMBRG SR
78468R739
1945
39695
SH
DFND
2
0
0
39695
SPDR SERIES TRUST
NUVEEN BRC MUNIC
78468R721
356
7016
SH
DFND
2
0
0
7016
SPDR SERIES TRUST
PORTFLI TIPS ETF
78464A656
0
2
SH
DFND
3
0
0
2
SPDR SERIES TRUST
PORTFLI TIPS ETF
78464A656
201443
7078577
SH
DFND
1
7078577
0
0
SPDR SERIES TRUST
PORTFLI TIPS ETF
78464A656
284
9955
SH
DFND
2
0
0
9955
SPDR SERIES TRUST
PORTFOLIO INTRMD
78464A375
269
7619
SH
DFND
2
0
0
7619
SPDR SERIES TRUST
PORTFOLIO INTRMD
78464A375
16
450
SH
DFND
3
0
0
450
SPDR SERIES TRUST
PORTFOLIO MD ETF
78464A847
244
7187
SH
DFND
2
0
0
7187
SPDR SERIES TRUST
PORTFOLIO TL STK
78464A805
1106
30094
SH
DFND
2
0
0
30094
SPDR SERIES TRUST
PRTFLO S&P500 GW
78464A409
17
435
SH
DFND
3
0
0
435
SPDR SERIES TRUST
PRTFLO S&P500 GW
78464A409
1068
27452
SH
DFND
2
0
0
27452
SPDR SERIES TRUST
PRTFLO S&P500 HI
78468R788
545
14346
SH
DFND
2
0
0
14346
SPDR SERIES TRUST
PRTFLO S&P500 HI
78468R788
51
1350
SH
DFND
3
0
0
1350
SPDR SERIES TRUST
PRTFLO S&P500 VL
78464A508
69
2146
SH
DFND
3
0
0
2146
SPDR SERIES TRUST
PRTFLO S&P500 VL
78464A508
461
14424
SH
DFND
2
0
0
14424
SPDR SERIES TRUST
S&P 400 MDCP GRW
78464A821
210
3915
SH
DFND
2
0
0
3915
SPDR SERIES TRUST
S&P 400 MDCP GRW
78464A821
8
141
SH
DFND
3
0
0
141
SPDR SERIES TRUST
S&P 600 SMCP VAL
78464A300
437
7141
SH
DFND
2
0
0
7141
SPDR SERIES TRUST
S&P 600 SML CAP
78464A813
818
12170
SH
DFND
2
0
0
12170
SPDR SERIES TRUST
S&P 600 SML CAP
78464A813
22
324
SH
DFND
3
0
0
324
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
9978
97251
SH
DFND
2
0
0
97251
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
2961
28862
SH
DFND
3
0
0
28862
SPDR SERIES TRUST
S&P TRANSN ETF
78464A532
1422
23293
SH
DFND
3
0
0
23293
SPDR SERIES TRUST
SSGA US LRG ETF
78468R804
240
2152
SH
DFND
3
0
0
2152
SPDR SERIES TRUST
SSGA US LRG ETF
78468R804
32
286
SH
DFND
2
0
0
286
SPROTT ETF TR
JR GOLD MINERS E
85210B201
279
9100
SH
DFND
2
0
0
9100
SPROTT PHYSICAL GOLD & SILVE
TR UNIT
85208R101
655
46254
SH
DFND
2
0
0
46254
SQUARE INC
CL A
852234103
811
13099
SH
DFND
2
0
0
13099
STARBUCKS CORP
COM
855244109
2223
25146
SH
DFND
2
0
0
25146
STARBUCKS CORP
COM
855244109
12
140
SH
DFND
3
0
0
140
STATE AUTO FINL CORP
COM
855707105
216
6682
SH
DFND
2
0
0
6682
STEIN MART INC
COM
858375108
40
49961
SH
DFND
2
0
0
49961
STOCK YDS BANCORP INC
COM
861025104
382
10423
SH
DFND
2
0
0
10423
STORE CAP CORP
COM
862121100
6
173
SH
DFND
2
0
0
173
STORE CAP CORP
COM
862121100
213
5700
SH
DFND
3
0
0
5700
STRYKER CORP
COM
863667101
1161
5366
SH
DFND
2
0
0
5366
STRYKER CORP
COM
863667101
1
6
SH
DFND
3
0
0
6
SUNCOR ENERGY INC NEW
COM
867224107
948
30014
SH
DFND
2
0
0
30014
SUNTRUST BKS INC
COM
867914103
7
108
SH
DFND
3
0
0
108
SUNTRUST BKS INC
COM
867914103
233
3381
SH
DFND
2
0
0
3381
SYSCO CORP
COM
871829107
352
4428
SH
DFND
2
0
0
4428
SYSCO CORP
COM
871829107
31
388
SH
DFND
3
0
0
388
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
325
6990
SH
DFND
2
0
0
6990
TARGET CORP
COM
87612E106
707
6616
SH
DFND
2
0
0
6616
TARGET CORP
COM
87612E106
358
3347
SH
DFND
3
0
0
3347
TESLA INC
COM
88160R101
530
2200
SH
DFND
2
0
0
2200
TESLA INC
COM
88160R101
4
15
SH
DFND
3
0
0
15
TEXAS INSTRS INC
COM
882508104
593
4586
SH
DFND
2
0
0
4586
TEXAS INSTRS INC
COM
882508104
11
89
SH
DFND
3
0
0
89
THERMO FISHER SCIENTIFIC INC
COM
883556102
259
890
SH
DFND
2
0
0
890
THERMO FISHER SCIENTIFIC INC
COM
883556102
8
29
SH
DFND
3
0
0
29
TJX COS INC NEW
COM
872540109
2
40
SH
DFND
3
0
0
40
TJX COS INC NEW
COM
872540109
264
4743
SH
DFND
2
0
0
4743
TORTOISE PIPELINE & ENERGY F
COM
89148H108
3610
272277
SH
DFND
2
0
0
272277
TRAVELERS COMPANIES INC
COM
89417E109
0
0
SH
DFND
3
0
0
0
TRAVELERS COMPANIES INC
COM
89417E109
341
2295
SH
DFND
2
0
0
2295
TRUSTMARK CORP
COM
898402102
505
14797
SH
DFND
2
0
0
14797
TWITTER INC
COM
90184L102
816
19800
SH
DFND
2
0
0
19800
TWITTER INC
COM
90184L102
48
1175
SH
DFND
3
0
0
1175
UBIQUITI INC
COM
90353W103
264
2229
SH
DFND
2
0
0
2229
UNDER ARMOUR INC
CL A
904311107
484
24283
SH
DFND
2
0
0
24283
UNDER ARMOUR INC
CL A
904311107
0
0
SH
DFND
3
0
0
0
UNDER ARMOUR INC
CL C
904311206
784
43258
SH
DFND
2
0
0
43258
UNION PACIFIC CORP
COM
907818108
1241
7663
SH
DFND
2
0
0
7663
UNION PACIFIC CORP
COM
907818108
280
1729
SH
DFND
3
0
0
1729
UNITED PARCEL SERVICE INC
CL B
911312106
349
2912
SH
DFND
2
0
0
2912
UNITED PARCEL SERVICE INC
CL B
911312106
768
6409
SH
DFND
3
0
0
6409
UNITED STATES OIL FUND LP
UNITS
91232N108
420
37004
SH
DFND
2
0
0
37004
UNITED TECHNOLOGIES CORP
COM
913017109
133
975
SH
DFND
3
0
0
975
UNITED TECHNOLOGIES CORP
COM
913017109
970
7102
SH
DFND
2
0
0
7102
UNITEDHEALTH GROUP INC
COM
91324P102
1192
5485
SH
DFND
2
0
0
5485
UNITEDHEALTH GROUP INC
COM
91324P102
95
439
SH
DFND
3
0
0
439
UNIVERSAL HEALTH RLTY INCM T
SH BEN INT
91359E105
507
4937
SH
DFND
2
0
0
4937
US BANCORP DEL
COM NEW
902973304
883
15951
SH
DFND
2
0
0
15951
US BANCORP DEL
COM NEW
902973304
572
10340
SH
DFND
3
0
0
10340
US ECOLOGY INC
COM
91732J102
249
3897
SH
DFND
2
0
0
3897
V F CORP
COM
918204108
138
1547
SH
DFND
2
0
0
1547
V F CORP
COM
918204108
113
1271
SH
DFND
3
0
0
1271
VALERO ENERGY CORP NEW
COM
91913Y100
359
4208
SH
DFND
3
0
0
4208
VALERO ENERGY CORP NEW
COM
91913Y100
236
2768
SH
DFND
2
0
0
2768
VANECK MERK GOLD TRUST
GOLD TRUST
921078101
253
17550
SH
DFND
2
0
0
17550
VANECK VECTORS ETF TR
AMT FREE INT ETF
92189H201
3064
60910
SH
DFND
2
0
0
60910
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
3481
130316
SH
DFND
2
0
0
130316
VANECK VECTORS ETF TR
HIGH YLD MUN ETF
92189H409
2081
32296
SH
DFND
2
0
0
32296
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
20
553
SH
DFND
3
0
0
553
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
2173
59920
SH
DFND
2
0
0
59920
VANECK VECTORS ETF TR
MORNINGSTAR WIDE
92189F643
302
6016
SH
DFND
2
0
0
6016
VANECK VECTORS ETF TR
NDR CMG LN FLT
92189F148
841
30006
SH
DFND
2
0
0
30006
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
1181
13418
SH
DFND
2
0
0
13418
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
221
2507
SH
DFND
3
0
0
2507
VANGUARD BD INDEX FD INC
LONG TERM BOND
921937793
27364
266527
SH
DFND
1
266527
0
0
VANGUARD BD INDEX FD INC
LONG TERM BOND
921937793
224
2180
SH
DFND
2
0
0
2180
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
1319
16324
SH
DFND
2
0
0
16324
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
87
1081
SH
DFND
3
0
0
1081
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
275912
3267933
SH
DFND
1
3267933
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
1326
15702
SH
DFND
2
0
0
15702
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
61
728
SH
DFND
3
0
0
728
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
683
11606
SH
DFND
2
0
0
11606
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
46
785
SH
DFND
3
0
0
785
VANGUARD GROUP
DIV APP ETF
921908844
52989
443129
SH
DFND
1
443129
0
0
VANGUARD GROUP
DIV APP ETF
921908844
12167
101750
SH
DFND
2
0
0
101750
VANGUARD GROUP
DIV APP ETF
921908844
422
3530
SH
DFND
3
0
0
3530
VANGUARD INDEX FDS
GROWTH ETF
922908736
5021
30199
SH
DFND
2
0
0
30199
VANGUARD INDEX FDS
GROWTH ETF
922908736
162
977
SH
DFND
3
0
0
977
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
22
159
SH
DFND
3
0
0
159
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
3947
28951
SH
DFND
2
0
0
28951
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
21541
145439
SH
DFND
1
145439
0
0
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
1379
9314
SH
DFND
2
0
0
9314
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
4484
39678
SH
DFND
2
0
0
39678
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
22684
200743
SH
DFND
1
200743
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
35
311
SH
DFND
3
0
0
311
VANGUARD INDEX FDS
MID CAP ETF
922908629
469
2798
SH
DFND
3
0
0
2798
VANGUARD INDEX FDS
MID CAP ETF
922908629
4695
28016
SH
DFND
2
0
0
28016
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
11831
126875
SH
DFND
1
126875
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
9090
97480
SH
DFND
2
0
0
97480
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
30
318
SH
DFND
3
0
0
318
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
102
376
SH
DFND
3
0
0
376
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
6072
22274
SH
DFND
2
0
0
22274
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
17994
139653
SH
DFND
1
139653
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
5097
39561
SH
DFND
2
0
0
39561
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
3
27
SH
DFND
3
0
0
27
VANGUARD INDEX FDS
SMALL CP ETF
922908751
1849
12015
SH
DFND
2
0
0
12015
VANGUARD INDEX FDS
SMALL CP ETF
922908751
75
490
SH
DFND
3
0
0
490
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
11365
62432
SH
DFND
1
62432
0
0
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
1603
8807
SH
DFND
2
0
0
8807
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1198
7932
SH
DFND
3
0
0
7932
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
176389
1168142
SH
DFND
1
1168142
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
7885
52220
SH
DFND
2
0
0
52220
VANGUARD INDEX FDS
VALUE ETF
922908744
118
1055
SH
DFND
3
0
0
1055
VANGUARD INDEX FDS
VALUE ETF
922908744
7147
64026
SH
DFND
2
0
0
64026
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
68167
1366064
SH
DFND
1
1366064
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
3001
60138
SH
DFND
2
0
0
60138
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
32
784
SH
DFND
3
0
0
784
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
5964
148132
SH
DFND
2
0
0
148132
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
47993
1192076
SH
DFND
1
1192076
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
49198
917703
SH
DFND
1
917703
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
6
116
SH
DFND
3
0
0
116
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
1367
25500
SH
DFND
2
0
0
25500
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
53919
816330
SH
DFND
1
816330
0
0
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
152
2296
SH
DFND
2
0
0
2296
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
18748
183893
SH
DFND
1
183893
0
0
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
21
201
SH
DFND
2
0
0
201
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
8
142
SH
DFND
3
0
0
142
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
443
7559
SH
DFND
2
0
0
7559
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
14915
254558
SH
DFND
1
254558
0
0
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
2378
48485
SH
DFND
2
0
0
48485
VANGUARD MUN BD FD INC
TAX EXEMPT BD
922907746
2571
47946
SH
DFND
2
0
0
47946
VANGUARD MUN BD FD INC
TAX EXEMPT BD
922907746
12
229
SH
DFND
3
0
0
229
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
663
7268
SH
DFND
2
0
0
7268
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
111154
2087012
SH
DFND
1
2087012
0
0
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
280
5264
SH
DFND
2
0
0
5264
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
2018
24903
SH
DFND
2
0
0
24903
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
136
1679
SH
DFND
3
0
0
1679
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
36907
455359
SH
DFND
1
455359
0
0
VANGUARD SCOTTSDALE FDS
VNG RUS1000VAL
92206C714
263
2338
SH
DFND
3
0
0
2338
VANGUARD SCOTTSDALE FDS
VNG RUS2000IDX
92206C664
400
3289
SH
DFND
2
0
0
3289
VANGUARD STAR FD
VG TL INTL STK F
921909768
322
6224
SH
DFND
2
0
0
6224
VANGUARD STAR FD
VG TL INTL STK F
921909768
304
5883
SH
DFND
3
0
0
5883
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
91262
2221572
SH
DFND
1
2221572
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
12026
292741
SH
DFND
2
0
0
292741
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
90
2195
SH
DFND
3
0
0
2195
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
8434
95049
SH
DFND
2
0
0
95049
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
408
4593
SH
DFND
3
0
0
4593
VANGUARD WHITEHALL FDS INC
INTL DVD ETF
921946810
2622
39390
SH
DFND
2
0
0
39390
VANGUARD WORLD FD
MEGA CAP VAL ETF
921910840
126243
1550138
SH
DFND
1
1550138
0
0
VANGUARD WORLD FD
MEGA CAP VAL ETF
921910840
60
736
SH
DFND
2
0
0
736
VANGUARD WORLD FD
MEGA CAP VAL ETF
921910840
8
104
SH
DFND
3
0
0
104
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
136865
1031697
SH
DFND
1
1031697
0
0
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
115
868
SH
DFND
2
0
0
868
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
91
686
SH
DFND
3
0
0
686
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
2733
15172
SH
DFND
3
0
0
15172
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
39
217
SH
DFND
2
0
0
217
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
467
2984
SH
DFND
2
0
0
2984
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
371
2367
SH
DFND
3
0
0
2367
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
414
2466
SH
DFND
2
0
0
2466
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
196
1171
SH
DFND
3
0
0
1171
VANGUARD WORLD FDS
INF TECH ETF
92204A702
751
3486
SH
DFND
2
0
0
3486
VANGUARD WORLD FDS
INF TECH ETF
92204A702
5
25
SH
DFND
3
0
0
25
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
305
2123
SH
DFND
3
0
0
2123
VENTAS INC
COM
92276F100
325
4453
SH
DFND
2
0
0
4453
VENTAS INC
COM
92276F100
22
300
SH
DFND
3
0
0
300
VEREIT INC
COM
92339V100
258
26365
SH
DFND
2
0
0
26365
VEREIT INC
COM
92339V100
192
19614
SH
DFND
3
0
0
19614
VERIZON COMMUNICATIONS INC
COM
92343V104
3279
54323
SH
DFND
2
0
0
54323
VERIZON COMMUNICATIONS INC
COM
92343V104
470
7791
SH
DFND
3
0
0
7791
VERMILLION INC
COM NEW
92407M206
91
174916
SH
DFND
2
0
0
174916
VISA INC
COM CL A
92826C839
3513
20424
SH
DFND
2
0
0
20424
VISA INC
COM CL A
92826C839
780
4535
SH
DFND
3
0
0
4535
W P CAREY INC
COM
92936U109
353
3947
SH
DFND
2
0
0
3947
W P CAREY INC
COM
92936U109
54
600
SH
DFND
3
0
0
600
WALGREENS BOOTS ALLIANCE INC
COM
931427108
221
3995
SH
DFND
2
0
0
3995
WALGREENS BOOTS ALLIANCE INC
COM
931427108
537
9709
SH
DFND
3
0
0
9709
WALMART INC
COM
931142103
1785
15038
SH
DFND
2
0
0
15038
WALMART INC
COM
931142103
52
435
SH
DFND
3
0
0
435
WASTE MGMT INC DEL
COM
94106L109
660
5742
SH
DFND
2
0
0
5742
WASTE MGMT INC DEL
COM
94106L109
42
365
SH
DFND
3
0
0
365
WEC ENERGY GROUP INC
COM
92939U106
227
2391
SH
DFND
2
0
0
2391
WEC ENERGY GROUP INC
COM
92939U106
18
186
SH
DFND
3
0
0
186
WELLS FARGO CO NEW
COM
949746101
1512
29979
SH
DFND
2
0
0
29979
WELLS FARGO CO NEW
COM
949746101
240
4762
SH
DFND
3
0
0
4762
WELLTOWER INC
COM
95040Q104
214
2356
SH
DFND
2
0
0
2356
WESTERN ASSET GLB HI INCOME
COM
95766B109
9
918
SH
DFND
2
0
0
918
WESTERN ASSET GLB HI INCOME
COM
95766B109
97
9804
SH
DFND
3
0
0
9804
WILLIAMS COS INC DEL
COM
969457100
108
4483
SH
DFND
3
0
0
4483
WILLIAMS COS INC DEL
COM
969457100
205
8539
SH
DFND
2
0
0
8539
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
730
16472
SH
DFND
2
0
0
16472
WISDOMTREE TR
FUTRE STRAT FD
97717W125
805
21158
SH
DFND
2
0
0
21158
WISDOMTREE TR
INTL SMCAP DIV
97717W760
417
6571
SH
DFND
2
0
0
6571
WISDOMTREE TR
INTL SMCAP DIV
97717W760
13
210
SH
DFND
3
0
0
210
WISDOMTREE TR
US MIDCAP DIVID
97717W505
602
16570
SH
DFND
2
0
0
16570
WISDOMTREE TR
US MIDCAP DIVID
97717W505
23
640
SH
DFND
3
0
0
640
WORKHORSE GROUP INC
COM NEW
98138J206
32
9275
SH
DFND
2
0
0
9275
WORKHORSE GROUP INC
COM NEW
98138J206
9
2500
SH
DFND
3
0
0
2500
XCEL ENERGY INC
COM
98389B100
211
3251
SH
DFND
2
0
0
3251
XCEL ENERGY INC
COM
98389B100
17
262
SH
DFND
3
0
0
262
XILINX INC
COM
983919101
249
2595
SH
DFND
2
0
0
2595
YETI HLDGS INC
COM
98585X104
382
13626
SH
DFND
2
0
0
13626