Vice President and Chief Compliance Officer

0001085146-17-002160.txt : 20171031 0001085146-17-002160.hdr.sgml : 20171031 20171031142108 ACCESSION NUMBER: 0001085146-17-002160 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171031 DATE AS OF CHANGE: 20171031 EFFECTIVENESS DATE: 20171031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LINCOLN NATIONAL CORP CENTRAL INDEX KEY: 0000059558 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 351140070 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00625 FILM NUMBER: 171165285 BUSINESS ADDRESS: STREET 1: 150 N RADNOR CHESTER RD CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 4845831400 MAIL ADDRESS: STREET 1: 150 N RADNOR CHESTER RD CITY: RADNOR STATE: PA ZIP: 19087 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000059558 XXXXXXXX 09-30-2017 09-30-2017 false LINCOLN NATIONAL CORP

150 N RADNOR CHESTER RD RADNOR PA 19087

13F HOLDINGS REPORT 028-00625 N Ronald A. Holinsky Vice President and Chief Compliance Officer 484-583-6302 /s/ Ronald A. Holinsky Radnor PA 10-23-2017 3 675 2380706 1 0001464867 028-15854 Lincoln Investment Advisors Corp 2 0000059970 028-17547 LINCOLN FINANCIAL ADVISORS CORPORATION 3 0000100565 028-17548 LINCOLN FINANCIAL SECURITIES CORPORATION INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 241 1147 SH DFND 3 0 0 1147 3M CO COM 88579Y101 1048 4991 SH DFND 2 0 0 4991 ABBOTT LABS COM 002824100 829 15530 SH DFND 2 0 0 15530 ABBOTT LABS COM 002824100 741 13892 SH DFND 3 0 0 13892 ABBVIE INC COM 00287Y109 992 11163 SH DFND 2 0 0 11163 ABBVIE INC COM 00287Y109 820 9223 SH DFND 3 0 0 9223 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 215 1595 SH DFND 2 0 0 1595 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 13 95 SH DFND 3 0 0 95 ACNB CORP COM 000868109 682 24631 SH DFND 2 0 0 24631 ADVISORSHARES TR ADVISORSHS ETF 00768Y206 684 12302 SH DFND 2 0 0 12302 ADVISORSHARES TR ADVISORSHS ETF 00768Y206 95 1709 SH DFND 3 0 0 1709 ALCOA CORP COM 013872106 16 346 SH DFND 3 0 0 346 ALCOA CORP COM 013872106 284 6093 SH DFND 2 0 0 6093 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1245 7210 SH DFND 2 0 0 7210 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 153 885 SH DFND 3 0 0 885 ALLEGHANY CORP DEL COM 017175100 237 428 SH DFND 2 0 0 428 ALLIANT ENERGY CORP COM 018802108 300 7220 SH DFND 2 0 0 7220 ALLIANT ENERGY CORP COM 018802108 67 1616 SH DFND 3 0 0 1616 ALPHA ARCHITECT ETF TR VALUESHS US QUNT 02072L102 1549 57059 SH DFND 2 0 0 57059 ALPHABET INC CAP STK CL A 02079K305 280 288 SH DFND 3 0 0 288 ALPHABET INC CAP STK CL A 02079K305 1415 1453 SH DFND 2 0 0 1453 ALPHABET INC CAP STK CL C 02079K107 1268 1322 SH DFND 2 0 0 1322 ALPHABET INC CAP STK CL C 02079K107 334 348 SH DFND 3 0 0 348 ALPS ETF TR ALERIAN MLP 00162Q866 418 37286 SH DFND 2 0 0 37286 ALTRIA GROUP INC COM 02209S103 1094 17256 SH DFND 2 0 0 17256 ALTRIA GROUP INC COM 02209S103 286 4503 SH DFND 3 0 0 4503 AMAZON COM INC COM 023135106 2074 2157 SH DFND 2 0 0 2157 AMAZON COM INC COM 023135106 580 603 SH DFND 3 0 0 603 AMERICAN ELEC PWR INC COM 025537101 226 3211 SH DFND 2 0 0 3211 AMERICAN ELEC PWR INC COM 025537101 70 998 SH DFND 3 0 0 998 AMERICAN EXPRESS CO COM 025816109 208 2301 SH DFND 2 0 0 2301 AMERICAN EXPRESS CO COM 025816109 63 697 SH DFND 3 0 0 697 AMERICAN INTL GROUP INC COM NEW 026874784 182 2970 SH DFND 3 0 0 2970 AMERICAN INTL GROUP INC COM NEW 026874784 57 927 SH DFND 2 0 0 927 AMERICAN TOWER CORP NEW COM 03027X100 339 2480 SH DFND 2 0 0 2480 AMERICAN TOWER CORP NEW COM 03027X100 146 1067 SH DFND 3 0 0 1067 AMGEN INC COM 031162100 449 2406 SH DFND 2 0 0 2406 AMGEN INC COM 031162100 76 410 SH DFND 3 0 0 410 ANNALY CAP MGMT INC COM 035710409 451 37011 SH DFND 2 0 0 37011 ANNALY CAP MGMT INC COM 035710409 14 1177 SH DFND 3 0 0 1177 APPLE INC COM 037833100 2108 13679 SH DFND 3 0 0 13679 APPLE INC COM 037833100 8353 54196 SH DFND 2 0 0 54196 ARCONIC INC COM 03965L100 2 100 SH DFND 3 0 0 100 ARCONIC INC COM 03965L100 468 18804 SH DFND 2 0 0 18804 AT&T INC COM 00206R102 2453 62620 SH DFND 2 0 0 62620 AT&T INC COM 00206R102 386 9848 SH DFND 3 0 0 9848 AUBURN NATL BANCORP COM 050473107 562 16055 SH DFND 2 0 0 16055 AVALONBAY CMNTYS INC COM 053484101 239 1342 SH DFND 2 0 0 1342 BAIDU INC SPON ADR REP A 056752108 209 845 SH DFND 2 0 0 845 BANCO SANTANDER SA ADR 05964H105 111 16019 SH DFND 2 0 0 16019 BANCO SANTANDER SA ADR 05964H105 27 3822 SH DFND 3 0 0 3822 BANK AMER CORP COM 060505104 642 25334 SH DFND 2 0 0 25334 BANK AMER CORP COM 060505104 260 10259 SH DFND 3 0 0 10259 BARD C R INC COM 067383109 539 1683 SH DFND 2 0 0 1683 BAXTER INTL INC COM 071813109 303 4833 SH DFND 2 0 0 4833 BB&T CORP COM 054937107 260 5548 SH DFND 2 0 0 5548 BB&T CORP COM 054937107 79 1689 SH DFND 3 0 0 1689 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1923 7 SH DFND 2 0 0 7 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4232 23084 SH DFND 2 0 0 23084 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 322 1759 SH DFND 3 0 0 1759 BLACKROCK CORE BD TR SHS BEN INT 09249E101 316 22471 SH DFND 2 0 0 22471 BLACKROCK INC COM 09247X101 110 246 SH DFND 3 0 0 246 BLACKROCK INC COM 09247X101 188 420 SH DFND 2 0 0 420 BOEING CO COM 097023105 213 838 SH DFND 3 0 0 838 BOEING CO COM 097023105 955 3757 SH DFND 2 0 0 3757 BP PLC SPONSORED ADR 055622104 478 12443 SH DFND 2 0 0 12443 BP PLC SPONSORED ADR 055622104 352 9160 SH DFND 3 0 0 9160 BRISTOL MYERS SQUIBB CO COM 110122108 786 12327 SH DFND 2 0 0 12327 BRISTOL MYERS SQUIBB CO COM 110122108 119 1861 SH DFND 3 0 0 1861 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 561 8987 SH DFND 2 0 0 8987 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 19 310 SH DFND 3 0 0 310 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 114 13684 SH DFND 2 0 0 13684 CAROLINA FINL CORP NEW COM 143873107 393 10953 SH DFND 2 0 0 10953 CAROLINA FINL CORP NEW COM 143873107 276 7684 SH DFND 3 0 0 7684 CATERPILLAR INC DEL COM 149123101 105 841 SH DFND 3 0 0 841 CATERPILLAR INC DEL COM 149123101 920 7379 SH DFND 2 0 0 7379 CELGENE CORP COM 151020104 970 6654 SH DFND 2 0 0 6654 CELGENE CORP COM 151020104 96 660 SH DFND 3 0 0 660 CENTRAL FD CDA LTD CL A 153501101 374 29553 SH DFND 2 0 0 29553 CHESAPEAKE ENERGY CORP COM 165167107 55 12730 SH DFND 2 0 0 12730 CHESAPEAKE ENERGY CORP COM 165167107 12 2900 SH DFND 3 0 0 2900 CHESAPEAKE ENERGY CORP NOTE 2.250%12/1 165167CB1 15 15000 PRN DFND 2 0 0 15000 CHEVRON CORP NEW COM 166764100 426 3628 SH DFND 3 0 0 3628 CHEVRON CORP NEW COM 166764100 11276 95966 SH DFND 2 0 0 95966 CHUBB LIMITED COM H1467J104 59 413 SH DFND 3 0 0 413 CHUBB LIMITED COM H1467J104 223 1561 SH DFND 2 0 0 1561 CISCO SYS INC COM 17275R102 1065 31682 SH DFND 2 0 0 31682 CISCO SYS INC COM 17275R102 95 2826 SH DFND 3 0 0 2826 CITIGROUP INC COM NEW 172967424 253 3475 SH DFND 2 0 0 3475 CITIGROUP INC COM NEW 172967424 102 1409 SH DFND 3 0 0 1409 CLAYMORE EXCHANGE TRD FD TR 2021 HG YLD CB 18383M225 473 18726 SH DFND 2 0 0 18726 CLAYMORE EXCHANGE TRD FD TR 2022 HG YLD CB 18383M217 249 9821 SH DFND 2 0 0 9821 CLAYMORE EXCHANGE TRD FD TR GUG BUL 2019 HY 18383M373 285 11550 SH DFND 2 0 0 11550 CLAYMORE EXCHANGE TRD FD TR GUG BUL 2020 HY 18383M365 456 18256 SH DFND 2 0 0 18256 CLAYMORE EXCHANGE TRD FD TR GUG BULL2018 E 18383M530 2209 104233 SH DFND 2 0 0 104233 CLAYMORE EXCHANGE TRD FD TR GUG BULL2019 E 18383M522 2769 130294 SH DFND 2 0 0 130294 CLAYMORE EXCHANGE TRD FD TR GUG BULL2020 E 18383M514 2821 131149 SH DFND 2 0 0 131149 CLAYMORE EXCHANGE TRD FD TR GUGENHIM 2023 18383M183 242 8979 SH DFND 2 0 0 8979 CLAYMORE EXCHANGE TRD FD TR GUGG BULSH 2021 18383M266 2190 102545 SH DFND 2 0 0 102545 CLAYMORE EXCHANGE TRD FD TR GUGG BULSH 2022 18383M258 1538 71842 SH DFND 2 0 0 71842 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 18383M548 1018 45023 SH DFND 2 0 0 45023 CLEARBRIDGE ENERGY MLP FD IN COM 184692101 324 21862 SH DFND 2 0 0 21862 CLOROX CO DEL COM 189054109 463 3507 SH DFND 2 0 0 3507 CLOROX CO DEL COM 189054109 87 658 SH DFND 3 0 0 658 COCA COLA CO COM 191216100 1282 28476 SH DFND 2 0 0 28476 COCA COLA CO COM 191216100 243 5408 SH DFND 3 0 0 5408 COLGATE PALMOLIVE CO COM 194162103 320 4387 SH DFND 2 0 0 4387 COMCAST CORP NEW CL A 20030N101 594 15442 SH DFND 2 0 0 15442 COMCAST CORP NEW CL A 20030N101 25 650 SH DFND 3 0 0 650 COMMUNITY HEALTH SYS INC NEW COM 203668108 116 15105 SH DFND 2 0 0 15105 CONOCOPHILLIPS COM 20825C104 254 5079 SH DFND 2 0 0 5079 CONOCOPHILLIPS COM 20825C104 142 2838 SH DFND 3 0 0 2838 CONSOLIDATED EDISON INC COM 209115104 728 9018 SH DFND 2 0 0 9018 CONSOLIDATED EDISON INC COM 209115104 50 619 SH DFND 3 0 0 619 COSTCO WHSL CORP NEW COM 22160K105 731 4447 SH DFND 2 0 0 4447 COSTCO WHSL CORP NEW COM 22160K105 177 1077 SH DFND 3 0 0 1077 CSX CORP COM 126408103 166 3058 SH DFND 3 0 0 3058 CSX CORP COM 126408103 155 2854 SH DFND 2 0 0 2854 CU BANCORP CALIF COM 126534106 942 24288 SH DFND 2 0 0 24288 CVS HEALTH CORP COM 126650100 389 4785 SH DFND 2 0 0 4785 CVS HEALTH CORP COM 126650100 101 1248 SH DFND 3 0 0 1248 DEERE & CO COM 244199105 250 1988 SH DFND 2 0 0 1988 DEERE & CO COM 244199105 54 432 SH DFND 3 0 0 432 DELTA AIR LINES INC DEL COM NEW 247361702 125 2583 SH DFND 2 0 0 2583 DELTA AIR LINES INC DEL COM NEW 247361702 80 1651 SH DFND 3 0 0 1651 DIAGEO P L C SPON ADR NEW 25243Q205 231 1749 SH DFND 2 0 0 1749 DIAGEO P L C SPON ADR NEW 25243Q205 145 1100 SH DFND 3 0 0 1100 DIGITAL RLTY TR INC COM 253868103 368 3108 SH DFND 2 0 0 3108 DISNEY WALT CO COM DISNEY 254687106 1144 11611 SH DFND 2 0 0 11611 DISNEY WALT CO COM DISNEY 254687106 326 3306 SH DFND 3 0 0 3306 DOMINION ENERGY INC COM 25746U109 1023 13293 SH DFND 2 0 0 13293 DOMINION ENERGY INC COM 25746U109 44 568 SH DFND 3 0 0 568 DOWDUPONT INC COM 26078J100 864 12480 SH DFND 2 0 0 12480 DOWDUPONT INC COM 26078J100 177 2559 SH DFND 3 0 0 2559 DUKE ENERGY CORP NEW COM NEW 26441C204 110 1313 SH DFND 3 0 0 1313 DUKE ENERGY CORP NEW COM NEW 26441C204 493 5871 SH DFND 2 0 0 5871 DUN & BRADSTREET CORP DEL NE COM 26483E100 487 4183 SH DFND 2 0 0 4183 EATON CORP PLC SHS G29183103 3457 45015 SH DFND 2 0 0 45015 EMERSON ELEC CO COM 291011104 157 2492 SH DFND 2 0 0 2492 EMERSON ELEC CO COM 291011104 84 1339 SH DFND 3 0 0 1339 ENBRIDGE INC COM 29250N105 319 7630 SH DFND 2 0 0 7630 ENBRIDGE INC COM 29250N105 59 1403 SH DFND 3 0 0 1403 ENTERPRISE PRODS PARTNERS L COM 293792107 448 17189 SH DFND 2 0 0 17189 ENTERPRISE PRODS PARTNERS L COM 293792107 145 5572 SH DFND 3 0 0 5572 EXACT SCIENCES CORP COM 30063P105 489 10368 SH DFND 2 0 0 10368 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 606 15664 SH DFND 2 0 0 15664 EXELON CORP COM 30161N101 339 9005 SH DFND 2 0 0 9005 EXELON CORP COM 30161N101 5 139 SH DFND 3 0 0 139 EXXON MOBIL CORP COM 30231G102 4565 55688 SH DFND 2 0 0 55688 EXXON MOBIL CORP COM 30231G102 826 10072 SH DFND 3 0 0 10072 FACEBOOK INC CL A 30303M102 2589 15150 SH DFND 2 0 0 15150 FACEBOOK INC CL A 30303M102 276 1618 SH DFND 3 0 0 1618 FEDEX CORP COM 31428X106 279 1238 SH DFND 2 0 0 1238 FEDEX CORP COM 31428X106 319 1415 SH DFND 3 0 0 1415 FIDELITY CONSMR STAPLES 316092303 172 5299 SH DFND 3 0 0 5299 FIDELITY CONSMR STAPLES 316092303 247 7635 SH DFND 2 0 0 7635 FIDELITY MSCI CONSM DIS 316092204 101 2820 SH DFND 2 0 0 2820 FIDELITY MSCI CONSM DIS 316092204 865 24118 SH DFND 3 0 0 24118 FIDELITY MSCI FINLS IDX 316092501 156 4115 SH DFND 2 0 0 4115 FIDELITY MSCI FINLS IDX 316092501 147 3868 SH DFND 3 0 0 3868 FIDELITY MSCI HLTH CARE I 316092600 118 2980 SH DFND 2 0 0 2980 FIDELITY MSCI HLTH CARE I 316092600 1099 27807 SH DFND 3 0 0 27807 FIDELITY MSCI UTILS INDEX 316092865 299 8664 SH DFND 2 0 0 8664 FIDELITY QLTY FCTOR ETF 316092790 862 28848 SH DFND 3 0 0 28848 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 597 2339 SH DFND 3 0 0 2339 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 330 6951 SH DFND 2 0 0 6951 FIDELITY NATL INFORMATION SV COM 31620M106 393 4206 SH DFND 2 0 0 4206 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 332 7276 SH DFND 3 0 0 7276 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 163 3378 SH DFND 2 0 0 3378 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 4126 85619 SH DFND 3 0 0 85619 FIRST TR VALUE LINE DIVID IN SHS 33734H106 93 3135 SH DFND 2 0 0 3135 FIRST TR VALUE LINE DIVID IN SHS 33734H106 320 10751 SH DFND 3 0 0 10751 FLEXSHARES TR CR SCD US BD 33939L761 275 5390 SH DFND 3 0 0 5390 FLEXSHARES TR DISCP DUR MBS 33939L779 263 10988 SH DFND 3 0 0 10988 FLEXSHARES TR IBOXX 3R TARGT 33939L506 345 14051 SH DFND 3 0 0 14051 FLEXSHARES TR INTL QLTDV IDX 33939L837 3 115 SH DFND 2 0 0 115 FLEXSHARES TR INTL QLTDV IDX 33939L837 264 10054 SH DFND 3 0 0 10054 FLEXSHARES TR M STAR DEV MKT 33939L803 415 6212 SH DFND 3 0 0 6212 FLEXSHARES TR MORNSTAR USMKT 33939L100 589 5574 SH DFND 3 0 0 5574 FLEXSHARES TR QUALT DIVD IDX 33939L860 298 7022 SH DFND 3 0 0 7022 FORD MTR CO DEL COM PAR $0.01 345370860 285 23791 SH DFND 2 0 0 23791 FORD MTR CO DEL COM PAR $0.01 345370860 197 16495 SH DFND 3 0 0 16495 FREEPORT-MCMORAN INC CL B 35671D857 2 128 SH DFND 2 0 0 128 FREEPORT-MCMORAN INC CL B 35671D857 162 11550 SH DFND 3 0 0 11550 GENERAL DYNAMICS CORP COM 369550108 204 992 SH DFND 3 0 0 992 GENERAL DYNAMICS CORP COM 369550108 363 1765 SH DFND 2 0 0 1765 GENERAL ELECTRIC CO COM 369604103 341 14093 SH DFND 3 0 0 14093 GENERAL ELECTRIC CO COM 369604103 3678 152101 SH DFND 2 0 0 152101 GENERAL MLS INC COM 370334104 369 7138 SH DFND 2 0 0 7138 GENERAL MLS INC COM 370334104 60 1164 SH DFND 3 0 0 1164 GILEAD SCIENCES INC COM 375558103 197 2427 SH DFND 2 0 0 2427 GILEAD SCIENCES INC COM 375558103 276 3412 SH DFND 3 0 0 3412 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 98 2411 SH DFND 3 0 0 2411 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 133 3264 SH DFND 2 0 0 3264 GLOBAL X FDS GLOBAL X SILVER 37954Y848 349 10564 SH DFND 2 0 0 10564 GLOBAL X FDS GLOBAL X URANIUM 37954Y871 317 23800 SH DFND 2 0 0 23800 GROUPE CGI INC CL A SUB VTG 39945C109 406 7831 SH DFND 2 0 0 7831 HOME DEPOT INC COM 437076102 3821 23364 SH DFND 2 0 0 23364 HOME DEPOT INC COM 437076102 238 1452 SH DFND 3 0 0 1452 HONEYWELL INTL INC COM 438516106 455 3213 SH DFND 2 0 0 3213 HONEYWELL INTL INC COM 438516106 45 316 SH DFND 3 0 0 316 HORIZONS ETF TR I HORIZONS NASDAQ 44053G108 489 2046700 SH Call DFND 2 0 0 2046700 HORIZONS ETF TR I HRZNS S&P500 COV 44053G603 490 992300 SH Call DFND 2 0 0 992300 HUNTINGTON BANCSHARES INC COM 446150104 184 13215 SH DFND 2 0 0 13215 ILLINOIS TOOL WKS INC COM 452308109 486 3282 SH DFND 2 0 0 3282 ILLINOIS TOOL WKS INC COM 452308109 172 1161 SH DFND 3 0 0 1161 INCYTE CORP COM 45337C102 292 2500 SH DFND 2 0 0 2500 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 708 22987 SH DFND 2 0 0 22987 INTEL CORP COM 458140100 665 17471 SH DFND 2 0 0 17471 INTEL CORP COM 458140100 361 9489 SH DFND 3 0 0 9489 INTERNATIONAL BUSINESS MACHS COM 459200101 1102 7595 SH DFND 2 0 0 7595 INTERNATIONAL BUSINESS MACHS COM 459200101 681 4691 SH DFND 3 0 0 4691 INTUIT COM 461202103 183 1286 SH DFND 2 0 0 1286 INTUIT COM 461202103 69 485 SH DFND 3 0 0 485 INTUITIVE SURGICAL INC COM NEW 46120E602 179 171 SH DFND 2 0 0 171 INTUITIVE SURGICAL INC COM NEW 46120E602 21 20 SH DFND 3 0 0 20 IONIS PHARMACEUTICALS INC COM 462222100 256 5052 SH DFND 2 0 0 5052 ISHARES GOLD TRUST ISHARES 464285105 514 41732 SH DFND 2 0 0 41732 ISHARES GOLD TRUST ISHARES 464285105 71 5732 SH DFND 3 0 0 5732 ISHARES INC CORE MSCI EMKT 46434G103 59970 1110142 SH DFND 1 1110142 0 0 ISHARES INC CORE MSCI EMKT 46434G103 3465 64135 SH DFND 2 0 0 64135 ISHARES INC CORE MSCI EMKT 46434G103 2430 44980 SH DFND 3 0 0 44980 ISHARES INC GLB SILV MIN ETF 464286327 152 13998 SH DFND 2 0 0 13998 ISHARES INC GLB SILV MIN ETF 464286327 15 1392 SH DFND 3 0 0 1392 ISHARES INC MIN VOL EMRG MKT 464286533 444 7637 SH DFND 2 0 0 7637 ISHARES INC MIN VOL EMRG MKT 464286533 1404 24158 SH DFND 3 0 0 24158 ISHARES INC MIN VOL GBL ETF 464286525 334 4109 SH DFND 3 0 0 4109 ISHARES INC MSCI FRNTR100ETF 464286145 2375 75820 SH DFND 2 0 0 75820 ISHARES INC MSCI FRNTR100ETF 464286145 7 209 SH DFND 3 0 0 209 ISHARES INC MSCI GBL GOLD MN 46434G855 172 9206 SH DFND 2 0 0 9206 ISHARES INC MSCI GBL GOLD MN 46434G855 16 873 SH DFND 3 0 0 873 ISHARES SILVER TRUST ISHARES 46428Q109 307 19484 SH DFND 2 0 0 19484 ISHARES SILVER TRUST ISHARES 46428Q109 26 1634 SH DFND 3 0 0 1634 ISHARES TR 0-5 YR TIPS ETF 46429B747 2201 21929 SH DFND 2 0 0 21929 ISHARES TR 1 3 YR TREAS BD 464287457 348 4116 SH DFND 2 0 0 4116 ISHARES TR 1 3 YR TREAS BD 464287457 1 13 SH DFND 3 0 0 13 ISHARES TR 20 YR TR BD ETF 464287432 384 3075 SH DFND 2 0 0 3075 ISHARES TR 20 YR TR BD ETF 464287432 570 4569 SH DFND 3 0 0 4569 ISHARES TR COHEN STEER REIT 464287564 276 2744 SH DFND 3 0 0 2744 ISHARES TR COHEN STEER REIT 464287564 1228 12202 SH DFND 2 0 0 12202 ISHARES TR CORE 1 5 YR USD 46432F859 4205 83647 SH DFND 3 0 0 83647 ISHARES TR CORE DIV GRWTH 46434V621 2311 71174 SH DFND 2 0 0 71174 ISHARES TR CORE DIV GRWTH 46434V621 566 17420 SH DFND 3 0 0 17420 ISHARES TR CORE HIGH DV ETF 46429B663 624 7256 SH DFND 3 0 0 7256 ISHARES TR CORE HIGH DV ETF 46429B663 3493 40645 SH DFND 2 0 0 40645 ISHARES TR CORE MSCI EAFE 46432F842 162 2531 SH DFND 3 0 0 2531 ISHARES TR CORE MSCI EAFE 46432F842 1820 28356 SH DFND 2 0 0 28356 ISHARES TR CORE MSCI EURO 46434V738 88 1762 SH DFND 2 0 0 1762 ISHARES TR CORE MSCI EURO 46434V738 2153 43343 SH DFND 3 0 0 43343 ISHARES TR CORE MSCI PAC 46434V696 329 5816 SH DFND 2 0 0 5816 ISHARES TR CORE MSCI TOTAL 46432F834 71 1165 SH DFND 3 0 0 1165 ISHARES TR CORE MSCI TOTAL 46432F834 237 3885 SH DFND 2 0 0 3885 ISHARES TR CORE S&P MCP ETF 464287507 1355 7573 SH DFND 3 0 0 7573 ISHARES TR CORE S&P MCP ETF 464287507 5580 31190 SH DFND 2 0 0 31190 ISHARES TR CORE S&P SCP ETF 464287804 1578 21266 SH DFND 3 0 0 21266 ISHARES TR CORE S&P SCP ETF 464287804 4634 62441 SH DFND 2 0 0 62441 ISHARES TR CORE S&P TTL STK 464287150 509 8836 SH DFND 3 0 0 8836 ISHARES TR CORE S&P TTL STK 464287150 643 11163 SH DFND 2 0 0 11163 ISHARES TR CORE S&P US GWT 464287671 386 7651 SH DFND 3 0 0 7651 ISHARES TR CORE S&P US GWT 464287671 224 4446 SH DFND 2 0 0 4446 ISHARES TR CORE S&P500 ETF 464287200 13097 51781 SH DFND 2 0 0 51781 ISHARES TR CORE S&P500 ETF 464287200 7851 31041 SH DFND 3 0 0 31041 ISHARES TR CORE US AGGBD ET 464287226 3441 31401 SH DFND 2 0 0 31401 ISHARES TR CORE US AGGBD ET 464287226 241 2196 SH DFND 3 0 0 2196 ISHARES TR DEVSMCP EXNA ETF 464288497 740 13172 SH DFND 3 0 0 13172 ISHARES TR EAFE GRWTH ETF 464288885 1902 24577 SH DFND 2 0 0 24577 ISHARES TR EAFE SML CP ETF 464288273 54 869 SH DFND 3 0 0 869 ISHARES TR EAFE SML CP ETF 464288273 807 13014 SH DFND 2 0 0 13014 ISHARES TR EAFE VALUE ETF 464288877 14 264 SH DFND 3 0 0 264 ISHARES TR EAFE VALUE ETF 464288877 4048 74143 SH DFND 2 0 0 74143 ISHARES TR EUROPE ETF 464287861 247 5261 SH DFND 2 0 0 5261 ISHARES TR FLTG RATE NT ETF 46429B655 9005 176771 SH DFND 2 0 0 176771 ISHARES TR IBONDS DEC2023 46435G318 365 14324 SH DFND 2 0 0 14324 ISHARES TR IBONDS DEC21 ETF 46435G789 3840 148302 SH DFND 2 0 0 148302 ISHARES TR IBONDS DEC22 ETF 46435G755 3855 147889 SH DFND 2 0 0 147889 ISHARES TR IBONDS SEP18 ETF 46429B580 2807 110118 SH DFND 2 0 0 110118 ISHARES TR IBONDS SEP19 ETF 46429B564 4240 165867 SH DFND 2 0 0 165867 ISHARES TR IBONDS SEP20 ETF 46434V571 4349 169207 SH DFND 2 0 0 169207 ISHARES TR IBOXX HI YD ETF 464288513 2889 32554 SH DFND 3 0 0 32554 ISHARES TR IBOXX HI YD ETF 464288513 942 10616 SH DFND 2 0 0 10616 ISHARES TR IBOXX INV CP ETF 464287242 594 4896 SH DFND 3 0 0 4896 ISHARES TR IBOXX INV CP ETF 464287242 178 1464 SH DFND 2 0 0 1464 ISHARES TR INTL SEL DIV ETF 464288448 118 3481 SH DFND 2 0 0 3481 ISHARES TR INTL SEL DIV ETF 464288448 255 7549 SH DFND 3 0 0 7549 ISHARES TR JPMORGAN USD EMG 464288281 25 218 SH DFND 2 0 0 218 ISHARES TR JPMORGAN USD EMG 464288281 613 5263 SH DFND 3 0 0 5263 ISHARES TR MIN VOL EAFE ETF 46429B689 2185 30742 SH DFND 2 0 0 30742 ISHARES TR MIN VOL EAFE ETF 46429B689 1697 23875 SH DFND 3 0 0 23875 ISHARES TR MIN VOL USA ETF 46429B697 12369 245712 SH DFND 2 0 0 245712 ISHARES TR MIN VOL USA ETF 46429B697 1804 35829 SH DFND 3 0 0 35829 ISHARES TR MSCI CHINA ETF 46429B671 242 3833 SH DFND 2 0 0 3833 ISHARES TR MSCI EAFE ETF 464287465 40 582 SH DFND 3 0 0 582 ISHARES TR MSCI EAFE ETF 464287465 5976 87266 SH DFND 2 0 0 87266 ISHARES TR MSCI EMG MKT ETF 464287234 2646 59048 SH DFND 2 0 0 59048 ISHARES TR MSCI EMG MKT ETF 464287234 681166 15201213 SH DFND 1 15201213 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 17 370 SH DFND 3 0 0 370 ISHARES TR MSCI INDIA ETF 46429B598 300 9145 SH DFND 2 0 0 9145 ISHARES TR NASDAQ BIOTECH 464287556 38 115 SH DFND 3 0 0 115 ISHARES TR NASDAQ BIOTECH 464287556 208 625 SH DFND 2 0 0 625 ISHARES TR NATIONAL MUN ETF 464288414 354 3193 SH DFND 3 0 0 3193 ISHARES TR NATIONAL MUN ETF 464288414 22 200 SH DFND 2 0 0 200 ISHARES TR RUS 1000 ETF 464287622 338 2415 SH DFND 2 0 0 2415 ISHARES TR RUS 1000 GRW ETF 464287614 5111 40870 SH DFND 2 0 0 40870 ISHARES TR RUS 1000 GRW ETF 464287614 8586 68654 SH DFND 3 0 0 68654 ISHARES TR RUS 1000 VAL ETF 464287598 6943 58583 SH DFND 3 0 0 58583 ISHARES TR RUS 1000 VAL ETF 464287598 4091 34519 SH DFND 2 0 0 34519 ISHARES TR RUS 2000 GRW ETF 464287648 151 845 SH DFND 2 0 0 845 ISHARES TR RUS 2000 GRW ETF 464287648 914 5107 SH DFND 3 0 0 5107 ISHARES TR RUS 2000 VAL ETF 464287630 783 6310 SH DFND 2 0 0 6310 ISHARES TR RUS 2000 VAL ETF 464287630 156 1257 SH DFND 3 0 0 1257 ISHARES TR RUS MID CAP ETF 464287499 301 1524 SH DFND 2 0 0 1524 ISHARES TR RUSSELL 2000 ETF 464287655 2392 16143 SH DFND 2 0 0 16143 ISHARES TR RUSSELL 2000 ETF 464287655 17 115 SH DFND 3 0 0 115 ISHARES TR S&P 500 GRWT ETF 464287309 154 1076 SH DFND 2 0 0 1076 ISHARES TR S&P 500 GRWT ETF 464287309 236 1646 SH DFND 3 0 0 1646 ISHARES TR S&P 500 VAL ETF 464287408 624 5786 SH DFND 2 0 0 5786 ISHARES TR S&P 500 VAL ETF 464287408 312 2895 SH DFND 3 0 0 2895 ISHARES TR S&P SML 600 GWT 464287887 75 453 SH DFND 3 0 0 453 ISHARES TR S&P SML 600 GWT 464287887 264 1605 SH DFND 2 0 0 1605 ISHARES TR S&P US PFD STK 464288687 1003 25831 SH DFND 2 0 0 25831 ISHARES TR S&P US PFD STK 464288687 557 14352 SH DFND 3 0 0 14352 ISHARES TR SELECT DIVID ETF 464287168 866 9251 SH DFND 2 0 0 9251 ISHARES TR SELECT DIVID ETF 464287168 53 569 SH DFND 3 0 0 569 ISHARES TR SHRT NAT MUN ETF 464288158 332 3129 SH DFND 3 0 0 3129 ISHARES TR SP SMCP600VL ETF 464287879 494 3331 SH DFND 2 0 0 3331 ISHARES TR SP SMCP600VL ETF 464287879 7 51 SH DFND 3 0 0 51 ISHARES TR TIPS BD ETF 464287176 1589 13986 SH DFND 2 0 0 13986 ISHARES TR TIPS BD ETF 464287176 12 103 SH DFND 3 0 0 103 ISHARES TR US AER DEF ETF 464288760 395 2221 SH DFND 2 0 0 2221 ISHARES TR US AER DEF ETF 464288760 47 266 SH DFND 3 0 0 266 ISHARES TR USA MOMENTUM FCT 46432F396 2825 29530 SH DFND 3 0 0 29530 ISHARES TR USA MOMENTUM FCT 46432F396 1173 12258 SH DFND 2 0 0 12258 J P MORGAN EXCHANGE TRADED F JPMORGAN DIVER 46641Q407 2377 35320 SH DFND 2 0 0 35320 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 11 72 SH DFND 2 0 0 72 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 300 2050 SH DFND 3 0 0 2050 JOHNSON & JOHNSON COM 478160104 359 2763 SH DFND 3 0 0 2763 JOHNSON & JOHNSON COM 478160104 3509 26994 SH DFND 2 0 0 26994 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 311 11029 SH DFND 2 0 0 11029 JPMORGAN CHASE & CO COM 46625H100 2444 25590 SH DFND 2 0 0 25590 JPMORGAN CHASE & CO COM 46625H100 374 3921 SH DFND 3 0 0 3921 KAYNE ANDERSON MLP INVT CO COM 486606106 1900 104592 SH DFND 2 0 0 104592 KAYNE ANDERSON MLP INVT CO COM 486606106 8 414 SH DFND 3 0 0 414 KIMBERLY CLARK CORP COM 494368103 305 2588 SH DFND 2 0 0 2588 KIMBERLY CLARK CORP COM 494368103 11 97 SH DFND 3 0 0 97 KINDER MORGAN INC DEL COM 49456B101 106 5507 SH DFND 2 0 0 5507 KINDER MORGAN INC DEL COM 49456B101 378 19701 SH DFND 3 0 0 19701 KRAFT HEINZ CO COM 500754106 284 3661 SH DFND 2 0 0 3661 L BRANDS INC COM 501797104 2721 65393 SH DFND 2 0 0 65393 LEIDOS HLDGS INC COM 525327102 203 3433 SH DFND 2 0 0 3433 LGI HOMES INC COM 50187T106 453 9325 SH DFND 3 0 0 9325 LILLY ELI & CO COM 532457108 283 3303 SH DFND 2 0 0 3303 LILLY ELI & CO COM 532457108 43 500 SH DFND 3 0 0 500 LINCOLN NATL CORP IND COM 534187109 670 9125 SH DFND 2 0 0 9125 LOCKHEED MARTIN CORP COM 539830109 700 2256 SH DFND 2 0 0 2256 LOCKHEED MARTIN CORP COM 539830109 337 1085 SH DFND 3 0 0 1085 LOWES COS INC COM 548661107 287 3592 SH DFND 2 0 0 3592 LOWES COS INC COM 548661107 126 1575 SH DFND 3 0 0 1575 MADISON CVRED CALL & EQ STR COM 557437100 7 91500 SH Call DFND 2 0 0 91500 MARATHON PETE CORP COM 56585A102 60 1070 SH DFND 3 0 0 1070 MARATHON PETE CORP COM 56585A102 144 2570 SH DFND 2 0 0 2570 MARRIOTT INTL INC NEW CL A 571903202 2169 19667 SH DFND 2 0 0 19667 MARRIOTT VACATIONS WRLDWDE C COM 57164Y107 255 2050 SH DFND 2 0 0 2050 MARSH & MCLENNAN COS INC COM 571748102 697 8321 SH DFND 2 0 0 8321 MASTERCARD INCORPORATED CL A 57636Q104 796 5639 SH DFND 2 0 0 5639 MASTERCARD INCORPORATED CL A 57636Q104 88 622 SH DFND 3 0 0 622 MCCORMICK & CO INC COM VTG 579780107 287 2800 SH DFND 2 0 0 2800 MCDONALDS CORP COM 580135101 329 2099 SH DFND 3 0 0 2099 MCDONALDS CORP COM 580135101 1699 10841 SH DFND 2 0 0 10841 MEDTRONIC PLC SHS G5960L103 152 1959 SH DFND 2 0 0 1959 MEDTRONIC PLC SHS G5960L103 132 1695 SH DFND 3 0 0 1695 MERCK & CO INC COM 58933Y105 859 13418 SH DFND 2 0 0 13418 MERCK & CO INC COM 58933Y105 124 1936 SH DFND 3 0 0 1936 MGE ENERGY INC COM 55277P104 224 3462 SH DFND 2 0 0 3462 MGE ENERGY INC COM 55277P104 31 485 SH DFND 3 0 0 485 MICRON TECHNOLOGY INC COM 595112103 40 1022 SH DFND 2 0 0 1022 MICRON TECHNOLOGY INC COM 595112103 218 5534 SH DFND 3 0 0 5534 MICROSOFT CORP COM 594918104 3984 53482 SH DFND 2 0 0 53482 MICROSOFT CORP COM 594918104 629 8446 SH DFND 3 0 0 8446 MIMEDX GROUP INC COM 602496101 180 15190 SH DFND 2 0 0 15190 MONDELEZ INTL INC CL A 609207105 271 6675 SH DFND 2 0 0 6675 NETFLIX INC COM 64110L106 704 3883 SH DFND 2 0 0 3883 NETFLIX INC COM 64110L106 38 211 SH DFND 3 0 0 211 NEXTERA ENERGY INC COM 65339F101 188 1280 SH DFND 2 0 0 1280 NEXTERA ENERGY INC COM 65339F101 245 1670 SH DFND 3 0 0 1670 NIKE INC CL B 654106103 312 6009 SH DFND 2 0 0 6009 NIKE INC CL B 654106103 23 451 SH DFND 3 0 0 451 NORFOLK SOUTHERN CORP COM 655844108 400 3028 SH DFND 2 0 0 3028 NORFOLK SOUTHERN CORP COM 655844108 72 543 SH DFND 3 0 0 543 NORTHROP GRUMMAN CORP COM 666807102 421 1463 SH DFND 2 0 0 1463 NOVARTIS A G SPONSORED ADR 66987V109 167 1944 SH DFND 2 0 0 1944 NOVARTIS A G SPONSORED ADR 66987V109 125 1460 SH DFND 3 0 0 1460 NVIDIA CORP COM 67066G104 263 1472 SH DFND 2 0 0 1472 NVIDIA CORP COM 67066G104 24 135 SH DFND 3 0 0 135 NVR INC COM 62944T105 9524 3336 SH DFND 2 0 0 3336 ONEOK INC NEW COM 682680103 289 5224 SH DFND 2 0 0 5224 ONEOK INC NEW COM 682680103 85 1533 SH DFND 3 0 0 1533 OPPENHEIMER REV WEIGHTD ETF LARGE CAP REV ET 68386C104 334 6963 SH DFND 2 0 0 6963 ORACLE CORP COM 68389X105 655 13554 SH DFND 2 0 0 13554 ORACLE CORP COM 68389X105 29 601 SH DFND 3 0 0 601 PAYCHEX INC COM 704326107 675 11253 SH DFND 2 0 0 11253 PAYCHEX INC COM 704326107 65 1091 SH DFND 3 0 0 1091 PEPSICO INC COM 713448108 804 7219 SH DFND 2 0 0 7219 PEPSICO INC COM 713448108 178 1595 SH DFND 3 0 0 1595 PFIZER INC COM 717081103 1946 54524 SH DFND 2 0 0 54524 PFIZER INC COM 717081103 211 5909 SH DFND 3 0 0 5909 PHILIP MORRIS INTL INC COM 718172109 753 6786 SH DFND 2 0 0 6786 PHILIP MORRIS INTL INC COM 718172109 136 1227 SH DFND 3 0 0 1227 PHILLIPS 66 COM 718546104 1112 12134 SH DFND 2 0 0 12134 PHILLIPS 66 COM 718546104 210 2297 SH DFND 3 0 0 2297 PIMCO CORPORATE & INCOME OPP COM 72201B101 166 9879 SH DFND 2 0 0 9879 PIMCO CORPORATE & INCOME OPP COM 72201B101 7 409 SH DFND 3 0 0 409 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 22 213 SH DFND 3 0 0 213 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 3551 34885 SH DFND 2 0 0 34885 PIMCO STRATEGIC INCOME FD IN COM 72200X104 111 11374 SH DFND 2 0 0 11374 PIONEER HIGH INCOME TR COM 72369H106 158 15755 SH DFND 2 0 0 15755 PNC FINL SVCS GROUP INC COM 693475105 487 3617 SH DFND 2 0 0 3617 PNC FINL SVCS GROUP INC COM 693475105 18 137 SH DFND 3 0 0 137 POLYMET MINING CORP COM 731916102 16 26182 SH DFND 2 0 0 26182 POWERSHARES ETF TR II CALI MUNI ETF 73936T441 274 10512 SH DFND 2 0 0 10512 POWERSHARES ETF TR II DEV MKTS EX-US 73936T789 465 10535 SH DFND 2 0 0 10535 POWERSHARES ETF TR II INSUR NATL MUN 73936T474 337 13208 SH DFND 3 0 0 13208 POWERSHARES ETF TR II PFD PORTFOLIO 73936T565 19 1276 SH DFND 2 0 0 1276 POWERSHARES ETF TR II PFD PORTFOLIO 73936T565 175 11625 SH DFND 3 0 0 11625 POWERSHARES ETF TR II PWRSHS SP500 LOW 73937B654 601 14656 SH DFND 2 0 0 14656 POWERSHARES ETF TR II PWRSHS SP500 LOW 73937B654 193 4699 SH DFND 3 0 0 4699 POWERSHARES ETF TR II S&P400 LOVL PT 73937B647 1028 23422 SH DFND 3 0 0 23422 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 309 6752 SH DFND 2 0 0 6752 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 23 502 SH DFND 3 0 0 502 POWERSHARES ETF TR II S&P600 LOVL PT 73937B639 1344 29245 SH DFND 3 0 0 29245 POWERSHARES ETF TR II VAR RATE PFD POR 73937B597 562 21579 SH DFND 2 0 0 21579 POWERSHARES ETF TRUST DWA MOMENTUM PTF 73935X153 203 4172 SH DFND 2 0 0 4172 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 35 326 SH DFND 2 0 0 326 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 256 2394 SH DFND 3 0 0 2394 POWERSHARES ETF TRUST S&P 500 QLTY PRT 73935X682 2333 81021 SH DFND 2 0 0 81021 POWERSHARES ETF TRUST II GLBL ST HI YLD 73936Q710 847 34928 SH DFND 2 0 0 34928 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 2103 14458 SH DFND 2 0 0 14458 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 242 1663 SH DFND 3 0 0 1663 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 534 60721 SH DFND 2 0 0 60721 PPL CORP COM 69351T106 177 4652 SH DFND 2 0 0 4652 PPL CORP COM 69351T106 49 1300 SH DFND 3 0 0 1300 PRICELINE GRP INC COM NEW 741503403 412 225 SH DFND 2 0 0 225 PRICELINE GRP INC COM NEW 741503403 4 2 SH DFND 3 0 0 2 PROCTER AND GAMBLE CO COM 742718109 15718 172768 SH DFND 2 0 0 172768 PROCTER AND GAMBLE CO COM 742718109 677 7438 SH DFND 3 0 0 7438 PROLOGIS INC COM 74340W103 234 3683 SH DFND 2 0 0 3683 PROSHARES TR S&P 500 DV ARIST 74348A467 1144 19251 SH DFND 2 0 0 19251 PROSPECT CAPITAL CORPORATION NOTE 5.375%10/1 74348TAK8 10 10000 PRN DFND 3 0 0 10000 PRUDENTIAL GLB SHT DUR HG YL COM 74433A109 160 10740 SH DFND 2 0 0 10740 PUBLIC STORAGE COM 74460D109 349 1629 SH DFND 2 0 0 1629 PUBLIC STORAGE COM 74460D109 20 94 SH DFND 3 0 0 94 QIAGEN NV SHS NEW N72482123 499 15841 SH DFND 2 0 0 15841 QUALCOMM INC COM 747525103 60 1166 SH DFND 2 0 0 1166 QUALCOMM INC COM 747525103 204 3938 SH DFND 3 0 0 3938 RAYTHEON CO COM NEW 755111507 482 2582 SH DFND 2 0 0 2582 REALTY INCOME CORP COM 756109104 623 10897 SH DFND 2 0 0 10897 REALTY INCOME CORP COM 756109104 171 2989 SH DFND 3 0 0 2989 RETAIL PPTYS AMER INC CL A 76131V202 296 22566 SH DFND 2 0 0 22566 RITE AID CORP COM 767754104 13 6500 SH DFND 2 0 0 6500 RITE AID CORP COM 767754104 25 12783 SH DFND 3 0 0 12783 ROYAL BK CDA MONTREAL QUE COM 780087102 12 150 SH DFND 3 0 0 150 ROYAL BK CDA MONTREAL QUE COM 780087102 212 2745 SH DFND 2 0 0 2745 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 18 296 SH DFND 3 0 0 296 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 853 14073 SH DFND 2 0 0 14073 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 451 4507 SH DFND 2 0 0 4507 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 75 748 SH DFND 3 0 0 748 RYDEX ETF TRUST GUGGENHM S&P 500 78355W205 218 1227 SH DFND 2 0 0 1227 SALESFORCE COM INC COM 79466L302 328 3506 SH DFND 2 0 0 3506 SANDY SPRING BANCORP INC COM 800363103 762 18386 SH DFND 2 0 0 18386 SCHLUMBERGER LTD COM 806857108 99 1418 SH DFND 2 0 0 1418 SCHLUMBERGER LTD COM 806857108 113 1616 SH DFND 3 0 0 1616 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 344 12779 SH DFND 2 0 0 12779 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 524 7934 SH DFND 2 0 0 7934 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 374 6237 SH DFND 2 0 0 6237 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 284 3474 SH DFND 2 0 0 3474 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 43 526 SH DFND 3 0 0 526 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 420 16246 SH DFND 2 0 0 16246 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 26 1020 SH DFND 3 0 0 1020 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 23 424 SH DFND 3 0 0 424 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 447 8433 SH DFND 2 0 0 8433 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1645 27834 SH DFND 2 0 0 27834 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 103 1743 SH DFND 3 0 0 1743 SIRIUS XM HLDGS INC COM 82968B103 63 11497 SH DFND 2 0 0 11497 SMUCKER J M CO COM NEW 832696405 299 2845 SH DFND 2 0 0 2845 SMUCKER J M CO COM NEW 832696405 12 111 SH DFND 3 0 0 111 SNAP INC CL A 83304A106 140 9660 SH DFND 2 0 0 9660 SNAP INC CL A 83304A106 11 750 SH DFND 3 0 0 750 SOUTHERN CO COM 842587107 1385 28179 SH DFND 2 0 0 28179 SOUTHERN CO COM 842587107 68 1374 SH DFND 3 0 0 1374 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 654 2921 SH DFND 2 0 0 2921 SPDR GOLD TRUST GOLD SHS 78463V107 25 202 SH DFND 3 0 0 202 SPDR GOLD TRUST GOLD SHS 78463V107 4365 35900 SH DFND 2 0 0 35900 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 281 7332 SH DFND 2 0 0 7332 SPDR S&P 500 ETF TR TR UNIT 78462F103 1439 5729 SH DFND 3 0 0 5729 SPDR S&P 500 ETF TR TR UNIT 78462F103 17358 69094 SH DFND 2 0 0 69094 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2571 7878 SH DFND 2 0 0 7878 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 21 63 SH DFND 3 0 0 63 SPDR SERIES TRUST BLOMBRG BRC EMRG 78464A391 1120 37496 SH DFND 2 0 0 37496 SPDR SERIES TRUST BLOMBRG BRC INTR 78464A375 5 148 SH DFND 2 0 0 148 SPDR SERIES TRUST BLOMBRG BRC INTR 78464A375 370 10723 SH DFND 3 0 0 10723 SPDR SERIES TRUST BLOMBRG BRC TIPS 78464A656 202065 3583985 SH DFND 1 3583985 0 0 SPDR SERIES TRUST BLOMBRG BRC TIPS 78464A656 2 29 SH DFND 3 0 0 29 SPDR SERIES TRUST BLOMBRG BRC TIPS 78464A656 194 3443 SH DFND 2 0 0 3443 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 2 44 SH DFND 3 0 0 44 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 446 11945 SH DFND 2 0 0 11945 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 584 10231 SH DFND 2 0 0 10231 SPDR SERIES TRUST S&P 500 VALUE 78464A508 245 2101 SH DFND 2 0 0 2101 SPDR SERIES TRUST S&P DIVID ETF 78464A763 8745 95748 SH DFND 2 0 0 95748 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1153 12620 SH DFND 3 0 0 12620 SPDR SERIES TRUST S&P TRANSN ETF 78464A532 574 9559 SH DFND 3 0 0 9559 SPIRIT RLTY CAP INC NEW COM 84860W102 60 7038 SH DFND 2 0 0 7038 SPIRIT RLTY CAP INC NEW COM 84860W102 28 3276 SH DFND 3 0 0 3276 STAAR SURGICAL CO COM PAR $0.01 852312305 336 27000 SH DFND 2 0 0 27000 STAGE STORES INC COM NEW 85254C305 22 11740 SH DFND 2 0 0 11740 STARBUCKS CORP COM 855244109 21 400 SH DFND 3 0 0 400 STARBUCKS CORP COM 855244109 949 17671 SH DFND 2 0 0 17671 STOCK YDS BANCORP INC COM 861025104 409 10773 SH DFND 2 0 0 10773 STRYKER CORP COM 863667101 348 2449 SH DFND 2 0 0 2449 SUNCOR ENERGY INC NEW COM 867224107 878 25051 SH DFND 2 0 0 25051 TESLA INC COM 88160R101 334 980 SH DFND 2 0 0 980 TESLA INC COM 88160R101 70 205 SH DFND 3 0 0 205 TORCHMARK CORP COM 891027104 345 4313 SH DFND 2 0 0 4313 TORONTO DOMINION BK ONT COM NEW 891160509 41 734 SH DFND 2 0 0 734 TORONTO DOMINION BK ONT COM NEW 891160509 273 4854 SH DFND 3 0 0 4854 TORTOISE PIPELINE & ENERGY F COM 89148H108 607 31511 SH DFND 2 0 0 31511 TRAVELERS COMPANIES INC COM 89417E109 251 2051 SH DFND 2 0 0 2051 TRAVELERS COMPANIES INC COM 89417E109 57 466 SH DFND 3 0 0 466 TWITTER INC COM 90184L102 269 15950 SH DFND 2 0 0 15950 TWITTER INC COM 90184L102 3 150 SH DFND 3 0 0 150 U S SILICA HLDGS INC COM 90346E103 37 1201 SH DFND 2 0 0 1201 U S SILICA HLDGS INC COM 90346E103 375 12053 SH DFND 3 0 0 12053 UNDER ARMOUR INC CL A 904311107 13 775 SH DFND 3 0 0 775 UNDER ARMOUR INC CL A 904311107 192 11623 SH DFND 2 0 0 11623 UNDER ARMOUR INC CL C 904311206 544 36218 SH DFND 2 0 0 36218 UNDER ARMOUR INC CL C 904311206 3 225 SH DFND 3 0 0 225 UNION PAC CORP COM 907818108 733 6321 SH DFND 2 0 0 6321 UNION PAC CORP COM 907818108 628 5413 SH DFND 3 0 0 5413 UNITED PARCEL SERVICE INC CL B 911312106 171 1426 SH DFND 2 0 0 1426 UNITED PARCEL SERVICE INC CL B 911312106 870 7247 SH DFND 3 0 0 7247 UNITED STATES OIL FUND LP UNITS 91232N108 1540 147628 SH DFND 2 0 0 147628 UNITED TECHNOLOGIES CORP COM 913017109 530 4568 SH DFND 2 0 0 4568 UNITED TECHNOLOGIES CORP COM 913017109 129 1113 SH DFND 3 0 0 1113 UNITEDHEALTH GROUP INC COM 91324P102 209 1067 SH DFND 3 0 0 1067 UNITEDHEALTH GROUP INC COM 91324P102 318 1622 SH DFND 2 0 0 1622 UNIVERSAL HEALTH RLTY INCM T SH BEN INT 91359E105 363 4814 SH DFND 2 0 0 4814 US BANCORP DEL COM NEW 902973304 735 13718 SH DFND 2 0 0 13718 US BANCORP DEL COM NEW 902973304 519 9677 SH DFND 3 0 0 9677 VANECK VECTORS ETF TR AMT FREE INT ETF 92189F544 1554 64626 SH DFND 2 0 0 64626 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 382 16630 SH DFND 2 0 0 16630 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 21 901 SH DFND 3 0 0 901 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189F361 414 13237 SH DFND 2 0 0 13237 VANGUARD ADMIRAL FDS INC SMLCP 600 GRTH 921932794 9 64 SH DFND 2 0 0 64 VANGUARD ADMIRAL FDS INC SMLCP 600 GRTH 921932794 191 1353 SH DFND 3 0 0 1353 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 763 9016 SH DFND 2 0 0 9016 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 17 206 SH DFND 3 0 0 206 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 4 41 SH DFND 2 0 0 41 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 19951 212770 SH DFND 1 212770 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1195 14967 SH DFND 2 0 0 14967 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 58 709 SH DFND 3 0 0 709 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 199713 2436707 SH DFND 1 2436707 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 418 5098 SH DFND 2 0 0 5098 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 207 3791 SH DFND 3 0 0 3791 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 85 1563 SH DFND 2 0 0 1563 VANGUARD INDEX FDS GROWTH ETF 922908736 190 1431 SH DFND 3 0 0 1431 VANGUARD INDEX FDS GROWTH ETF 922908736 1678 12640 SH DFND 2 0 0 12640 VANGUARD INDEX FDS LARGE CAP ETF 922908637 3271 28343 SH DFND 2 0 0 28343 VANGUARD INDEX FDS LARGE CAP ETF 922908637 51 444 SH DFND 3 0 0 444 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 17831 146459 SH DFND 1 146459 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 556 4563 SH DFND 2 0 0 4563 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 45 372 SH DFND 3 0 0 372 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 59 554 SH DFND 3 0 0 554 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 941 8909 SH DFND 2 0 0 8909 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 17845 168923 SH DFND 1 168923 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 24 166 SH DFND 3 0 0 166 VANGUARD INDEX FDS MID CAP ETF 922908629 3214 21863 SH DFND 2 0 0 21863 VANGUARD INDEX FDS REIT ETF 922908553 6895 82984 SH DFND 1 82984 0 0 VANGUARD INDEX FDS REIT ETF 922908553 5940 71493 SH DFND 2 0 0 71493 VANGUARD INDEX FDS REIT ETF 922908553 28 332 SH DFND 3 0 0 332 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1026 4446 SH DFND 2 0 0 4446 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 180 780 SH DFND 3 0 0 780 VANGUARD INDEX FDS SM CP VAL ETF 922908611 2659 20806 SH DFND 2 0 0 20806 VANGUARD INDEX FDS SM CP VAL ETF 922908611 49 383 SH DFND 3 0 0 383 VANGUARD INDEX FDS SM CP VAL ETF 922908611 14523 113647 SH DFND 1 113647 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 716 5070 SH DFND 2 0 0 5070 VANGUARD INDEX FDS SMALL CP ETF 922908751 66 467 SH DFND 3 0 0 467 VANGUARD INDEX FDS SML CP GRW ETF 922908595 578 3790 SH DFND 2 0 0 3790 VANGUARD INDEX FDS SML CP GRW ETF 922908595 7263 47583 SH DFND 1 47583 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 4 24 SH DFND 3 0 0 24 VANGUARD INDEX FDS TOTAL STK MKT 922908769 106973 825918 SH DFND 1 825918 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3152 24335 SH DFND 2 0 0 24335 VANGUARD INDEX FDS TOTAL STK MKT 922908769 424 3276 SH DFND 3 0 0 3276 VANGUARD INDEX FDS VALUE ETF 922908744 3276 32822 SH DFND 2 0 0 32822 VANGUARD INDEX FDS VALUE ETF 922908744 42 416 SH DFND 3 0 0 416 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 42608 808355 SH DFND 1 808355 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1289 24460 SH DFND 2 0 0 24460 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 23 428 SH DFND 3 0 0 428 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4286 98376 SH DFND 2 0 0 98376 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 97 2229 SH DFND 3 0 0 2229 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 18402 422363 SH DFND 1 422363 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 31059 532468 SH DFND 1 532468 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1046 17928 SH DFND 2 0 0 17928 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 35606 522089 SH DFND 1 522089 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 297 4359 SH DFND 2 0 0 4359 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 21296 185299 SH DFND 1 185299 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 60 526 SH DFND 3 0 0 526 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 8 129 SH DFND 3 0 0 129 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 4674 78679 SH DFND 1 78679 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 298 6026 SH DFND 3 0 0 6026 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 873 17652 SH DFND 2 0 0 17652 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 569 6468 SH DFND 2 0 0 6468 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 23 257 SH DFND 3 0 0 257 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 79862 1513114 SH DFND 1 1513114 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 33 635 SH DFND 2 0 0 635 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 26703 333241 SH DFND 1 333241 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1289 16091 SH DFND 2 0 0 16091 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 404 5040 SH DFND 3 0 0 5040 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 8278 87334 SH DFND 2 0 0 87334 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 219 2311 SH DFND 3 0 0 2311 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 35479 374291 SH DFND 1 374291 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 145 2656 SH DFND 3 0 0 2656 VANGUARD STAR FD VG TL INTL STK F 921909768 131 2393 SH DFND 2 0 0 2393 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 57222 1318177 SH DFND 1 1318177 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 8272 190554 SH DFND 2 0 0 190554 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 50 1153 SH DFND 3 0 0 1153 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 4720 58226 SH DFND 2 0 0 58226 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 374 4612 SH DFND 3 0 0 4612 VANGUARD WHITEHALL FDS INC INTL DVD ETF 921946810 917 14357 SH DFND 2 0 0 14357 VANGUARD WHITEHALL FDS INC INTL DVD ETF 921946810 21 325 SH DFND 3 0 0 325 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 67688 942866 SH DFND 1 942866 0 0 VANGUARD WORLD FD MEGA GRWTH IND 921910816 70 668 SH DFND 2 0 0 668 VANGUARD WORLD FD MEGA GRWTH IND 921910816 91 865 SH DFND 3 0 0 865 VANGUARD WORLD FD MEGA GRWTH IND 921910816 67044 640220 SH DFND 1 640220 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 14 100 SH DFND 2 0 0 100 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 1237 8627 SH DFND 3 0 0 8627 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 74 537 SH DFND 2 0 0 537 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 471 3402 SH DFND 3 0 0 3402 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 167 1095 SH DFND 2 0 0 1095 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 176 1154 SH DFND 3 0 0 1154 VANGUARD WORLD FDS INF TECH ETF 92204A702 364 2397 SH DFND 2 0 0 2397 VANGUARD WORLD FDS INF TECH ETF 92204A702 5 30 SH DFND 3 0 0 30 VANGUARD WORLD FDS MATERIALS ETF 92204A801 189 1473 SH DFND 2 0 0 1473 VANGUARD WORLD FDS MATERIALS ETF 92204A801 51 395 SH DFND 3 0 0 395 VANGUARD WORLD FDS UTILITIES ETF 92204A876 262 2247 SH DFND 3 0 0 2247 VEREIT INC COM 92339V100 63 7650 SH DFND 2 0 0 7650 VEREIT INC COM 92339V100 185 22319 SH DFND 3 0 0 22319 VERIZON COMMUNICATIONS INC COM 92343V104 1930 39000 SH DFND 2 0 0 39000 VERIZON COMMUNICATIONS INC COM 92343V104 241 4878 SH DFND 3 0 0 4878 VERMILLION INC COM NEW 92407M206 54 30000 SH DFND 2 0 0 30000 VISA INC COM CL A 92826C839 1229 11676 SH DFND 2 0 0 11676 VISA INC COM CL A 92826C839 172 1637 SH DFND 3 0 0 1637 VSE CORP COM 918284100 1007 17714 SH DFND 2 0 0 17714 WAL-MART STORES INC COM 931142103 269 3437 SH DFND 3 0 0 3437 WAL-MART STORES INC COM 931142103 712 9111 SH DFND 2 0 0 9111 WASTE MGMT INC DEL COM 94106L109 20 250 SH DFND 3 0 0 250 WASTE MGMT INC DEL COM 94106L109 330 4215 SH DFND 2 0 0 4215 WEBSTER FINL CORP CONN COM 947890109 324 6168 SH DFND 3 0 0 6168 WELLS FARGO CO NEW COM 949746101 1147 20798 SH DFND 2 0 0 20798 WELLS FARGO CO NEW COM 949746101 65 1186 SH DFND 3 0 0 1186 WESTERN ASSET INTM MUNI FD I COM 958435109 104 10720 SH DFND 2 0 0 10720 WISDOMTREE TR DYNAMIC LNG EQ 97717X313 541 17544 SH DFND 3 0 0 17544 WISDOMTREE TR EMER MKT HIGH FD 97717W315 200 4642 SH DFND 3 0 0 4642 WISDOMTREE TR EMG MKTS SMCAP 97717W281 1847 37680 SH DFND 2 0 0 37680 WISDOMTREE TR EMG MKTS SMCAP 97717W281 30 607 SH DFND 3 0 0 607 WISDOMTREE TR INTL SMCAP DIV 97717W760 589 7969 SH DFND 2 0 0 7969 WISDOMTREE TR INTL SMCAP DIV 97717W760 182 2463 SH DFND 3 0 0 2463 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 810 26416 SH DFND 3 0 0 26416 WISDOMTREE TR JAPN HEDGE EQT 97717W851 231 4221 SH DFND 3 0 0 4221 WISDOMTREE TR JAPN HEDGE EQT 97717W851 19 341 SH DFND 2 0 0 341 WISDOMTREE TR US HIGH DIVIDEND 97717W208 304 4347 SH DFND 3 0 0 4347 WISDOMTREE TR US LARGECAP DIVD 97717W307 614 7070 SH DFND 3 0 0 7070 WISDOMTREE TR US MIDCAP DIVID 97717W505 425 4253 SH DFND 2 0 0 4253 WISDOMTREE TR US MIDCAP DIVID 97717W505 302 3017 SH DFND 3 0 0 3017 WISDOMTREE TR US QTLY DIV GRT 97717X669 416 10895 SH DFND 3 0 0 10895 WISDOMTREE TR US SMALLCAP DIVD 97717W604 296 3524 SH DFND 3 0 0 3524 WISDOMTREE TR US SMALLCAP DIVD 97717W604 35 417 SH DFND 2 0 0 417 WISDOMTREE TR US SMALLCP ERNGS 97717W562 273 7798 SH DFND 3 0 0 7798