0000059478-15-000058.txt : 20150203 0000059478-15-000058.hdr.sgml : 20150203 20150203155949 ACCESSION NUMBER: 0000059478-15-000058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150201 FILED AS OF DATE: 20150203 DATE AS OF CHANGE: 20150203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LILLY ELI & CO CENTRAL INDEX KEY: 0000059478 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 350470950 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LILLY CORPORATE CTR STREET 2: DROP CODE 1112 CITY: INDIANAPOLIS STATE: IN ZIP: 46285 BUSINESS PHONE: 3172762000 MAIL ADDRESS: STREET 1: LILLY CORPORATE CENTER STREET 2: DROP CODE 1112 CITY: INDIANAPOLIS STATE: IN ZIP: 46285 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lundberg Jan M CENTRAL INDEX KEY: 0001480120 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06351 FILM NUMBER: 15570969 MAIL ADDRESS: STREET 1: LILLY CORPORATE CENTER CITY: INDIANAPOLIS STATE: IN ZIP: 46285 4 1 wf-form4_142299717842271.xml FORM 4 X0306 4 2015-02-01 0 0000059478 LILLY ELI & CO LLY 0001480120 Lundberg Jan M LILLY CORPORATE CENTER INDIANAPOLIS IN 46285 0 1 0 0 EVP,Science&Tech and Pres. LRL Common Stock 2015-02-01 4 M 0 20985 0 A 220116 D Common Stock 2015-02-01 4 F 0 9900 72 D 210216 D Common Stock 2015-02-02 4 S 0 50000 70.87 D 160216 D Common Stock 2015-02-03 4 S 0 71711 70.72 D 88505 D Common Stock 1006 I 401(k) Restricted Stock Unit 2015-02-01 4 M 0 20985 0 D 2015-02-01 2015-02-01 Common Stock 20985.0 0 D This transaction was executed in multiple trades at prices ranging from $70.74 to $71.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $70.50 to $71.13. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. James B. Lootens for Jan M. Lundberg, authorization on file 2015-02-03