0001140361-13-015836.txt : 20130408 0001140361-13-015836.hdr.sgml : 20130408 20130408102258 ACCESSION NUMBER: 0001140361-13-015836 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130408 DATE AS OF CHANGE: 20130408 EFFECTIVENESS DATE: 20130408 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LILLEY & CO CENTRAL INDEX KEY: 0000059470 IRS NUMBER: 382144412 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05241 FILM NUMBER: 13747556 BUSINESS ADDRESS: STREET 1: PO BOX 248 CITY: TECUMSEH STATE: MI ZIP: 49236 BUSINESS PHONE: 517-424-6561 MAIL ADDRESS: STREET 1: PO BOX 248 CITY: TECUMSEH STATE: MI ZIP: 49236 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2013 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: UNITED BANK & TRUST Address: PO 248 603 N EVANS ST TECUMSEH MI 49286 Form 13F File Number: 028-05241 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: LAURA YARCKOW Title: OPERATIONS OFFICER Phone: 517-424-6561 Signature, Place, and Date of Signing: /s/ LAURA J YARCKOW TECUMSEH, MI 4/8/2013 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 202 Form 13F Information Table Value Total: $ 189,070 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ---- ABBOTT LABS COMMON STOCK 002824100 73 2070 SH SOLE 2070 0 0 ABBOTT LABS COMMON STOCK 002824100 3866 109452 SH OTHER 109452 0 0 ABBVIE INC COMMON STOCK 00287Y109 80 1970 SH SOLE 1970 0 0 ABBVIE INC COMMON STOCK 00287Y109 4136 101414 SH OTHER 100247 0 1167 AFLAC INC COMMON STOCK 001055102 222 4275 SH OTHER 4275 0 0 AMERICAN EXPRESS CO COMMON STOCK 025816109 110 1625 SH SOLE 1625 0 0 AMERICAN EXPRESS CO COMMON STOCK 025816109 2321 34403 SH OTHER 34403 0 0 APACHE CORP COMMON STOCK 037411105 17 220 SH SOLE 220 0 0 APACHE CORP COMMON STOCK 037411105 584 7574 SH OTHER 7574 0 0 APPLE INC COMMON STOCK 037833100 207 468 SH SOLE 378 90 0 APPLE INC COMMON STOCK 037833100 2157 4872 SH OTHER 4649 0 223 AT&T INC COMMON STOCK 00206R102 111 3012 SH SOLE 3012 0 0 AT&T INC COMMON STOCK 00206R102 635 17317 SH OTHER 15907 0 1410 AUTOMATIC DATA PROCESSING INC COMMON STOCK 053015103 32 487 SH SOLE 487 0 0 AUTOMATIC DATA PROCESSING INC COMMON STOCK 053015103 1392 21406 SH OTHER 21032 0 374 BAKER HUGHES INC COMMON STOCK 057224107 5 110 SH SOLE 110 0 0 BAKER HUGHES INC COMMON STOCK 057224107 279 6011 SH OTHER 6011 0 0 BERKSHIRE HATHAWAY INC CLASS A COMMON STOCK 084670108 3907 25 SH OTHER 25 0 0 BLACKROCK INC CL A COMMON STOCK 09247X101 107 415 SH SOLE 415 0 0 BLACKROCK INC CL A COMMON STOCK 09247X101 133 519 SH OTHER 482 0 37 BOEING CO COMMON STOCK 097023105 9 100 SH SOLE 100 0 0 BOEING CO COMMON STOCK 097023105 245 2854 SH OTHER 2854 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 6 150 SH SOLE 150 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 194 4714 SH OTHER 4714 0 0 CATERPILLAR INC COMMON STOCK 149123101 32 367 SH SOLE 367 0 0 CATERPILLAR INC COMMON STOCK 149123101 1103 12687 SH OTHER 12687 0 0 CH ROBINSON WORLDWIDE INC COMMON STOCK 12541W209 24 410 SH SOLE 410 0 0 CH ROBINSON WORLDWIDE INC COMMON STOCK 12541W209 996 16757 SH OTHER 16757 0 0 CHEVRON CORPORATION COMMON STOCK 166764100 144 1208 SH SOLE 1208 0 0 CHEVRON CORPORATION COMMON STOCK 166764100 4045 34041 SH OTHER 33571 0 470 CHUBB CORP COMMON STOCK 171232101 22 250 SH SOLE 250 0 0 CHUBB CORP COMMON STOCK 171232101 1449 16556 SH OTHER 15736 0 820 CISCO SYSTEMS INC COMMON STOCK 17275R102 100 4791 SH SOLE 4791 0 0 CISCO SYSTEMS INC COMMON STOCK 17275R102 1320 63151 SH OTHER 61569 0 1582 CITIGROUP INC COMMON STOCK 172967424 1 15 SH SOLE 15 0 0 CITIGROUP INC COMMON STOCK 172967424 231 5227 SH OTHER 5227 0 0 COCA COLA CO COMMON STOCK 191216100 95 2340 SH SOLE 2340 0 0 COCA COLA CO COMMON STOCK 191216100 1264 31258 SH OTHER 30688 0 570 COLGATE PALMOLIVE CO COMMON STOCK 194162103 81 690 SH SOLE 690 0 0 COLGATE PALMOLIVE CO COMMON STOCK 194162103 176 1487 SH OTHER 1487 0 0 CONOCOPHILLIPS COMMON STOCK 20825C104 6 100 SH SOLE 100 0 0 CONOCOPHILLIPS COMMON STOCK 20825C104 318 5287 SH OTHER 4299 0 988 COSTCO WHOLESALE CORP COMMON STOCK 22160K105 11 100 SH SOLE 100 0 0 COSTCO WHOLESALE CORP COMMON STOCK 22160K105 1144 10778 SH OTHER 10240 0 538 CUMMINS INC COMMON STOCK 231021106 94 810 SH SOLE 810 0 0 CUMMINS INC COMMON STOCK 231021106 780 6739 SH OTHER 6739 0 0 DANAHER CORP COMMON STOCK 235851102 78 1256 SH SOLE 1256 0 0 DANAHER CORP COMMON STOCK 235851102 3238 52093 SH OTHER 50856 0 1237 DEERE & CO COMMON STOCK 244199105 422 4905 SH OTHER 4803 0 102 DISNEY WALT CO NEW COMMON STOCK 254687106 138 2435 SH SOLE 2435 0 0 DISNEY WALT CO NEW COMMON STOCK 254687106 189 3330 SH OTHER 3330 0 0 DOMINION RESOURCES INC COMMON STOCK 25746U109 70 1200 SH SOLE 1200 0 0 DOMINION RESOURCES INC COMMON STOCK 25746U109 930 15988 SH OTHER 15644 0 344 DOVER CORP COMMON STOCK 260003108 208 2860 SH OTHER 2860 0 0 DU PONT E I DE NEMOURS & CO COMMON STOCK 263534109 206 4188 SH OTHER 3468 0 720 EMC CORP MASS COMMON STOCK 268648102 63 2630 SH SOLE 2630 0 0 EMC CORP MASS COMMON STOCK 268648102 292 12211 SH OTHER 12211 0 0 EMERSON ELEC CO COMMON STOCK 291011104 370 6628 SH OTHER 5646 0 982 EXPRESS SCRIPTS HLDG COMMON STOCK 30219G108 69 1190 SH SOLE 1190 0 0 EXPRESS SCRIPTS HLDG COMMON STOCK 30219G108 942 16341 SH OTHER 14645 0 1696
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ---- EXXONMOBIL CORP COMMON STOCK 30231G102 204 2265 SH SOLE 2265 0 0 EXXONMOBIL CORP COMMON STOCK 30231G102 4752 52734 SH OTHER 52643 0 91 FORD MOTOR CO DEL COMMON STOCK 345370860 619 47092 SH OTHER 47092 0 0 FRANKLIN RESOURCES INC COMMON STOCK 354613101 103 685 SH SOLE 685 0 0 FRANKLIN RESOURCES INC COMMON STOCK 354613101 3476 23050 SH OTHER 23050 0 0 GENERAL DYNAMICS CORP COMMON STOCK 369550108 38 537 SH SOLE 537 0 0 GENERAL DYNAMICS CORP COMMON STOCK 369550108 1136 16105 SH OTHER 16105 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 171 7407 SH SOLE 7407 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 2403 103943 SH OTHER 101558 0 2385 GENERAL MLS INC COMMON STOCK 370334104 85 1725 SH SOLE 1725 0 0 GENERAL MLS INC COMMON STOCK 370334104 931 18882 SH OTHER 18771 0 111 GOOGLE INC CL A COMMON STOCK 38259P508 87 110 SH SOLE 110 0 0 GOOGLE INC CL A COMMON STOCK 38259P508 2439 3071 SH OTHER 2933 0 138 HUNTINGTON BANCSHARES INC COMMON STOCK 446150104 103 14000 SH SOLE 14000 0 0 HUNTINGTON BANCSHARES INC COMMON STOCK 446150104 24 3315 SH OTHER 3315 0 0 ILLINOIS TOOL WKS INC COMMON STOCK 452308109 12 200 SH SOLE 200 0 0 ILLINOIS TOOL WKS INC COMMON STOCK 452308109 833 13670 SH OTHER 13670 0 0 INTEL CORP COMMON STOCK 458140100 35 1585 SH SOLE 1585 0 0 INTEL CORP COMMON STOCK 458140100 1337 61231 SH OTHER 59507 0 1724 INTL. BUSINESS MACHINES CORP COMMON STOCK 459200101 173 809 SH SOLE 809 0 0 INTL. BUSINESS MACHINES CORP COMMON STOCK 459200101 2422 11353 SH OTHER 11285 0 68 JACOBS ENGINEERING GROUP INC COMMON STOCK 469814107 6 100 SH SOLE 100 0 0 JACOBS ENGINEERING GROUP INC COMMON STOCK 469814107 234 4156 SH OTHER 4156 0 0 JOHNSON & JOHNSON COMMON STOCK 478160104 158 1934 SH SOLE 1934 0 0 JOHNSON & JOHNSON COMMON STOCK 478160104 2909 35674 SH OTHER 34484 0 1190 JOHNSON CONTROLS INC COMMON STOCK 478366107 251 7156 SH OTHER 7156 0 0 JP MORGAN CHASE & CO COMMON STOCK 46625H100 156 3285 SH SOLE 3285 0 0 JP MORGAN CHASE & CO COMMON STOCK 46625H100 1016 21402 SH OTHER 20043 0 1359 KELLOGG CO COMMON STOCK 487836108 14 225 SH SOLE 225 0 0 KELLOGG CO COMMON STOCK 487836108 1536 23835 SH OTHER 23835 0 0 KEYCORP COMMON STOCK 493267108 416 41760 SH OTHER 41760 0 0 KIMBERLY CLARK CORP COMMON STOCK 494368103 10 105 SH SOLE 105 0 0 KIMBERLY CLARK CORP COMMON STOCK 494368103 247 2516 SH OTHER 2233 0 283 MARATHON OIL CORP COMMON STOCK 565849106 37 1100 SH SOLE 1100 0 0 MARATHON OIL CORP COMMON STOCK 565849106 875 25960 SH OTHER 25960 0 0 MARATHON PETROLEUM CORPORATION COMMON STOCK 56585A102 49 550 SH SOLE 550 0 0 MARATHON PETROLEUM CORPORATION COMMON STOCK 56585A102 890 9937 SH OTHER 9937 0 0 MCDONALDS CORP COMMON STOCK 580135101 216 2167 SH SOLE 2167 0 0 MCDONALDS CORP COMMON STOCK 580135101 3310 33207 SH OTHER 33207 0 0 MERCK & CO INC COMMON STOCK 58933Y105 87 1975 SH SOLE 1975 0 0 MERCK & CO INC COMMON STOCK 58933Y105 153 3472 SH OTHER 3472 0 0 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 11 300 SH SOLE 300 0 0 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 752 20440 SH OTHER 20440 0 0 MICROSOFT CORP COMMON STOCK 594918104 120 4197 SH SOLE 4197 0 0 MICROSOFT CORP COMMON STOCK 594918104 1289 45050 SH OTHER 43290 0 1760 NEXTERA ENERGY INC COMMON STOCK 65339F101 16 200 SH SOLE 200 0 0 NEXTERA ENERGY INC COMMON STOCK 65339F101 490 6302 SH OTHER 6302 0 0 NIKE INC-CLASS B COMMON STOCK 654106103 27 450 SH SOLE 450 0 0 NIKE INC-CLASS B COMMON STOCK 654106103 844 14310 SH OTHER 14310 0 0 NUCOR CORP COMMON STOCK 670346105 214 4638 SH OTHER 4638 0 0 ORACLE CORPORATION COMMON STOCK 68389X105 169 5231 SH SOLE 5231 0 0 ORACLE CORPORATION COMMON STOCK 68389X105 2987 92396 SH OTHER 92396 0 0 PEPSICO INC COMMON STOCK 713448108 178 2244 SH SOLE 2244 0 0 PEPSICO INC COMMON STOCK 713448108 2834 35820 SH OTHER 35076 0 744 PFIZER INC COMMON STOCK 717081103 93 3233 SH SOLE 3233 0 0 PFIZER INC COMMON STOCK 717081103 505 17488 SH OTHER 15859 0 1629 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 29 318 SH SOLE 318 0 0 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 240 2585 SH OTHER 2585 0 0 PROCTER & GAMBLE CO COMMON STOCK 742718109 194 2515 SH SOLE 2515 0 0 PROCTER & GAMBLE CO COMMON STOCK 742718109 4055 52623 SH OTHER 52484 0 139
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ---- QUALCOMM INC COMMON STOCK 747525103 98 1462 SH SOLE 1462 0 0 QUALCOMM INC COMMON STOCK 747525103 490 7326 SH OTHER 5817 0 1509 ROCKWELL COLLINS COMMON STOCK 774341101 6 100 SH SOLE 100 0 0 ROCKWELL COLLINS COMMON STOCK 774341101 211 3340 SH OTHER 3340 0 0 SOUTHERN COMPANY COMMON STOCK 842587107 30 640 SH SOLE 640 0 0 SOUTHERN COMPANY COMMON STOCK 842587107 837 17846 SH OTHER 17846 0 0 STRYKER CORPORATION COMMON STOCK 863667101 107 1635 SH SOLE 1635 0 0 STRYKER CORPORATION COMMON STOCK 863667101 3129 47958 SH OTHER 47958 0 0 SYSCO CORP COMMON STOCK 871829107 231 6581 SH SOLE 6581 0 0 SYSCO CORP COMMON STOCK 871829107 2865 81465 SH OTHER 81465 0 0 TARGET CORP COMMON STOCK 87612E106 36 525 SH SOLE 525 0 0 TARGET CORP COMMON STOCK 87612E106 1551 22664 SH OTHER 22455 0 209 TJX COS INC COMMON STOCK 872540109 73 1560 SH SOLE 1560 0 0 TJX COS INC COMMON STOCK 872540109 3021 64613 SH OTHER 64613 0 0 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 114 1225 SH SOLE 1225 0 0 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 3532 37800 SH OTHER 37698 0 102 V.F. CORP COMMON STOCK 918204108 27 160 SH SOLE 160 0 0 V.F. CORP COMMON STOCK 918204108 560 3339 SH OTHER 3272 0 67 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 143 2900 SH SOLE 2900 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 1495 30413 SH OTHER 29936 0 477 WAL MART STORES INC COMMON STOCK 931142103 14 183 SH SOLE 183 0 0 WAL MART STORES INC COMMON STOCK 931142103 256 3418 SH OTHER 3418 0 0 WALGREEN CO COMMON STOCK 931422109 14 300 SH SOLE 300 0 0 WALGREEN CO COMMON STOCK 931422109 192 4017 SH OTHER 4017 0 0 WELLS FARGO & CO COMMON STOCK 949746101 197 5330 SH SOLE 5330 0 0 WELLS FARGO & CO COMMON STOCK 949746101 2122 57376 SH OTHER 55817 0 1559 3M CO COMMON STOCK 88579Y101 11 100 SH SOLE 100 0 0 3M CO COMMON STOCK 88579Y101 211 1983 SH OTHER 1900 0 83 NOVARTIS AG SPONS ADR COMMON STOCK 66987V109 5 75 SH SOLE 75 0 0 NOVARTIS AG SPONS ADR COMMON STOCK 66987V109 672 9426 SH OTHER 9224 0 202 ROYAL DUTCH SHELL SPONS ADR COMMON STOCK 780259206 256 3925 SH OTHER 3925 0 0 TEVA PHARMACEUTICAL INDS SPONS COMMON STOCK 881624209 6 150 SH SOLE 150 0 0 TEVA PHARMACEUTICAL INDS SPONS COMMON STOCK 881624209 294 7399 SH OTHER 7399 0 0 ACCENTURE PLC CL A COMMON STOCK G1151C101 76 1005 SH SOLE 1005 0 0 ACCENTURE PLC CL A COMMON STOCK G1151C101 301 3967 SH OTHER 3075 0 892 COVIDIEN PLC COMMON STOCK G2554F113 15 225 SH SOLE 225 0 0 COVIDIEN PLC COMMON STOCK G2554F113 449 6612 SH OTHER 6460 0 152 MANULIFE FINANCIAL CORP COMMON STOCK 56501R106 307 20836 SH OTHER 20836 0 0 NOBLE CORP COMMON STOCK H5833N103 54 1425 SH SOLE 1425 0 0 NOBLE CORP COMMON STOCK H5833N103 192 5035 SH OTHER 5035 0 0 SCHLUMBERGER LTD COMMON STOCK 806857108 130 1737 SH SOLE 1737 0 0 SCHLUMBERGER LTD COMMON STOCK 806857108 1400 18693 SH OTHER 17711 0 982 MEDTRONIC INC CONV 1.625% 4 OTHER 585055AM8 350 350000 PRN OTHER N.A. N.A. N.A. ALERIAN MLP ETF OTHER 00162Q866 299 16865 SH SOLE N.A. N.A. N.A. ALERIAN MLP ETF OTHER 00162Q866 9226 520630 SH OTHER N.A. N.A. N.A. GUGGENHEIM BRIC ETF OTHER 18383M100 25 727 SH SOLE N.A. N.A. N.A. GUGGENHEIM BRIC ETF OTHER 18383M100 980 28363 SH OTHER N.A. N.A. N.A. ISHARES CORE S&P MID-CAP ETF OTHER 464287507 177 1535 SH SOLE N.A. N.A. N.A. ISHARES CORE S&P MID-CAP ETF OTHER 464287507 2647 23000 SH OTHER N.A. N.A. N.A. ISHARES CORE S&P SMALL-CAP ETF OTHER 464287804 116 1335 SH SOLE N.A. N.A. N.A. ISHARES CORE S&P SMALL-CAP ETF OTHER 464287804 4087 46950 SH OTHER N.A. N.A. N.A. ISHARES CORE S&P 500 ETF OTHER 464287200 59 378 SH SOLE N.A. N.A. N.A. ISHARES CORE S&P 500 ETF OTHER 464287200 660 4197 SH OTHER N.A. N.A. N.A. ISHARES FTSE CHINA 25 INDEX FU OTHER 464287184 106 2869 SH SOLE N.A. N.A. N.A. ISHARES FTSE CHINA 25 INDEX FU OTHER 464287184 4402 119204 SH OTHER N.A. N.A. N.A. ISHARES GOLD TRUST OTHER 464285105 16 1000 SH SOLE N.A. N.A. N.A. ISHARES GOLD TRUST OTHER 464285105 428 27562 SH OTHER N.A. N.A. N.A. ISHARES MSCI CANADA INDEX FUND OTHER 464286509 76 2675 SH SOLE N.A. N.A. N.A. ISHARES MSCI CANADA INDEX FUND OTHER 464286509 2910 102068 SH OTHER N.A. N.A. N.A. ISHARES MSCI EAFE INDEX FUND OTHER 464287465 224 3800 SH SOLE N.A. N.A. N.A.
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ---- ISHARES MSCI EAFE INDEX FUND OTHER 464287465 7712 130750 SH OTHER N.A. N.A. N.A. ISHARES MSCI EMERGING MKT IN OTHER 464287234 33 760 SH SOLE N.A. N.A. N.A. ISHARES MSCI EMERGING MKT IN OTHER 464287234 198 4626 SH OTHER N.A. N.A. N.A. ISHARES MSCI PACIFIC EX-JAPAN OTHER 464286665 157 3150 SH SOLE N.A. N.A. N.A. ISHARES MSCI PACIFIC EX-JAPAN OTHER 464286665 6085 122438 SH OTHER N.A. N.A. N.A. ISHARES RUSSELL 2000 INDEX FUN OTHER 464287655 47 500 SH SOLE N.A. N.A. N.A. ISHARES RUSSELL 2000 INDEX FUN OTHER 464287655 3748 39692 SH OTHER N.A. N.A. N.A. ISHARES S&P PREF STK OTHER 464288687 11 281 SH SOLE N.A. N.A. N.A. ISHARES S&P PREF STK OTHER 464288687 256 6318 SH OTHER N.A. N.A. N.A. SPDR DJ WILSHIRE INTL REAL EST OTHER 78463X863 226 5250 SH OTHER N.A. N.A. N.A. SPDR S&P MIDCAP 400 ETF TRUST OTHER 78467Y107 238 1137 SH SOLE N.A. N.A. N.A. SPDR S&P MIDCAP 400 ETF TRUST OTHER 78467Y107 14387 68602 SH OTHER N.A. N.A. N.A. SPDR S&P 500 ETF TRUST OTHER 78462F103 11 70 SH SOLE N.A. N.A. N.A. SPDR S&P 500 ETF TRUST OTHER 78462F103 569 3630 SH OTHER N.A. N.A. N.A. TECHNOLOGY SELECT SECT SPDR OTHER 81369Y803 292 9650 SH OTHER N.A. N.A. N.A. UTILITIES SELECT SECTOR SPDR OTHER 81369Y886 254 6500 SH OTHER N.A. N.A. N.A. VANGUARD FTSE EMERGING MARKETS OTHER 922042858 142 3315 SH SOLE N.A. N.A. N.A. VANGUARD FTSE EMERGING MARKETS OTHER 922042858 6386 148872 SH OTHER N.A. N.A. N.A. VANGUARD REIT ETF OTHER 922908553 89 1268 SH SOLE N.A. N.A. N.A. VANGUARD REIT ETF OTHER 922908553 4976 70555 SH OTHER N.A. N.A. N.A. ISHARES BARCLAYS TIPS BOND FUN OTHER 464287176 50 416 SH SOLE N.A. N.A. N.A. ISHARES BARCLAYS TIPS BOND FUN OTHER 464287176 206 1700 SH OTHER N.A. N.A. N.A.