0000005768-11-000026.txt : 20110413 0000005768-11-000026.hdr.sgml : 20110413 20110413121814 ACCESSION NUMBER: 0000005768-11-000026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110411 FILED AS OF DATE: 20110413 DATE AS OF CHANGE: 20110413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cline Robert B CENTRAL INDEX KEY: 0001447577 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06549 FILM NUMBER: 11756493 MAIL ADDRESS: STREET 1: C/O AMERICAN SCIENCE & ENGINEERING INC. STREET 2: 829 MIDDLESEX TURNPIKE CITY: BILLERICA STATE: MA ZIP: 01821 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN SCIENCE & ENGINEERING, INC. CENTRAL INDEX KEY: 0000005768 STANDARD INDUSTRIAL CLASSIFICATION: X-RAY APPARATUS & TUBES & RELATED IRRADIATION APPARATUS [3844] IRS NUMBER: 042240991 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: C/O AS&E STREET 2: 829 MIDDLESEX TURNPIKE CITY: BILLERICA STATE: MA ZIP: 01821 BUSINESS PHONE: 9782628700 MAIL ADDRESS: STREET 1: C/O AS&E STREET 2: 829 MIDDLESEX TURNPIKE CITY: BILLERICA STATE: MA ZIP: 01821 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN SCIENCE & ENGINEERING INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-04-11 0000005768 AMERICAN SCIENCE & ENGINEERING, INC. ASEI 0001447577 Cline Robert B AMERICAN SCIENCE AND ENGINEERING, INC. 829 MIDDLESEX TURNPIKE BILLERICA MA 01821 0 1 0 0 SVP Common Stock 2011-04-11 4 M 0 338 51.56 A 8038 D Common Stock 2011-04-11 4 S 0 338 90.70 D 7700 D Employee Stock Option (right to buy) 51.56 2011-04-11 4 M 0 338 0 D 2010-03-31 2018-06-12 common stock 338 169 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2011. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from a low of $90.27 to a high of $91.23 for an average of $90.70. The reporting person undertakes to provide to American Science and Engineering, Inc., any security holder of American Science and Engineering, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. On June 12, 2008, the reporting person was granted an option to purchase 507 shares of common stock. The option vests based on satisfaction of certain performance criteria within a five year period from date of grant. The performance criteria was met for two thirds of the shares on March 31, 2010, resulting in vesting of the option as to 338 shares. M. Colette Cooke 2011-04-13