FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
SNYDER'S-LANCE, INC. [ LNCE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 09/03/2013 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
$.83-1/3 par value Common Stock | 09/03/2013 | G | V | 400,706(1) | A | $0 | 8,677,848(2) | D | ||
$.83-1/3 par value Common Stock | 09/06/2013 | M | 31,519 | A | $22.41 | 8,709,367(2) | D | |||
$.83-1/3 par value Common Stock | 6,456(2)(3) | D | ||||||||
$.83-1/3 par value Common Stock | 864,052(4) | D | ||||||||
$.83-1/3 par value Common Stock | 4,000(4)(5) | D | ||||||||
$.83-1/3 par value Common Stock | 62,139(6) | I | By trust | |||||||
$.83-1/3 par value Common Stock | 597,592(7) | I | By daughter | |||||||
$.83-1/3 par value Common Stock | 1,041,345(8) | I | By Warehime Enterprises, Inc. | |||||||
$.83-1/3 par value Common Stock | 362,135(9) | I | By MAW Associates, LP |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (right to buy)(10) | $22.41 | 09/06/2013 | M | 31,519 | 02/23/2013 | 02/23/2022 | Common Stock | 31,519 | $0 | 0(2) | D | ||||
Option (right to buy)(11) | $25.56 | 02/22/2014 | 02/22/2023 | Common Stock | 29,151 | 29,151(2) | D |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. Distribution of shares pursuant to the Warehime 2012 GRAT. |
2. These securities are owned by Michael A. Warehime ("MAW"), who is member of a "group" with his spouse, Patricia A. Warehime ("PAW"), for purposes of Section 13(d) of the Exchange Act. PAW's beneficial ownership of such securities is indirect. |
3. Restricted shares awarded pursuant to the 2012 Key Employee Incentive Plan, a Rule 16b-3 plan. Shares vest one year from award date of 2/22/2013. |
4. These securities are owned by PAW. MAW's beneficial ownership of such securities is indirect. |
5. Restricted shares issued pursuant to the Snyder's-Lance, Inc. 2008 Director Stock Plan, as amended, a Rule 16b-3 Plan. |
6. Shares held by a subtrust for the benefit of MAW and PAW's adult daughter, who is a trustee of the subtrust and who shares the household with MAW and PAW. MAW and PAW disclaim beneficial ownership of the shares held by such subtrust, and this report should not be deemed an admission that MAW or PAW are the beneficial owners of such shares for the purposes of Section 16 or for any other purpose. |
7. Shares owned by MAW and PAW's adult daughter, who shares the household with MAW and PAW. MAW and PAW disclaim beneficial ownership of the shares, and this report should not be deemed an admission that MAW or PAW are the beneficial owners of such shares for the purposes of Section 16 or for any other purpose. |
8. These securities are owned by Warehime Enterprises, Inc. ("WEI"). MAW is the majority owner, chairman and an executive officer of WEI. MAW's and PAW's beneficial ownership of such securities is indirect. |
9. These securities are owned by MAW Associates, LP ("LP"). PAW is the sole member of the general partner of LP, and MAW is an executive officer of LP. MAW's and PAW's beneficial ownership of such securities is indirect. |
10. Options granted pursuant to the 2007 Key Employee Incentive Plan, a Rule 16b-3 Plan. |
11. Options granted pursuant to the 2012 Key Employee Incentive Plan, a Rule 16b-3 Plan. |
Remarks: |
Michael A. Warehime /s/ by A. Zachary Smith III, his Attorney-In-Fact | 09/09/2013 | |
Patricia A. Warehime /s/ by A. Zachary Smith III, her Attorney-In-Fact | 09/09/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |