FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
LANCASTER COLONY CORP [ LANC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 12/30/2019 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 12/30/2019 | M | 54,083 | A | $0.0000 | 334,116 | D | |||
Common Stock | 12/30/2019 | F | 8,926 | D | $159.77 | 325,190 | D | |||
Common Stock | 12/30/2019 | D | 32,658 | D | $159.77 | 292,532 | D | |||
Common Stock | 75,518 | I | As Custodian for Son(1) | |||||||
Common Stock | 55,523 | I | Ashleigh A. Gerlach Irrevocable Trust(2) | |||||||
Common Stock | 39,999 | I | Ashleigh A. Gerlach Trust(2) | |||||||
Common Stock | 45,000 | I | Ashleigh Gerlach 2012 Irrevocable Trust(3) | |||||||
Common Stock | 1,230 | I | By 401(k) | |||||||
Common Stock | 4,167 | I | By Darby Road Company(4) | |||||||
Common Stock | 4,872 | I | By Darby Road Limited Partnership(5) | |||||||
Common Stock | 16,192 | I | By ESOP | |||||||
Common Stock | 620,122 | I | By Lehrs, Inc.(1) | |||||||
Common Stock | 5,737,602 | I | By Marital Trust(1) | |||||||
Common Stock | 153,397 | I | By Spouse(1) | |||||||
Common Stock | 121,162 | I | Courtney E. Gerlach Irrevocable Trust(2) | |||||||
Common Stock | 39,999 | I | Courtney E. Gerlach Trust(2) | |||||||
Common Stock | 45,000 | I | Courtney Gerlach 2012 Irrevocable Trust(3) | |||||||
Common Stock | 39,999 | I | John B. Gerlach III Trust(2) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Appreciation Right | $101.7 | 12/30/2019 | M | 27,337 | (6) | 02/23/2021 | Common Stock | 27,337 | $0.0000 | 0.0000 | D | ||||
Stock Appreciation Right | $91.13 | 12/30/2019 | M | 26,746 | (6) | 02/24/2020 | Common Stock | 26,746 | $0.0000 | 0.0000 | D |
Explanation of Responses: |
1. Mr. Gerlach disclaims a beneficial interest in these shares held indirectly by him. |
2. Shares held by a trust of which Mr. Gerlach is trustee. Mr. Gerlach disclaims a beneficial interest in these shares held indirectly by him. |
3. Shares held by a trust of which Mr. Gerlach's spouse is trustee. Mr. Gerlach disclaims a beneficial interest in these shares held indirectly by him. |
4. The corporation is the general partner of a family limited partnership. Mr. Gerlach is a director and controlling shareholder of the corporation and disclaims beneficial ownership of these shares. |
5. Shares held by a family limited partnership. Mr. Gerlach is a director and controlling shareholder of the corporation that is the general partner of the family limited partnership and disclaims beneficial ownership of these shares. |
6. Vests one-third per year beginning on the first anniversary of the date of grant. |
Patricia S. Callahan, Attorney-in-Fact | 12/31/2019 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |