-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QAphLtM/0dwDhLnJvjwWwXfLGmkUH3GuHWaxl9BUXhvCxTTg0Tp7Se0UmRmjCjdM LIBerS9J7tGlZyZkGUiHBA== /in/edgar/work/20000921/0000927356-00-001825/0000927356-00-001825.txt : 20000924 0000927356-00-001825.hdr.sgml : 20000924 ACCESSION NUMBER: 0000927356-00-001825 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000921 GROUP MEMBERS: EBRAHIMI FARHAD FRED GROUP MEMBERS: FARAH ALEXANDER EBRAHIMI GROUP MEMBERS: FARHAD ALEXANDER EBRAHAMI GROUP MEMBERS: MARY WILKIE EBRAHAMI SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LAMSON & SESSIONS CO CENTRAL INDEX KEY: 0000057497 STANDARD INDUSTRIAL CLASSIFICATION: [3640 ] IRS NUMBER: 340349210 STATE OF INCORPORATION: OH FISCAL YEAR END: 0101 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-08208 FILM NUMBER: 726504 BUSINESS ADDRESS: STREET 1: 25701 SCIENCE PARK DR CITY: CLEVELAND STATE: OH ZIP: 44122-7313 BUSINESS PHONE: 2164643400 MAIL ADDRESS: STREET 1: 25701 SCIENCE PARK DR CITY: CLEVELAND STATE: OH ZIP: 44122 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EBRAHIMI FARHAD FRED CENTRAL INDEX KEY: 0001071351 STANDARD INDUSTRIAL CLASSIFICATION: [ ] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 475 CIRCLE DRIVE CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: 3038943582 MAIL ADDRESS: STREET 1: 475 CIRCLE DRIVE CITY: DENVER STATE: CO ZIP: 80206 SC 13D/A 1 0001.txt SCHEDULE 13D AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Lamson & Sessions Co. CIK - 0000057497 IRS - 34-0349210 ________________________________________________________________________________ (Name of Issuer) Common Stock ________________________________________________________________________________ (Title of Class of Securities) 513696104 ________________________________________________________________________________ (CUSIP Number) Liza Meyers 1800 Grant Street Denver, Colorado 80203 (303)894-3960 ________________________________________________________________________________ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) 08/22/2000 ________________________________________________________________________________ (Date of Event which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(d) for other parties to whom copies are to be sent. _______________ (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D CUSIP No. 513696104 Page of Pages ----------------- - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). Farhad Fred Ebrahimi - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 PF - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Cheyenne, Wyoming USA - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 1,359,700 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 1,359,700 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 1,359,700 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 10.09% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 I N - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D CUSIP No. 513696104 Page of Pages ----------------- - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). Mary Wilkie Ebrahimi - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 PF - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Cheyenne, Wyoming USA - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 1,359,700 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 1,335,800 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 1,359,700 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 10.09% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 I N - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D CUSIP NO. 513696104 Page of Pages ----------------- - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). Farhad Alexander Ebrahimi - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 PF - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Cheyenne, Wyoming USA - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 1,359,700 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 5,100 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 1,359,700 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 10.09% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 I N - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D CUSIP No. 513696104 Page of Pages ----------------- - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). Farah Alexandra Ebrahimi - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 PF - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Cheyenne, Wyoming USA - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 1,359,700 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 18,800 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 1,359,700 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 10.09% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 I N - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 13D Page of Pages - -------------------------------------------------------------------------------- Item 1. Security and Issuer. Common Stock issued by: Lamson & Sessions 25701 Science Park Drive Cleveland, OH 44122 - -------------------------------------------------------------------------------- Item 2. Identity and Background. This Amendment No.3 to Schedule 13D, filed in January of 1998, as amended by Amendment No.1 to Schedule 13 D, filed on October 5, 1998 and as amended by Amendment No.2 to Schedule 13 D, filed on September 10, 1999, is being filed by Farhad Fred Ebrahimi, as the Reporting Person for the Ebrahimi family, pursuant to Rule 13d-2, to report a decrease in the Ebrahimi family's holdings of the Issuer's shares. (a) Ebrahimi family consists of: Farhad Fred Ebrahimi Mary Wilkie Ebrahimi Farah Alexandra Ebrahimi Farhad Alexander Ebrahimi (b) 8821 Experimental Farm Road, Cheyenne, Wyoming 82009-8814. (c) Farhad Fred Ebrahimi is the President of Quark, Inc., 1800 Grant Street Denver, Colorado 80203. (d) No for all family members. (e) No for all family members. (f) All family members are US citizens. - -------------------------------------------------------------------------------- Item 3. Source and Amount of Funds or Other Consideration. N/A - -------------------------------------------------------------------------------- Item 4. Purpose of Transaction. The securities purchased by the Ebrahimi family have been acquired for investment purposes. Members of the Ebrahimi family may make additional purchases of common stock or other securities of the Issuer, either in the open market or in private transactions, depending on their evaluation of the Issuer's business, prospects and financial condition, the market for the common stock or other securities, other opportunities available to them, general economic conditions, money and stock market conditions, and other future developments. Depending on these same factors, members of the Ebrahimi family may decide to sell all or part of their investment in the Issuer's common stock. Although all purchases of shares in common stock have been made for investment, at some future time the Ebrahimi family may decide that it is desirable to seek control or influence the management and policies of the Issuer. Such control or influence may be sought by seeking a position on the Issuer's board of directors, by seeking a position as an officer of the Issuer, by contractual arrangement with the Issuer or by other means, At the present time, no member of the Ebrahimi family has made any decision to seek a board seat or seek control or influence over the management or policies of the Issuer. While they reserve the right to develop plans or proposals in the future regarding the following items, at the present time, no member of the Ebrahimi family has any plans or proposals that relate to or would relate to any of the following: (a) except as described above, the acquisition of additional securities of the Issuer, or the disposition of securities of the Issuer; (b) an extraordinary corporate transaction, such as a merger, reorganization or liquidation involving the Issuer or its subsidiaries; (c) sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries; (d) except as described above,any change in the present board of directors or management of the Issuer, including any plans or proposals to change the number or term of directors or fill any existing vacancies on the board; (e) any material change in the present capitalization or dividend policy of the Issuer; (f) any other material change in the Issuer's business or corporate structure; (g) any changes to the Issuer's charter, bylaws or instruments corresponding thereto or other actions that may impede the acquisition of control of the Issuer by any person; (h) causing a class of securities of the Issuer to be delisted from a national securities exchange or cease to be authorized to be quoted in an inter- dealer quotation system of a registered national security association; (i) a class of equity securities of the Issuer becoming eligible for termination of registration pursuant to section 12(g)(4)of the Exchange Act; or (j) any action similar to those enumerated above. - -------------------------------------------------------------------------------- Item 5. Interest in Securities of the Issuer. (a) Farhad Fred Ebrahimi 1,188,500 shares 8.8% Mary Wilkie Ebrahimi 147,300 shares 1.1% Farhad Alexander Ebrahimi 5,100 shares 0.04% Farah Alexandra Ebrahimi 18,800 shares 0.14% (b) All members of the Ebrahimi family will have shared power to vote the total number of shares (1,359,700 shares). The members of the Ebrahimi family have dispositive power over the total number of shares (1,359,700 shares) as described below: Farhad Fred Ebrahimi has shared dispositive power with Farhad Alexander Ebrahimi over 5,100 shares; shared dispositive power with Mary Wilkie Ebrahimi over 1,335,800 shares; and shared dispositive power with Farah Alexandra Ebrahimi over 18,800 shares. Mary Wilkie Ebrahimi has shared dispositive power with Farad Fred Ebrahimi over 1,335,800 shares. Farad Alexander Ebrahimi has shared dispositive power with Farhad Fred Ebrahimi over 5,100 shares. Farah Alexandra Ebrahimi has shared dispositive power with Farhad Fred Ebrahimi over 18,800 shares. (c) Farhad Fred Ebrahimi sold the following shares since filing of Amendment No. 2 to the Schedule 13 D on September 10, 1999. All such sales were made through Fidelity Brokerage Services. 08/07/00 50,000 shares at a price of $ 19.75 per share 08/07/00 5,000 shares at a price of $ 22.00 per share 08/07/00 5,000 shares at a price of $ 19.50 per share 08/14/00 1,600 shares at a price of $ 23.50 per share 08/15/00 900 shares at a price of $ 24.25 per share 08/16/00 5,000 shares at a price of $ 24.50 per share 08/16/00 4,100 shares at a price of $ 24.25 per share 08/16/00 1,200 shares at a price of $ 25.00 per share 08/21/00 28,400 shares at a price of $ 25.00 per share 08/22/00 20,400 shares at a price of $ 25.00 per share 08/23/00 5,000 shares at a price of $ 25.75 per share Mary Wilkie Ebrahimi sold the following shares since the filing of Amendment No. 2 to Schedule 13 D on September 10, 1999. All such sales were made through Fidelity Brokerage Services. 08/07/00 5,000 shares at a price of $ 21.88 per share 08/16/00 5,000 shares at a price of $ 24.75 per share Farah Alexandra Ebrahimi sold the following shares since the filing of Amendment No. 2 to Schedule 13 D on September 10, 1999. All such sales were made through Fidelity Brokerage Services. 08/23/00 5,000 shares at a price of $ 25.75 per share 08/23/00 5,000 shares at a price of $ 25.75 per share Farhad Alexander Ebrahimi sold the following shares since the filing of Amendment No. 2 to Schedule 13 D on September 10, 1999. All such sales were made through Fidelity Brokerage Services. 08/04/00 4,300 shares at a price of $ 18.50 per share 08/07/00 5,000 shares at a price of $ 22.00 per share 08/07/00 700 shares at a price of $ 18.75 per share 08/16/00 1,900 shares at a price of $ 24.94 per share 08/23/00 5,000 shares at a price of $ 25.75 per share 08/23/00 2,000 shares at a price of $ 26.25 per share (d) N/A (e) N/A - -------------------------------------------------------------------------------- Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. N/A - -------------------------------------------------------------------------------- Item 7. Material to be Filed as Exhibits. The members of the Ebrahimi family (Farhad Fred Ebrahimi, Mary Wilkie Ebrahimi, Farhad Alexander Ebrahimi, and Farah Alexandra Ebrahimi), have agreed to file jointly, with Farhad Fred Ebrahimi as the named Reporting Person for the family. The joint filing agreement is an oral agreement. - -------------------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 09/21/2000 ---------------------------------------- (Date) By: /s/ Farhad Fred Ebrahimi ---------------------------------------- (Signature) Farhad Fred Ebrahimi ---------------------------------------- (Name/Title) POWER OF ATTORNEY I, M.P. Wilkie Ebrahimi, private person, residing at 8821 Experimental Farm Road, Cheyenne, WY 82009-8814, hereby delegate to F. Fred Ebrahimi, private person, residing at 8821 Experimental Farm Road, Cheyenne, WY 82009-8814, the authority to act in my place and stead with respect to the following powers: To act as the reporting person on my behalf in connection with filings to be made with the Securities and Exchange Commission; and To execute such documents and to perform all other acts necessary, or incidental to the execution of the powers enumerated herein. This Power of Attorney is effective until revoked. Executed this 16th day of November, 1998. /s/ M.P. Wilkie Ebrahimi ------------------------- M.P. Wilkie Ebrahimi POWER OF ATTORNEY I, Farah A. Ebrahimi, private person, residing at 8821 Experimental Farm Road, Cheyenne, WY 82009-8814, hereby delegate to F. Fred Ebrahimi, private person, residing at 8821 Experimental Farm Road, Cheyenne, WY 82009-8814, the authority to act in my place and stead with respect to the following powers: To act as the reporting person on my behalf in connection with filings to be made with the Securities and Exchange Commission; and To execute such documents and to perform all other acts necessary, or incidental to the execution of the powers enumerated herein. This Power of Attorney is effective until revoked. Executed this 16th day of November, 1998. /s/ Farah A. Ebrahimi ------------------------ Farah A. Ebrahimi POWER OF ATTORNEY I, Farhad A. Ebrahimi, private person, residing at 8821 Experimental Farm Road, Cheyenne, WY 82009-8814, hereby delegate to F. Fred Ebrahimi, private person, residing at 8821 Experimental Farm Road, Cheyenne, WY 82009-8814, the authority to act in my place and stead with respect to the following powers: To act as the reporting person on my behalf in connection with filings to be made with the Securities and Exchange Commission; and To execute such documents and to perform all other acts necessary, or incidental to the execution of the powers enumerated herein. This Power of Attorney is effective until revoked. Executed this 21st day of March, 1999. /s/ Farah A. Ebrahimi --------------------------------- Farah A. Ebrahimi, as Custodian for Farhad A. Ebrahimi -----END PRIVACY-ENHANCED MESSAGE-----