FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
KV PHARMACEUTICAL CO /DE/ [ kva ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 10/12/2010 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 10/12/2010 | J | 82,640 | D | $0(1) | 917,672(2) | I | Trust Agreement Dated 12/22/1973 fbo Arnold Hermelin | ||
Class A Common Stock | 97,847 | D | ||||||||
Class A Common Stock | 851,688(3) | I | Trust Agreement dated 12/22/1973 fbo Marc S. Hermelin | |||||||
Class A Common Stock | 491,499(4) | I | Trust Agreement dated 12/23/73 fbo Minnette Hermelin | |||||||
Class A Common Stock | 78,215(5) | I | Through spouse | |||||||
Class A Common Stock | 67,500(6) | I | Through partnership | |||||||
Class A Common Stock | 200(7) | I | Through partnership |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Distribution to beneficiary without consideration. |
2. The reporting person is deemed to have indirect beneficial ownership as trustee in shares held under Trust Agreement dated 12/22/1973 fbo Arnold Hermelin solely because the reporting person is one of three trustees of such trust and the beneficiary of the trust is a sibling of the reporting person. |
3. The reporting person is deemed to have indirect beneficial ownership as trustee in shares held under Trust Agreement dated 12/22/1973 fbo Marc S. Hermelin as a primary beneficiary and co-trustee of such trust. |
4. The reporting person is deemed to have indirect beneficial ownership of shares held under Trust Agreement dated 12/23/73 fbo Minnette Hermelin as co-trustee and co-beneficiary of such trust. |
5. Such shares are held by Sarah Weltscheff, the wife of the reporting person. |
6. Such shares are held by Rosh Chodesh I LP. |
7. Such shares are held by the Yeshayahu and Ruth Ilan Partnership. |
/s/ Marc S. Hermelin | 10/13/2010 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |