-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RCWd+kGk/yLh9/rLjYd/lIyVlUXqMtPcllEjpuKX6QOe5kjnmwMZVnBQUJPZEas7 9Ky8N0SSR1nZzjGSZTTtCg== 0001040063-02-000001.txt : 20020414 0001040063-02-000001.hdr.sgml : 20020414 ACCESSION NUMBER: 0001040063-02-000001 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KIMBALL INTERNATIONAL INC CENTRAL INDEX KEY: 0000055772 STANDARD INDUSTRIAL CLASSIFICATION: OFFICE FURNITURE [2520] IRS NUMBER: 350514506 STATE OF INCORPORATION: IN FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-12986 FILM NUMBER: 02531977 BUSINESS ADDRESS: STREET 1: 1600 ROYAL ST CITY: JASPER STATE: IN ZIP: 47549 BUSINESS PHONE: 8124821600 MAIL ADDRESS: STREET 1: 1600 ROYAL STREET STREET 2: 1600 ROYAL STREET CITY: JASPER STATE: IN ZIP: 47549 FORMER COMPANY: FORMER CONFORMED NAME: JASPER CORP DATE OF NAME CHANGE: 19740826 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: THYEN JAMES C CENTRAL INDEX KEY: 0001040063 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O KIMBALL INTERNATIONAL INC STREET 2: 1600 ROYAL ST CITY: JASPER STATE: IN ZIP: 47549 BUSINESS PHONE: 8124821600 MAIL ADDRESS: STREET 1: C/O KIMBALL INTERNATIONAL INC STREET 2: 1600 ROYAL ST CITY: JASPER STATE: IN ZIP: 47549 SC 13G/A 1 sc13gadv.htm SCHEDULE 13G/A Schedule 13G

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 4)*

 

Kimball International, Inc.


(Name of Issuer)

 
 

Class B Common $.05 Par Value


(Title of Class of Securities)

 
 

494274 10 3


(CUSIP Number)

 
 

12-31-01


(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[   ] Rule 13d-1(b)
[   ] Rule 13d-1(c)
[X] Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 494274 10 3

    1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
James C. Thyen.................................................................................................................................


2. Check the Appropriate Box if a Member of a Group (See Instructions)


(a) ............................................................................................................................................................


(b) ............................................................................................................................................................


3. SEC Use Only............................................................................................................................................


4. Citizenship or Place of Organization  USA...................................................................................................

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power  352,312.........................................................................................................

6. Shared Voting Power  281,774..................................................................................................

7. Sole Dispositive Power  352,312..................................................................................................

8. Shared Dispositive Power  281,774...........................................................................................


9. Aggregate Amount Beneficially Owned by Each Reporting Person  634,086............................................


10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  X...........................


11. Percent of Class Represented by Amount in Row (9) 2.6%........................................................................


12. Type of Reporting Person (See Instructions)  IN..........................................................................................

Page 2a of 6


CUSIP No. 494274 10 3

    1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Robert F. Schneider..................................................................................................................................


2. Check the Appropriate Box if a Member of a Group (See Instructions)


(a) ............................................................................................................................................................


(b) ............................................................................................................................................................


3. SEC Use Only............................................................................................................................................


4. Citizenship or Place of Organization  USA...................................................................................................

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power  17,572.........................................................................................................

6. Shared Voting Power  0.............................................................................................................

7. Sole Dispositive Power  17,572...................................................................................................

8. Shared Dispositive Power  0.......................................................................................................


9. Aggregate Amount Beneficially Owned by Each Reporting Person  17,572................................................


10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  ...........................


11. Percent of Class Represented by Amount in Row (9) .1%..........................................................................


12. Type of Reporting Person (See Instructions)  IN..........................................................................................

Page 2b of 6


CUSIP No. 494274 10 3

    1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
John H. Kahle...................................................................................................................................


2. Check the Appropriate Box if a Member of a Group (See Instructions)


(a) ............................................................................................................................................................


(b) ............................................................................................................................................................


3. SEC Use Only............................................................................................................................................


4. Citizenship or Place of Organization  USA...................................................................................................

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power  9,606.........................................................................................................

6. Shared Voting Power  58,450..................................................................................................

7. Sole Dispositive Power  9,606...................................................................................................

8. Shared Dispositive Power  58,450............................................................................................


9. Aggregate Amount Beneficially Owned by Each Reporting Person  68,056.................................................


10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  ...........................


11. Percent of Class Represented by Amount in Row (9) .3%........................................................................


12. Type of Reporting Person (See Instructions)  IN..........................................................................................

Page 2c of 6


CUSIP No. 494274 10 3

    1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Randall L. Catt...................................................................................................................................


2. Check the Appropriate Box if a Member of a Group (See Instructions)


(a) ............................................................................................................................................................


(b) ............................................................................................................................................................


3. SEC Use Only............................................................................................................................................


4. Citizenship or Place of Organization  USA...................................................................................................

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power  3,292.........................................................................................................

6. Shared Voting Power  0.............................................................................................................

7. Sole Dispositive Power  3,292.......................................................................................................

8. Shared Dispositive Power  0........................................................................................................


9. Aggregate Amount Beneficially Owned by Each Reporting Person  3,292..................................................


10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  X..........................


11. Percent of Class Represented by Amount in Row (9) .0%........................................................................


12. Type of Reporting Person (See Instructions)  IN..........................................................................................

Page 2d of 6


CUSIP No. 494274 10 3

    1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Cheryl S. May...................................................................................................................................


2. Check the Appropriate Box if a Member of a Group (See Instructions)


(a) ............................................................................................................................................................


(b) ............................................................................................................................................................


3. SEC Use Only............................................................................................................................................


4. Citizenship or Place of Organization  USA...................................................................................................

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power  600.........................................................................................................

6. Shared Voting Power  0..................................................................................................

7. Sole Dispositive Power  600.................................................................................................

8. Shared Dispositive Power  0............................................................................................


9. Aggregate Amount Beneficially Owned by Each Reporting Person  600................................................


10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  ...........................


11. Percent of Class Represented by Amount in Row (9) .0%........................................................................


12. Type of Reporting Person (See Instructions)  IN..........................................................................................

Page 2e of 6


CUSIP No. 494274 10 3

    1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Julia A. Dutchess..................................................................................................................................


2. Check the Appropriate Box if a Member of a Group (See Instructions)


(a) ............................................................................................................................................................


(b) ............................................................................................................................................................


3. SEC Use Only............................................................................................................................................


4. Citizenship or Place of Organization  USA...................................................................................................

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power  675.........................................................................................................

6. Shared Voting Power  0..................................................................................................

7. Sole Dispositive Power  675..................................................................................................

8. Shared Dispositive Power  0............................................................................................


9. Aggregate Amount Beneficially Owned by Each Reporting Person  675.................................................


10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  ...........................


11. Percent of Class Represented by Amount in Row (9) .0%........................................................................


12. Type of Reporting Person (See Instructions)  IN..........................................................................................

Page 2f of 6


SCHEDULE 13G

CUSIP NO. 494274 10 3

Item 1(a). Name of Issuer

Kimball International, Inc.

Item 1(b). Address of Issuer's Principal Executive Offices:

1600 Royal Street
Jasper, IN 47549

Item 2(a). Names of Persons Filing this Statement:

James C. Thyen
Robert F. Schneider
John H. Kahle
Randall L. Catt
Cheryl S. May
Julia A. Dutchess

Item 2(b). Address or Principal Business Office or, if none, Residence:

1600 Royal Street
Jasper, IN 47549

Items 2(c). Citizenship:

Each of the persons filing this statement is a citizen of the United States.

Item 2(d). Title of Class of Securities:

Class B Common Stock, $.05 Par Value

Item 2(e). CUSIP Number:

494274 10 3

Item 3. Not applicable

Page 3 of 6


SCHEDULE 13G

CUSIP NO. 494274 10 3

Item 4. Ownership (See Notes A, B, C, D and E)

  (A) (B)
Amount Beneficially Owned
  (A) (B)
Percent of Class
  (i)
(A)
Sole Power to Vote or Direct the Vote
  (ii)
(A) (B)
Shared Power to Vote or Direct the Vote
  (iii)
(A)
Sole Power to Dispose or Direct the Disposition of
  (iv)
(A) (B)
Shared Power to Dispose or Direct the Disposition of
 





James C. Thyen (C) 634,086 2.6% 352,312 281,774 352,312 281,774
Robert F. Schneider 17,572   .1%   17,572   0   17,572   0
John H. Kahle 68,056   .3%   9,606   58,450   9,606   58,450
Randall L. Catt (C) 3,292   .0%   3,292   0   3,292   0
Cheryl S. May 600   .0%   600   0   600   0
Julia A. Dutchess 675   .0%   675   0   675   0

Note A. Includes shares of Class A Common Stock of Kimball International, Inc. which pursuant to charter provision is convertible into Class B Common Stock on a share-for-share basis at any time.

Note B. Includes in the totals for James C. Thyen the shareholdings of trusts for the benefit of his father's estate and two charitable foundations. Also includes in the totals for John H. Kahle the shareholdings of a charitable foundation.

Note C. Does not include shares which may be deemed to be beneficially owned by the reporting person's wife as follows: 30,120 shares as to James C. Thyen and 11,878 shares as to Randall L. Catt.

Note D. The persons filing this statement disclaim that they or any two of them constitute a group within the meaning of Rule 13d-5(b)(1).

Note E. Each of the reporting persons disclaims beneficial ownership of any shares listed above of which we would not, but for Rule 13d-3 under the Securities Exchange Act of 1934, be deemed to be the beneficial owner.

Item 5. Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X].

Item 6. Ownership of more than five percent on behalf of another person

See Note B to Item 4 above.

Item 7. Not applicable.

Item 8. Not applicable.

Item 9. Not applicable.

Item 10. Not applicable.

Page 4 of 6


SCHEDULE 13G

CUSIP NO. 494274 10 3

SIGNATURE

After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

   
   
   
By: /s/ James C. Thyen

  JAMES C. THYEN

February 8, 2002

 

Exhibits

Attached hereto as Exhibit A are agreements from each of the persons filing this statement, other than the above signature, that this statement is filed on behalf of each of them.

Attention: Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).

Page 5 of 6


SCHEDULE 13G

CUSIP NO. 494274 10 3

Exhibit A

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. The undersigned hereby agree that Schedule 13G, to which this instrument is an exhibit, if filed on behalf of each of the undersigned.

   
   
By: /s/ Robert F. Schneider

  ROBERT F. SCHNEIDER

February 8, 2002

   
   
By: /s/ John H. Kahle

  JOHN H. KAHLE

February 8, 2002

   
   
By: /s/ Randall L. Catt

  RANDALL L. CATT
Executive Vice President

February 8, 2002

   
   
By: /s/ Cheryl S. May

  CHERYL S. MAY

February 8, 2002

   
   
By: /s/ Julia A. Dutchess

  JULIA A. DUTCHESS

February 8, 2002

Page 6 of 6

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