-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NDNQAQOlrUnVpktE+MFP2Xyl14o+1UPWG9l3V3Htp6ZbgUfhHS7E/v5B/s0/fW+I 7+QtBYDUY6MPjeDLY5BvDw== 0001104659-09-039377.txt : 20090622 0001104659-09-039377.hdr.sgml : 20090622 20090622172534 ACCESSION NUMBER: 0001104659-09-039377 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20090622 DATE AS OF CHANGE: 20090622 GROUP MEMBERS: DAVID H. BATCHELDER GROUP MEMBERS: RALPH V. WHITWORTH GROUP MEMBERS: RELATIONAL COAST PARTNERS, L.P. GROUP MEMBERS: RELATIONAL FUND PARTNERS, L.P. GROUP MEMBERS: RELATIONAL INVESTORS ALPHA FUND I, L.P. GROUP MEMBERS: RELATIONAL INVESTORS III, L.P. GROUP MEMBERS: RELATIONAL INVESTORS IX, L.P. GROUP MEMBERS: RELATIONAL INVESTORS VIII, L.P. GROUP MEMBERS: RELATIONAL INVESTORS X, L.P. GROUP MEMBERS: RELATIONAL INVESTORS XV, L.P. GROUP MEMBERS: RELATIONAL INVESTORS XVI, L.P. GROUP MEMBERS: RELATIONAL INVESTORS XX, L.P. GROUP MEMBERS: RELATIONAL INVESTORS XXII, L.P. GROUP MEMBERS: RELATIONAL INVESTORS XXIII, L.P. GROUP MEMBERS: RELATIONAL INVESTORS, L.P. GROUP MEMBERS: RELATIONAL PARTNERS, L.P. GROUP MEMBERS: RH FUND 1, L.P. GROUP MEMBERS: RH FUND 4, L.P. GROUP MEMBERS: RH FUND 6, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Unum Group CENTRAL INDEX KEY: 0000005513 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 621598430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44427 FILM NUMBER: 09904121 BUSINESS ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 BUSINESS PHONE: 4232944350 MAIL ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 FORMER COMPANY: FORMER CONFORMED NAME: UNUMPROVIDENT CORP DATE OF NAME CHANGE: 19990702 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT COMPANIES INC /DE/ DATE OF NAME CHANGE: 19961204 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT LIFE & ACCIDENT INSURANCE CO OF AMERICA DATE OF NAME CHANGE: 19950407 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RELATIONAL INVESTORS LLC CENTRAL INDEX KEY: 0001047644 IRS NUMBER: 330694767 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858.704.3333 MAIL ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92130 SC 13D/A 1 a09-16717_1sc13da.htm SC 13D/A

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE
COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

 

SCHEDULE 13D

 

 

Under the Securities Exchange Act of 1934
(Amendment No. 5)*

 

Unum Group

(Name of Issuer)

 

Common Stock, $.10 par value

(Title of Class of Securities)

 

91529Y106

(CUSIP Number)

 

Ralph V. Whitworth

Relational Investors, LLC

12400 High Bluff Drive, Suite 600

San Diego, CA 92130

(858) 704-3333

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

 

June 19, 2009

(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No.   91529Y106

 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Relational Investors, LLC

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
17,546,885

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
17,546,885

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
17,546,885

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
5.30%

 

 

14.

Type of Reporting Person (See Instructions)
IA/HC/OO

 

2



 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Relational Investors, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
2,896,719

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
2,896,719

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,896,719

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0.87%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

3



 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Relational Fund Partners, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC/OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
65,961

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
65,961

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
65,961

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0.02%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

4



 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Relational Coast Partners, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC/OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
140,522

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
140,522

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
140,522

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0.04%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

5



 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Relational Partners, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
71,885

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
71,885

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
71,885

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0.02%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

6



 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
RH Fund 1, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC/OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
1,387,772

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
1,387,772

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
1,387,772

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0.42%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

7



 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
RH Fund 4, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
533,686

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
533,686

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
533,686

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0.16%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

8



 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
RH Fund 6, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
685,391

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
685,391

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
685,391

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0.21%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

9



 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Relational Investors III, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
38,611

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
38,611

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
38,611

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0.01%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

10



 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Relational Investors VIII, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
2,618,205

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
2,618,205

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,618,205

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0.79%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

11



 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Relational Investors IX, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
807,350

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
807,350

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
807,350

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0.24%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

12



 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Relational Investors X, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
915,898

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
915,898

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
915,898

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0.28%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

13



 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Relational Investors XV, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
372,600

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
372,600

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
372,600

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0.11%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

14



 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Relational Investors XVI, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
272,938

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
272,938

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
272,938

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0.08%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

15



 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Relational Investors XX, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC/OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
274,206

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
274,206

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
274,206

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0.08%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

16



 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Relational Investors XXII, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
577,123

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
577,123

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
577,123

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0.17%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

17



 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Relational Investors XXIII, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC/OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
325,436

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
325,436

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
325,436

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0.10%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

18



 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Relational Investors Alpha Fund I, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
745,081

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
745,081

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
745,081

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0.22%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

19



 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Ralph V. Whitworth

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
NA

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
United States

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
-0-

 

8.

Shared Voting Power
17,546,885

 

9.

Sole Dispositive Power
-0-

 

10.

Shared Dispositive Power
17,546,885

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
17,546,885

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
5.30%

 

 

14.

Type of Reporting Person (See Instructions)
IN

 

20



 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
David H. Batchelder

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
NA

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
United States

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
-0-

 

8.

Shared Voting Power
17,546,885

 

9.

Sole Dispositive Power
-0-

 

10.

Shared Dispositive Power
17,546,885

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
17,546,885

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
5.30%

 

 

14.

Type of Reporting Person (See Instructions)
IN

 

21



 

Item 1.

Security and Issuer

This Schedule 13D/A constitutes the fifth amendment to the Schedule 13D originally filed by the Reporting Persons with the Securities and Exchange Commission (the “SEC”) on March 9, 2007 (the “Statement”) and amended by Amendment No. 1, No. 2 No. 3 and No. 4 filed by the Reporting Persons with the SEC on March 30, 2007, May 30, 2007, July 26, 2007 and May 14, 2009(the “Amendments”) with respect to the common stock, $.10 par value (the “Shares”), of Unum Group, a Delaware corporation (the “Issuer” or the “Company”).  Except as specifically amended by this Schedule 13D/A, the Statement remains in full force and effect.

 

22



 

Item 3.

Source and Amount of Funds or Other Consideration

Item 3 of the Statement is hereby amended and restated as follows:

 

RILLC and the Managed Accounts hold an aggregate of 4,817,501 Shares for a total consideration (including brokerage commissions) of $88.5 million derived from capital of the Managed Accounts.

The Relational LPs hold an aggregate of 12,729,384 Shares for total consideration (including brokerage commissions) of $279.2 million derived from the capital of the Relational LPs and margin borrowings from CSSU for RFP, RCP, RH1, RI XX and RI XXIII.

Interest on the margin debt balance of the margin accounts described above is charged at the then Federal Funds Rate plus 50 basis points.  CSSU has a lien on the Shares held by certain Managed Accounts and those held by RFP, RCP, RH1, RI XX and RI XXIII to secure repayment of the margin borrowings described above.

 

23



 

Item 5.

Interest in Securities of the Issuer

Item 5 of the Statement is hereby amended and restated as follows:

 

(a)           As of the date of this Statement, the Reporting Persons beneficially owned in the aggregate 17,546,885 Shares, constituting 5.30% of the outstanding Shares.  The percentage of Shares owned being based upon 331,274,343 Shares outstanding on April 28, 2009, as set forth in the Issuer’s Form 10-Q for the quarter ended March 31, 2009.  The Reporting Persons may be deemed to have direct beneficial ownership of the Shares as follows:

 

NAME

 

NUMBER OF SHARES

 

% OF OUTSTANDING SHARES

 

VOTING AND DISPOSITIVE POWER

 

RILLC

 

4,817,501

 

1.45

%

Sole

 

RILP

 

2,896,719

 

0.87

%

Sole

 

RFP

 

65,961

 

0.02

%

Sole

 

RCP

 

140,522

 

0.04

%

Sole

 

RP

 

71,885

 

0.02

%

Sole

 

RH1

 

1,387,772

 

0.42

%

Sole

 

RH4

 

533,686

 

0.16

%

Sole

 

RH6

 

685,391

 

0.21

%

Sole

 

RI III

 

38,611

 

0.01

%

Sole

 

RI VIII

 

2,618,205

 

0.79

%

Sole

 

RI IX

 

807,350

 

0.24

%

Sole

 

RI X

 

915,898

 

0.28

%

Sole

 

RI XV

 

372,600

 

0.11

%

Sole

 

RI XVI

 

272,938

 

0.08

%

Sole

 

RI XX

 

274,206

 

0.08

%

Sole

 

RI XXII

 

577,123

 

0.17

%

Sole

 

RI XXIII

 

325,436

 

0.10

%

Sole

 

RIA 1

 

745,081

 

0.22

%

Sole

 

 

RILLC, individually and in its capacity as an investment adviser, may be deemed to possess direct beneficial ownership of the 4,817,501 Shares that are owned by it and the Managed Accounts.  Additionally, RILLC, as the sole general partner, or sole managing member of the general partner, of each of Relational LPs may be deemed to beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934, as amended) the 12,729,384 Shares beneficially owned by the Relational LPs because the limited partnership agreements of the Relational LPs specify that RILLC has sole investment discretion and voting authority with respect to those Shares.

Each of Messrs. Whitworth and Batchelder, as Principals of RILLC, may be deemed to share indirect beneficial ownership of the Shares which RILLC may beneficially own.  Each of Messrs. Whitworth and Batchelder disclaims beneficial ownership of such Shares for all other purposes.

To the best of the knowledge of each of the Reporting Persons, other than as set forth above, none of the persons named in Item 2 is the beneficial owner of any Shares.

 

24



 

(b)           See item (a) above.

(c)           Information concerning transactions in the Shares by the Reporting Persons during the past 60 days and not previously reported is set forth in Exhibit A filed with this Statement.

(d)           No other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Shares covered by this Statement, except that dividends from, and proceeds from the sale of, the Shares held by accounts managed by RILLC may be delivered to such accounts.

(e)           Not applicable.

 

 

Item 7.

Material to Be Filed as Exhibits

 

The following Exhibits are filed herewith:
Exhibit A – Information concerning transactions in the Shares affected by the Reporting Persons in the last 60 days and not previously reported.

 

25



 

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated:  June 22, 2009

RELATIONAL INVESTORS, L.P.
RELATIONAL FUND PARTNERS, L.P.
RELATIONAL COAST PARTNERS, L.P.
RELATIONAL PARTNERS, L.P.
RH FUND 1, L.P.
RH FUND 4, L.P.
RH FUND 6, L.P.
RELATIONAL INVESTORS III, L.P.
RELATIONAL INVESTORS VIII, L.P.
RELATIONAL INVESTORS IX, L.P.
RELATIONAL INVESTORS X, L.P.
RELATIONAL INVESTORS XV, L.P.
RELATIONAL INVESTORS XVI, L.P.

RELATIONAL INVESTORS XX, L.P.

RELATIONAL INVESTORS XXII, L.P.

RELATIONAL INVESTORS XXIII, L.P.

RELATIONAL INVESTORS Alpha Fund L.P.

 

By:

RELATIONAL INVESTORS, LLC

 

as general partner to each, except as the sole managing member of the general partners of Relational Investors III, L.P., Relational Investors X, L.P. and Relational Investors Alpha Fund I, L.P.

 

By:

/s/ Ralph V. Whitworth

 

 

 

Ralph V. Whitworth, Principal

 

 

 

RELATIONAL INVESTORS, LLC

 

 

 

 

 

 

By:

/s/ Ralph V. Whitworth

 

 

 

Ralph V. Whitworth, Principal

 

 

 

 

 

 

/s/ Ralph V. Whitworth

 

 

 

Ralph V. Whitworth

 

 

 

 

 

 

 

 

 

 

 

/s/ David H. Batchelder

 

 

 

David H. Batchelder

 

 

 

 

26



 

EXHIBIT INDEX

 

Exhibit

 

Description

 

 

 

A.

 

Information concerning transactions in the Shares affected by Reporting Persons in the last 60 days and not previously reported.

 

27


EX-99.A 2 a09-16717_1ex99da.htm EX-99.A

Exhibit 99.A

 

Exhibit A

 

TRANSACTIONS BY REPORTING PERSONS SINCE LAST FILING

 

Beneficial Ownership

 

Purchase or
Sale

 

Quantity

 

Transaction
Date

 

Price per
Share
(including
commission)

 

How Effected

 

Relational Fund Partners, L.P.

 

Sale

 

15

 

5/15/2009

 

$

16.41

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

100

 

5/15/2009

 

$

16.41

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

581

 

5/15/2009

 

$

16.41

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

671

 

5/15/2009

 

$

16.41

 

Open Market

 

Relational Coast Partners, L.P.

 

Sale

 

300

 

5/15/2009

 

$

16.41

 

Open Market

 

Relational Investors III, L.P.

 

Sale

 

803

 

5/15/2009

 

$

16.41

 

Open Market

 

Relational Partners, L.P.

 

Sale

 

1,491

 

5/15/2009

 

$

16.41

 

Open Market

 

Relational Investors XXIII, L.P.

 

Sale

 

6,773

 

5/15/2009

 

$

16.41

 

Open Market

 

Relational Investors XVI, L.P.

 

Sale

 

5,663

 

5/15/2009

 

$

16.41

 

Open Market

 

Relational Coast Partners, L.P.

 

Sale

 

2,697

 

5/15/2009

 

$

16.41

 

Open Market

 

Relational Investors XV, L.P.

 

Sale

 

7,721

 

5/15/2009

 

$

16.41

 

Open Market

 

Relational Investors XXII, L.P.

 

Sale

 

11,951

 

5/15/2009

 

$

16.41

 

Open Market

 

Relational Investors LLC

 

Sale

 

18,107

 

5/15/2009

 

$

16.41

 

Open Market

 

Relational Investors XX, L.P.

 

Sale

 

5,682

 

5/15/2009

 

$

16.41

 

Open Market

 

Relational Investors LLC

 

Sale

 

34,713

 

5/15/2009

 

$

16.41

 

Open Market

 

Relational Investors X, L.P.

 

Sale

 

20,182

 

5/15/2009

 

$

16.41

 

Open Market

 

RH Fund 4, L.P.

 

Sale

 

11,054

 

5/15/2009

 

$

16.41

 

Open Market

 

Relational Investors Alpha Fund I, L.P.

 

Sale

 

15,490

 

5/15/2009

 

$

16.41

 

Open Market

 

RH Fund 1, L.P.

 

Sale

 

28,789

 

5/15/2009

 

$

16.41

 

Open Market

 

Relational Investors LLC

 

Sale

 

31,872

 

5/15/2009

 

$

16.41

 

Open Market

 

Relational Investors, L.P.

 

Sale

 

60,135

 

5/15/2009

 

$

16.41

 

Open Market

 

Relational Investors VIII, L.P.

 

Sale

 

54,278

 

5/15/2009

 

$

16.41

 

Open Market

 

RH Fund 6, L.P.

 

Sale

 

14,152

 

5/15/2009

 

$

16.41

 

Open Market

 

Relational Investors IX, L.P.

 

Sale

 

16,780

 

5/15/2009

 

$

16.41

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

21

 

5/18/2009

 

$

17.07

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

143

 

5/18/2009

 

$

17.07

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

959

 

5/18/2009

 

$

17.07

 

Open Market

 

Relational Coast Partners, L.P.

 

Sale

 

429

 

5/18/2009

 

$

17.07

 

Open Market

 

Relational Investors III, L.P.

 

Sale

 

1,147

 

5/18/2009

 

$

17.07

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

829

 

5/18/2009

 

$

17.07

 

Open Market

 

Relational Partners, L.P.

 

Sale

 

2,130

 

5/18/2009

 

$

17.07

 

Open Market

 

Relational Coast Partners, L.P.

 

Sale

 

3,853

 

5/18/2009

 

$

17.07

 

Open Market

 

Relational Investors XXIII, L.P.

 

Sale

 

9,675

 

5/18/2009

 

$

17.07

 

Open Market

 

Relational Investors XX, L.P.

 

Sale

 

8,118

 

5/18/2009

 

$

17.07

 

Open Market

 

Relational Investors XXII, L.P.

 

Sale

 

17,073

 

5/18/2009

 

$

17.07

 

Open Market

 

RH Fund 4, L.P.

 

Sale

 

15,791

 

5/18/2009

 

$

17.07

 

Open Market

 

Relational Investors XV, L.P.

 

Sale

 

11,030

 

5/18/2009

 

$

17.07

 

Open Market

 

RH Fund 6, L.P.

 

Sale

 

20,217

 

5/18/2009

 

$

17.07

 

Open Market

 

Relational Investors LLC

 

Sale

 

25,867

 

5/18/2009

 

$

17.07

 

Open Market

 

Relational Investors XVI, L.P.

 

Sale

 

8,090

 

5/18/2009

 

$

17.07

 

Open Market

 

Relational Investors Alpha Fund I, L.P.

 

Sale

 

22,129

 

5/18/2009

 

$

17.07

 

Open Market

 

Relational Investors LLC

 

Sale

 

45,531

 

5/18/2009

 

$

17.07

 

Open Market

 

Relational Investors, L.P.

 

Sale

 

85,906

 

5/18/2009

 

$

17.07

 

Open Market

 

Relational Investors X, L.P.

 

Sale

 

28,832

 

5/18/2009

 

$

17.07

 

Open Market

 

Relational Investors IX, L.P.

 

Sale

 

23,972

 

5/18/2009

 

$

17.07

 

Open Market

 

RH Fund 1, L.P.

 

Sale

 

41,128

 

5/18/2009

 

$

17.07

 

Open Market

 

Relational Investors VIII, L.P.

 

Sale

 

77,540

 

5/18/2009

 

$

17.07

 

Open Market

 

Relational Investors LLC

 

Sale

 

49,590

 

5/18/2009

 

$

17.07

 

Open Market

 

 



 

Relational Fund Partners, L.P.

 

Sale

 

23

 

5/19/2009

 

$

17.32

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

157

 

5/19/2009

 

$

17.32

 

Open Market

 

Relational Coast Partners, L.P.

 

Sale

 

472

 

5/19/2009

 

$

17.32

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

1,055

 

5/19/2009

 

$

17.32

 

Open Market

 

Relational Investors III, L.P.

 

Sale

 

1,262

 

5/19/2009

 

$

17.32

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

912

 

5/19/2009

 

$

17.32

 

Open Market

 

Relational Partners, L.P.

 

Sale

 

2,343

 

5/19/2009

 

$

17.32

 

Open Market

 

Relational Investors XX, L.P.

 

Sale

 

8,930

 

5/19/2009

 

$

17.32

 

Open Market

 

RH Fund 4, L.P.

 

Sale

 

17,371

 

5/19/2009

 

$

17.32

 

Open Market

 

Relational Investors XVI, L.P.

 

Sale

 

8,899

 

5/19/2009

 

$

17.32

 

Open Market

 

Relational Investors XXIII, L.P.

 

Sale

 

10,643

 

5/19/2009

 

$

17.32

 

Open Market

 

Relational Investors XXII, L.P.

 

Sale

 

18,780

 

5/19/2009

 

$

17.32

 

Open Market

 

RH Fund 6, L.P.

 

Sale

 

22,239

 

5/19/2009

 

$

17.32

 

Open Market

 

Relational Investors IX, L.P.

 

Sale

 

26,369

 

5/19/2009

 

$

17.32

 

Open Market

 

Relational Investors X, L.P.

 

Sale

 

31,715

 

5/19/2009

 

$

17.32

 

Open Market

 

Relational Investors XV, L.P.

 

Sale

 

12,133

 

5/19/2009

 

$

17.32

 

Open Market

 

Relational Investors LLC

 

Sale

 

28,454

 

5/19/2009

 

$

17.32

 

Open Market

 

Relational Investors Alpha Fund I, L.P.

 

Sale

 

24,342

 

5/19/2009

 

$

17.32

 

Open Market

 

Relational Investors LLC

 

Sale

 

54,549

 

5/19/2009

 

$

17.32

 

Open Market

 

RH Fund 1, L.P.

 

Sale

 

45,240

 

5/19/2009

 

$

17.32

 

Open Market

 

Relational Investors, L.P.

 

Sale

 

94,497

 

5/19/2009

 

$

17.32

 

Open Market

 

Relational Investors LLC

 

Sale

 

50,084

 

5/19/2009

 

$

17.32

 

Open Market

 

Relational Investors VIII, L.P.

 

Sale

 

85,293

 

5/19/2009

 

$

17.32

 

Open Market

 

Relational Coast Partners, L.P.

 

Sale

 

4,238

 

5/19/2009

 

$

17.32

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

12

 

5/20/2009

 

$

17.09

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

80

 

5/20/2009

 

$

17.09

 

Open Market

 

Relational Coast Partners, L.P.

 

Sale

 

239

 

5/20/2009

 

$

17.09

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

461

 

5/20/2009

 

$

17.09

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

533

 

5/20/2009

 

$

17.09

 

Open Market

 

Relational Investors III, L.P.

 

Sale

 

638

 

5/20/2009

 

$

17.09

 

Open Market

 

Relational Partners, L.P.

 

Sale

 

1,184

 

5/20/2009

 

$

17.09

 

Open Market

 

Relational Coast Partners, L.P.

 

Sale

 

2,142

 

5/20/2009

 

$

17.09

 

Open Market

 

Relational Investors XXIII, L.P.

 

Sale

 

5,380

 

5/20/2009

 

$

17.09

 

Open Market

 

Relational Investors XX, L.P.

 

Sale

 

4,513

 

5/20/2009

 

$

17.09

 

Open Market

 

RH Fund 4, L.P.

 

Sale

 

8,780

 

5/20/2009

 

$

17.09

 

Open Market

 

RH Fund 6, L.P.

 

Sale

 

11,241

 

5/20/2009

 

$

17.09

 

Open Market

 

Relational Investors XVI, L.P.

 

Sale

 

4,498

 

5/20/2009

 

$

17.09

 

Open Market

 

Relational Investors XXII, L.P.

 

Sale

 

9,493

 

5/20/2009

 

$

17.09

 

Open Market

 

Relational Investors Alpha Fund I, L.P.

 

Sale

 

12,304

 

5/20/2009

 

$

17.09

 

Open Market

 

Relational Investors X, L.P.

 

Sale

 

16,031

 

5/20/2009

 

$

17.09

 

Open Market

 

Relational Investors LLC

 

Sale

 

25,315

 

5/20/2009

 

$

17.09

 

Open Market

 

Relational Investors IX, L.P.

 

Sale

 

13,328

 

5/20/2009

 

$

17.09

 

Open Market

 

Relational Investors XV, L.P.

 

Sale

 

6,132

 

5/20/2009

 

$

17.09

 

Open Market

 

Relational Investors LLC

 

Sale

 

14,382

 

5/20/2009

 

$

17.09

 

Open Market

 

Relational Investors VIII, L.P.

 

Sale

 

43,112

 

5/20/2009

 

$

17.09

 

Open Market

 

RH Fund 1, L.P.

 

Sale

 

22,867

 

5/20/2009

 

$

17.09

 

Open Market

 

Relational Investors LLC

 

Sale

 

27,572

 

5/20/2009

 

$

17.09

 

Open Market

 

Relational Investors, L.P.

 

Sale

 

47,763

 

5/20/2009

 

$

17.09

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

15

 

5/21/2009

 

$

16.40

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

102

 

5/21/2009

 

$

16.40

 

Open Market

 

Relational Coast Partners, L.P.

 

Sale

 

305

 

5/21/2009

 

$

16.40

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

681

 

5/21/2009

 

$

16.40

 

Open Market

 

 



 

Relational Investors III, L.P.

 

Sale

 

814

 

5/21/2009

 

$

16.40

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

589

 

5/21/2009

 

$

16.40

 

Open Market

 

Relational Investors XXIII, L.P.

 

Sale

 

6,870

 

5/21/2009

 

$

16.40

 

Open Market

 

Relational Investors XX, L.P.

 

Sale

 

5,764

 

5/21/2009

 

$

16.40

 

Open Market

 

Relational Investors XV, L.P.

 

Sale

 

7,831

 

5/21/2009

 

$

16.40

 

Open Market

 

Relational Investors XVI, L.P.

 

Sale

 

5,744

 

5/21/2009

 

$

16.40

 

Open Market

 

RH Fund 6, L.P.

 

Sale

 

14,354

 

5/21/2009

 

$

16.40

 

Open Market

 

Relational Investors X, L.P.

 

Sale

 

20,471

 

5/21/2009

 

$

16.40

 

Open Market

 

Relational Investors IX, L.P.

 

Sale

 

17,020

 

5/21/2009

 

$

16.40

 

Open Market

 

RH Fund 4, L.P.

 

Sale

 

11,212

 

5/21/2009

 

$

16.40

 

Open Market

 

Relational Investors LLC

 

Sale

 

18,366

 

5/21/2009

 

$

16.40

 

Open Market

 

Relational Investors LLC

 

Sale

 

35,209

 

5/21/2009

 

$

16.40

 

Open Market

 

Relational Investors Alpha Fund I, L.P.

 

Sale

 

15,712

 

5/21/2009

 

$

16.40

 

Open Market

 

Relational Investors VIII, L.P.

 

Sale

 

55,053

 

5/21/2009

 

$

16.40

 

Open Market

 

Relational Investors LLC

 

Sale

 

32,327

 

5/21/2009

 

$

16.40

 

Open Market

 

Relational Investors XXII, L.P.

 

Sale

 

12,122

 

5/21/2009

 

$

16.40

 

Open Market

 

RH Fund 1, L.P.

 

Sale

 

29,201

 

5/21/2009

 

$

16.40

 

Open Market

 

Relational Investors, L.P.

 

Sale

 

60,990

 

5/21/2009

 

$

16.40

 

Open Market

 

Relational Partners, L.P.

 

Sale

 

1,512

 

5/21/2009

 

$

16.40

 

Open Market

 

Relational Coast Partners, L.P.

 

Sale

 

2,736

 

5/21/2009

 

$

16.40

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

5

 

5/27/2009

 

$

17.16

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

32

 

5/27/2009

 

$

17.17

 

Open Market

 

Relational Coast Partners, L.P.

 

Sale

 

95

 

5/27/2009

 

$

17.17

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

184

 

5/27/2009

 

$

17.17

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

213

 

5/27/2009

 

$

17.17

 

Open Market

 

Relational Investors III, L.P.

 

Sale

 

254

 

5/27/2009

 

$

17.17

 

Open Market

 

Relational Partners, L.P.

 

Sale

 

472

 

5/27/2009

 

$

17.17

 

Open Market

 

Relational Investors XVI, L.P.

 

Sale

 

1,793

 

5/27/2009

 

$

17.17

 

Open Market

 

Relational Investors XX, L.P.

 

Sale

 

1,799

 

5/27/2009

 

$

17.17

 

Open Market

 

Relational Coast Partners, L.P.

 

Sale

 

854

 

5/27/2009

 

$

17.17

 

Open Market

 

Relational Investors XXII, L.P.

 

Sale

 

3,783

 

5/27/2009

 

$

17.17

 

Open Market

 

RH Fund 4, L.P.

 

Sale

 

3,499

 

5/27/2009

 

$

17.17

 

Open Market

 

Relational Investors LLC

 

Sale

 

5,732

 

5/27/2009

 

$

17.17

 

Open Market

 

Relational Investors X, L.P.

 

Sale

 

6,389

 

5/27/2009

 

$

17.17

 

Open Market

 

RH Fund 6, L.P.

 

Sale

 

4,480

 

5/27/2009

 

$

17.17

 

Open Market

 

Relational Investors VIII, L.P.

 

Sale

 

17,183

 

5/27/2009

 

$

17.17

 

Open Market

 

Relational Investors LLC

 

Sale

 

10,989

 

5/27/2009

 

$

17.17

 

Open Market

 

Relational Investors, L.P.

 

Sale

 

19,036

 

5/27/2009

 

$

17.17

 

Open Market

 

RH Fund 1, L.P.

 

Sale

 

9,114

 

5/27/2009

 

$

17.17

 

Open Market

 

Relational Investors XXIII, L.P.

 

Sale

 

2,144

 

5/27/2009

 

$

17.17

 

Open Market

 

Relational Investors LLC

 

Sale

 

10,090

 

5/27/2009

 

$

17.17

 

Open Market

 

Relational Investors IX, L.P.

 

Sale

 

5,312

 

5/27/2009

 

$

17.17

 

Open Market

 

Relational Investors Alpha Fund I, L.P.

 

Sale

 

4,904

 

5/27/2009

 

$

17.17

 

Open Market

 

Relational Investors XV, L.P.

 

Sale

 

2,444

 

5/27/2009

 

$

17.17

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

4

 

5/29/2009

 

$

16.69

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

29

 

5/29/2009

 

$

16.69

 

Open Market

 

Relational Coast Partners, L.P.

 

Sale

 

86

 

5/29/2009

 

$

16.69

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

166

 

5/29/2009

 

$

16.69

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

192

 

5/29/2009

 

$

16.69

 

Open Market

 

Relational Investors III, L.P.

 

Sale

 

229

 

5/29/2009

 

$

16.69

 

Open Market

 

Relational Partners, L.P.

 

Sale

 

426

 

5/29/2009

 

$

16.69

 

Open Market

 

Relational Coast Partners, L.P.

 

Sale

 

771

 

5/29/2009

 

$

16.69

 

Open Market

 

 



 

Relational Investors XVI, L.P.

 

Sale

 

1,618

 

5/29/2009

 

$

16.69

 

Open Market

 

Relational Investors XXIII, L.P.

 

Sale

 

1,935

 

5/29/2009

 

$

16.69

 

Open Market

 

Relational Investors XV, L.P.

 

Sale

 

2,206

 

5/29/2009

 

$

16.69

 

Open Market

 

Relational Investors LLC

 

Sale

 

5,173

 

5/29/2009

 

$

16.69

 

Open Market

 

RH Fund 6, L.P.

 

Sale

 

4,043

 

5/29/2009

 

$

16.69

 

Open Market

 

Relational Investors X, L.P.

 

Sale

 

5,766

 

5/29/2009

 

$

16.69

 

Open Market

 

Relational Investors XX, L.P.

 

Sale

 

1,624

 

5/29/2009

 

$

16.69

 

Open Market

 

RH Fund 4, L.P.

 

Sale

 

3,158

 

5/29/2009

 

$

16.69

 

Open Market

 

RH Fund 1, L.P.

 

Sale

 

8,226

 

5/29/2009

 

$

16.69

 

Open Market

 

Relational Investors LLC

 

Sale

 

9,918

 

5/29/2009

 

$

16.69

 

Open Market

 

Relational Investors LLC

 

Sale

 

9,106

 

5/29/2009

 

$

16.69

 

Open Market

 

Relational Investors VIII, L.P.

 

Sale

 

15,508

 

5/29/2009

 

$

16.69

 

Open Market

 

Relational Investors XXII, L.P.

 

Sale

 

3,415

 

5/29/2009

 

$

16.69

 

Open Market

 

Relational Investors, L.P.

 

Sale

 

17,181

 

5/29/2009

 

$

16.69

 

Open Market

 

Relational Investors IX, L.P.

 

Sale

 

4,794

 

5/29/2009

 

$

16.69

 

Open Market

 

Relational Investors Alpha Fund I, L.P.

 

Sale

 

4,426

 

5/29/2009

 

$

16.69

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

8

 

6/1/2009

 

$

17.33

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

57

 

6/1/2009

 

$

17.33

 

Open Market

 

Relational Coast Partners, L.P.

 

Sale

 

172

 

6/1/2009

 

$

17.33

 

Open Market

 

Relational Investors III, L.P.

 

Sale

 

459

 

6/1/2009

 

$

17.33

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

384

 

6/1/2009

 

$

17.33

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

332

 

6/1/2009

 

$

17.33

 

Open Market

 

Relational Coast Partners, L.P.

 

Sale

 

1,541

 

6/1/2009

 

$

17.33

 

Open Market

 

Relational Investors XX, L.P.

 

Sale

 

3,247

 

6/1/2009

 

$

17.33

 

Open Market

 

Relational Investors XXIII, L.P.

 

Sale

 

3,870

 

6/1/2009

 

$

17.33

 

Open Market

 

RH Fund 4, L.P.

 

Sale

 

6,317

 

6/1/2009

 

$

17.33

 

Open Market

 

Relational Investors XXII, L.P.

 

Sale

 

6,829

 

6/1/2009

 

$

17.33

 

Open Market

 

Relational Investors IX, L.P.

 

Sale

 

9,589

 

6/1/2009

 

$

17.33

 

Open Market

 

Relational Investors LLC

 

Sale

 

10,347

 

6/1/2009

 

$

17.33

 

Open Market

 

RH Fund 6, L.P.

 

Sale

 

8,087

 

6/1/2009

 

$

17.33

 

Open Market

 

RH Fund 1, L.P.

 

Sale

 

16,451

 

6/1/2009

 

$

17.33

 

Open Market

 

Relational Investors XVI, L.P.

 

Sale

 

3,236

 

6/1/2009

 

$

17.33

 

Open Market

 

Relational Investors X, L.P.

 

Sale

 

11,533

 

6/1/2009

 

$

17.33

 

Open Market

 

Relational Investors LLC

 

Sale

 

18,212

 

6/1/2009

 

$

17.33

 

Open Market

 

Relational Investors VIII, L.P.

 

Sale

 

31,016

 

6/1/2009

 

$

17.33

 

Open Market

 

Relational Investors, L.P.

 

Sale

 

34,361

 

6/1/2009

 

$

17.33

 

Open Market

 

Relational Investors XV, L.P.

 

Sale

 

4,412

 

6/1/2009

 

$

17.33

 

Open Market

 

Relational Investors LLC

 

Sale

 

19,836

 

6/1/2009

 

$

17.33

 

Open Market

 

Relational Investors Alpha Fund I, L.P.

 

Sale

 

8,852

 

6/1/2009

 

$

17.33

 

Open Market

 

Relational Partners, L.P.

 

Sale

 

852

 

6/1/2009

 

$

17.33

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

30

 

6/2/2009

 

$

17.61

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

200

 

6/2/2009

 

$

17.61

 

Open Market

 

Relational Coast Partners, L.P.

 

Sale

 

601

 

6/2/2009

 

$

17.61

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

1,161

 

6/2/2009

 

$

17.61

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

1,343

 

6/2/2009

 

$

17.61

 

Open Market

 

Relational Partners, L.P.

 

Sale

 

2,982

 

6/2/2009

 

$

17.61

 

Open Market

 

Relational Coast Partners, L.P.

 

Sale

 

5,394

 

6/2/2009

 

$

17.61

 

Open Market

 

Relational Investors XX, L.P.

 

Sale

 

11,365

 

6/2/2009

 

$

17.61

 

Open Market

 

Relational Investors XVI, L.P.

 

Sale

 

11,325

 

6/2/2009

 

$

17.61

 

Open Market

 

Relational Investors IX, L.P.

 

Sale

 

33,561

 

6/2/2009

 

$

17.61

 

Open Market

 

RH Fund 4, L.P.

 

Sale

 

22,108

 

6/2/2009

 

$

17.61

 

Open Market

 

Relational Investors Alpha Fund I, L.P.

 

Sale

 

30,981

 

6/2/2009

 

$

17.61

 

Open Market

 

 



 

Relational Investors XXII, L.P.

 

Sale

 

23,902

 

6/2/2009

 

$

17.61

 

Open Market

 

Relational Investors XV, L.P.

 

Sale

 

15,441

 

6/2/2009

 

$

17.61

 

Open Market

 

Relational Investors X, L.P.

 

Sale

 

40,365

 

6/2/2009

 

$

17.61

 

Open Market

 

Relational Investors LLC

 

Sale

 

36,214

 

6/2/2009

 

$

17.61

 

Open Market

 

RH Fund 1, L.P.

 

Sale

 

57,579

 

6/2/2009

 

$

17.61

 

Open Market

 

Relational Investors VIII, L.P.

 

Sale

 

108,555

 

6/2/2009

 

$

17.61

 

Open Market

 

Relational Investors LLC

 

Sale

 

63,744

 

6/2/2009

 

$

17.61

 

Open Market

 

Relational Investors LLC

 

Sale

 

69,425

 

6/2/2009

 

$

17.61

 

Open Market

 

Relational Investors, L.P.

 

Sale

 

120,268

 

6/2/2009

 

$

17.61

 

Open Market

 

Relational Investors XXIII, L.P.

 

Sale

 

13,546

 

6/2/2009

 

$

17.61

 

Open Market

 

Relational Investors III, L.P.

 

Sale

 

1,606

 

6/2/2009

 

$

17.61

 

Open Market

 

RH Fund 6, L.P.

 

Sale

 

28,304

 

6/2/2009

 

$

17.61

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

4

 

6/3/2009

 

$

17.07

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

27

 

6/3/2009

 

$

17.07

 

Open Market

 

Relational Coast Partners, L.P.

 

Sale

 

82

 

6/3/2009

 

$

17.07

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

184

 

6/3/2009

 

$

17.07

 

Open Market

 

Relational Investors III, L.P.

 

Sale

 

220

 

6/3/2009

 

$

17.07

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

159

 

6/3/2009

 

$

17.07

 

Open Market

 

Relational Partners, L.P.

 

Sale

 

408

 

6/3/2009

 

$

17.07

 

Open Market

 

Relational Investors XVI, L.P.

 

Sale

 

1,549

 

6/3/2009

 

$

17.07

 

Open Market

 

Relational Coast Partners, L.P.

 

Sale

 

738

 

6/3/2009

 

$

17.07

 

Open Market

 

Relational Investors XXIII, L.P.

 

Sale

 

1,852

 

6/3/2009

 

$

17.07

 

Open Market

 

Relational Investors XV, L.P.

 

Sale

 

2,111

 

6/3/2009

 

$

17.07

 

Open Market

 

Relational Investors XX, L.P.

 

Sale

 

1,554

 

6/3/2009

 

$

17.07

 

Open Market

 

Relational Investors X, L.P.

 

Sale

 

5,519

 

6/3/2009

 

$

17.07

 

Open Market

 

Relational Investors Alpha Fund I, L.P.

 

Sale

 

4,236

 

6/3/2009

 

$

17.07

 

Open Market

 

Relational Investors IX, L.P.

 

Sale

 

4,589

 

6/3/2009

 

$

17.07

 

Open Market

 

Relational Investors LLC

 

Sale

 

9,493

 

6/3/2009

 

$

17.07

 

Open Market

 

RH Fund 6, L.P.

 

Sale

 

3,870

 

6/3/2009

 

$

17.07

 

Open Market

 

Relational Investors XXII, L.P.

 

Sale

 

3,268

 

6/3/2009

 

$

17.07

 

Open Market

 

Relational Investors LLC

 

Sale

 

4,952

 

6/3/2009

 

$

17.07

 

Open Market

 

RH Fund 4, L.P.

 

Sale

 

3,023

 

6/3/2009

 

$

17.07

 

Open Market

 

RH Fund 1, L.P.

 

Sale

 

7,873

 

6/3/2009

 

$

17.07

 

Open Market

 

Relational Investors, L.P.

 

Sale

 

16,445

 

6/3/2009

 

$

17.07

 

Open Market

 

Relational Investors VIII, L.P.

 

Sale

 

14,843

 

6/3/2009

 

$

17.07

 

Open Market

 

Relational Investors LLC

 

Sale

 

8,716

 

6/3/2009

 

$

17.07

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

1

 

6/4/2009

 

$

17.05

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

5

 

6/4/2009

 

$

17.06

 

Open Market

 

Relational Partners, L.P.

 

Sale

 

71

 

6/4/2009

 

$

17.06

 

Open Market

 

Relational Coast Partners, L.P.

 

Sale

 

14

 

6/4/2009

 

$

17.06

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

28

 

6/4/2009

 

$

17.06

 

Open Market

 

Relational Fund Partners, L.P.

 

Sale

 

32

 

6/4/2009

 

$

17.06

 

Open Market

 

Relational Investors III, L.P.

 

Sale

 

38

 

6/4/2009

 

$

17.06

 

Open Market

 

Relational Investors XXIII, L.P.

 

Sale

 

321

 

6/4/2009

 

$

17.06

 

Open Market

 

Relational Investors XVI, L.P.

 

Sale

 

269

 

6/4/2009

 

$

17.06

 

Open Market

 

RH Fund 6, L.P.

 

Sale

 

671

 

6/4/2009

 

$

17.06

 

Open Market

 

Relational Investors XV, L.P.

 

Sale

 

366

 

6/4/2009

 

$

17.06

 

Open Market

 

Relational Investors X, L.P.

 

Sale

 

957

 

6/4/2009

 

$

17.06

 

Open Market

 

Relational Coast Partners, L.P.

 

Sale

 

128

 

6/4/2009

 

$

17.06

 

Open Market

 

RH Fund 4, L.P.

 

Sale

 

524

 

6/4/2009

 

$

17.06

 

Open Market

 

Relational Investors Alpha Fund I, L.P.

 

Sale

 

735

 

6/4/2009

 

$

17.06

 

Open Market

 

Relational Investors LLC

 

Sale

 

859

 

6/4/2009

 

$

17.06

 

Open Market

 

 



 

Relational Investors, L.P.

 

Sale

 

2,851

 

6/4/2009

 

$

17.06

 

Open Market

 

RH Fund 1, L.P.

 

Sale

 

1,365

 

6/4/2009

 

$

17.06

 

Open Market

 

Relational Investors XXII, L.P.

 

Sale

 

567

 

6/4/2009

 

$

17.06

 

Open Market

 

Relational Investors IX, L.P.

 

Sale

 

796

 

6/4/2009

 

$

17.06

 

Open Market

 

Relational Investors LLC

 

Sale

 

1,646

 

6/4/2009

 

$

17.06

 

Open Market

 

Relational Investors VIII, L.P.

 

Sale

 

2,574

 

6/4/2009

 

$

17.06

 

Open Market

 

Relational Investors LLC

 

Sale

 

1,512

 

6/4/2009

 

$

17.06

 

Open Market

 

Relational Investors XX, L.P.

 

Sale

 

270

 

6/4/2009

 

$

17.06

 

Open Market

 

Relational Coast Partners, L.P.

 

Sale

 

100

 

6/10/2009

 

$

12.50

 

Note 1

 

Relational Coast Partners, L.P.

 

Sale

 

700

 

6/10/2009

 

$

12.50

 

Note 1

 

Relational Investors, L.P.

 

Sale

 

2,500

 

6/10/2009

 

$

12.50

 

Note 1

 

Relational Fund Partners, L.P.

 

Sale

 

100

 

6/19/2009

 

$

12.50

 

Note 1

 

Relational Fund Partners, L.P.

 

Sale

 

600

 

6/19/2009

 

$

12.50

 

Note 1

 

Relational Coast Partners, L.P.

 

Sale

 

3,000

 

6/19/2009

 

$

12.50

 

Note 1

 

Relational Investors III, L.P.

 

Sale

 

5,000

 

6/19/2009

 

$

12.50

 

Note 1

 

Relational Fund Partners, L.P.

 

Sale

 

3,600

 

6/19/2009

 

$

12.50

 

Note 1

 

Relational Partners, L.P.

 

Sale

 

9,200

 

6/19/2009

 

$

12.50

 

Note 1

 

Relational Investors XXIII, L.P.

 

Sale

 

41,900

 

6/19/2009

 

$

12.50

 

Note 1

 

Relational Coast Partners, L.P.

 

Sale

 

16,000

 

6/19/2009

 

$

12.50

 

Note 1

 

Relational Investors XVI, L.P.

 

Sale

 

35,100

 

6/19/2009

 

$

12.50

 

Note 1

 

Relational Fund Partners, L.P.

 

Sale

 

4,200

 

6/19/2009

 

$

12.50

 

Note 1

 

Relational Investors XV, L.P.

 

Sale

 

47,800

 

6/19/2009

 

$

12.50

 

Note 1

 

Relational Investors XX, L.P.

 

Sale

 

35,200

 

6/19/2009

 

$

12.50

 

Note 1

 

RH Fund 4, L.P.

 

Sale

 

68,500

 

6/19/2009

 

$

12.50

 

Note 1

 

RH Fund 6, L.P.

 

Sale

 

87,700

 

6/19/2009

 

$

12.50

 

Note 1

 

Relational Investors XXII, L.P.

 

Sale

 

74,000

 

6/19/2009

 

$

12.50

 

Note 1

 

Relational Investors LLC

 

Sale

 

112,100

 

6/19/2009

 

$

12.50

 

Note 1

 

Relational Investors X, L.P.

 

Sale

 

141,800

 

6/19/2009

 

$

12.50

 

Note 1

 

Relational Investors LLC

 

Sale

 

197,400

 

6/19/2009

 

$

12.50

 

Note 1

 

Relational Investors IX, L.P.

 

Sale

 

103,900

 

6/19/2009

 

$

12.50

 

Note 1

 

RH Fund 1, L.P.

 

Sale

 

178,300

 

6/19/2009

 

$

12.50

 

Note 1

 

Relational Investors VIII, L.P.

 

Sale

 

336,200

 

6/19/2009

 

$

12.50

 

Note 1

 

Relational Investors, L.P.

 

Sale

 

370,100

 

6/19/2009

 

$

12.50

 

Note 1

 

Relational Investors Alpha Fund I, L.P.

 

Sale

 

95,900

 

6/19/2009

 

$

12.50

 

Note 1

 

Relational Fund Partners, L.P.

 

Sale

 

8,600

 

6/19/2009

 

$

15.00

 

Note 1

 

Relational Investors, L.P.

 

Sale

 

896,100

 

6/19/2009

 

$

15.00

 

Note 1

 

Relational Investors Alpha Fund I, L.P.

 

Sale

 

232,000

 

6/19/2009

 

$

15.00

 

Note 1

 

Relational Investors XVI, L.P.

 

Sale

 

84,200

 

6/19/2009

 

$

15.00

 

Note 1

 

Relational Investors XX, L.P.

 

Sale

 

84,200

 

6/19/2009

 

$

15.00

 

Note 1

 

Relational Investors XXII, L.P.

 

Sale

 

176,700

 

6/19/2009

 

$

15.00

 

Note 1

 

Relational Investors VIII, L.P.

 

Sale

 

805,300

 

6/19/2009

 

$

15.00

 

Note 1

 

RH Fund 1, L.P.

 

Sale

 

428,100

 

6/19/2009

 

$

15.00

 

Note 1

 

Relational Investors LLC

 

Sale

 

471,500

 

6/19/2009

 

$

15.00

 

Note 1

 

RH Fund 6, L.P.

 

Sale

 

207,200

 

6/19/2009

 

$

15.00

 

Note 1

 

RH Fund 4, L.P.

 

Sale

 

163,500

 

6/19/2009

 

$

15.00

 

Note 1

 

Relational Investors LLC

 

Sale

 

268,000

 

6/19/2009

 

$

15.00

 

Note 1

 

Relational Investors IX, L.P.

 

Sale

 

251,100

 

6/19/2009

 

$

15.00

 

Note 1

 

Relational Investors X, L.P.

 

Sale

 

340,300

 

6/19/2009

 

$

15.00

 

Note 1

 

Relational Investors XV, L.P.

 

Sale

 

114,400

 

6/19/2009

 

$

15.00

 

Note 1

 

Relational Investors XXIII, L.P.

 

Sale

 

101,800

 

6/19/2009

 

$

15.00

 

Note 1

 

Relational Coast Partners, L.P.

 

Sale

 

39,900

 

6/19/2009

 

$

15.00

 

Note 1

 

Relational Fund Partners, L.P.

 

Sale

 

9,900

 

6/19/2009

 

$

15.00

 

Note 1

 

 



 

Relational Partners, L.P.

 

Sale

 

22,200

 

6/19/2009

 

$

15.00

 

Note 1

 

Relational Investors III, L.P.

 

Sale

 

12,000

 

6/19/2009

 

$

15.00

 

Note 1

 

Relational Coast Partners, L.P.

 

Sale

 

7,400

 

6/19/2009

 

$

15.00

 

Note 1

 

Relational Fund Partners, L.P.

 

Sale

 

1,500

 

6/19/2009

 

$

15.00

 

Note 1

 

Relational Fund Partners, L.P.

 

Sale

 

200

 

6/19/2009

 

$

15.00

 

Note 1

 

 

Note 1:  Represents sale of Shares pursuant to exercise of Call Options by counterparty.

 


-----END PRIVACY-ENHANCED MESSAGE-----