-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OgXTV89kMwP7wXsGPtAUPhTbZKYiE2LZL1ZwgG8iZAFc6FDNNEGe6UhBYmW0IAMR CRN3IBj8KsfLc4O1Bq9MkA== 0001104659-07-056630.txt : 20070727 0001104659-07-056630.hdr.sgml : 20070727 20070726192358 ACCESSION NUMBER: 0001104659-07-056630 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20070727 DATE AS OF CHANGE: 20070726 GROUP MEMBERS: DAVID H. BATCHELDER GROUP MEMBERS: RALPH V. WHITWORTH GROUP MEMBERS: RELATIONAL COAST PARTNERS, L.P. GROUP MEMBERS: RELATIONAL FUND PARTNERS, L.P. GROUP MEMBERS: RELATIONAL INVESTORS III, L.P. GROUP MEMBERS: RELATIONAL INVESTORS IX, L.P. GROUP MEMBERS: RELATIONAL INVESTORS VIII, L.P. GROUP MEMBERS: RELATIONAL INVESTORS X, L.P. GROUP MEMBERS: RELATIONAL INVESTORS XI, L.P. GROUP MEMBERS: RELATIONAL INVESTORS XV, L.P. GROUP MEMBERS: RELATIONAL INVESTORS XVI, L.P. GROUP MEMBERS: RELATIONAL INVESTORS, L.P. GROUP MEMBERS: RELATIONAL PARTNERS, L.P. GROUP MEMBERS: RH FUND 1, L.P. GROUP MEMBERS: RH FUND 2, L.P. GROUP MEMBERS: RH FUND 4, L.P. GROUP MEMBERS: RH FUND 6, L.P GROUP MEMBERS: RH FUND 7, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Unum Group CENTRAL INDEX KEY: 0000005513 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 621598430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44427 FILM NUMBER: 071004424 BUSINESS ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 BUSINESS PHONE: 4232944350 MAIL ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 FORMER COMPANY: FORMER CONFORMED NAME: UNUMPROVIDENT CORP DATE OF NAME CHANGE: 19990702 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT COMPANIES INC /DE/ DATE OF NAME CHANGE: 19961204 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT LIFE & ACCIDENT INSURANCE CO OF AMERICA DATE OF NAME CHANGE: 19950407 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RELATIONAL INVESTORS LLC CENTRAL INDEX KEY: 0001047644 IRS NUMBER: 330694767 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858.704.3333 MAIL ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92130 SC 13D/A 1 a07-20396_1sc13da.htm SC 13D/A

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE
COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

 

SCHEDULE 13D

 


Under the Securities Exchange Act of 1934

(Amendment No. 3)*

Unum Group

(Name of Issuer)

 

Common Stock, $.10 par value

(Title of Class of Securities)

 

91529Y106

(CUSIP Number)

 

Ralph V. Whitworth
Relational Investors, LLC
12400 High Bluff Drive, Suite 600
San Diego, CA 92130
(858) 704-3333

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

 

July 25, 2007

(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 




 

CUSIP No.   91529Y106

 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Relational Investors, LLC

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
33,544,815

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
33,544,815

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
33,544,815

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
9.79%

 

 

14.

Type of Reporting Person (See Instructions)
IA/HC/OO

 

2




 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Relational Investors, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
5,049,351

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
5,049,351

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
5,049,351

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
1.47%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

3




 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Relational Fund Partners, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC/OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
129,695

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
129,695

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
129,695

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0.04%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

4




 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Relational Coast Partners, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC/OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
293,408

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
293,408

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
293,408

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0.09%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

5




 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Relational Partners, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
123,316

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
123,316

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
123,316

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0.04%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

6




 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
RH Fund 1, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC/OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
4,095,802

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
4,095,802

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
4,095,802

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
1.19%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

7




 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
RH Fund 2, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC/OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
2,618,005

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
2,618,005

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,618,005

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0.76%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

8




 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
RH Fund 4, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
976,587

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
976,587

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
976,587

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0.28%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

9




 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
RH Fund 6, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
734,113

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
734,113

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
734,113

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0.21%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

10




 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
RH Fund 7, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
347,817

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
347,817

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
347,817

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0.10%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

11




 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Relational Investors III, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
173,585

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
173,585

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
173,585

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0.05%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

12




 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Relational Investors VIII, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
4,910,544

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
4,910,544

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
4,910,544

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
1.43%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

13




 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Relational Investors IX, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
1,964,195

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
1,964,195

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
1,964,195

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0.57%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

14




 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Relational Investors X, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
3,811,967

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
3,811,967

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,811,967

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
1.11%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

15




 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Relational Investors XI, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
2,227,383

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
2,227,383

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,227,383

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0.65%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

16




 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Relational Investors XV, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
721,057

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
721,057

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
721,057

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0.21%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

17




 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Relational Investors XVI, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
489,872

 

8.

Shared Voting Power
-0-

 

9.

Sole Dispositive Power
489,872

 

10.

Shared Dispositive Power
-0-

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
489,872

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
0.14%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

18




 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Ralph V. Whitworth

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
NA

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
United States

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
-0-

 

8.

Shared Voting Power
33,544,815

 

9.

Sole Dispositive Power
-0-

 

10.

Shared Dispositive Power
33,544,815

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
33,544,815

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
9.79%

 

 

14.

Type of Reporting Person (See Instructions)
IN

 

19




 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
David H. Batchelder

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
NA

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
United States

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
-0-

 

8.

Shared Voting Power
33,544,815

 

9.

Sole Dispositive Power
-0-

 

10.

Shared Dispositive Power
33,544,815

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
33,544,815

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
9.79%

 

 

14.

Type of Reporting Person (See Instructions)
IN

 

20




 

Item 1.

Security and Issuer

This Schedule 13D/A constitutes the third amendment to the Schedule 13D originally filed by the Reporting Persons with the Securities and Exchange Commission (the “SEC”) on March 9, 2007 (the “Statement”) and amended by Amendment No. 1 and No. 2 filed by the Reporting Persons with the SEC on March 30, 2007 and May 30, 2007 (the “Amendments”) with respect to the common stock, $.10 par value (the “Shares”), of Unum Group, a Delaware corporation (the “Issuer” or the “Company”).  Except as specifically amended by this Schedule 13D/A, the Statement remains in full force and effect.

 

21




 

Item 3.

Source and Amount of Funds or Other Consideration

Item 3 of the Statement is hereby amended and restated as follows:

 

RILLC and the Managed Accounts purchased an aggregate of 4,878,118 Shares for a total consideration (including brokerage commissions) of $107.8 million derived from capital of the Managed Accounts and margin borrowings from certain client margin accounts at Credit Suisse Securities (USA) LLC (“CSSU”).

The Relational LPs purchased an aggregate of 28,666,697 Shares for total consideration (including brokerage commissions) of $618 million derived from the capital of the Relational LPs and margin borrowings from CSSU for RFP, RCP, RH1 and RH2.

Interest on the margin debt balance of the margin accounts described above is charged at the then Federal Funds Rate plus 50 basis points.  CSSU has a lien on the Shares held by certain Managed Accounts and those held by RFP, RCP, RH1 and RH2 to secure repayment of the margin borrowings described above.

 

22




 

 

Item 5.

Interest in Securities of the Issuer

Item 5 of the Statement is hereby amended and restated as follows:

 

(a)           As of the date of this Statement, the Reporting Persons beneficially owned in the aggregate 33,544,815 Shares, constituting 9.79% of the outstanding Shares.  The percentage of Shares owned being based upon 342,802,960 Shares outstanding on March 31, 2007, as set forth in the Issuer’s Form 10-Q for the quarter ended March 31, 2007.  The Reporting Persons may be deemed to have direct beneficial ownership of the Shares as follows:

 

NAME

 

NUMBER OF SHARES

 

% OF OUTSTANDING SHARES

 

VOTING AND DISPOSITIVE POWER

 

RILLC

 

4,878,118

 

1.42

%

Sole

 

RILP

 

5,049,351

 

1.47

%

Sole

 

RFP

 

129,695

 

0.04

%

Sole

 

RCP

 

293,408

 

0.09

%

Sole

 

RP

 

123,316

 

0.04

%

Sole

 

RH1

 

4,095,802

 

1.19

%

Sole

 

RH2

 

2,618,005

 

0.76

%

Sole

 

RH4

 

976,587

 

0.28

%

Sole

 

RH6

 

734,113

 

0.21

%

Sole

 

RH7

 

347,817

 

0.10

%

Sole

 

RI III

 

173,585

 

0.05

%

Sole

 

RI VIII

 

4,910,544

 

1.43

%

Sole

 

RI IX

 

1,964,195

 

0.57

%

Sole

 

RI X

 

3,811,967

 

1.11

%

Sole

 

RI XI

 

2,227,383

 

0.65

%

Sole

 

RI XV

 

721,057

 

0.21

%

Sole

 

RI XVI

 

489,872

 

0.14

%

Sole

 

 

RILLC, individually and in its capacity as an investment adviser, may be deemed to possess direct beneficial ownership of the 4,878,118 Shares that are owned by it and the Managed Accounts.  Additionally, RILLC, as the sole general partner, or sole managing member of the general partner, of each of Relational LPs may be deemed to beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934, as amended) the 28,666,697 Shares beneficially owned by the Relational LPs because the limited partnership agreements of the Relational LPs specify that RILLC has sole investment discretion and voting authority with respect to those Shares.

Each of Messrs. Whitworth and Batchelder, as Principals of RILLC, may be deemed to share indirect beneficial ownership of the Shares which RILLC may beneficially own.  Each of Messrs. Whitworth and Batchelder disclaims beneficial ownership of such Shares for all other purposes.

To the best of the knowledge of each of the Reporting Persons, other than as set forth above, none of the persons named in Item 2 is the beneficial owner of any Shares.

 

23




 

(b)           See item (a) above.

(c)           Information concerning transactions in the Shares by the Reporting Persons during the past 60 days and not previously reported is set forth in Exhibit A filed with this Statement.

(d)           No other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Shares covered by this Statement, except that dividends from, and proceeds from the sale of, the Shares held by accounts managed by RILLC may be delivered to such accounts.

(e)           Not applicable.

 

 

Item 7.

Material to Be Filed as Exhibits

 

The following Exhibits are filed herewith:
Exhibit A – Information concerning transactions in the Shares affected by the Reporting Persons since the last filing.

 

24




Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated:  July 26, 2007

RELATIONAL INVESTORS, L.P.
RELATIONAL FUND PARTNERS, L.P.
RELATIONAL COAST PARTNERS, L.P.
RELATIONAL PARTNERS, L.P.
RH FUND 1, L.P.
RH FUND 2, L.P.
RH FUND 4, L.P.
RH FUND 6, L.P.
RH FUND 7, L.P.
RELATIONAL INVESTORS III, L.P.
RELATIONAL INVESTORS VIII, L.P.
RELATIONAL INVESTORS IX, L.P.
RELATIONAL INVESTORS X, L.P.
RELATIONAL INVESTORS XI, L.P.
RELATIONAL INVESTORS XV, L.P.
RELATIONAL INVESTORS XVI, L.P.

By:

RELATIONAL INVESTORS, LLC

 

as general partner to each, except as the sole managing member of the general partners of Relational Investors III, L.P. and Relational Investors X, L.P.

 

By:

/s/ Ralph V. Whitworth

 

 

 

Ralph V. Whitworth, Principal

 

 

 

RELATIONAL INVESTORS, LLC

 

 

 

 

 

 

By:

/s/ Ralph V. Whitworth

 

 

 

Ralph V. Whitworth, Principal

 

 

 

 

 

 

/s/ Ralph V. Whitworth

 

 

 

Ralph V. Whitworth

 

 

 

 

 

 

 

 

 

 

 

/s/ David H. Batchelder

 

 

 

David H. Batchelder

 

 

 

 

25




EXHIBIT INDEX

Exhibit

 

Description

 

 

 

A.

 

Information concerning transactions in the Shares affected by Reporting Persons since the last filing.

 

26



EX-99.A 2 a07-20396_1ex99da.htm EX-99.A

Exhibit 99.A

Exhibit A

TRANSACTIONS BY REPORTING PERSONS SINCE THE LAST FILING

Beneficial Ownership

 

Purchase or 
Sale

 

Transaction
Date

 

Quantity

 

Price per Share
(including
commission)

 

How Effected

 

RH Fund 1, L.P.

 

Purchase

 

6/6/2007

 

35,158

 

25.88

 

Open Market

 

Relational Investors III, L.P.

 

Purchase

 

6/6/2007

 

2,110

 

25.88

 

Open Market

 

RH Fund 4, L.P.

 

Purchase

 

6/6/2007

 

7,615

 

25.88

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/6/2007

 

21,794

 

25.88

 

Open Market

 

RH Fund 6, L.P.

 

Purchase

 

6/6/2007

 

7,871

 

25.88

 

Open Market

 

RH Fund 7, L.P.

 

Purchase

 

6/6/2007

 

3,609

 

25.88

 

Open Market

 

Relational Investors X, L.P.

 

Purchase

 

6/6/2007

 

27,794

 

25.88

 

Open Market

 

Relational Investors XI, L.P.

 

Purchase

 

6/6/2007

 

14,716

 

25.88

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/6/2007

 

12,522

 

25.88

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/6/2007

 

2,367

 

25.88

 

Open Market

 

Relational Coast Partners, L.P.

 

Purchase

 

6/6/2007

 

1,318

 

25.88

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/6/2007

 

26

 

25.88

 

Open Market

 

RH Fund 1, L.P.

 

Purchase

 

6/7/2007

 

39,431

 

25.71

 

Open Market

 

Relational Investors III, L.P.

 

Purchase

 

6/7/2007

 

2,292

 

25.71

 

Open Market

 

RH Fund 4, L.P.

 

Purchase

 

6/7/2007

 

8,301

 

25.71

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/7/2007

 

23,782

 

25.71

 

Open Market

 

RH Fund 6, L.P.

 

Purchase

 

6/7/2007

 

8,282

 

25.71

 

Open Market

 

RH Fund 7, L.P.

 

Purchase

 

6/7/2007

 

3,803

 

25.71

 

Open Market

 

Relational Investors X, L.P.

 

Purchase

 

6/7/2007

 

30,265

 

25.71

 

Open Market

 

Relational Investors XI, L.P.

 

Purchase

 

6/7/2007

 

16,262

 

25.71

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/7/2007

 

13,687

 

25.71

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/7/2007

 

2,580

 

25.71

 

Open Market

 

Relational Coast Partners, L.P.

 

Purchase

 

6/7/2007

 

1,286

 

25.71

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/7/2007

 

29

 

25.71

 

Open Market

 

RH Fund 1, L.P.

 

Purchase

 

6/8/2007

 

75,685

 

25.63

 

Open Market

 

Relational Investors III, L.P.

 

Purchase

 

6/8/2007

 

4,110

 

25.63

 

Open Market

 

RH Fund 4, L.P.

 

Purchase

 

6/8/2007

 

15,364

 

25.63

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/8/2007

 

44,144

 

25.63

 

Open Market

 

RH Fund 6, L.P.

 

Purchase

 

6/8/2007

 

14,837

 

25.63

 

Open Market

 

RH Fund 7, L.P.

 

Purchase

 

6/8/2007

 

6,818

 

25.63

 

Open Market

 

Relational Investors X, L.P.

 

Purchase

 

6/8/2007

 

3,015

 

25.63

 

Open Market

 

Relational Investors XI, L.P.

 

Purchase

 

6/8/2007

 

30,412

 

25.63

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/8/2007

 

25,397

 

25.63

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/8/2007

 

4,757

 

25.63

 

Open Market

 

 




 

Relational Coast Partners, L.P.

 

Purchase

 

6/8/2007

 

405

 

25.63

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/8/2007

 

56

 

25.63

 

Open Market

 

RH Fund 1, L.P.

 

Purchase

 

6/11/2007

 

26,031

 

25.92

 

Open Market

 

Relational Investors III, L.P.

 

Purchase

 

6/11/2007

 

1,456

 

25.92

 

Open Market

 

RH Fund 4, L.P.

 

Purchase

 

6/11/2007

 

5,380

 

25.92

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/11/2007

 

15,424

 

25.92

 

Open Market

 

RH Fund 6, L.P.

 

Purchase

 

6/11/2007

 

5,100

 

25.92

 

Open Market

 

RH Fund 7, L.P.

 

Purchase

 

6/11/2007

 

2,349

 

25.92

 

Open Market

 

Relational Investors XI, L.P.

 

Purchase

 

6/11/2007

 

10,728

 

25.92

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/11/2007

 

8,845

 

25.92

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/11/2007

 

1,668

 

25.92

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/11/2007

 

19

 

25.92

 

Open Market

 

RH Fund 1, L.P.

 

Purchase

 

6/12/2007

 

110,184

 

25.92

 

Open Market

 

Relational Investors III, L.P.

 

Purchase

 

6/12/2007

 

6,181

 

25.92

 

Open Market

 

RH Fund 4, L.P.

 

Purchase

 

6/12/2007

 

22,717

 

25.92

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/12/2007

 

65,073

 

25.92

 

Open Market

 

RH Fund 6, L.P.

 

Purchase

 

6/12/2007

 

21,029

 

25.92

 

Open Market

 

RH Fund 7, L.P.

 

Purchase

 

6/12/2007

 

9,700

 

25.92

 

Open Market

 

Relational Investors XI, L.P.

 

Purchase

 

6/12/2007

 

45,687

 

25.92

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/12/2007

 

37,300

 

25.92

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/12/2007

 

7,049

 

25.92

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/12/2007

 

80

 

25.92

 

Open Market

 

RH Fund 1, L.P.

 

Purchase

 

6/13/2007

 

102,423

 

25.88

 

Open Market

 

Relational Investors III, L.P.

 

Purchase

 

6/13/2007

 

5,613

 

25.88

 

Open Market

 

RH Fund 4, L.P.

 

Purchase

 

6/13/2007

 

20,653

 

25.88

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/13/2007

 

59,210

 

25.88

 

Open Market

 

RH Fund 6, L.P.

 

Purchase

 

6/13/2007

 

18,584

 

25.88

 

Open Market

 

RH Fund 7, L.P.

 

Purchase

 

6/13/2007

 

8,583

 

25.88

 

Open Market

 

Relational Investors XI, L.P.

 

Purchase

 

6/13/2007

 

41,937

 

25.88

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/13/2007

 

34,014

 

25.88

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/13/2007

 

6,409

 

25.88

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/13/2007

 

74

 

25.88

 

Open Market

 

RH Fund 1, L.P.

 

Purchase

 

6/21/2007

 

3,720

 

25.87

 

Open Market

 

Relational Investors III, L.P.

 

Purchase

 

6/21/2007

 

208

 

25.87

 

Open Market

 

RH Fund 4, L.P.

 

Purchase

 

6/21/2007

 

749

 

25.87

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/21/2007

 

2,139

 

25.87

 

Open Market

 

RH Fund 6, L.P.

 

Purchase

 

6/21/2007

 

622

 

25.87

 

Open Market

 

 




 

RH Fund 7, L.P.

 

Purchase

 

6/21/2007

 

289

 

25.87

 

Open Market

 

Relational Investors XI, L.P.

 

Purchase

 

6/21/2007

 

1,561

 

25.87

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/21/2007

 

1,227

 

25.88

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/21/2007

 

234

 

25.87

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/21/2007

 

3

 

25.87

 

Open Market

 

RH Fund 1, L.P.

 

Purchase

 

6/22/2007

 

51,708

 

25.94

 

Open Market

 

Relational Investors III, L.P.

 

Purchase

 

6/22/2007

 

2,914

 

25.94

 

Open Market

 

RH Fund 4, L.P.

 

Purchase

 

6/22/2007

 

10,479

 

25.94

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/22/2007

 

29,900

 

25.94

 

Open Market

 

RH Fund 6, L.P.

 

Purchase

 

6/22/2007

 

8,661

 

25.94

 

Open Market

 

RH Fund 7, L.P.

 

Purchase

 

6/22/2007

 

4,030

 

25.94

 

Open Market

 

Relational Investors XI, L.P.

 

Purchase

 

6/22/2007

 

21,862

 

25.94

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/22/2007

 

17,143

 

25.95

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/22/2007

 

3,266

 

25.94

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/22/2007

 

37

 

25.94

 

Open Market

 

RH Fund 1, L.P.

 

Purchase

 

6/25/2007

 

46,914

 

25.82

 

Open Market

 

Relational Investors III, L.P.

 

Purchase

 

6/25/2007

 

2,605

 

25.82

 

Open Market

 

RH Fund 4, L.P.

 

Purchase

 

6/25/2007

 

9,389

 

25.82

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/25/2007

 

26,807

 

25.82

 

Open Market

 

RH Fund 6, L.P.

 

Purchase

 

6/25/2007

 

7,739

 

25.82

 

Open Market

 

RH Fund 7, L.P.

 

Purchase

 

6/25/2007

 

3,600

 

25.82

 

Open Market

 

Relational Investors XI, L.P.

 

Purchase

 

6/25/2007

 

19,602

 

25.82

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/25/2007

 

15,385

 

25.83

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/25/2007

 

2,925

 

25.82

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/25/2007

 

34

 

25.82

 

Open Market

 

RH Fund 1, L.P.

 

Purchase

 

6/26/2007

 

80,280

 

25.88

 

Open Market

 

Relational Investors III, L.P.

 

Purchase

 

6/26/2007

 

4,429

 

25.88

 

Open Market

 

RH Fund 4, L.P.

 

Purchase

 

6/26/2007

 

15,980

 

25.88

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/26/2007

 

45,639

 

25.88

 

Open Market

 

RH Fund 6, L.P.

 

Purchase

 

6/26/2007

 

13,131

 

25.88

 

Open Market

 

RH Fund 7, L.P.

 

Purchase

 

6/26/2007

 

6,109

 

25.88

 

Open Market

 

Relational Investors XI, L.P.

 

Purchase

 

6/26/2007

 

33,392

 

25.88

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/26/2007

 

26,204

 

25.89

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/26/2007

 

4,978

 

25.88

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/26/2007

 

58

 

25.88

 

Open Market

 

RH Fund 1, L.P.

 

Purchase

 

6/27/2007

 

35,138

 

25.67

 

Open Market

 

Relational Investors III, L.P.

 

Purchase

 

6/27/2007

 

1,911

 

25.67

 

Open Market

 

 




 

RH Fund 4, L.P.

 

Purchase

 

6/27/2007

 

6,912

 

25.67

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/27/2007

 

19,756

 

25.67

 

Open Market

 

RH Fund 6, L.P.

 

Purchase

 

6/27/2007

 

5,658

 

25.67

 

Open Market

 

RH Fund 7, L.P.

 

Purchase

 

6/27/2007

 

2,632

 

25.67

 

Open Market

 

Relational Investors XI, L.P.

 

Purchase

 

6/27/2007

 

14,459

 

25.67

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/27/2007

 

11,357

 

25.67

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/27/2007

 

2,152

 

25.67

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/27/2007

 

25

 

25.67

 

Open Market

 

RH Fund 1, L.P.

 

Purchase

 

6/28/2007

 

5,786

 

25.88

 

Open Market

 

Relational Investors III, L.P.

 

Purchase

 

6/28/2007

 

325

 

25.88

 

Open Market

 

RH Fund 4, L.P.

 

Purchase

 

6/28/2007

 

1,168

 

25.88

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/28/2007

 

3,333

 

25.88

 

Open Market

 

RH Fund 6, L.P.

 

Purchase

 

6/28/2007

 

950

 

25.88

 

Open Market

 

RH Fund 7, L.P.

 

Purchase

 

6/28/2007

 

442

 

25.88

 

Open Market

 

Relational Investors XI, L.P.

 

Purchase

 

6/28/2007

 

2,448

 

25.88

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/28/2007

 

1,911

 

25.88

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/28/2007

 

364

 

25.88

 

Open Market

 

Relational Investors LLC

 

Purchase

 

6/28/2007

 

4

 

25.88

 

Open Market

 

RH Fund 1, L.P.

 

Purchase

 

7/10/2007

 

68,623

 

25.88

 

Open Market

 

RH Fund 4, L.P.

 

Purchase

 

7/10/2007

 

14,398

 

25.88

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/10/2007

 

41,064

 

25.88

 

Open Market

 

RH Fund 6, L.P.

 

Purchase

 

7/10/2007

 

12,094

 

25.88

 

Open Market

 

RH Fund 7, L.P.

 

Purchase

 

7/10/2007

 

5,625

 

25.88

 

Open Market

 

Relational Investors XI, L.P.

 

Purchase

 

7/10/2007

 

30,194

 

25.88

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/10/2007

 

23,468

 

25.88

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/10/2007

 

4,487

 

25.88

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/10/2007

 

47

 

25.88

 

Open Market

 

RH Fund 1, L.P.

 

Purchase

 

7/11/2007

 

169,188

 

25.59

 

Open Market

 

RH Fund 4, L.P.

 

Purchase

 

7/11/2007

 

34,763

 

25.59

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/11/2007

 

99,279

 

25.59

 

Open Market

 

RH Fund 6, L.P.

 

Purchase

 

7/11/2007

 

29,133

 

25.59

 

Open Market

 

RH Fund 7, L.P.

 

Purchase

 

7/11/2007

 

13,541

 

25.59

 

Open Market

 

Relational Investors XI, L.P.

 

Purchase

 

7/11/2007

 

11,341

 

25.59

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/11/2007

 

56,833

 

25.59

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/11/2007

 

10,805

 

25.59

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/11/2007

 

117

 

25.59

 

Open Market

 

RH Fund 1, L.P.

 

Purchase

 

7/12/2007

 

9,696

 

25.98

 

Open Market

 

 




 

RH Fund 4, L.P.

 

Purchase

 

7/12/2007

 

2,017

 

25.98

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/12/2007

 

5,754

 

25.98

 

Open Market

 

RH Fund 6, L.P.

 

Purchase

 

7/12/2007

 

1,677

 

25.98

 

Open Market

 

RH Fund 7, L.P.

 

Purchase

 

7/12/2007

 

780

 

25.98

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/12/2007

 

3,291

 

25.98

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/12/2007

 

628

 

25.98

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/12/2007

 

7

 

25.98

 

Open Market

 

RH Fund 1, L.P.

 

Purchase

 

7/17/2007

 

7,380

 

25.97

 

Open Market

 

RH Fund 4, L.P.

 

Purchase

 

7/17/2007

 

1,561

 

25.97

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/17/2007

 

4,296

 

25.97

 

Open Market

 

RH Fund 6, L.P.

 

Purchase

 

7/17/2007

 

1,287

 

25.97

 

Open Market

 

RH Fund 7, L.P.

 

Purchase

 

7/17/2007

 

590

 

25.97

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/17/2007

 

2,716

 

25.97

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/17/2007

 

520

 

25.97

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/17/2007

 

6

 

25.97

 

Open Market

 

RH Fund 1, L.P.

 

Purchase

 

7/18/2007

 

87,940

 

25.67

 

Open Market

 

Relational Investors III, L.P.

 

Purchase

 

7/18/2007

 

8,110

 

25.67

 

Open Market

 

RH Fund 4, L.P.

 

Purchase

 

7/18/2007

 

18,552

 

25.67

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/18/2007

 

49,896

 

25.67

 

Open Market

 

RH Fund 6, L.P.

 

Purchase

 

7/18/2007

 

15,206

 

25.67

 

Open Market

 

RH Fund 7, L.P.

 

Purchase

 

7/18/2007

 

6,987

 

25.67

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/18/2007

 

32,098

 

25.67

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/18/2007

 

6,142

 

25.67

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/18/2007

 

69

 

25.67

 

Open Market

 

RH Fund 1, L.P.

 

Purchase

 

7/19/2007

 

16,769

 

26.01

 

Open Market

 

RH Fund 4, L.P.

 

Purchase

 

7/19/2007

 

3,528

 

26.01

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/19/2007

 

9,502

 

26.01

 

Open Market

 

RH Fund 6, L.P.

 

Purchase

 

7/19/2007

 

2,889

 

26.01

 

Open Market

 

RH Fund 7, L.P.

 

Purchase

 

7/19/2007

 

1,328

 

26.01

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/19/2007

 

6,103

 

26.01

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/19/2007

 

1,167

 

26.01

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/19/2007

 

14

 

26.01

 

Open Market

 

RH Fund 1, L.P.

 

Purchase

 

7/20/2007

 

121,545

 

25.56

 

Open Market

 

RH Fund 4, L.P.

 

Purchase

 

7/20/2007

 

25,684

 

25.56

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/20/2007

 

69,607

 

25.56

 

Open Market

 

RH Fund 6, L.P.

 

Purchase

 

7/20/2007

 

20,906

 

25.56

 

Open Market

 

RH Fund 7, L.P.

 

Purchase

 

7/20/2007

 

9,627

 

25.56

 

Open Market

 




 

Relational Investors LLC

 

Purchase

 

7/20/2007

 

44,090

 

25.56

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/20/2007

 

8,441

 

25.56

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/20/2007

 

100

 

25.56

 

Open Market

 

RH Fund 1, L.P.

 

Purchase

 

7/23/2007

 

59,045

 

25.89

 

Open Market

 

RH Fund 4, L.P.

 

Purchase

 

7/23/2007

 

12,183

 

25.89

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/23/2007

 

33,211

 

25.89

 

Open Market

 

RH Fund 6, L.P.

 

Purchase

 

7/23/2007

 

9,882

 

25.89

 

Open Market

 

RH Fund 7, L.P.

 

Purchase

 

7/23/2007

 

4,285

 

25.89

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/23/2007

 

20,957

 

25.89

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/23/2007

 

3,986

 

25.89

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/23/2007

 

51

 

25.89

 

Open Market

 

RH Fund 1, L.P.

 

Purchase

 

7/24/2007

 

77,903

 

25.29

 

Open Market

 

RH Fund 4, L.P.

 

Purchase

 

7/24/2007

 

16,160

 

25.29

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/24/2007

 

44,318

 

25.29

 

Open Market

 

RH Fund 6, L.P.

 

Purchase

 

7/24/2007

 

13,024

 

25.29

 

Open Market

 

RH Fund 7, L.P.

 

Purchase

 

7/24/2007

 

5,708

 

25.29

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/24/2007

 

27,568

 

25.29

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/24/2007

 

5,253

 

25.29

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/24/2007

 

66

 

25.29

 

Open Market

 

RH Fund 1, L.P.

 

Purchase

 

7/25/2007

 

183,496

 

25.08

 

Open Market

 

RH Fund 4, L.P.

 

Purchase

 

7/25/2007

 

36,772

 

25.08

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/25/2007

 

62,085

 

25.08

 

Open Market

 

RH Fund 6, L.P.

 

Purchase

 

7/25/2007

 

29,580

 

25.08

 

Open Market

 

RH Fund 7, L.P.

 

Purchase

 

7/25/2007

 

12,973

 

25.08

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/25/2007

 

63,171

 

25.08

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/25/2007

 

11,915

 

25.08

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/25/2007

 

8

 

25.08

 

Open Market

 

RH Fund 1, L.P.

 

Purchase

 

7/26/2007

 

216,193

 

24.55

 

Open Market

 

RH Fund 4, L.P.

 

Purchase

 

7/26/2007

 

44,043

 

24.55

 

Open Market

 

RH Fund 6, L.P.

 

Purchase

 

7/26/2007

 

35,157

 

24.55

 

Open Market

 

RH Fund 7, L.P.

 

Purchase

 

7/26/2007

 

15,626

 

24.55

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/26/2007

 

74,821

 

24.55

 

Open Market

 

Relational Investors LLC

 

Purchase

 

7/26/2007

 

14,160

 

24.55

 

Open Market

 

 



-----END PRIVACY-ENHANCED MESSAGE-----