0001225208-16-041132.txt : 20161103 0001225208-16-041132.hdr.sgml : 20161103 20161103170216 ACCESSION NUMBER: 0001225208-16-041132 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161101 FILED AS OF DATE: 20161103 DATE AS OF CHANGE: 20161103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KELLOGG CO CENTRAL INDEX KEY: 0000055067 STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040] IRS NUMBER: 380710690 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: ONE KELLOGG SQ STREET 2: P O BOX 3599 CITY: BATTLE CREEK STATE: MI ZIP: 49016-3599 BUSINESS PHONE: 2699612000 MAIL ADDRESS: STREET 1: ONE KELLOGG SQUARE STREET 2: P O BOX 3599 CITY: BATTLE CREEK STATE: MI ZIP: 49016-3599 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Norman Paul T CENTRAL INDEX KEY: 0001397924 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04171 FILM NUMBER: 161972562 MAIL ADDRESS: STREET 1: PO BOX 3599 CITY: BATTLE CREEK STATE: MI ZIP: 49016-3599 4 1 doc4.xml X0306 4 2016-11-01 0000055067 KELLOGG CO K 0001397924 Norman Paul T ONE KELLOGG SQUARE P O BOX 3599 BATTLE CREEK MI 49016-3599 1 Senior Vice President Common 2016-11-01 4 A 0 11300.0000 0.0000 A 83983.3141 D Common 2016-11-01 4 F 0 5278.0000 75.2100 D 78705.3141 D Common 2016-11-03 4 S 0 5420.0000 74.8939 D 73285.3141 D Common 116.1875 I By 401(k) Profit Sharing Plan Settlement of performance-based restricted stock units granted September 20, 2013, which vested November 1, 2016. Excludes dividends reinvested after January 1, 2016. Mr. Norman retained a portion of his performance-based restricted stock award, increasing his share ownership by approximately 602 shares. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.70 to $75.075, inclusive. The reporting person undertakes to provide to Kellogg Company, any security holder of Kellogg Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Gary H. Pilnick, Attorney-in-Fact 2016-11-03