-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GImoAA3dKZbohipjL/bma6pqO3nnkz5pGwhDyMpV2qDPORemepj55gn+0fh30ZXE kiLOtOvERwRcvrXBlzmFHQ== 0000927016-01-000944.txt : 20010223 0000927016-01-000944.hdr.sgml : 20010223 ACCESSION NUMBER: 0000927016-01-000944 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KEANE INC CENTRAL INDEX KEY: 0000054883 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 042437166 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-17654 FILM NUMBER: 1543911 BUSINESS ADDRESS: STREET 1: TEN CITY SQ CITY: BOSTON STATE: MA ZIP: 02129 BUSINESS PHONE: 6172419200 MAIL ADDRESS: STREET 1: TEN CITY SQ CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: KEANE ASSOCIATES INC DATE OF NAME CHANGE: 19800826 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KEANE JOHN F CENTRAL INDEX KEY: 0000903431 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: TEN CITY SQUARE CITY: BOSTON STATE: MA ZIP: 02129 SC 13G/A 1 0001.txt SCHEDULE 13G/A #3 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 3 ) ------ KEANE, INC. ------------------------------------------------------------ (Name of Issuer) COMMON STOCK ------------------------------------------------------------ (Title of Class of Securities) 48666510 ------------------------------------------------------------ (CUSIP Number) (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) - ---------------------- ---------------------- CUSIP NO. 48666510 SCHEDULE 13G Page 2 of 8 Pages - ---------------------- ---------------------- - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY). John F. Keane ###-##-#### - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (a) [_] (b) [_] Not Applicable - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States of America - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 1,876,590 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 4,764,116 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 1,876,590 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 4,764,116 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 6,640,706 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 [X] The aggregate amount reported as beneficially owned in row 9 does not include 1,318,325 shares beneficially owned by John F. Keane's wife, Marilyn T. Keane, and 3,524,000 shares held by Marilyn T. Keane and one other individual as trustees of three trusts of which the adult children of John F. Keane and Marilyn T. Keane are beneficiaries, as to which beneficial ownership is disclaimed pursuant to rule 13d-4 under the securities act of 1934, as amended. - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 9.9% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 12 TN - ------------------------------------------------------------------------------ - ---------------------- ---------------------- CUSIP NO. 48666510 SCHEDULE 13G Page 3 of 8 Pages - ---------------------- ---------------------- - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY). Marilyn T. Keane - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (a) [_] (b) [_] Not Applicable - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States of America - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 1,318,325 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 4,764,116 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 1,318,325 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 4,764,116 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 6,082,441 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 [X] The aggregate amount reported as beneficially owned in row 9 does not include 1,876,590 beneficially owned by Marilyn T. Keane's husband, John F. Keane, and 3,524,000 shares held by Marilyn T. Keane and one other individual as trustees of three trusts of which the adult children of John F. Keane and Marilyn T. Keane are beneficiaries, as to which beneficial ownership is disclaimed pursuant to rule 13d-4 under the securities act of 1934, as amended. - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 9.0% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 12 IN - ------------------------------------------------------------------------------ - ---------------------- ---------------------- CUSIP NO. 48666510 SCHEDULE 13G Page 4 of 8 Pages - ---------------------- ---------------------- ITEM 1(a). NAME OF ISSUER: KEANE, INC. - -------------------------------------------------------------------------------- ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: TEN CITY SQUARE, BOSTON, MASSACHUSETTS 02129 - -------------------------------------------------------------------------------- ITEM 2(a). NAMES OF PERSONS FILING: JOHN F. KEANE MARILYN T. KEANE - -------------------------------------------------------------------------------- ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE: THE ADDRESS OF JOHN F. AND MARILYN T. KEANE IS C/O KEANE, INC. TEN CITY SQUARE BOSTON, MA 02129 - -------------------------------------------------------------------------------- ITEM 2(c). CITIZENSHIP: UNITED STATES OF AMERICA - -------------------------------------------------------------------------------- ITEM 2(d). TITLE OF CLASS OF SECURITIES: COMMON STOCK, $.10 PAR VALUE PER SHARE - -------------------------------------------------------------------------------- ITEM 2(e). CUSIP NUMBER: 48666510 - -------------------------------------------------------------------------------- ITEM 3. NOT APPLICABLE. - -------------------------------------------------------------------------------- ITEM 4. OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: JOHN F. KEANE BENEFICIALLY OWNS 6,640,706 SHARES OF COMMON STOCK. MARILYN T. KEANE BENEFICIALLY OWNS 6,082,441 SHARES OF COMMON STOCK. (b) Percent of Class: THE SHARES OF COMMON STOCK BENEFICIALLY OWNED BY JOHN F. KEANE REPRESENT 9.9% OF THE TOTAL NUMBER OF SHARES OF COMMON STOCK OUTSTANDING. THE SHARES OF COMMON STOCK BENEFICIALLY OWNED BY MARILYN T. KEANE REPRESENT 9.0% OF THE TOTAL NUMBER OF SHARES OF COMMON STOCK OUTSTANDING.
- ---------------------- ---------------------- CUSIP NO. 48666510 SCHEDULE 13G Page 5 of 8 Pages - ---------------------- ---------------------- (c) Number of shares as to which John F. Keane has: (i) Sole power to vote or to direct the vote 1,876,590 (ii) Shared power to vote or to direct the vote 4,764,116 (iii) Sole power to dispose or direct the disposition of 1,876,590 (iv) Shared power to dispose or direct the disposition of 4,764,116 Number of shares as to which Marilyn T. Keane has: (i) Sole power to vote or to direct the vote 1,318,325 (ii) Shared power to vote or to direct the vote 4,764,116 (iii) Sole power to dispose or direct the disposition of 1,318,325 (iv) Shared power to dispose or direct the disposition of 4,764,116 2,382,058 of the shares of Common Stock which each of John F. Keane and Marilyn T. Keane share power to vote or direct the vote, and to dispose or direct disposition of, are held by the John F. Keane Qualified Annuity Trust, c/o John F. Keane, Keane, Inc., Ten City Square, Boston, MA 02129, of which each of John F. Keane and Marilyn T. Keane are trustees and John F. Keane is a beneficiary. 2,382,058 of the shares of Common Stock which each of John F. Keane and Marilyn T. Keane share power to vote or direct the vote, and to dispose or direct disposition of, are held by the Marilyn T. Keane Qualified Annuity Trust, c/o John F. Keane, Keane, Inc., Ten City Square, Boston, MA 02129, of which each of John F. Keane and Marilyn T. Keane are trustees and Marilyn T. Keane is a beneficiary. - -------------------------------------------------------------------------------- ITEM 5. NOT APPLICABLE. - -------------------------------------------------------------------------------- ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. NOT APPLICABLE. - -------------------------------------------------------------------------------- ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. NOT APPLICABLE. - -------------------------------------------------------------------------------- ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. NOT APPLICABLE. - -------------------------------------------------------------------------------- ITEM 9. NOTICE OF DISSOLUTION OF GROUP. NOT APPLICABLE. - ---------------------- ---------------------- CUSIP NO. 48666510 SCHEDULE 13G Page 6 of 8 Pages - ---------------------- ---------------------- - -------------------------------------------------------------------------------- ITEM 10. CERTIFICATIONS. NOT APPLICABLE. - -------------------------------------------------------------------------------- - ---------------------- ---------------------- CUSIP NO. 48666510 SCHEDULE 13G Page 7 of 8 Pages - ---------------------- ---------------------- SIGNATURES After reasonable inquiry and to the best of each of the undersigned's knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. FEBRUARY 14, 2001 ----------------------------------- (Date) /s/ John F. Keane ----------------------------------- (Signature) John F. Keane ----------------------------------- (Name/Title) /s/ Marilyn T. Keane ----------------------------------- (Signature) Marilyn T. Keane ----------------------------------- (Name/Title) - ---------------------- ---------------------- CUSIP NO. 48666510 SCHEDULE 13G Page 8 of 8 Pages - ---------------------- ---------------------- AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of the shares of Common Stock of Keane, Inc. IN WITNESS WHEREOF, the undersigned have executed this Agreement as of the 14th day of February, 2001. /s/ John F. Keane ------------------------ John F. Keane /s/ Marilyn T. Keane ------------------------ Marilyn T. Keane -----END PRIVACY-ENHANCED MESSAGE-----