0000054480-21-000224.txt : 20211022
0000054480-21-000224.hdr.sgml : 20211022
20211022170412
ACCESSION NUMBER: 0000054480-21-000224
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211021
FILED AS OF DATE: 20211022
DATE AS OF CHANGE: 20211022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Upchurch Michael W
CENTRAL INDEX KEY: 0001428750
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04717
FILM NUMBER: 211341375
MAIL ADDRESS:
STREET 1: KANSAS CITY SOUTHERN
STREET 2: PO BOX 219335
CITY: KANSAS CITY
STATE: MO
ZIP: 64121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN
CENTRAL INDEX KEY: 0000054480
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 440663509
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 427 W 12TH STREET
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
BUSINESS PHONE: 8169831360
MAIL ADDRESS:
STREET 1: 427 W 12TH STREET
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
FORMER COMPANY:
FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2021-10-21
0000054480
KANSAS CITY SOUTHERN
KSU
0001428750
Upchurch Michael W
KANSAS CITY SOUTHERN
PO BOX 219335
KANSAS CITY
MO
64121-9335
0
1
0
0
EVP & Chief Financial Officer
Common Stock
2021-10-21
4
M
0
3666
97.77
A
30988
D
Common Stock
2021-10-21
4
M
0
3876
94.23
A
34864
D
Common Stock
2021-10-21
4
M
0
3726
119.35
A
38590
D
Common Stock
2021-10-21
4
M
0
6973
82.71
A
45563
D
Common Stock
2021-10-21
4
M
0
6552
86.89
A
52115
D
Common Stock
2021-10-21
4
M
0
6662
105.83
A
58777
D
Common Stock
2021-10-21
4
M
0
4373
110.13
A
63150
D
Common Stock
2021-10-21
4
M
0
2017
171.86
A
65167
D
Common Stock
2021-10-21
4
S
0
15702
301.11
D
49465
D
Common Stock
2021-10-21
4
S
0
22143
301.62
D
27322
D
Employee Stock Option (Right to Buy)
97.77
2021-10-21
4
M
0
3666
0
D
2023-02-20
Common Stock
3666
0
D
Employee Stock Option (Right to Buy)
94.23
2021-10-21
4
M
0
3876
0
D
2024-02-19
Common Stock
3876
0
D
Employee Stock Option (Right to Buy)
119.35
2021-10-21
4
M
0
3726
0
D
2025-02-17
Common Stock
3726
0
D
Employee Stock Option (Right to Buy)
82.71
2021-10-21
4
M
0
6973
0
D
2026-02-18
Common Stock
6973
0
D
Employee Stock Option (Right to Buy)
86.89
2021-10-21
4
M
0
6552
0
D
2027-02-16
Common Stock
6552
0
D
Employee Stock Option (Right to Buy)
105.83
2021-10-21
4
M
0
6662
0
D
2028-03-05
Common Stock
6662
0
D
Employee Stock Option (Right to Buy)
110.13
2021-10-21
4
M
0
4373
0
D
2029-03-04
Common Stock
4373
2186
D
Employee Stock Option (Right to Buy)
171.86
2021-10-21
4
M
0
2017
0
D
2030-02-06
Common Stock
2017
4033
D
Employee Stock Option (Right to Buy)
211.1
2031-02-02
Common Stock
5069
5069
D
The price in Column 4 is a weighted average price. The prices actually ranged from $300.4690 to $301.3700. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
The price in Column 4 is a weighted average price. The prices actually received ranged from $301.500 to $301.985. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
Julie D. Powell, Attorney-in-fact
2021-10-22