0000054480-21-000224.txt : 20211022 0000054480-21-000224.hdr.sgml : 20211022 20211022170412 ACCESSION NUMBER: 0000054480-21-000224 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211021 FILED AS OF DATE: 20211022 DATE AS OF CHANGE: 20211022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Upchurch Michael W CENTRAL INDEX KEY: 0001428750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04717 FILM NUMBER: 211341375 MAIL ADDRESS: STREET 1: KANSAS CITY SOUTHERN STREET 2: PO BOX 219335 CITY: KANSAS CITY STATE: MO ZIP: 64121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN CENTRAL INDEX KEY: 0000054480 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 440663509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 BUSINESS PHONE: 8169831360 MAIL ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-10-21 0000054480 KANSAS CITY SOUTHERN KSU 0001428750 Upchurch Michael W KANSAS CITY SOUTHERN PO BOX 219335 KANSAS CITY MO 64121-9335 0 1 0 0 EVP & Chief Financial Officer Common Stock 2021-10-21 4 M 0 3666 97.77 A 30988 D Common Stock 2021-10-21 4 M 0 3876 94.23 A 34864 D Common Stock 2021-10-21 4 M 0 3726 119.35 A 38590 D Common Stock 2021-10-21 4 M 0 6973 82.71 A 45563 D Common Stock 2021-10-21 4 M 0 6552 86.89 A 52115 D Common Stock 2021-10-21 4 M 0 6662 105.83 A 58777 D Common Stock 2021-10-21 4 M 0 4373 110.13 A 63150 D Common Stock 2021-10-21 4 M 0 2017 171.86 A 65167 D Common Stock 2021-10-21 4 S 0 15702 301.11 D 49465 D Common Stock 2021-10-21 4 S 0 22143 301.62 D 27322 D Employee Stock Option (Right to Buy) 97.77 2021-10-21 4 M 0 3666 0 D 2023-02-20 Common Stock 3666 0 D Employee Stock Option (Right to Buy) 94.23 2021-10-21 4 M 0 3876 0 D 2024-02-19 Common Stock 3876 0 D Employee Stock Option (Right to Buy) 119.35 2021-10-21 4 M 0 3726 0 D 2025-02-17 Common Stock 3726 0 D Employee Stock Option (Right to Buy) 82.71 2021-10-21 4 M 0 6973 0 D 2026-02-18 Common Stock 6973 0 D Employee Stock Option (Right to Buy) 86.89 2021-10-21 4 M 0 6552 0 D 2027-02-16 Common Stock 6552 0 D Employee Stock Option (Right to Buy) 105.83 2021-10-21 4 M 0 6662 0 D 2028-03-05 Common Stock 6662 0 D Employee Stock Option (Right to Buy) 110.13 2021-10-21 4 M 0 4373 0 D 2029-03-04 Common Stock 4373 2186 D Employee Stock Option (Right to Buy) 171.86 2021-10-21 4 M 0 2017 0 D 2030-02-06 Common Stock 2017 4033 D Employee Stock Option (Right to Buy) 211.1 2031-02-02 Common Stock 5069 5069 D The price in Column 4 is a weighted average price. The prices actually ranged from $300.4690 to $301.3700. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The price in Column 4 is a weighted average price. The prices actually received ranged from $301.500 to $301.985. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. These options become exercisable in three equal installments beginning on the first anniversary of the date of grant. Julie D. Powell, Attorney-in-fact 2021-10-22