0000054480-21-000222.txt : 20211022 0000054480-21-000222.hdr.sgml : 20211022 20211022165345 ACCESSION NUMBER: 0000054480-21-000222 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211021 FILED AS OF DATE: 20211022 DATE AS OF CHANGE: 20211022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ottensmeyer Patrick J CENTRAL INDEX KEY: 0001362958 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04717 FILM NUMBER: 211341246 MAIL ADDRESS: STREET 1: PO BOX 219335 CITY: KANSAS CITY STATE: MO ZIP: 64121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN CENTRAL INDEX KEY: 0000054480 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 440663509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 BUSINESS PHONE: 8169831360 MAIL ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-10-21 0000054480 KANSAS CITY SOUTHERN KSU 0001362958 Ottensmeyer Patrick J KANSAS CITY SOUTHERN PO BOX 219335 KANSAS CITY MO 64121-9335 0 1 0 0 President & CEO Common Stock 2021-10-21 4 M 0 4690 66.99 A 130245 D Common Stock 2021-10-21 4 S 0 4690 301.8948 D 125555 D Common Stock 260.785 I By 401(k) & P/S Plan Employee Stock Option (Right to Buy) 66.99 2021-10-21 4 M 0 4690 0 D 2022-02-21 Common Stock 4690 0 D Employee Stock Option (Right to Buy) 97.77 2023-02-20 Common Stock 3666 3666 D Employee Stock Option (Right to Buy) 94.23 2024-02-19 Common Stock 3876 3876 D Employee Stock Option (Right to Buy) 119.35 2025-02-17 Common Stock 5652 5652 D Employee Stock Option (Right to Buy) 82.71 2026-02-18 Common Stock 13120 13120 D Employee Stock Option (Right to Buy) 86.89 2027-02-16 Common Stock 29763 29763 D Employee Stock Option (Right to Buy) 105.83 2028-03-05 Common Stock 29821 29821 D Employee Stock Option (Right to Buy) 110.13 2029-03-04 Common Stock 29358 29358 D Employee Stock Option (Right to Buy) 171.86 2030-02-06 Common Stock 25965 25965 D Employee Stock Option (Right to Buy) 211.1 2031-02-02 Common Stock 20429 20429 D Includes 124 shares on June 30, 2021 through the KCS Employee Stock Purchase Plan. The price in Column 4 is a weighted average price. The prices actually received ranged from $301.47 to $302.32. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Includes 1.3810 shares acquired under the KCS 401(k) and Profit Sharing Plan since the date of the reporting person's last ownership report. These options become exercisable in three equal installments beginning on the first anniversary of the date of grant. Julie D. Powell, Attorney-in-fact 2021-10-22