0000054480-21-000222.txt : 20211022
0000054480-21-000222.hdr.sgml : 20211022
20211022165345
ACCESSION NUMBER: 0000054480-21-000222
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211021
FILED AS OF DATE: 20211022
DATE AS OF CHANGE: 20211022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ottensmeyer Patrick J
CENTRAL INDEX KEY: 0001362958
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04717
FILM NUMBER: 211341246
MAIL ADDRESS:
STREET 1: PO BOX 219335
CITY: KANSAS CITY
STATE: MO
ZIP: 64121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN
CENTRAL INDEX KEY: 0000054480
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 440663509
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 427 W 12TH STREET
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
BUSINESS PHONE: 8169831360
MAIL ADDRESS:
STREET 1: 427 W 12TH STREET
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
FORMER COMPANY:
FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2021-10-21
0000054480
KANSAS CITY SOUTHERN
KSU
0001362958
Ottensmeyer Patrick J
KANSAS CITY SOUTHERN
PO BOX 219335
KANSAS CITY
MO
64121-9335
0
1
0
0
President & CEO
Common Stock
2021-10-21
4
M
0
4690
66.99
A
130245
D
Common Stock
2021-10-21
4
S
0
4690
301.8948
D
125555
D
Common Stock
260.785
I
By 401(k) & P/S Plan
Employee Stock Option (Right to Buy)
66.99
2021-10-21
4
M
0
4690
0
D
2022-02-21
Common Stock
4690
0
D
Employee Stock Option (Right to Buy)
97.77
2023-02-20
Common Stock
3666
3666
D
Employee Stock Option (Right to Buy)
94.23
2024-02-19
Common Stock
3876
3876
D
Employee Stock Option (Right to Buy)
119.35
2025-02-17
Common Stock
5652
5652
D
Employee Stock Option (Right to Buy)
82.71
2026-02-18
Common Stock
13120
13120
D
Employee Stock Option (Right to Buy)
86.89
2027-02-16
Common Stock
29763
29763
D
Employee Stock Option (Right to Buy)
105.83
2028-03-05
Common Stock
29821
29821
D
Employee Stock Option (Right to Buy)
110.13
2029-03-04
Common Stock
29358
29358
D
Employee Stock Option (Right to Buy)
171.86
2030-02-06
Common Stock
25965
25965
D
Employee Stock Option (Right to Buy)
211.1
2031-02-02
Common Stock
20429
20429
D
Includes 124 shares on June 30, 2021 through the KCS Employee Stock Purchase Plan.
The price in Column 4 is a weighted average price. The prices actually received ranged from $301.47 to $302.32. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Includes 1.3810 shares acquired under the KCS 401(k) and Profit Sharing Plan since the date of the reporting person's last ownership report.
These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
Julie D. Powell, Attorney-in-fact
2021-10-22