0000054480-12-000112.txt : 20120730 0000054480-12-000112.hdr.sgml : 20120730 20120730113409 ACCESSION NUMBER: 0000054480-12-000112 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120727 FILED AS OF DATE: 20120730 DATE AS OF CHANGE: 20120730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ebbrecht David R CENTRAL INDEX KEY: 0001512280 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04717 FILM NUMBER: 12992564 MAIL ADDRESS: STREET 1: KANSAS CITY SOUTHERN STREET 2: PO BOX 219335 CITY: KANSAS CITY STATE: MO ZIP: 64121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN CENTRAL INDEX KEY: 0000054480 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 440663509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 BUSINESS PHONE: 8169831303 MAIL ADDRESS: STREET 1: PO BOX 219335 CITY: KANSAS CITY STATE: MO ZIP: 64121 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-07-27 0000054480 KANSAS CITY SOUTHERN KSU 0001512280 Ebbrecht David R KANSAS CITY SOUTHERN PO BOX 219335 KANSAS CITY MO 64121 0 1 0 0 Executive Vice President Common Stock 2012-07-27 4 M 0 3800 35.41 A 26783 D Common Stock 2012-07-27 4 S 0 400 74.861 D 26383 D Common Stock 2012-07-27 4 S 0 3400 74.868 D 22983 D Common Stock 11.237 I By 401(k) & Profit Sharing Plan Employee Stock Option (Right to Buy) 35.41 2012-07-27 4 M 0 1267 0 D 2010-11-19 2020-02-29 Common Stock 1267 0 D Employee Stock Option (Right to Buy) 35.41 2012-07-27 4 M 0 1267 0 D 2010-12-08 2020-02-29 Common Stock 1267 0 D Employee Stock Option (Right to Buy) 35.41 2012-07-27 4 M 0 1266 0 D 2011-01-07 2020-02-29 Common Stock 1266 0 D Employee Stock Option (Right to Buy) 52.62 2021-02-22 Common Stock 3320 3320 D Employee Stock Option (Right to Buy) 66.99 2022-02-21 Common Stock 3362 3362 D 2,541 of these shares represent performance shares that were earned on February 22, 2012 when the KCS Compensation and Organization Committee determined that the 2011 performance goals were met. These performance shares will not vest until February 28, 2014 contingent upon continued employment by the reporting person through that date. With respect to these shares, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company. Options exercised in rule 16b-3 exempt transaction. 1,660 of these options become exercisable on February 23, 2013 and 1,660 of these options become exercisable on February 23, 2014. These options become exercisable in three equal installments beginning on the first anniversary of the date of grant. Julie D. Powell, Attorney-in-fact 2012-07-30