SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
KEYES JAMES H

(Last) (First) (Middle)
P.O. BOX 591
5757 N. GREEN BAY AVENUE

(Street)
MILWAUKEE WI 53201

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
JOHNSON CONTROLS INC [ JCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/01/2004
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/29/2004 G V 89,326 D (1) 175,457 D
Common Stock 11/01/2004 M 61,700 A $28.8907 237,157 D
Common Stock 11/01/2004 S 61,700 D $57.2173 175,457 D
Common Stock 11/02/2004 M 87,800 A $28.8907 263,257 D
Common Stock 11/02/2004 S 87,800 D $58.0819 175,457 D
Common Stock 26,879.44(2) I By 401(k) Plan Trust
Common Stock 2,181.08(3) I By Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock Units / Directors' Retirement Plan (4) (5) (5) Common Stock 552.203 552.203(6) D
Phantom Stock Units / Restricted Stock Plan (4) (7) (7) Common Stock 1,681.37 1,681.37(8) D
Stock Option $28.8907 11/01/2004 M 61,700 11/18/2000 11/18/2008 Common Stock 61,700 $28.8907 288,300 D
Stock Option $28.8907 11/02/2004 M 87,800 11/18/2000 11/18/2008 Common Stock 87,800 $28.8907 200,500 D
Stock Option $29.2032 11/17/2001 11/17/2009 Common Stock 300,000 300,000 D
Stock Option $28.4219 11/15/2002 11/15/2010 Common Stock 500,000 500,000 D
Stock Option $40.115 11/14/2003 11/14/2011 Common Stock 400,000 400,000 D
Explanation of Responses:
1. Shares donated to a charitable trust.
2. The number of underlying securities is based on the stock fund balance on11/2/2004. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an 11/2/2004 stock fund price of $57.62 per share.
3. Includes 19.599 shares acquired through reinvestment of dividends on June 30 and September 30, 2004, at prices of $53.38-$56.81 per share.
4. The phantom stock units convert to the common stock's cash value on a one-for-one basis.
5. The phantom stock units were accrued under the Johnson Controls Directors' Retirement Plan and are to be settled 100% in cash upon the reporting person's retirement from the Board of Directors.
6. Includes 4.488 phantom stock units acquired through the reinvestment of dividends on June 30 and September 30, 2004, at prices of $53.38-$56.81 per unit.
7. The phantom stock units were accrued under the Johnson Controls Restricted Stock Plan and are to be settled 100% in cash upon the vesting of the reporting person's restricted stock to which they relate.
8. Includes 338.69 phantom stock units acquired through the reinvestment of dividends on June 30 and September 30, 2004, at prices of $53.38-$56.81 per unit.
Remarks:
Arlene D. Gumm, Attorney-in-Fact for James H. Keyes 11/03/2004
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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