SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
DAVIS SUSAN F

(Last) (First) (Middle)
5757 N. GREEN BAY AVENUE
P.O. BOX 591

(Street)
MILWAUKEE WI 53201-0591

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
JOHNSON CONTROLS INC [ JCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President
3. Date of Earliest Transaction (Month/Day/Year)
01/03/2006
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/03/2006 S 8,500 D $72.0406 49,960.01(1) D
Common Stock 01/03/2006 A 7,000(2) A $74.1 56,960.01 D
Common Stock 01/03/2006 M 116.065 A $74.1 57,076.075 D
Common Stock 01/03/2006 D 116.065 D $74.1 56,960.01 D
Common Stock 24.2174(3) I By 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock Units/Excess Benefit Plan-Common (4) (5) (5) Common Stock 22.206 22.206(6) D
Phantom Stock Units/EICP (4) (7) (7) Common Stock 23.101 23.101(8) D
Phantom Stock Units/LTPP (4) (9) (9) Common Stock 42.69 42.69(10) D
Phanton Stock Units/ Restricted Stock Grant (4) 01/03/2006 M 116.065 (11) (11) Common Stock 116.065 $74.1 7,627.917(12) D
Stock Option $40.2975 11/20/2004 11/20/2012 Common Stock 50,000 50,000 D
Stock Option $52.55 11/19/2005(13) 11/19/2013 Common Stock 46,000 46,000 D
Stock Option $61.69 11/17/2006(13) 11/17/2014 Common Stock 46,000 46,000 D
Stock Option $67.685 11/16/2007(13) 11/16/2015 Common Stock 41,000 41,000 D
Explanation of Responses:
1. Includes 52.181 shares acquired through the reinvestment of dividends on January 3, 2006, at a price of $72.6081 per share.
2. Award of a restricted stock grant. Fifty percent is released from restriction in two years and 50% in four years.
3. The number of underlying securities is based on the stock fund balance on January 4, 2006. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a January 4, 2006 stock fund price of $75.17 per share. These shares reflect the reinvestment of dividends on 1/3/06 on shares held in the 401(k) plan as of the record date on 12/14/2005.
4. The phantom stock units convert to the common stock's cash value on a one-for-one basis.
5. The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.
6. The 22.206 phantom stock units were acquired through the reinvestment of dividends on January 3, 2006 at a price of $74.10 per phantom unit based on stock units held in the plan as of the record date of 12/14/2005.
7. The phantom stock units were accrued under the Johnson Controls Executive Incentive Compensation Plan and are to be settled 100% in cash upon retirement.
8. The 23.101 phantom stock units acquired through the reinvestment of dividends on January 3, 2006 at a price of $74.10 per phantom unit based on stock units held in the plan as of the record date of 12/14/2005.
9. The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon retirement.
10. The 42.69 phantom stock units were acquired through the reinvestment of dividends on January 3, 2006 at a price of $74.10 per phantom unit based on stock units held in the plan as of the record date of 12/14/2005.
11. The phantom stock units were accrued under the Johnson Controls Deferred Restricted Stock Plan and are to be settled 100% in cash upon the reporting person's retirement.
12. The 61.149 phantom stock units were acquired through the reinvestment of dividends on January 3, 2006 at a price of $74.10 per phantom unit.
13. Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.
Remarks:
Arlene D. GummAttorney-in-Fact for Susan F. Davis 01/05/2006
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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