0001209191-14-030497.txt : 20140502
0001209191-14-030497.hdr.sgml : 20140502
20140502123641
ACCESSION NUMBER: 0001209191-14-030497
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140430
FILED AS OF DATE: 20140502
DATE AS OF CHANGE: 20140502
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.
CENTRAL INDEX KEY: 0001500096
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 3100
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 310-284-6438
MAIL ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 3100
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AMERICAN INTERNATIONAL GROUP INC
CENTRAL INDEX KEY: 0000005272
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22467
FILM NUMBER: 14808151
BUSINESS ADDRESS:
STREET 1: 175 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10038
BUSINESS PHONE: 2127707000
MAIL ADDRESS:
STREET 1: 175 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10038
FORMER NAME:
FORMER CONFORMED NAME: AMERICAN INTERNATIONAL ENTERPRISES INC
DATE OF NAME CHANGE: 19700507
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-04-30
0
0001500096
KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.
KMF
0000005272
AMERICAN INTERNATIONAL GROUP INC
175 WATER STREET
NEW YORK
NY
10038
0
0
0
1
See General Remarks
3.46% Series E Senior Unsecured Notes due July 30, 2021
2014-04-30
4
P
0
15000000
15000000.00
A
44000000.00
I
Held through subsidiaries
Series C Mandatory Redeemable Preferred Shares
2014-04-30
4
P
0
1200000
25.00
A
1200000
I
Held through subsidiaries
The United States Life Insurance Company in the City of New York, American Home Assurance Company and United Guaranty Mortgage Insurance Company, each an indirectly wholly owned subsidiary of American International Group, Inc. ("AIG"), directly hold $9,875,000 principal amount, $4,875,000 principal amount and $250,000 principal amount, respectively, of the 3.46% Series E Senior Unsecured Notes due July 30, 2021. As previously reported, The Variable Annuity Life Insurance Company and AIG Specialty Insurance Company, each an indirectly wholly owned subsidiary of AIG, directly hold $6,000,000 principal amount and $4,000,000 principal amount, respectively, of the Issuer's 4.00% Series C Senior Unsecured Notes due March 22, 2022.
Also, as previously reported, The United States Life Insurance Company in the City of New York (as successor by merger to First SunAmerica Life Insurance Company), an indirectly wholly owned subsidiary of AIG, directly holds $10,000,000 principal amount of the Issuer's 3.93% Series A Senior Unsecured Notes due March 3, 2016, and American General Life Insurance Company (as successor by merger to SunAmerica Annuity and Life Assurance Company), an indirectly wholly owned subsidiary of AIG, directly holds $9,000,000 principal amount of the Issuer's 4.62% Series B Senior Unsecured Notes due March 3, 2018. AIG is an indirect beneficial owner of such senior debt securities.
The Series C Mandatory Redeemable Preferred Shares are held directly by American General Life Insurance Company, American Home Assurance Company and United Guaranty Mortgage Insurance Company, each an indirectly wholly owned subsidiary of AIG. As previously reported, the Issuer's Series B Mandatory Redeemable Preferred Shares are held directly by The Variable Annuity Life Insurance Company, an indirectly wholly owned subsidiary of AIG. AIG is an indirect beneficial owner of the Series C Mandatory Redeemable Preferred Shares and the Series B Mandatory Redeemable Preferred Shares.
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. The referenced securities are senior debt securities and preferred equity securities which the Reporting Person is informed, represent, in the aggregate, in excess of 10% of the senior debt securities and preferred equity securities of the Issuer, respectively.
/s/ Brian T. Schreiber, Authorized Person
2014-05-02