0001209191-14-030497.txt : 20140502 0001209191-14-030497.hdr.sgml : 20140502 20140502123641 ACCESSION NUMBER: 0001209191-14-030497 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140430 FILED AS OF DATE: 20140502 DATE AS OF CHANGE: 20140502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. CENTRAL INDEX KEY: 0001500096 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 3100 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 310-284-6438 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 3100 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AMERICAN INTERNATIONAL GROUP INC CENTRAL INDEX KEY: 0000005272 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22467 FILM NUMBER: 14808151 BUSINESS ADDRESS: STREET 1: 175 WATER STREET CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 2127707000 MAIL ADDRESS: STREET 1: 175 WATER STREET CITY: NEW YORK STATE: NY ZIP: 10038 FORMER NAME: FORMER CONFORMED NAME: AMERICAN INTERNATIONAL ENTERPRISES INC DATE OF NAME CHANGE: 19700507 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-04-30 0 0001500096 KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. KMF 0000005272 AMERICAN INTERNATIONAL GROUP INC 175 WATER STREET NEW YORK NY 10038 0 0 0 1 See General Remarks 3.46% Series E Senior Unsecured Notes due July 30, 2021 2014-04-30 4 P 0 15000000 15000000.00 A 44000000.00 I Held through subsidiaries Series C Mandatory Redeemable Preferred Shares 2014-04-30 4 P 0 1200000 25.00 A 1200000 I Held through subsidiaries The United States Life Insurance Company in the City of New York, American Home Assurance Company and United Guaranty Mortgage Insurance Company, each an indirectly wholly owned subsidiary of American International Group, Inc. ("AIG"), directly hold $9,875,000 principal amount, $4,875,000 principal amount and $250,000 principal amount, respectively, of the 3.46% Series E Senior Unsecured Notes due July 30, 2021. As previously reported, The Variable Annuity Life Insurance Company and AIG Specialty Insurance Company, each an indirectly wholly owned subsidiary of AIG, directly hold $6,000,000 principal amount and $4,000,000 principal amount, respectively, of the Issuer's 4.00% Series C Senior Unsecured Notes due March 22, 2022. Also, as previously reported, The United States Life Insurance Company in the City of New York (as successor by merger to First SunAmerica Life Insurance Company), an indirectly wholly owned subsidiary of AIG, directly holds $10,000,000 principal amount of the Issuer's 3.93% Series A Senior Unsecured Notes due March 3, 2016, and American General Life Insurance Company (as successor by merger to SunAmerica Annuity and Life Assurance Company), an indirectly wholly owned subsidiary of AIG, directly holds $9,000,000 principal amount of the Issuer's 4.62% Series B Senior Unsecured Notes due March 3, 2018. AIG is an indirect beneficial owner of such senior debt securities. The Series C Mandatory Redeemable Preferred Shares are held directly by American General Life Insurance Company, American Home Assurance Company and United Guaranty Mortgage Insurance Company, each an indirectly wholly owned subsidiary of AIG. As previously reported, the Issuer's Series B Mandatory Redeemable Preferred Shares are held directly by The Variable Annuity Life Insurance Company, an indirectly wholly owned subsidiary of AIG. AIG is an indirect beneficial owner of the Series C Mandatory Redeemable Preferred Shares and the Series B Mandatory Redeemable Preferred Shares. Filed pursuant to Section 30(h) of the Investment Company Act of 1940. The referenced securities are senior debt securities and preferred equity securities which the Reporting Person is informed, represent, in the aggregate, in excess of 10% of the senior debt securities and preferred equity securities of the Issuer, respectively. /s/ Brian T. Schreiber, Authorized Person 2014-05-02