0001104659-20-120551.txt : 20201102 0001104659-20-120551.hdr.sgml : 20201102 20201102163435 ACCESSION NUMBER: 0001104659-20-120551 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201030 FILED AS OF DATE: 20201102 DATE AS OF CHANGE: 20201102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AMERICAN INTERNATIONAL GROUP INC CENTRAL INDEX KEY: 0000005272 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39662 FILM NUMBER: 201280874 BUSINESS ADDRESS: STREET 1: 175 WATER STREET CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 2127707000 MAIL ADDRESS: STREET 1: 175 WATER STREET CITY: NEW YORK STATE: NY ZIP: 10038 FORMER NAME: FORMER CONFORMED NAME: AMERICAN INTERNATIONAL ENTERPRISES INC DATE OF NAME CHANGE: 19700507 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SQZ Biotechnologies Co CENTRAL INDEX KEY: 0001604477 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 462431115 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 ARSENAL YARDS BLVD., STE. 210 CITY: WATERTOWN STATE: MA ZIP: 02472 BUSINESS PHONE: 617-898-8824 MAIL ADDRESS: STREET 1: 200 ARSENAL YARDS BLVD., STE. 210 CITY: WATERTOWN STATE: MA ZIP: 02472 4 1 tm2034799d1_4.xml FORM 4 X0306 4 2020-10-30 1 0001604477 SQZ Biotechnologies Co SQZ 0000005272 AMERICAN INTERNATIONAL GROUP INC 175 WATER STREET NEW YORK NY 10038 0 0 1 0 Common Stock 2020-10-30 4 C 0 1511139 A 1511139 I Through AIG DECO Fund I, LP Common Stock 2020-10-30 4 C 0 38895 A 38895 I Through LS Polaris Innovation Fund LP Common Stock 2020-10-30 4 C 0 70344 A 70344 I Through LS Polaris Innovation Fund LP Common Stock 2020-10-30 4 P 0 625000 16.00 A 625000 I Through AIG DECO Fund I, LP Series D Preferred Stock 2020-10-30 4 C 0 1435079 D Common Stock 1511139 0 I Through AIG DECO Fund I, LP Series D Preferred Stock 2020-10-30 4 C 0 36937 D Common Stock 38895 0 I Through LS Polaris Innovation Fund LP Series C Preferred Stock 2020-10-30 4 C 0 66803 D Common Stock 70344 0 I Through LS Polaris Innovation Fund LP There is a 1.0530-for-one stock split of Issuer's common stock, and a proportionate adjustment to the ratio at which Issuer's preferred stock is convertible into common stock, effected on October 23, 2020. Shares of Issuer's outstanding preferred stock will automatically convert into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering of common stock. The stock is held directly by AIG DECO Fund I, LP is a wholly owned, indirect subsidiary of American International Group, Inc. The stock is held indirectly through American General Life Insurance Company ("AGL") as an LP in LS Polaris Innovation Fund LP. AGL is an indirect, wholly-owned subsidiary of American International Group, Inc. /s/ Geoffrey Cornell, Vice President and Deputy Chief Investment Officer 2020-11-02