Chief Compliance Officer

0000892712-20-000287.txt : 20200813 0000892712-20-000287.hdr.sgml : 20200813 20200813112541 ACCESSION NUMBER: 0000892712-20-000287 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200813 DATE AS OF CHANGE: 20200813 EFFECTIVENESS DATE: 20200813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WINMILL & CO. INC CENTRAL INDEX KEY: 0000052234 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 131897916 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05465 FILM NUMBER: 201097989 BUSINESS ADDRESS: STREET 1: 11 HANOVER SQ CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2127850900 MAIL ADDRESS: STREET 1: 11 HANOVER SQ CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: WINMILL & CO INC DATE OF NAME CHANGE: 19990409 FORMER COMPANY: FORMER CONFORMED NAME: BULL & BEAR GROUP INC DATE OF NAME CHANGE: 19920703 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000052234 XXXXXXXX 06-30-2020 06-30-2020 WINMILL & CO. INC

11 HANOVER SQ NEW YORK NY 10005

13F HOLDINGS REPORT 028-05465 Y Winmill & Co. Incorporated ("Winco") is a holding company and may be deemed to share investment discretion with certain other institutional investment managers. The characterization of shared investment discretion in this report is made solely to conform with SEC interpretations of Form 13F regarding control through share ownership. Bexil Advisers LLC ("Bexil Advisers"), a registered investment adviser that meets the $100 million Form 13F filing threshold, is included in the List of Other Included Managers set forth below and any Section 13(f) securities over which Bexil Advisers has investment discretion are reported separately from Winco's holdings in the Form 13F Information Table. Midas Management Corporation ("MMC"), a registered investment adviser, and other affiliated institutional investment managers that do not meet the $100 million Form 13F filing threshold, are not included in the List of Other Included Managers set forth below in accordance with the Answer to Question 48 in SEC Division of Investment Management: Frequently Asked Questions About Form 13F and other SEC interpretations, and any Section 13(f) securities over which MMC or such other institutional investment managers are deemed to have investment discretion are reported together with Winco's holdings in the Form 13F Information Table. The inclusion in this report of Section 13(f) securities over which other institutional investment managers are deemed to share investment discretion should not be considered an admission that Winco controls such institutional investment managers. Russell Kamerman Chief Compliance Officer 212-785-0900 /s/ Russell Kamerman New York NY 07-16-2020 1 158 249294 false 1 028-14476 Bexil Advisers LLC INFORMATION TABLE 2 win_13f.xml ACCENTURE PLC SHS CLASS A G1151C101 17 80 SH DFND 80 0 0 ACCENTURE PLC SHS CLASS A G1151C101 1310 6100 SH DFND 1 6100 0 0 AGNICO EAGLE MINES LTD COM 008474108 2076 32400 SH DFND 32400 0 0 ALAMOS GOLD, INC COM CL A 011532108 2111 225000 SH DFND 225000 0 0 ALASKA AIR GROUP, INC COM 011659109 2357 65000 SH DFND 1 65000 0 0 ALLEGIANT TRAVEL CO COM 01748X102 2151 19700 SH DFND 1 19700 0 0 ALPHABET, INC CAP STK CL A 02079K305 3077 2170 SH DFND 2170 0 0 ALPHABET, INC CAP STK CL A 02079K305 1031 727 SH DFND 1 727 0 0 ALTRIA GROUP, INC COM 02209S103 128 3250 SH DFND 3250 0 0 ALTRIA GROUP, INC COM 02209S103 1570 40000 SH DFND 1 40000 0 0 AMC NETWORKS, INC CL A 00164V103 91 3900 SH DFND 3900 0 0 AMC NETWORKS, INC CL A 00164V103 1520 65000 SH DFND 1 65000 0 0 AMERCO COM 023586100 393 1300 SH DFND 1300 0 0 AMERCO COM 023586100 3022 10000 SH DFND 1 10000 0 0 AMERIPRISE FINANCIAL, INC COM 03076C106 420 2800 SH DFND 2800 0 0 AMERIPRISE FINANCIAL, INC COM 03076C106 2701 18000 SH DFND 1 18000 0 0 AMERISOURCEBERGEN CORP COM 03073E105 2696 26750 SH DFND 1 26750 0 0 AMGEN, INC COM 031162100 484 2050 SH DFND 2050 0 0 AMGEN, INC. 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