0001127602-20-009513.txt : 20200304 0001127602-20-009513.hdr.sgml : 20200304 20200304194648 ACCESSION NUMBER: 0001127602-20-009513 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200302 FILED AS OF DATE: 20200304 DATE AS OF CHANGE: 20200304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Gregory D CENTRAL INDEX KEY: 0001484277 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06217 FILM NUMBER: 20689147 MAIL ADDRESS: STREET 1: 100 N RIVERSIDE PLAZA STREET 2: M/C 3005-1001 CITY: CHICAGO STATE: IL ZIP: 60606-1596 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTEL CORP CENTRAL INDEX KEY: 0000050863 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 941672743 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 2200 MISSION COLLEGE BLVD STREET 2: RNB-4-151 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4087658080 MAIL ADDRESS: STREET 1: 2200 MISSION COLLEGE BLVD STREET 2: RNB-4-151 CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-03-02 0000050863 INTEL CORP INTC 0001484277 Smith Gregory D C/O INTEL CORPORATION 2200 MISSION COLLEGE BLVD SANTA CLARA CA 95054 1 Common Stock 2020-03-02 4 M 0 1819 A 4353 D Common Stock 410 I Spouse Revocable Trust Performance-based Restricted Stock Units 2020-03-02 4 M 0 2697 D 2020-03-02 Common Stock 2697 0 D Phantom Stock Units Common Stock 2406.561 2406.561 D Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Intel common stock. The number of shares of Intel common stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on February 1, 2017 and ending on the third anniversary of February 1, 2017, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Intel common stock three years and one month after February 1, 2017, unless that date falls on a non-business date, in which case the next business date shall apply. The total number of shares of Common Stock received upon achievement of the pre-established performance metrics was 1,819 (or 67.452% of the target number of performance-based RSUs granted), as reported in Table I. Each phantom stock unit represents the right to receive the cash value of one share of Intel common stock. Phantom stock units are payable in cash following termination of the reporting person's service on the board of directors. Includes 13.573 units acquired via dividend reinvestment in March 2020. /s/ Alex Shukhman, attorney-in-fact 2020-03-04