0000892712-12-000401.txt : 20120724
0000892712-12-000401.hdr.sgml : 20120724
20120724152225
ACCESSION NUMBER: 0000892712-12-000401
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120724
DATE AS OF CHANGE: 20120724
EFFECTIVENESS DATE: 20120724
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: INSTITUTIONAL CAPITAL LLC
CENTRAL INDEX KEY: 0000050672
IRS NUMBER: 030598064
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00016
FILM NUMBER: 12976493
BUSINESS ADDRESS:
STREET 1: 225 WEST WACKER DRIVE
STREET 2: SUTIE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-424-9100
MAIL ADDRESS:
STREET 1: 225 WEST WACKER DRIVE
STREET 2: SUTIE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: INSTITUTIONAL CAPITAL CORP
DATE OF NAME CHANGE: 19920929
13F-HR
1
form13f.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Quarter Ended: June 30, 2012
Check here if Amendment [ ]; Amendment Number:_____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holding
entries.
Institutional Investment Manager Filing this Report:
Name: Institutional Capital LLC
Address: 225 West Wacker Drive, Suite 2400
Chicago, Illinois 60606
Form 13F File No: 28-16
-------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of the Reporting Manager:
Name: Brian E. Franc
Title: Executive Vice President and Chief Compliance Officer
Phone: (312) 424-9100
Signature, Place, and Date of Signing:
/s/ Brian E. Franc Chicago, Illinois 7/24/12
------------------- ----------------- --------
(Signature) (City/State) (Date)
Report Type (Check only one.):
[ ] 13F Holdings Report (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F Notice (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[X] 13F Combination Report (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
13F File Number Name
--------------- ----------------------
028-01190 Frank Russell Company
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 87
Form 13F Information Table Value Total: $16,942,387
(in thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
13F File Number Name
--------------- --------------------------------
1. Nuveen Investment Advisors, Inc.
INSTITUTIONAL CAPITAL LLC
FORM 13F
30-Jun-12
Voting Authority
-------------------------
Title of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Mgrs Sole Shd None
----------------------------- ---------- --------- ---------- ---------- --- ---- -------------- ----- ---------- --- ---------
ACE Ltd. SHS H0023R105 128,711 1,736,282 SH Sole 1,633,387 102,895
ACE Ltd. SHS H0023R105 590 7,971 SH Shared-Defined 1 0 7,971
Applied Materials Inc. COM 038222105 366,438 31,975,848 SH Sole 30,557,558 1,418,290
Applied Materials Inc COM 038222105 490 42,849 SH Shared-Defined 1 0 42,849
Archer-Daniels-Midland Company COM 039483102 349,547 11,841,025 SH Sole 11,297,207 543,818
Archer-Daniels-Midland Company COM 039483102 502 17,018 SH Shared-Defined 1 0 17,018
BB&T Corp. COM 054937107 420,194 13,620,563 SH Sole 12,991,497 629,066
BB&T Corp. COM 054937107 604 19,582 SH Shared-Defined 1 0 19,582
BCE Inc. COM NEW 05534B760 219,379 5,324,738 SH Sole 4,936,137 388,601
BCE Inc. COM NEW 05534B760 597 14,499 SH Shared-Defined 1 0 14,499
Barrick Gold Corp. COM 067901108 432,890 11,522,212 SH Sole 10,851,412 670,800
Barrick Gold Corp. COM 067901108 535 14,249 SH Shared-Defined 1 0 14,249
BlackRock Inc. COM 09247X101 47,989 282,585 SH Sole 265,822 16,763
BlackRock Inc. COM 09247X101 231 1,361 SH Shared-Defined 1 0 1,361
CME Group Inc. COM 12572Q105 62,047 231,425 SH Sole 218,025 13,400
CME Group Inc. COM 12572Q105 281 1,047 SH Shared-Defined 1 0 1,047
Capital One Financial Corp. COM 14040H105 509,460 9,320,535 SH Sole 8,879,185 441,350
Capital One Financial Corp. COM 14040H105 772 14,125 SH Shared-Defined 1 0 14,125
Cisco Systems Inc. COM 17275R102 590,675 34,401,573 SH Sole 32,823,023 1,578,550
Cisco Systems Inc. COM 17275R102 780 45,420 SH Shared-Defined 1 0 45,420
Citigroup Inc. COM NEW 172967424 466,371 17,014,619 SH Sole 16,227,019 787,600
Citigroup Inc. COM NEW 172967424 653 23,817 SH Shared-Defined 1 0 23,817
Coca Cola Co. COM 191216100 88,291 1,129,182 SH Sole 1,068,699 60,483
Coca Cola Co. COM 191216100 368 4,702 SH Shared-Defined 1 0 4,702
ConocoPhillips COM 20825C104 1 21 SH Shared-Defined 1 0 21
Covidien PLC SHS G2554F113 416,446 7,784,027 SH Sole 7,430,575 353,452
Covidien PLC SHS G2554F113 526 9,834 SH Shared-Defined 1 0 9,834
Cummins Inc. COM 231021106 244,171 2,519,557 SH Sole 2,402,807 116,750
Cummins Inc. COM 231021106 346 3,570 SH Shared-Defined 1 0 3,570
Encana Corp. COM 292505104 300,207 14,412,264 SH Sole 13,504,614 907,650
Encana Corp. COM 292505104 345 16,568 SH Shared-Defined 1 0 16,568
Exxon Mobil Corp. COM 30231G102 669,670 7,825,992 SH Sole 7,477,042 348,950
Exxon Mobil Corp. COM 30231G102 1,002 11,709 SH Shared-Defined 1 0 11,709
General Electric Co. COM 369604103 632,898 30,369,394 SH Sole 29,086,494 1,282,900
General Electric Co. COM 369604103 816 39,175 SH Shared-Defined 1 0 39,175
Honeywell International Inc. COM 438516106 672,805 12,048,802 SH Sole 11,551,070 497,732
Honeywell International Inc. COM 438516106 939 16,808 SH Shared-Defined 1 0 16,808
JPMorgan Chase & Co. COM 46625H100 428,426 11,990,655 SH Sole 11,425,913 564,742
JPMorgan Chase & Co. COM 46625H100 690 19,316 SH Shared-Defined 1 0 19,316
Johnson & Johnson COM 478160104 558,661 8,269,119 SH Sole 7,899,319 369,800
Johnson & Johnson COM 478160104 672 9,948 SH Shared-Defined 1 0 9,948
Johnson Controls Inc. COM 478366107 462,696 16,697,765 SH Sole 15,910,761 787,004
Johnson Controls Inc. COM 478366107 568 20,500 SH Shared-Defined 1 0 20,500
Marathon Petroleum Corporation COM 56585A102 50,863 1,132,293 SH Sole 1,065,631 66,662
Marathon Petroleum Corporation COM 56585A102 245 5,444 SH Shared-Defined 1 0 5,444
McKesson Corp. COM 58155Q103 369,727 3,943,759 SH Sole 3,765,659 178,100
McKesson Corp. COM 58155Q103 462 4,929 SH Shared-Defined 1 0 4,929
Merck & Co. Inc. COM 58933Y105 505,524 12,108,369 SH Sole 11,590,473 517,896
Merck & Co. Inc. COM 58933Y105 671 16,073 SH Shared-Defined 1 0 16,073
MetLife Inc. COM 59156R108 86,642 2,808,490 SH Sole 2,638,596 169,894
MetLife Inc. COM 59156R108 304 9,855 SH Shared-Defined 1 0 9,855
Microsoft Corp. COM 594918104 688,523 22,508,122 SH Sole 21,471,333 1,036,789
Microsoft Corp. COM 594918104 814 26,594 SH Shared-Defined 1 0 26,594
Monsanto Co. COM 61166W101 519,872 6,280,157 SH Sole 5,988,731 291,426
Monsanto Co. COM 61166W101 731 8,834 SH Shared-Defined 1 0 8,834
Novartis AG SPONSORED ADR 66987V109 31,989 572,250 SH Sole 538,200 34,050
Novartis AG SPONSORED ADR 66987V109 155 2,764 SH Shared-Defined 1 0 2,764
Occidental Petroleum Corp. COM 674599105 537,689 6,268,961 SH Sole 5,994,447 274,514
Occidental Petroleum Corp. COM 674599105 708 8,258 SH Shared-Defined 1 0 8,258
Owens-Illinois Inc. COM NEW 690768403 59,159 3,086,044 SH Sole 2,903,743 182,301
Owens-Illinois Inc. COM NEW 690768403 279 14,567 SH Shared-Defined 1 0 14,567
Pfizer Inc. COM 717081103 1,074,426 46,714,152 SH Sole 44,708,484 2,005,668
Pfizer Inc. COM 717081103 1,243 54,037 SH Shared-Defined 1 0 54,037
Phillips 66 COM 718546104 263,631 7,931,136 SH Sole 7,574,136 357,000
Phillips 66 COM 718546104 315 9,462 SH Shared-Defined 1 0 9,462
Procter & Gamble Co. COM 742718109 544,896 8,896,262 SH Sole 8,523,112 373,150
Procter & Gamble Co. COM 742718109 601 9,815 SH Shared-Defined 1 0 9,815
Sanofi SPONSORED ADR 80105N105 75,564 2,000,112 SH Sole 1,878,779 121,333
Sanofi SPONSORED ADR 80105N105 276 7,303 SH Shared-Defined 1 0 7,303
Southwestern Energy Co. COM 845467109 275,963 8,642,750 SH Sole 8,252,100 390,650
Southwestern Energy Co. COM 845467109 385 12,042 SH Shared-Defined 1 0 12,042
Stanley Black & Decker Inc. COM 854502101 34,487 535,850 SH Sole 504,000 31,850
Stanley Black & Decker Inc. COM 854502101 163 2,534 SH Shared-Defined 1 0 2,534
Texas Instruments Inc. COM 882508104 639,561 22,292,125 SH Sole 21,238,258 1,053,867
Texas Instruments Inc. COM 882508104 855 29,791 SH Shared-Defined 1 0 29,791
Time Warner Inc. COM NEW 887317303 1,004,362 26,087,342 SH Sole 24,967,258 1,120,084
Time Warner Inc. COM NEW 887317303 1,260 32,730 SH Shared-Defined 1 0 32,730
UnitedHealth Group Inc. COM 91324P102 171,045 2,923,859 SH Sole 2,748,009 175,850
UnitedHealth Group Inc. COM 91324P102 612 10,462 SH Shared-Defined 1 0 10,462
Viacom Inc. CL B 92553P201 576,455 12,259,766 SH Sole 11,700,113 559,653
Viacom Inc. CL B 92553P201 781 16,606 SH Shared-Defined 1 0 16,606
Vodafone Group PLC SPONS ADR NEW 92857W209 822,986 29,204,608 SH Sole 27,276,798 1,927,810
Vodafone Group PLC SPONS ADR NEW 92857W209 1,004 35,643 SH Shared-Defined 1 0 35,643
Wells Fargo & Co. COM 949746101 426,148 12,743,671 SH Sole 12,152,734 590,937
Wells Fargo & Co. COM 949746101 579 17,309 SH Shared-Defined 1 0 17,309
Western Union Co. COM 959802109 89,829 5,334,238 SH Sole 5,013,738 320,500
Western Union Co. COM 959802109 323 19,184 SH Shared-Defined 1 0 19,184
REPORT SUMMARY 87 16,942,387