0000892712-12-000036.txt : 20120123
0000892712-12-000036.hdr.sgml : 20120123
20120123105017
ACCESSION NUMBER: 0000892712-12-000036
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120123
DATE AS OF CHANGE: 20120123
EFFECTIVENESS DATE: 20120123
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: INSTITUTIONAL CAPITAL LLC
CENTRAL INDEX KEY: 0000050672
IRS NUMBER: 030598064
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00016
FILM NUMBER: 12538473
BUSINESS ADDRESS:
STREET 1: 225 WEST WACKER DRIVE
STREET 2: SUTIE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-424-9100
MAIL ADDRESS:
STREET 1: 225 WEST WACKER DRIVE
STREET 2: SUTIE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: INSTITUTIONAL CAPITAL CORP
DATE OF NAME CHANGE: 19920929
13F-HR
1
form13f.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number:_____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holding
entries.
Institutional Investment Manager Filing this Report:
Name: Institutional Capital LLC
Address: 225 West Wacker Drive, Suite 2400
Chicago, Illinois 60606
Form 13F File No: 28-16
-------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of the Reporting Manager:
Name: Brian E. Franc
Title: Executive Vice President and Chief Compliance Officer
Phone: (312) 424-9100
Signature, Place, and Date of Signing:
/s/ Brian E. Franc Chicago, Illinois 1/18/12
------------------- ------------------- ---------
(Signature) (City/State) (Date)
Report Type (Check only one.):
[ ] 13F Holdings Report (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F Notice (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[X] 13F Combination Report (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
13F File Number Name
--------------- ---------------------
028-01190 Frank Russell Company
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 87
Form 13F Information Table Value Total: $ 16,264,867
(in thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
13F File Number Name
--------------- --------------------------------
1. Nuveen Investment Advisors, Inc.
INSTITUTIONAL CAPITAL LLC
FORM 13F
31-Dec-11
Voting Authority
-----------------------
Value Shares/ Sh/ Put/ Invstmt Othr
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Mgr Sole Shd None
------------------------------ -------------- --------- ---------- ---------- --- ---- -------------- ---- ---------- --- ---------
ACE Ltd. SHS H0023R105 151,736 2,163,952 SH Sole 0 2,019,357 144,595
ACE Ltd. SHS H0023R105 790 11,271 SH Shared-Defined 1 0 11,271
AON Corp. COM 037389103 1 21 SH Shared-Defined 1 0 21
Applied Materials Inc. COM 038222105 320,939 29,966,333 SH Sole 0 28,405,593 1,560,740
Applied Materials Inc. COM 038222105 542 50,576 SH Shared-Defined 1 0 50,576
Archer-Daniels-Midland Company COM 039483102 315,468 11,030,342 SH Sole 0 10,507,074 523,268
Archer-Daniels-Midland Company COM 039483102 560 19,589 SH Shared-Defined 1 0 19,589
BB&T Corp. COM 054937107 362,461 14,400,502 SH Sole 0 13,679,686 720,816
BB&T Corp. COM 054937107 620 24,620 SH Shared-Defined 1 0 24,620
BCE Inc. COM NEW 05534B760 211,347 5,071,920 SH Sole 0 4,812,169 259,751
BCE Inc. COM NEW 05534B760 881 21,135 SH Shared-Defined 1 0 21,135
BlackRock Inc. COM 09247X101 337,571 1,893,918 SH Sole 0 1,797,119 96,799
BlackRock Inc. COM 09247X101 580 3,255 SH Shared-Defined 1 0 3,255
Capital One Financial Corp. COM 14040H105 312,358 7,386,084 SH Sole 0 7,016,734 369,350
Capital One Financial Corp. COM 14040H105 558 13,198 SH Shared-Defined 1 0 13,198
Chevron Corp. COM 166764100 18,765 176,360 SH Sole 0 166,144 10,216
Chevron Corp. COM 166764100 112 1,056 SH Shared-Defined 1 0 1,056
Cisco Systems Inc. COM 17275R102 661,057 36,562,874 SH Sole 0 34,754,474 1,808,400
Cisco Systems Inc. COM 17275R102 1,044 57,763 SH Shared-Defined 1 0 57,763
Coca Cola Co. COM 191216100 342,540 4,895,519 SH Sole 0 4,674,955 220,564
Coca Cola Co. COM 191216100 510 7,284 SH Shared-Defined 1 0 7,284
Covidien PLC SHS G2554F113 294,865 6,551,090 SH Sole 0 6,229,838 321,252
Covidien PLC SHS G2554F113 484 10,744 SH Shared-Defined 1 0 10,744
Exxon Mobil Corp. COM 30231G102 782,305 9,229,650 SH Sole 0 8,801,050 428,600
Exxon Mobil Corp. COM 30231G102 1,394 16,452 SH Shared-Defined 1 0 16,452
General Electric Co. COM 369604103 378,226 21,118,160 SH Sole 0 20,243,960 874,200
General Electric Co. COM 369604103 604 33,736 SH Shared-Defined 1 0 33,736
Honeywell International Inc. COM 438516106 670,104 12,329,408 SH Sole 0 11,861,876 467,532
Honeywell International Inc. COM 438516106 1,055 19,413 SH Shared-Defined 1 0 19,413
IShares Tr RUSSELL1000VAL 464287598 1,878 29,589 SH Sole 0 29,589 0
IShares Tr RUSSELL1000VAL 464287598 4 58 SH Shared-Defined 1 0 58
JPMorgan Chase & Co. COM 46625H100 728,058 21,896,492 SH Sole 0 20,808,750 1,087,742
JPMorgan Chase & Co. COM 46625H100 1,186 35,660 SH Shared-Defined 1 0 35,660
Johnson & Johnson COM 478160104 400,500 6,107,047 SH Sole 0 5,816,997 290,050
Johnson & Johnson COM 478160104 624 9,522 SH Shared-Defined 1 0 9,522
Johnson Controls Inc. COM 478366107 533,539 17,067,768 SH Sole 0 16,203,914 863,854
Johnson Controls Inc. COM 478366107 748 23,945 SH Shared-Defined 1 0 23,945
Lowes Cos Inc. COM 548661107 1 43 SH Shared-Defined 1 0 43
Marathon Oil Corp. COM 565849106 68,069 2,325,557 SH Sole 0 2,186,082 139,475
Marathon Oil Corp. COM 565849106 293 10,023 SH Shared-Defined 1 0 10,023
Marathon Petroleum Corporation COM 56585A102 92,569 2,780,682 SH Sole 0 2,651,505 129,177
Marathon Petroleum Corporation COM 56585A102 99 2,976 SH Shared-Defined 1 0 2,976
McDonalds Corp. COM 580135101 4 37 SH Shared-Defined 1 0 37
Merck & Co. Inc. COM 58933Y105 527,811 14,000,281 SH Sole 0 13,364,785 635,496
Merck & Co. Inc. COM 58933Y105 765 20,286 SH Shared-Defined 1 0 20,286
MetLife Inc. COM 59156R108 479,006 15,362,610 SH Sole 0 14,601,169 761,441
MetLife Inc. COM 59156R108 777 24,914 SH Shared-Defined 1 0 24,914
Microsoft Corp. COM 594918104 961,440 37,035,468 SH Sole 0 35,266,279 1,769,189
Microsoft Corp. COM 594918104 1,331 51,285 SH Shared-Defined 1 0 51,285
Monsanto Co. COM 61166W101 299,769 4,278,140 SH Sole 0 4,076,414 201,726
Monsanto Co. COM 61166W101 513 7,318 SH Shared-Defined 1 0 7,318
Novartis AG SPONSORED ADR 66987V109 44,027 770,100 SH Sole 0 720,550 49,550
Novartis AG SPONSORED ADR 66987V109 255 4,461 SH Shared-Defined 1 0 4,461
Occidental Petroleum Corp. COM 674599105 477,527 5,096,341 SH Sole 0 4,861,877 234,464
Occidental Petroleum Corp. COM 674599105 734 7,830 SH Shared-Defined 1 0 7,830
Owens-Illinois Inc. COM NEW 690768403 40,016 2,064,787 SH Sole 0 1,927,157 137,630
Owens-Illinois Inc. COM NEW 690768403 244 12,601 SH Shared-Defined 1 0 12,601
Pepsico Inc. COM 713448108 319,664 4,817,851 SH Sole 0 4,573,682 244,169
Pepsico Inc. COM 713448108 560 8,442 SH Shared-Defined 1 0 8,442
Petroleo Brasileiro SA SPONSORED ADR 71654V408 90,538 3,643,400 SH Sole 0 3,183,400 460,000
Pfizer Inc. COM 717081103 1,041,834 48,143,876 SH Sole 0 46,073,258 2,070,618
Pfizer Inc. COM 717081103 1,412 65,229 SH Shared-Defined 1 0 65,229
Procter & Gamble Co. COM 742718109 823,996 12,351,915 SH Sole 0 11,776,015 575,900
Procter & Gamble Co. COM 742718109 1,210 18,136 SH Shared-Defined 1 0 18,136
Sanofi SPONSORED ADR 80105N105 447,440 12,245,209 SH Sole 0 11,632,109 613,100
Sanofi SPONSORED ADR 80105N105 780 21,342 SH Shared-Defined 1 0 21,342
Southwestern Energy Co. COM 845467109 151,767 4,751,610 SH Sole 0 4,525,710 225,900
Southwestern Energy Co. COM 845467109 225 7,038 SH Shared-Defined 1 0 7,038
Stanley Black & Decker Inc. COM 854502101 35,264 521,650 SH Sole 0 486,600 35,050
Stanley Black & Decker Inc. COM 854502101 203 2,997 SH Shared-Defined 1 0 2,997
Texas Instruments Inc. COM 882508104 557,341 19,146,031 SH Sole 0 18,177,564 968,467
Texas Instruments Inc. COM 882508104 891 30,596 SH Shared-Defined 1 0 30,596
Time Warner Inc. COM NEW 887317303 843,640 23,343,665 SH Sole 0 22,257,981 1,085,684
Time Warner Inc. COM NEW 887317303 1,277 35,330 SH Shared-Defined 1 0 35,330
U.S. Bancorp COM NEW 902973304 37,794 1,397,200 SH Sole 0 1,303,500 93,700
U.S. Bancorp COM NEW 902973304 222 8,225 SH Shared-Defined 1 0 8,225
Ultra Petroleum Corp. COM 903914109 25,680 866,700 SH Sole 0 808,350 58,350
Ultra Petroleum Corp. COM 903914109 154 5,211 SH Shared-Defined 1 0 5,211
UnitedHealth Group Inc. COM 91324P102 133,981 2,643,671 SH Sole 0 2,468,821 174,850
UnitedHealth Group Inc. COM 91324P102 589 11,632 SH Shared-Defined 1 0 11,632
Viacom Inc. CL B 92553P201 539,801 11,887,274 SH Sole 0 11,297,171 590,103
Viacom Inc. CL B 92553P201 919 20,236 SH Shared-Defined 1 0 20,236
Vodafone Group PLC SPONS ADR NEW 92857W209 759,571 27,098,513 SH Sole 0 25,231,503 1,867,010
Vodafone Group PLC SPONS ADR NEW 92857W209 1,168 41,673 SH Shared-Defined 1 0 41,673
Wellpoint Inc. COM 94973V107 2 25 SH Shared-Defined 1 0 25
Wells Fargo & Co. COM 949746101 614,710 22,304,431 SH Sole 0 21,199,044 1,105,387
Wells Fargo & Co. COM 949746101 970 35,187 SH Shared-Defined 1 0 35,187
REPORT SUMMARY 87 16,264,867