0000892712-11-000936.txt : 20111031
0000892712-11-000936.hdr.sgml : 20111031
20111031155252
ACCESSION NUMBER: 0000892712-11-000936
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111031
DATE AS OF CHANGE: 20111031
EFFECTIVENESS DATE: 20111031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: INSTITUTIONAL CAPITAL LLC
CENTRAL INDEX KEY: 0000050672
IRS NUMBER: 030598064
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00016
FILM NUMBER: 111168265
BUSINESS ADDRESS:
STREET 1: 225 WEST WACKER DRIVE
STREET 2: SUTIE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-424-9100
MAIL ADDRESS:
STREET 1: 225 WEST WACKER DRIVE
STREET 2: SUTIE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: INSTITUTIONAL CAPITAL CORP
DATE OF NAME CHANGE: 19920929
13F-HR
1
form13f.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:_____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holding
entries.
Institutional Investment Manager Filing this Report:
Name: Institutional Capital LLC
Address: 225 West Wacker Drive, Suite 2400
Chicago, Illinois 60606
Form 13F File No: 28-16
-----
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of the Reporting Manager:
Name: Brian E. Franc
Title: Executive Vice President and Chief Compliance Officer
Phone: (312) 424-9100
Signature, Place, and Date of Signing:
/s/ Brian E. Franc Chicago, Illinois 10/31/11
------------------- ----------------- ----------
(Signature) (City/State) (Date)
Report Type (Check only one.):
[ ] 13F Holdings Report (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F Notice (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[X] 13F Combination Report (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
13F File Number Name
--------------- ------------------------
028-01190 Frank Russell Company
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 83
Form 13F Information Table Value Total: $ 13,991,928
(in thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
13F File Number Name
--------------- -------------------------------
1. Nuveen Investment Advisors, Inc.
INSTITUTIONAL CAPITAL LLC
FORM 13F
30-Sep-11
Voting Authority
-------------------------
Value Shares/ Sh/ Put/ Invstmt Othr
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Mgr Sole Shd None
------------------------------ -------------- --------- ---------- ---------- --- ---- -------------- ---- ---------- --- --------
ACE Ltd. SHS H0023R105 117,287 1,935,432 SH Sole 0 1,784,287 151,145
ACE Ltd. SHS H0023R105 713 11,772 SH Shared-Defined 1 0 11,772
Aon Corp. COM 037389103 59,728 1,422,761 SH Sole 0 1,313,734 109,027
Aon Corp. COM 037389103 368 8,766 SH Shared-Defined 1 0 8,766
Applied Materials Inc. COM 038222105 258,071 24,934,316 SH Sole 0 23,561,076 1,373,240
Applied Materials Inc. COM 038222105 466 45,036 SH Shared-Defined 1 0 45,036
Archer-Daniels-Midland Company COM 039483102 273,380 11,018,926 SH Sole 0 10,426,408 592,518
Archer-Daniels-Midland Company COM 039483102 510 20,560 SH Shared-Defined 1 0 20,560
BB&T Corp. COM 054937107 305,998 14,345,889 SH Sole 0 13,579,723 766,166
BB&T Corp. COM 054937107 550 25,765 SH Shared-Defined 1 0 25,756
BCE Inc. COM NEW 05534B760 301,291 8,043,010 SH Sole 0 7,372,459 670,551
BCE Inc. COM NEW 05534B760 929 24,809 SH Shared-Defined 1 0 24,809
BlackRock Inc. COM 09247X101 288,626 1,950,044 SH Sole 0 1,847,195 102,849
BlackRock Inc. COM 09247X101 506 3,419 SH Shared-Defined 1 0 3,419
CVS Caremark Corp. COM 126650100 19,398 577,666 SH Sole 0 533,516 44,150
CVS Caremark Corp. COM 126650100 114 3,389 SH Shared-Defined 1 0 3,389
Chevron Corp. COM 166764100 24,838 268,460 SH Sole 0 249,394 19,066
Chevron Corp. COM 166764100 156 1,682 SH Shared-Defined 1 0 1,682
Cisco Systems Inc. COM 17275R102 352,816 22,776,955 SH Sole 0 21,548,505 1,228,450
Cisco Systems Inc. COM 17275R102 631 40,718 SH Shared-Defined 1 0 40,718
Coca Cola Co. COM 191216100 484,624 7,173,235 SH Sole 0 6,825,871 347,364
Coca Cola Co. COM 191216100 714 10,565 SH Shared-Defined 1 0 10,565
Covidien PLC SHS G2554F113 285,042 6,463,541 SH Sole 0 6,122,589 340,952
Covidien PLC SHS G2554F113 497 11,263 SH Shared-Defined 1 0 11,263
Dominion Resources Inc. COM 25746U109 35,082 691,000 SH Sole 0 691,000 0
Exxon Mobil Corp. COM 30231G102 678,172 9,337,344 SH Sole 0 8,860,344 477,000
Exxon Mobil Corp. COM 30231G102 1,286 17,710 SH Shared-Defined 1 0 17,710
Honeywell International Inc. COM 438516106 468,720 10,674,549 SH Sole 0 10,188,967 485,582
Honeywell International Inc. COM 438516106 787 17,913 SH Shared-Defined 1 0 17,913
Hospira Inc. COM 441060100 137,181 3,707,584 SH Sole 0 3,510,284 197,300
Hospira Inc. COM 441060100 257 6,955 SH Shared-Defined 1 0 6,955
IShares Tr RUSSELL1000VAL 464287598 204 3,600 SH Sole 0 3,600 0
JPMorgan Chase & Co. COM 46625H100 567,006 18,824,905 SH Sole 0 17,815,963 1,008,942
JPMorgan Chase & Co. COM 46625H100 1,016 33,722 SH Shared-Defined 1 0 33,722
Johnson & Johnson COM 478160104 770,012 12,086,216 SH Sole 0 11,466,916 619,300
Johnson & Johnson COM 478160104 1,311 20,580 SH Shared-Defined 1 0 20,580
Johnson Controls Inc. COM 478366107 382,727 14,513,755 SH Sole 0 13,732,601 781,154
Johnson Controls Inc. COM 478366107 588 22,302 SH Shared-Defined 1 0 22,302
Lowe's Cos Inc. COM 548661107 266,669 13,788,480 SH Sole 0 13,040,156 748,324
Lowe's Cos Inc. COM 548661107 498 25,769 SH Shared-Defined 1 0 25,769
Marathon Oil Corp. COM 565849106 68,667 3,181,978 SH Sole 0 2,936,953 245,025
Marathon Oil Corp. COM 565849106 299 13,877 SH Shared-Defined 1 0 13,877
Marathon Petroleum Corporation COM 56585A102 147,760 5,460,459 SH Sole 0 5,170,607 289,852
Marathon Petroleum Corporation COM 56585A102 216 7,998 SH Shared-Defined 1 0 7,998
McDonald's Corp. COM 580135101 49,069 558,744 SH Sole 0 509,094 49,650
McDonald's Corp. COM 580135101 298 3,395 SH Shared-Defined 1 0 3,395
Merck & Co. Inc. COM 58933Y105 469,375 14,349,592 SH Sole 0 13,642,116 707,476
Merck & Co. Inc. COM 58933Y105 724 22,135 SH Shared-Defined 1 0 22,135
MetLife Inc. COM 59156R108 349,849 12,490,142 SH Sole 0 11,825,051 665,091
MetLife Inc. COM 59156R108 612 21,855 SH Shared-Defined 1 0 21,855
Microsoft Corp. COM 594918104 785,054 31,540,936 SH Sole 0 29,882,247 1,658,689
Microsoft Corp. COM 594918104 1,216 48,868 SH Shared-Defined 1 0 48,868
Monsanto Co. COM 61166W101 198,515 3,306,390 SH Sole 0 3,125,814 180,576
Monsanto Co. COM 61166W101 395 6,574 SH Shared-Defined 1 0 6,574
Novartis AG SPONSORED ADR 66987V109 33,317 597,400 SH Sole 0 552,900 44,500
Novartis AG SPONSORED ADR 66987V109 207 3,707 SH Shared-Defined 1 0 3,707
Occidental Petroleum Corp. COM 674599105 403,135 5,638,259 SH Sole 0 5,348,545 289,714
Occidental Petroleum Corp. COM 674599105 561 7,845 SH Shared-Defined 1 0 7,845
Owens-Illinois Inc. COM NEW 690768403 21,456 1,419,030 SH Sole 0 1,310,236 108,794
Owens-Illinois Inc. COM NEW 690768403 143 9,464 SH Shared-Defined 1 0 9,464
Pepsico Inc. COM 713448108 514,309 8,308,708 SH Sole 0 7,897,439 411,269
Pepsico Inc. COM 713448108 858 13,869 SH Shared-Defined 1 0 13,869
Petroleo Brasileiro SA SPONSORED ADR 71654V408 57,511 2,561,750 SH Sole 0 2,246,500 315,250
Pfizer Inc. COM 717081103 879,980 49,772,625 SH Sole 0 47,300,107 2,472,518
Pfizer Inc. COM 717081103 1,280 72,399 SH Shared-Defined 1 0 72,399
Procter & Gamble Co. COM 742718109 823,551 13,034,999 SH Sole 0 12,377,349 657,650
Procter & Gamble Co. COM 742718109 1,210 19,159 SH Shared-Defined 1 0 19,159
Sanofi SPONSORED ADR 80105N105 284,616 8,677,306 SH Sole 0 8,200,006 477,300
Sanofi SPONSORED ADR 80105N105 593 18,080 SH Shared-Defined 1 0 18,080
Texas Instruments Inc. COM 882508104 428,489 16,078,384 SH Sole 0 15,207,717 870,667
Texas Instruments Inc. COM 882508104 747 28,027 SH Shared-Defined 1 0 28,027
Time Warner Inc. COM NEW 887317303 671,822 22,416,465 SH Sole 0 21,265,081 1,151,384
Time Warner Inc. COM NEW 887317303 1,071 35,726 SH Shared-Defined 1 0 35,726
U.S. Bancorp COM NEW 902973304 68,474 2,908,833 SH Sole 0 2,695,333 213,500
U.S. Bancorp COM NEW 902973304 298 12,677 SH Shared-Defined 1 0 12,677
Viacom Inc. CL B 92553P201 453,274 11,700,425 SH Sole 0 11,074,872 625,553
Viacom Inc . CL B 92553P201 821 21,199 SH Shared-Defined 1 0 21,199
Vodafone Group PLC SPONS ADR NEW 92857W209 696,139 27,139,881 SH Sole 0 25,152,621 1,987,260
Vodafone Group PLC SPONS ADR NEW 92857W209 1,125 43,851 SH Shared-Defined 1 0 43,851
WellPoint Inc. COM 94973V107 97,258 1,489,857 SH Sole 0 1,372,339 117,518
WellPoint Inc. COM 94973V107 583 8,935 SH Shared-Defined 1 0 8,935
Wells Fargo & Co. COM 949746101 387,568 16,068,340 SH Sole 0 15,213,603 854,737
Wells Fargo & Co. COM 949746101 714 29,602 SH Shared-Defined 1 0 29,602
REPORT SUMMARY 83 13,991,928