FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
TESORO CORP /NEW/ [ TSO ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 08/15/2014 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 08/15/2014 | M | 35,000 | A | $12.93 | 115,440(1) | D | |||
Common Stock | 08/15/2014 | S | 35,000 | D | (2) | 80,440 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Stock Right to Buy | $12.93 | 08/15/2014 | M | 35,000 | (3) | 05/05/2020 | Common Stock | 35,000 | (2) | 124,700 | D |
Explanation of Responses: |
1. Balance includes direct ownership of 80,440 shares. |
2. Shares sold as follows: 200 at 62.61; 300 at 62.62; 500 at 62.64; 300 at 62.65; 200 at 62.66; 300 at 62.67; 200 at 62.68; 495 at 62.69; 355 at 62.70; 1400 at 62.71400 at 62.72; 933 at 62.73; 400 at 62.74; 400 at 62.75; 800 at 62.76; 2100 at 62.77; 1000 at 62.78; 700 at 62.79; 1201 at 62.80; 100 at 62.81; 800 at 62.82; 1100 at 62.83; 183 at 62.84; 300 at 62.85; 900 at 62.86; 700 at 62.87; 900 at 62.88; 117 at 62.89; 900 at 62.90; 392 at 62.91; 700 at 62.92; 508 at 62.93; 500 at 62.94; 300 at 62.95; 700 at 62.96; 400 at 62.97; 500 at 62.98; 400 at 62.99; 1000 at 63.05; 300 at 63.10; 600 at 63.11; 400 at 63.16; 100 at 63.17; 100 at 63.18; 100 at 63.21; 400 at 63.24; 900 at 63.25; 1000 63.26; 400 at 6327; 100 at 63.29; 500 at 63.30; 100 at 63.31; 300 at 63.32; 300 at 63.33; 400 at 63.34; 200 at 63.35; 300 at 63.36; 100 at 63.37; 100 at 63.38; 482 at 63.39; 518 at 63.40; 516 at 63.41; 688 at 63.42; 700 at 63.43; 400 at 63.44; 900 at 63.45; 112 at 63.46; and 400 at 63.47. |
3. Grant has a graded vesting schedule. Date exercisable will vary for each vesting schedule. |
Remarks: |
Jean M Mosel, Attorney-in-Fact for Charles S. Parrish | 08/15/2014 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |