EX-99.B.H.(XI) 5 a14-19254_1ex99dbdhdxi.htm EX-99.B.H.(XI)

 

AMENDMENT NUMBER TEN TO

TRANSFER AGENCY AND SERVICE AGREEMENT

 

Effective Date: November 1, 2013

 

Pursuant to the Transfer Agency and Service Agreement by and among The Hartford Mutual Funds, Inc., The Hartford Mutual Funds II, Inc. and Hartford Administrative Services Company dated as of February 1, 2006, Exhibit A attached hereto is hereby amended.

 

 

 

THE HARTFORD MUTUAL FUNDS, INC.

 

THE HARTFORD MUTUAL FUNDS II, INC.

 

 

 

 

 

 

 

By:

/s/ Vernon J. Meyer

 

 

Vernon J. Meyer

 

 

Vice President

 

 

 

 

 

HARTFORD ADMINISTRATIVE SERVICES COMPANY

 

 

 

 

 

 

 

By:

/s/ Gregory A. Frost

 

 

Gregory A. Frost

 

 

Chief Financial Officer

 



 

EXHIBIT A

 

TA FEE SCHEDULE

Effective Date:  November 1, 2013

 

Class A, B, C and I Shares:

 

$26.50 per Check & App Shareholder Participant* Account

$21.50 per Omnibus Shareholder Participant* Account

$13.50 per Network Shareholder Participant* Account

$15.00 per Third Party Administrator Shareholder Participant* Account

 

Class R3, R4 and R5 Shares:

 

$26.50 per Check & App Shareholder Account**

$21.50 per Omnibus Shareholder Account**

$13.50 per Network Shareholder Account **

$15.00 per Third Party Administrator Shareholder Account**

 

Class Y Shares:

 

0.05% of assets in each Portfolio; provided however, that the annual aggregate TA Fee paid by the Funds for Class Y Shares shall not exceed $150,000.

 


*As defined in the Agreement

** On the Plan or account level

 

Out of pocket expenses pursuant to Section 2.2 and 2.3 of the Agreement do not include postage, solicitation, tabulation and printing expenses related to proxy solicitations, unless otherwise agreed to by the Funds and HASCO.