N-PX 1 b61936a1nvpx.txt THE HARTFORD MUTUAL FUNDS II, INC. Form N - PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT Investment Company Form N - PX Investment Company Act file number: 811-558 (Exact name of registrant as specified in charter) The Hartford Mutual Funds II, Inc. (Address of principle executive offices) P. O. Box 2999, Hartford, Connecticut 06104-2999 (Name and address of agent for service) Edward P. Macdonald, Esquire Life Law Unit The Hartford Financial Services Group, Inc. 200 Hopmeadow Street Simsbury, CT 06089 Registrant 's telephone number, including area code: (860)843-9934 Date of Fiscal year-end: OCTOBER 31 Date of reporting period: 07/01/2005 - 06/30/2006 Item 1. Proxy Voting Record Page 1 The Hartford Growth Fund MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 1 of 92 UNASSIGNED ABERCROMBIE & FITCH CO. SECURITY: 002896207 AGENDA NUMBER: 932530391 TICKER: ANF MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES B. BACHMANN Mgmt For For 2 LAUREN J. BRISKY Mgmt For For 3 MICHAEL S. JEFFRIES Mgmt For For 4 JOHN W. KESSLER Mgmt For For 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 2 of 92 UNASSIGNED ADOBE SYSTEMS INCORPORATED SECURITY: 00724F101 AGENDA NUMBER: 932442697 TICKER: ADBE MEETING TYPE: Annual ISIN: MEETING DATE: 28-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 EDWARD W. BARNHOLT Mgmt For For 2 MICHAEL R. CANNON Mgmt For For 3 BRUCE R. CHIZEN Mgmt For For 4 JAMES E. DALEY Mgmt For For 5 CHARLES M. GESCHKE Mgmt For For 6 DELBERT W. YOCAM Mgmt For For 02 APPROVAL OF AMENDMENTS TO THE AMENDED Mgmt For For 1994 PERFORMANCE AND RESTRICTED STOCK PLAN TO ENABLE COMPENSATION PAID UNDER THE PLAN TO QUALIFY AS DEDUCTIBLE PERFORMANCE-BASED COMPENSATION UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 3 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 APPROVAL OF THE EXECUTIVE CASH Mgmt For For PERFORMANCE BONUS PLAN TO PERMIT THE PAYMENT OF CASH BONUSES THAT WILL QUALIFY AS DEDUCTIBLE PERFORMANCE-BASED COMPENSATION UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. 04 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 1, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 4 of 92 UNASSIGNED AMGEN INC. SECURITY: 031162100 AGENDA NUMBER: 932455872 TICKER: AMGN MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MR. FREDERICK W. GLUCK Mgmt For For 2 ADM. J. PAUL REASON Mgmt For For 3 DR. DONALD B. RICE Mgmt For For 4 MR. LEONARD D SCHAEFFER Mgmt For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2006. 3A STOCKHOLDER PROPOSAL #1 (STOCK RETENTION Mgmt Against For GUIDELINES). 3B STOCKHOLDER PROPOSAL #2 (EXECUTIVE Mgmt Against For COMPENSATION).
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 5 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3C STOCKHOLDER PROPOSAL #3 (SHAREHOLDER Shr For Against RIGHTS PLANS). 3D STOCKHOLDER PROPOSAL #4 (ANIMAL WELFARE Shr Against For POLICY). 3E STOCKHOLDER PROPOSAL #5 (MAJORITY Shr For Against ELECTIONS). 3F STOCKHOLDER PROPOSAL #6 (CORPORATE Shr For For POLITICAL CONTRIBUTIONS).
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 6 of 92 UNASSIGNED APPLE COMPUTER, INC. SECURITY: 037833100 AGENDA NUMBER: 932447332 TICKER: AAPL MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 FRED D. ANDERSON Mgmt For For 2 WILLIAM V. CAMPBELL Mgmt For For 3 MILLARD S. DREXLER Mgmt For For 4 ALBERT A. GORE, JR. Mgmt For For 5 STEVEN P. JOBS Mgmt For For 6 ARTHUR D. LEVINSON Mgmt For For 7 JEROME B. YORK Mgmt For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL YEAR 2006. 03 TO CONSIDER A SHAREHOLDER PROPOSAL IF Shr Against For PROPERLY PRESENTED AT THE MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 7 of 92 UNASSIGNED ASTRAZENECA PLC SECURITY: 046353108 AGENDA NUMBER: 932484683 TICKER: AZN MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO RECEIVE THE COMPANY S ACCOUNTS AND Mgmt For THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2005 02 TO CONFIRM DIVIDENDS Mgmt For 03 TO RE-APPOINT KPMG AUDIT PLC, LONDON AS Mgmt For AUDITOR 04 TO AUTHORIZE THE DIRECTORS TO AGREE THE Mgmt For REMUNERATION OF THE AUDITOR 05 DIRECTOR 1 LOUIS SCHWEITZER Mgmt For 2 HAKAN MOGREN Mgmt For 3 DAVID R BRENNAN Mgmt For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 8 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4 JONATHAN SYMONDS Mgmt For 5 JOHN PATTERSON Mgmt For 6 SIR PETER BONFIELD Mgmt For 7 JOHN BUCHANAN Mgmt For 8 JANE HENNEY Mgmt Withheld 9 MICHELE HOOPER Mgmt For 10 JOE JIMENEZ Mgmt For 11 ERNA MOLLER Mgmt For 12 MARCUS WALLENBERG Mgmt For 13 DAME NANCY ROTHWELL Mgmt For 06 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For REPORT FOR THE YEAR ENDED DECEMBER 31, 2005 07 TO AUTHORIZE LIMITED EU POLITICAL Mgmt For DONATIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 9 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 08 TO AUTHORIZE THE DIRECTORS TO ALLOT Mgmt For UNISSUED SHARES 09 TO AUTHORIZE THE DIRECTORS TO DISAPPLY Mgmt For PRE-EMPTION RIGHTS 10 TO AUTHORIZE THE COMPANY TO PURCHASE ITS Mgmt For OWN SHARES
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 10 of 92 UNASSIGNED CAMECO CORPORATION SECURITY: 13321L108 AGENDA NUMBER: 932481916 TICKER: CCJ MEETING TYPE: Special ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN S. AUSTON Mgmt For For 2 JOHN H. CLAPPISON Mgmt For For 3 JOE F. COLVIN Mgmt Withheld Against 4 HARRY D. COOK Mgmt Withheld Against 5 JAMES R. CURTISS Mgmt Withheld Against 6 GEORGE S. DEMBROSKI Mgmt For For 7 GERALD W. GRANDEY Mgmt For For 8 NANCY E. HOPKINS Mgmt For For 9 OYVIND HUSHOVD Mgmt For For 10 J.W. GEORGE IVANY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 11 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 A. NEIL MCMILLAN Mgmt For For 12 ROBERT W. PETERSON Mgmt For For 13 VICTOR J. ZALESCHUK Mgmt For For 02 APPOINTMENT OF KPMG LLP AS Mgmt For For AUDITORS 03 A RESOLUTION AMENDING CAMECO S STOCK Mgmt For For OPTION PLAN, AS SET OUT IN SCHEDULE B TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. 04 THE UNDERSIGNED HEREBY DECLARES THAT ALL Mgmt Abstain SHARES REPRESENTED HEREBY ARE HELD, BENEFICIALLY OWNED OR CONTROLLED BY ONE OR MORE RESIDENTS (PLEASE MARK THE FOR BOX) OR ONE OR MORE NON-RESIDENTS (PLEASE MARK THE ABSTAIN BOX). 05 IF THE UNDERSIGNED IS A RESIDENT PLEASE Mgmt Abstain MARK THE FOR BOX, IF THE UNDERSIGNED IS A NON-RESIDENT PLEASE MARK THE ABSTAIN BOX.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 12 of 92 UNASSIGNED CHICAGO MERCANTILE EXCHANGE HOLDINGS SECURITY: 167760107 AGENDA NUMBER: 932450961 TICKER: CME MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DENNIS H. CHOOKASZIAN Mgmt For For 2 MARTIN J. GEPSMAN Mgmt For For 3 ELIZABETH HARRINGTON Mgmt For For 4 LEO MELAMED Mgmt For For 5 ALEX J. POLLOCK Mgmt For For 6 MYRON S. SCHOLES Mgmt For For 7 WILLIAM R. SHEPARD Mgmt For For 02 RATIFICATION OF ERNST & YOUNG LLP AS OUR Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 13 of 92 UNASSIGNED CISCO SYSTEMS, INC. SECURITY: 17275R102 AGENDA NUMBER: 932399062 TICKER: CSCO MEETING TYPE: Annual ISIN: MEETING DATE: 15-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR T 1 CAROL A. BARTZ Mgmt For For 2 M. MICHELE BURNS Mgmt For For 3 LARRY R. CARTER Mgmt For For 4 JOHN T. CHAMBERS Mgmt For For 5 DR. JOHN L. HENNESSY Mgmt For For 6 RICHARD M. KOVACEVICH Mgmt For For 7 RODERICK C. MCGEARY Mgmt For For 8 JAMES C. MORGAN Mgmt For For 9 JOHN P. MORGRIDGE Mgmt For For 10 STEVEN M. WEST Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 14 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JERRY YANG Mgmt For For 02 TO APPROVE THE ADOPTION OF THE Mgmt Against Against 2005 STOCK INCENTIVE PLAN. T 03 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 29, 2006. T 04 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against For URGING THE BOARD OF DIRECTORS TO ADOPT A POLICY THAT A SIGNIFICANT PORTION OF FUTURE EQUITY COMPENSATION GRANTS TO SENIOR EXECUTIVES SHALL BE SHARES OF STOCK THAT REQUIRE THE ACHIEVEMENT OF PERFORMANCE GOALS AS A PREREQUISITE TO VESTING, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. T 05 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr Against For REQUESTING THAT THE BOARD S COMPENSATION COMMITTEE INITIATE A REVIEW OF CISCO S EXECUTIVE COMPENSATION POLICIES AND TO MAKE AVAILABLE, UPON REQUEST, A REPORT OF THAT REVIEW BY JANUARY 1, 2006, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 15 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr For Against REQUESTING THE BOARD TO PREPARE A REPORT TO SHAREHOLDERS DESCRIBING THE PROGRESS TOWARD DEVELOPMENT AND IMPLEMENTATION OF A COMPANY HUMAN RIGHTS POLICY AND THE PLAN FOR IMPLEMENTATION WITH PARTNERS AND RESELLERS BY MAY 31, 2006, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 16 of 92 UNASSIGNED COMMERCE BANCORP, INC. SECURITY: 200519106 AGENDA NUMBER: 932503988 TICKER: CBH MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 VERNON W. HILL, II Mgmt For For 2 JACK R BERSHAD Mgmt For For 3 JOSEPH E. BUCKELEW Mgmt For For 4 DONALD T. DIFRANCESCO Mgmt For For 5 MORTON N. KERR Mgmt For For 6 STEVEN M. LEWIS Mgmt For For 7 JOHN K. LLOYD Mgmt For For 8 GEORGE E. NORCROSS, III Mgmt For For 9 DANIEL J. RAGONE Mgmt For For 10 WILLIAM A. SCHWARTZ, JR Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 17 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JOSEPH T. TARQUINI, JR. Mgmt For For 12 JOSEPH S. VASSALLUZZO Mgmt For For 02 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 18 of 92 UNASSIGNED COUNTRYWIDE FINANCIAL CORPORATION SECURITY: 222372104 AGENDA NUMBER: 932513965 TICKER: CFC MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KATHLEEN BROWN Mgmt For For 2 JEFFREY M. CUNNINGHAM Mgmt For For 3 MARTIN R. MELONE Mgmt For For 4 ROBERT T. PARRY Mgmt For For 02 TO APPROVE THE ADOPTION OF THE COMPANY S Mgmt For For 2006 EQUITY INCENTIVE PLAN. 03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 19 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO CONSIDER A STOCKHOLDER PROPOSAL, IF Shr For Against PROPERLY PRESENTED, URGING OUR BOARD OF DIRECTORS TO ADOPT A POLICY THAT OUR STOCKHOLDERS BE GIVEN AN OPPORTUNITY TO ANNUALLY APPROVE THE REPORT OF OUR COMPENSATION COMMITTEE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 20 of 92 UNASSIGNED COVENTRY HEALTH CARE, INC. SECURITY: 222862104 AGENDA NUMBER: 932507429 TICKER: CVH MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN H. AUSTIN, M.D. Mgmt For For 2 DANIEL N. MENDELSON Mgmt For For 3 R. W. MOORHEAD, III Mgmt For For 4 TIMOTHY T.WEGLICKI Mgmt For For 02 APPROVAL TO AMEND THE CERTIFICATE Mgmt For For OF INCORPORATION TO INCREASE AUTHORIZED SHARES OF COMMON STOCK FROM 200,000,000 TO 570,000,000. 03 APPROVAL TO AMEND THE CERTIFICATE Mgmt For For OF INCORPORATION TO DELETE ALL REFERENCES TO SERIES A CONVERTIBLE PREFERRED STOCK. 04 APPROVAL TO AMEND THE CERTIFICATE Mgmt For For OF INCORPORATION TO PROVIDE THAT DIRECTORS ELECTED BY THE BOARD OF DIRECTORS MUST STAND FOR ELECTION AT THE NEXT ANNUAL MEETING OF SHAREHOLDERS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 21 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 APPROVAL TO AMEND THE 2004 INCENTIVE Mgmt For For PLAN. 06 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG, LLP, AS THE COMPANY S INDEPENDENT AUDITORS FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 22 of 92 UNASSIGNED DANAHER CORPORATION SECURITY: 235851102 AGENDA NUMBER: 932478945 TICKER: DHR MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MORTIMER M. CAPLIN Mgmt For For 2 DONALD J. EHRLICH Mgmt For For 3 LINDA P. HEFNER Mgmt For For 4 WALTER G. LOHR, JR. Mgmt For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 23 of 92 UNASSIGNED DELL INC. SECURITY: 24702R101 AGENDA NUMBER: 932362243 TICKER: DELL MEETING TYPE: Annual ISIN: MEETING DATE: 15-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DONALD J. CARTY Mgmt For For 2 MICHAEL S. DELL Mgmt For For 3 WILLIAM H. GRAY, III Mgmt For For 4 JUDY C. LEWENT Mgmt For For 5 THOMAS W. LUCE, III Mgmt For For 6 KLAUS S. LUFT Mgmt For For 7 ALEX J. MANDL Mgmt For For 8 MICHAEL A. MILES Mgmt For For 9 SAMUEL A. NUNN, JR. Mgmt For For 10 KEVIN B. ROLLINS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 24 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For For SH1 MAJORITY VOTING FOR DIRECTORS Shr For Against SH2 EXPENSING STOCK OPTIONS Shr For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 25 of 92 UNASSIGNED EBAY INC. SECURITY: 278642103 AGENDA NUMBER: 932514323 TICKER: EBAY MEETING TYPE: Annual ISIN: MEETING DATE: 13-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM C. FORD, JR. Mgmt For For 2 DAWN G. LEPORE Mgmt For For 3 PIERRE M. OMIDYAR Mgmt For For 4 R.T. SCHLOSBERG, III Mgmt For For 02 TO APPROVE AN AMENDMENT TO OUR 2001 Mgmt For For EQUITY INCENTIVE PLAN TO INCREASE BY 30,000,000 THE NUMBER OF SHARES OF COMMON STOCK THAT MAY BE ISSUED UNDER OUR 2001 EQUITY INCENTIVE PLAN. 03 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 26 of 92 UNASSIGNED ELAN CORPORATION, PLC SECURITY: 284131208 AGENDA NUMBER: 932502532 TICKER: ELN MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O1 RECEIVE THE FINANCIAL STATEMENTS Mgmt For For TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON. O2 DIRECTOR 1 MR. LAURENCE CROWLEY Mgmt Withheld Against 2 MR. WILLIAM DANIEL Mgmt For For 3 MR. KELLY MARTIN Mgmt For For 4 DR. GORAN ANDO Mgmt Withheld Against 5 MR. SHANE COOKE Mgmt For For 6 DR. LARS EKMAN Mgmt For For 7 MR. GARY KENNEDY Mgmt For For 8 MS. NANCY LURKER Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 27 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O10 AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For REMUNERATION OF THE AUDITORS. O11 APPROVE THE ELAN CORPORATION, PLC 2006 Mgmt For For LONG TERM INCENTIVE PLAN. O12 APPROVE THE AMENDMENT TO THE EMPLOYEE Mgmt For For EQUITY PURCHASE PLAN. O13 AUTHORISE THE DIRECTORS TO ISSUE Mgmt For For SECURITIES. S14 TO AUTHORISE THE DISAPPLICATION OF Mgmt For For PRE-EMPTION RIGHTS ON THE ALLOTMENT OF UP TO 40 MILLION SHARES FOR CASH. S15 TO REPLACE ARTICLES 58 AND 59 OF THE Mgmt For For ARTICLES OF ASSOCIATION. S16 TO REPLACE ARTICLE 62 OF THE ARTICLES OF Mgmt For For ASSOCIATION. S17 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For PURCHASES OF OWN SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 28 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S18 TO SET THE RE-ISSUE PRICE RANGE FOR Mgmt For For TREASURY SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 29 of 92 UNASSIGNED ELECTRONIC ARTS INC. SECURITY: 285512109 AGENDA NUMBER: 932370252 TICKER: ERTS MEETING TYPE: Annual ISIN: MEETING DATE: 28-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M. RICHARD ASHER Mgmt For For 2 LEONARD S. COLEMAN Mgmt For For 3 GARY M. KUSIN Mgmt For For 4 GREGORY B. MAFFEI Mgmt For For 5 TIMOTHY MOTT Mgmt For For 6 VIVEK PAUL Mgmt For For 7 ROBERT W. PITTMAN Mgmt For For 8 LAWRENCE F. PROBST III Mgmt For For 9 LINDA J. SRERE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 30 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 AMENDMENTS TO THE 2000 EQUITY INCENTIVE Mgmt For For PLAN 03 AMENDMENT TO THE 2000 EMPLOYEE STOCK Mgmt For For PURCHASE PLAN 04 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 31 of 92 UNASSIGNED EQUIFAX INC. SECURITY: 294429105 AGENDA NUMBER: 932490167 TICKER: EFX MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ---------- 01 DIRECTOR 1 GARRY BETTY Mgmt For For 2 LARRY L. PRINCE Mgmt For For 3 RICHARD F. SMITH Mgmt For For 4 JACQUELYN M. WARD Mgmt For For 02 TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS EQUIFAX S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 TO APPROVE THE MATERIAL TERMS OF Mgmt For For THE PERFORMANCE GOALS FOR THE EQUIFAX INC. KEY MANAGEMENT INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 32 of 92 UNASSIGNED FLUOR CORPORATION SECURITY: 343412102 AGENDA NUMBER: 932451088 TICKER: FLR MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ---------- 01 DIRECTOR 1 ALAN L. BOECKMANN Mgmt For For 2 VILMA S. MARTINEZ Mgmt For For 3 DEAN R. O'HARE Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS AUDITORS FOR 2006. 03 SHAREHOLDER PROPOSAL RELATING TO Shr Against For PERFORMANCE BASED STOCK OPTIONS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 33 of 92 UNASSIGNED FOREST LABORATORIES, INC. SECURITY: 345838106 AGENDA NUMBER: 932372600 TICKER: FRX MEETING TYPE: Annual ISIN: MEETING DATE: 08-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ---------- 01 DIRECTOR 1 HOWARD SOLOMON Mgmt For For 2 WILLIAM J. CANDEE, III Mgmt For For 3 GEORGE S. COHAN Mgmt For For 4 DAN L. GOLDWASSER Mgmt For For 5 LESTER B. SALANS Mgmt For For 6 KENNETH E. GOODMAN Mgmt For For 02 RATIFICATION OF BDO SEIDMAN, LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 34 of 92 UNASSIGNED FRANKLIN RESOURCES, INC. SECURITY: 354613101 AGENDA NUMBER: 932427140 TICKER: BEN MEETING TYPE: Annual ISIN: MEETING DATE: 26-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ---------- 01 DIRECTOR 1 SAMUEL H. ARMACOST Mgmt For For 2 HARMON E. BURNS Mgmt For For 3 CHARLES CROCKER Mgmt For For 4 JOSEPH R. HARDIMAN Mgmt For For 5 ROBERT D. JOFFE Mgmt For For 6 CHARLES B. JOHNSON Mgmt For For 7 RUPERT H. JOHNSON, JR. Mgmt For For 8 THOMAS H. KEAN Mgmt For For 9 CHUTTA RATNATHICAM Mgmt For For 10 PETER M. SACERDOTE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 35 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ---------- 11 LAURA STEIN Mgmt For For 12 ANNE M. TATLOCK Mgmt For For 13 LOUIS E. WOODWORTH Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 36 of 92 UNASSIGNED GENERAL DYNAMICS CORPORATION SECURITY: 369550108 AGENDA NUMBER: 932471876 TICKER: GD MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ---------- 01 DIRECTOR 1 N.D. CHABRAJA Mgmt For For 2 J.S. CROWN Mgmt For For 3 W.P. FRICKS Mgmt For For 4 C.H. GOODMAN Mgmt For For 5 J.L. JOHNSON Mgmt For For 6 G.A. JOULWAN Mgmt For For 7 P.G. KAMINSKI Mgmt For For 8 J.M. KEANE Mgmt For For 9 D.J. LUCAS Mgmt For For 10 L.L. LYLES Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 37 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 C.E. MUNDY, JR. Mgmt For For 12 R. WALMSLEY Mgmt For For 02 SELECTION OF INDEPENDENT AUDITORS Mgmt For For 03 SHAREHOLDER PROPOSAL WITH Shr For Against REGARD TO MAJORITY VOTE STANDARD FOR ELECTION OF DIRECTORS 04 SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For AUTOMATIC DISQUALIFICATION OF DIRECTORS WHO FAIL TO RECEIVE A MAJORITY OF AFFIRMATIVE VOTES CAST 05 SHAREHOLDER PROPOSAL WITH REGARD TO Mgmt Against For INDEPENDENT BOARD CHAIRMAN 06 SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For CORPORATE POLITICAL CONTRIBUTIONS 07 SHAREHOLDER PROPOSAL WITH Shr Against For REGARD TO SUSTAINABILITY REPORT
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 38 of 92 UNASSIGNED GENZYME CORPORATION SECURITY: 372917104 AGENDA NUMBER: 932491272 TICKER: GENZ MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ---------- 01 DIRECTOR 1 DR. VICTOR DZAU Mgmt For For 2 SENATOR CONNIE MACK Mgmt For For 3 HENRI A. TERMEER Mgmt For For 02 A PROPOSAL TO AMEND THE 2004 Mgmt For For EQUITY INCENTIVE PLAN TO PROVIDE FOR THE GRANT OF RESTRICTED STOCK AND RESTRICTED STOCK UNITS AND INCREASE THE NUMBER OF SHARES OF COMMON STOCK COVERED BY THE PLAN BY 7,000,000 SHARES. 03 A PROPOSAL TO AMEND THE 1998 Mgmt For For DIRECTOR STOCK OPTION PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK COVERED BY THE PLAN BY 300,000 SHARES. 04 THE AMENDMENT AND RESTATEMENT OF Mgmt For For OUR RESTATED ARTICLES OF ORGANIZATION TO DECLASSIFY OUR BOARD SO THAT, BEGINNING IN 2007, ALL DIRECTORS ARE ELECTED FOR ONE-YEAR TERMS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 39 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 A PROPOSAL TO RATIFY THE SELECTION Mgmt For For OF INDEPENDENT AUDITORS FOR 2006. 06 A SHAREHOLDER PROPOSAL THAT Shr For Against EXECUTIVE SEVERANCE ARRANGEMENTS BE APPROVED BY SHAREHOLDERS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 40 of 92 UNASSIGNED GILEAD SCIENCES, INC. SECURITY: 375558103 AGENDA NUMBER: 932465493 TICKER: GILD MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ---------- 01 DIRECTOR 1 PAUL BERG Mgmt For For 2 JOHN F. COGAN Mgmt For For 3 ETIENNE F. DAVIGNON Mgmt For For 4 JAMES M. DENNY Mgmt For For 5 JOHN W. MADIGAN Mgmt For For 6 JOHN C. MARTIN Mgmt For For 7 GORDON E. MOORE Mgmt For For 8 NICHOLAS G. MOORE Mgmt For For 9 GAYLE E. WILSON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 41 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 TO APPROVE AN AMENDMENT TO GILEAD S 2004 Mgmt For For EQUITY INCENTIVE PLAN. 04 TO APPROVE GILEAD S CODE SECTION 162(M) Mgmt For For BONUS PLAN AND CERTAIN PERFORMANCE-BASED PROVISIONS THEREUNDER. 05 TO APPROVE AN AMENDMENT TO GILEAD S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF GILEAD S COMMON STOCK FROM 700,000,000 TO 1,400,000,000 SHARES. 06 TO APPROVE A STOCKHOLDER PROPOSAL Shr Against For REQUESTING A REPORT ON THE HIV/AIDS, TUBERCULOSIS AND MALARIA PANDEMIC.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 42 of 92 UNASSIGNED GOOGLE INC. SECURITY: 38259P508 AGENDA NUMBER: 932490927 TICKER: GOOG MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ERIC SCHMIDT Mgmt For For 2 SERGEY BRIN Mgmt For For 3 LARRY PAGE Mgmt For For 4 L. JOHN DOERR Mgmt For For 5 JOHN L. HENNESSY Mgmt For For 6 ARTHUR D. LEVINSON Mgmt For For 7 ANN MATHER Mgmt For For 8 MICHAEL MORITZ Mgmt For For 9 PAUL S. OTELLINI Mgmt For For 10 K. RAM SHRIRAM Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 43 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 SHIRLEY M. TILGHMAN Mgmt For For 02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS OF GOOGLE INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 APPROVAL OF AN AMENDMENT TO GOOGLE S Mgmt Against Against 2004 STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER THE 2004 STOCK PLAN FROM 13,431,660 TO 17,931,660. 04 STOCKHOLDER PROPOSAL TO REQUEST THAT THE Shr For Against BOARD OF DIRECTORS TAKE THE STEPS THAT MAY BE NECESSARY TO ADOPT A RECAPITALIZATION PLAN THAT WOULD PROVIDE FOR ALL OF THE COMPANY S OUTSTANDING STOCK TO HAVE ONE VOTE PER SHARE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 44 of 92 UNASSIGNED HALLIBURTON COMPANY SECURITY: 406216101 AGENDA NUMBER: 932505689 TICKER: HAL MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 A.M. BENNETT Mgmt For For 2 J.R. BOYD Mgmt For For 3 R.L. CRANDALL Mgmt For For 4 K.T DERR Mgmt For For 5 S.M. GILLIS Mgmt For For 6 W.R. HOWELL Mgmt For For 7 R.L. HUNT Mgmt For For 8 D.J. LESAR Mgmt For For 9 J.L. MARTIN Mgmt For For 10 J.A. PRECOURT Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 45 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 D.L. REED Mgmt For For 02 PROPOSAL FOR RATIFICATION OF THE Mgmt For For SELECTION OF AUDITORS. 03 PROPOSAL TO AMEND CERTIFICATE OF Mgmt For For INCORPORATION. 04 PROPOSAL ON SEVERANCE AGREEMENTS. Mgmt For For 05 PROPOSAL ON HUMAN RIGHTS REVIEW. Shr Against For 06 PROPOSAL ON DIRECTOR ELECTION VOTE Shr For Against THRESHOLD. 07 PROPOSAL ON POISON PILL. Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 46 of 92 UNASSIGNED LAS VEGAS SANDS CORP. SECURITY: 517834107 AGENDA NUMBER: 932523930 TICKER: LVS MEETING TYPE: Annual ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM P. WEIDNER Mgmt Withheld Against 2 MICHAEL A. LEVEN Mgmt For For 02 TO CONSIDER AND ACT UPON THE Mgmt For For RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 47 of 92 UNASSIGNED LENNAR CORPORATION SECURITY: 526057104 AGENDA NUMBER: 932443524 TICKER: LEN MEETING TYPE: Annual ISIN: MEETING DATE: 30-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 STEVEN L. GERARD Mgmt For For 2 SIDNEY LAPIDUS Mgmt For For 02 THE STOCKHOLDER PROPOSAL REGARDING Mgmt For Against DECLASSIFYING THE BOARD OF DIRECTORS. PROXIES EXECUTED AND RETURNED WILL BE SO VOTED UNLESS CONTRARY INSTRUCTIONS ARE INDICATED ON THIS PROXY. 03 THE STOCKHOLDER PROPOSAL REGARDING Shr Against For INDEXED OPTIONS. PROXIES EXECUTED AND RETURNED WILL BE SO VOTED UNLESS CONTRARY INSTRUCTIONS ARE INDICATED ON THIS PROXY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 48 of 92 UNASSIGNED MARVELL TECHNOLOGY GROUP LTD. SECURITY: G5876H105 AGENDA NUMBER: 932527572 TICKER: MRVL MEETING TYPE: Annual ISIN: MEETING DATE: 09-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 SEHAT SUTARDJA, PH.D. Mgmt For For 2 WEILI DAI Mgmt For For 3 PANTAS SUTARDJA, PH.D. Mgmt For For 4 ARTURO KRUEGER Mgmt For For 02 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP Mgmt For For AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND TO AUTHORIZE THE AUDIT COMMITTEE TO FIX THEIR REMUNERATION FOR THE 2007 FISCAL YEAR ENDING JANUARY 27, 2007. 03 TO APPROVE AN INCREASE TO THE COMPANY S Mgmt For For AUTHORIZED SHARE CAPITAL.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 49 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt Against Against SECOND AMENDED AND RESTATED BYE-LAWS TO AMEND THE PROVISION RELATED TO INDEMNIFICATION OF DIRECTORS AND OFFICERS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 50 of 92 UNASSIGNED MEDTRONIC, INC. SECURITY: 585055106 AGENDA NUMBER: 932380075 TICKER: MDT MEETING TYPE: Annual ISIN: MEETING DATE: 25-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 SHIRLEY A. JACKSON, PHD Mgmt For For 2 DENISE M. O'LEARY Mgmt For For 3 JEAN-PIERRE ROSSO Mgmt For For 4 JACK W. SCHULER Mgmt For For 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 TO APPROVE THE MEDTRONIC, INC. 2005 Mgmt For For EMPLOYEES STOCK PURCHASE PLAN. 04 TO APPROVE THE MEDTRONIC, INC. 1998 Mgmt For For OUTSIDE DIRECTOR STOCK COMPENSATION PLAN (AS AMENDED AND RESTATED).
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 51 of 92 UNASSIGNED MICROSOFT CORPORATION SECURITY: 594918104 AGENDA NUMBER: 932397981 TICKER: MSFT MEETING TYPE: Annual ISIN: MEETING DATE: 09-Nov-05
PROPOSED FOR/AGAINST PROP. # PROPOSAL BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM H. GATES III Mgmt For For 2 STEVEN A. BALLMER Mgmt For For 3 JAMES I. CASH JR. Mgmt For For 4 DINA DUBLON Mgmt For For 5 RAYMOND V. GILMARTIN Mgmt For For 6 A. MCLAUGHLIN KOROLOGOS Mgmt For For 7 DAVID F. MARQUARDT Mgmt For For 8 CHARLES H. NOSKI Mgmt For For 9 HELMUT PANKE Mgmt For For 10 JON A. SHIRLEY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 52 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 53 of 92 UNASSIGNED MOODY'S CORPORATION SECURITY: 615369105 AGENDA NUMBER: 932457585 TICKER: MCO MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- I DIRECTOR 1 EWALD KIST Mgmt For For 2 HENRY A. MCKINNELL, JR. Mgmt For For 3 JOHN K. WULFF Mgmt For For II RATIFICATION OF THE APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. III STOCKHOLDER PROPOSAL TO ELECT Mgmt For Against EACH DIRECTOR ANNUALLY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 54 of 92 UNASSIGNED NASDAQ STOCK MARKET, INC. SECURITY: 631103108 AGENDA NUMBER: 932510298 TICKER: NDAQ MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL CASEY Mgmt For For 2 DANIEL COLEMAN Mgmt For For 3 JEFFREY N. EDWARDS Mgmt For For 4 LON GORMAN Mgmt For For 5 PATRICK J. HEALY Mgmt For For 6 MERIT E. JANOW Mgmt For For 7 JOHN D. MARKESE Mgmt For For 8 THOMAS F. O'NEILL Mgmt For For 9 JAMES S. RIEPE Mgmt For For 10 THOMAS G. STEMBERG Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 55 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 DEBORAH L. WINCE-SMITH Mgmt For For 02 APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 56 of 92 UNASSIGNED NVIDIA CORPORATION SECURITY: 67066G104 AGENDA NUMBER: 932532686 TICKER: NVDA MEETING TYPE: Annual ISIN: MEETING DATE: 22-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 TENCH COXE Mgmt For For 2 MARK L. PERRY Mgmt For For 02 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2007.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 57 of 92 UNASSIGNED PETRO-CANADA SECURITY: 71644E102 AGENDA NUMBER: 932454577 TICKER: PCZ MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RON A. BRENNEMAN Mgmt For For 2 ANGUS A. BRUNEAU Mgmt For For 3 GAIL COOK-BENNETT Mgmt For For 4 RICHARD J. CURRIE Mgmt For For 5 CLAUDE FONTAINE Mgmt For For 6 PAUL HASELDONCKX Mgmt For For 7 THOMAS E. KIERANS Mgmt For For 8 BRIAN F. MACNEILL Mgmt For For 9 MAUREEN MCCAW Mgmt For For 10 PAUL D. MELNUK Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 58 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 GUYLAINE SAUCIER Mgmt For For 12 JAMES W. SIMPSON Mgmt For For 02 APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP AS AUDITORS OF THE COMPANY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 59 of 92 UNASSIGNED PETROLEO BRASILEIRO S.A. - PETROBRAS SECURITY: 71654V408 AGENDA NUMBER: 932377989 TICKER: PBR MEETING TYPE: Special ISIN: MEETING DATE: 22-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF THE 300% STOCK SPLIT Mgmt For For OF COMPANY SHARES, RESULTING IN THE DISTRIBUTION, AT NO COST, OF 3 (THREE) NEW SHARES OF THE SAME TYPE FOR 1 (ONE) SHARE HELD ON AUGUST 31, 2005, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. 02 APPROVAL TO CHANGE ARTICLE 4 OF Mgmt For For THE COMPANY S BYLAWS IN LIGHT OF ITEM I, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 60 of 92 UNASSIGNED PETROLEO BRASILEIRO S.A. - PETROBRAS SECURITY: 71654V408 AGENDA NUMBER: 932389693 TICKER: PBR MEETING TYPE: Special ISIN: MEETING DATE: 30-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF THE PROTOCOL AND Mgmt For For JUSTIFICATION OF THE OPERATION FOR THE PARTIAL AND DISPROPORTIONAL SPINNING OFF OF DOWNSTREAM PARTICIPACOES LTDA AND THE INCORPORATION OF THE DIVESTED PORTION BY PETROLEO BRASILEIRO S.A. - PETROBRAS, DATED JULY 31, 2005 02 RATIFICATION AND NOMINATION OF THE Mgmt For For SPECIALIZED COMPANY FOR APPRAISING THE ASSETS TO BE SPUN OFF AND SUBSEQUENTLY INCORPORATED 03 APPROVAL OF THE VALUATION REPORT Mgmt For For OF THE SPUN OFF PORTION TO BE INCORPORATED BY PETROBRAS 04 APPROVAL OF THE SPINNING OFF Mgmt For For FOLLOWED BY INCORPORATION OF THE ASSETS OF THE DIVESTED PART OF THE COMPANY ACCORDING TO THE PROCEDURE IN THE DOCUMENT TO WHICH ITEM 1 ABOVE REFERS 05 AUTHORIZATION FOR THE EXECUTIVE Mgmt For For BOARD TO PRACTICE ALL NECESSARY ACTS FOR THE EXECUTION OF THE ABOVE ITEMS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 61 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 APPROVAL OF THE ELECTION OF JOSE SERGIO Mgmt For For GABRIELLI DE AZEVEDO, CHIEF EXECUTIVE OFFICER, AS A MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 62 of 92 UNASSIGNED PIXAR SECURITY: 725811103 AGENDA NUMBER: 932377561 TICKER: PIXR MEETING TYPE: Annual ISIN: MEETING DATE: 19-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 STEVE JOBS Mgmt For For 2 EDWIN E. CATMULL Mgmt For For 3 SKIP M. BRITTENHAM Mgmt For For 4 SUSAN L. DECKER Mgmt For For 5 JOSEPH A. GRAZIANO Mgmt For For 6 LAWRENCE B. LEVY Mgmt For For 7 JOE ROTH Mgmt For For 8 LARRY W. SONSINI Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For KPMG LLP AS PIXAR S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 63 of 92 UNASSIGNED PIXAR SECURITY: 725811103 AGENDA NUMBER: 932485003 TICKER: PIXR MEETING TYPE: Special ISIN: MEETING DATE: 05-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 PROPOSAL TO APPROVE THE PRINCIPAL TERMS Mgmt For For OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 24, 2006, BY AND AMONG THE WALT DISNEY COMPANY (DISNEY), LUX ACQUISITION CORP., A WHOLLY-OWNED SUBSIDIARY OF DISNEY, AND PIXAR, PURSUANT TO WHICH LUX ACQUISITION CORP. WILL MERGE WITH AND INTO PIXAR, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 64 of 92 UNASSIGNED QUALCOMM, INCORPORATED SECURITY: 747525103 AGENDA NUMBER: 932430488 TICKER: QCOM MEETING TYPE: Annual ISIN: MEETING DATE: 07-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD C. ATKINSON Mgmt Withheld Against 2 DIANA LADY DOUGAN Mgmt Withheld Against 3 PETER M. SACERDOTE Mgmt Withheld Against 4 MARC I. STERN Mgmt Withheld Against 02 TO APPROVE AMENDMENTS TO THE COMPANY S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE CLASSIFIED BOARD AND CUMULATIVE VOTING. 03 TO APPROVE THE COMBINATION OF THE Mgmt For For COMPANY S EQUITY COMPENSATION PLANS AS THE 2006 LONG-TERM INCENTIVE PLAN AND AN INCREASE IN THE SHARE RESERVE BY 65,000,000 SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 65 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE COMPANY S FISCAL YEAR ENDING SEPTEMBER 24, 2006. 05 TO APPROVE ANY ADJOURNMENTS OF THE Mgmt Against Against MEETING TO ANOTHER TIME OR PLACE, IF NECESSARY IN THE JUDGMENT OF THE PROXY HOLDERS, FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES IN FAVOR OF ANY OF THE FOREGOING PROPOSALS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 66 of 92 UNASSIGNED RESEARCH IN MOTION LIMITED SECURITY: 760975102 AGENDA NUMBER: 932372319 TICKER: RIMM MEETING TYPE: Annual ISIN: MEETING DATE: 18-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 THE ELECTION OF DIRECTORS REFERRED TO IN Mgmt For For THE MANAGEMENT INFORMATION CIRCULAR OF THE COMPANY DATED MAY 31, 2005, NAMELY MICHAEL LAZARIDIS, JAMES BALSILLIE, DOUGLAS FREGIN, KENDALL CORK, JAMES ESTILL, JOHN RICHARDSON AND DR. DOUGLAS WRIGHT. 02 THE REAPPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING FEBRUARY 25, 2006 AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. 03 THE ESTABLISHMENT OF RESTRICTED SHARE Mgmt For For UNIT PLAN IN ACCORDANCE WITH THE RESOLUTION AS SET OUT IN SCHEDULE B TO THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 67 of 92 UNASSIGNED SANDISK CORPORATION SECURITY: 80004C101 AGENDA NUMBER: 932490395 TICKER: SNDK MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DR. ELI HARARI Mgmt For For 2 IRWIN FEDERMAN Mgmt For For 3 STEVEN J. GOMO Mgmt For For 4 EDDY W. HARTENSTEIN Mgmt For For 5 CATHERINE P. LEGO Mgmt For For 6 MICHAEL E. MARKS Mgmt For For 7 DR. JAMES D. MEINDL Mgmt For For 02 TO APPROVE AMENDMENTS TO THE COMPANY S Mgmt Against Against 2005 INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 68 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For CERTIFICATE OF INCORPORATION, INCREASING THE AUTHORIZED AMOUNT OF COMMON STOCK FROM 400,000,000 SHARES TO 800,000,000 SHARES. 04 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 69 of 92 UNASSIGNED SANOFI-AVENTIS SECURITY: 80105N105 AGENDA NUMBER: 932529413 TICKER: SNY MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O1 APPROVAL OF THE INDIVIDUAL COMPANY Mgmt For For FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2005 O2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2005 O3 APPROPRIATION OF PROFITS; DECLARATION OF Mgmt For For DIVIDEND O4 APPROVAL OF TRANSACTIONS COVERED BY THE Mgmt For For STATUTORY AUDITORS SPECIAL REPORT PREPARED IN ACCORDANCE WITH ARTICLE L.225-40 OF THE COMMERCIAL CODE O5 REAPPOINTMENT OF A DIRECTOR Mgmt For For O6 APPOINTMENT OF A DIRECTOR Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 70 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O7 REAPPOINTMENT OF A STATUTORY AUDITOR Mgmt For For O8 APPOINTMENT OF A DEPUTY STATUTORY Mgmt For For AUDITOR O9 DIRECTORS ATTENDANCE FEES Mgmt For For O10 AUTHORIZATION TO THE BOARD OF DIRECTORS Mgmt For For TO CARRY OUT TRANSACTIONS IN SHARES ISSUED BY THE COMPANY E11 REVIEW AND APPROVAL OF THE MERGER OF Mgmt For For RHONE COOPER INTO SANOFI- AVENTIS - APPROVAL OF THE CONSIDERATION FOR THE MERGER AND OF THE RESULTING CAPITAL INCREASE E12 APPROPRIATION OF MERGER PREMIUM Mgmt For For E13 FORMAL RECORDING OF FINAL COMPLETION OF Mgmt For For THE MERGER ON MAY 31, 2006 AND OF THE RESULTING CAPITAL INCREASE E14 AMENDMENT TO ARTICLE 6 OF THE BYLAWS Mgmt For For AFTER THE CAPITAL INCREASE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 71 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E15 AMENDMENT TO ARTICLES 12 AND 16 OF THE Mgmt For For BYLAWS E16 POWERS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 72 of 92 UNASSIGNED SAP AG SECURITY: 803054204 AGENDA NUMBER: 932510577 TICKER: SAP MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For RETAINED EARNINGS OF THE FISCAL YEAR 2005 03 RESOLUTION ON THE FORMAL APPROVAL OF THE Mgmt For ACTS OF THE EXECUTIVE BOARD IN THE FISCAL YEAR 2005 04 RESOLUTION ON THE FORMAL APPROVAL OF THE Mgmt For ACTS OF THE SUPERVISORY BOARD IN THE FISCAL YEAR 2005 05 APPOINTMENT OF THE AUDITOR OF THE Mgmt For FINANCIAL STATEMENTS AND GROUP FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2005 6A RESOLUTION ON A CAPITAL INCREASE FROM Mgmt For COMPANY FUNDS BY THREE TIMES THE AMOUNT OF THE EXISTING CAPITAL STOCK BY CONVERTING PARTIAL AMOUNTS OF THE CAPITAL RESERVES
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 73 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 6B RESOLUTION ON THE IMPLEMENTATION OF THE Mgmt For CAPITAL INCREASE FROM COMPANY FUNDS BY THREE TIMES THE AMOUNT OF THE EXISTING CAPITAL STOCK BY CONVERTING PARTIAL AMOUNTS OF THE CAPITAL RESERVES 07 RESOLUTION ON A CHANGE IN THE Mgmt For REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD AND ON A CORRESPONDING AMENDMENT OF THE ARTICLES OF ASSOCIATION 8A RESOLUTION ON THE CREATION OF A NEW Mgmt For AUTHORIZED CAPITAL LA AGAINST CONTRIBUTIONS IN CASH WITH THE OPTION TO EXCLUDE THE SHAREHOLDERS SUBSCRIPTION RIGHTS 8B RESOLUTION ON THE CREATION OF A NEW Mgmt For AUTHORIZED CAPITAL LLA AGAINST CONTRIBUTIONS IN CASH OR IN KIND WITH THE OPTION TO EXCLUDE THE SHAREHOLDERS SUBSCRIPTION RIGHTS 9A RESOLUTION ON THE AUTHORIZATION TO USE Mgmt For TREASURY SHARES WITH A PRO RATA AMOUNT OF CAPITAL STOCK REPRESENTED BY SUCH SHARES OF UP TO EUR 30 MILLION IN AGGREGATE 9B RESOLUTION ON AN AUTHORIZATION TO Mgmt For ACQUIRE ADDITIONAL TREASURY SHARES WITH A PRO RATE AMOUNT OF CAPITAL STOCK REPRESENTED BY SUCH SHARES OF UP TO EUR 90 MILLION IN AGGREGATE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 74 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 10 RESOLUTION ON THE AUTHORIZATION TO USE Mgmt Against EQUITY DERIVATIVES IN CONNECTION WITH THE ACQUISITION OF TREASURY SHARES 11A RESOLUTION ON THE AUTHORIZATION TO ISSUE Mgmt For CONVERTIBLE AND/OR WARRANT-LINKED BONDS, ON THE CANCELLATION OF THE EXISTING CONTINGENT CAPITAL IV, ON THE CREATION OF A NEW CONTINGENT CAPITAL IV 11B RESOLUTION ON AN ADDITIONAL Mgmt For AUTHORIZATION TO ISSUE CONVERTIBLE AND/OR WARRANT-LINKED BONDS, ON THE CREATION OF A NEW CONTINGENT CAPITAL IVA 12A RESOLUTION ON THE APPROVAL OF THE Mgmt For CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT BETWEEN SAP AG AND SAP ERSTE BETEILIGUNGS- UND VERMOGENSVERWALTUNGS GMBH 12B RESOLUTION ON THE APPROVAL OF THE Mgmt For CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT BETWEEN SAP AG AND SAP ZWEITE BETEILIGUNGS- UND VERMOGENSVERWALTUNGS GMBH
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 75 of 92 UNASSIGNED SCHERING-PLOUGH CORPORATION SECURITY: 806605101 AGENDA NUMBER: 932467752 TICKER: SGP MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 THOMAS J. COLLIGAN Mgmt For For 2 C. ROBERT KIDDER Mgmt For For 3 CARL E. MUNDY, JR. Mgmt For For 4 PATRICIA F. RUSSO Mgmt For For 5 ARTHUR F. WEINBACH Mgmt For For 02 RATIFY THE DESIGNATION OF DELOITTE & Mgmt For For TOUCHE LLP TO AUDIT THE BOOKS AND ACCOUNTS FOR 2006 03 APPROVE AMENDMENTS TO GOVERNING Mgmt For For INSTRUMENTS TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS 04 APPROVE THE DIRECTORS COMPENSATION PLAN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 76 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 APPROVE THE 2006 STOCK INCENTIVE PLAN Mgmt For For 06 SHAREHOLDER PROPOSAL ON MAJORITY VOTE Shr For Against STANDARD FOR THE ELECTION OF DIRECTORS IN CERTIFICATE OF INCORPORATION 07 SHAREHOLDER PROPOSAL ON MAJORITY VOTE ON Shr For Against THE GREATEST NUMBER OF GOVERNANCE ISSUES PRACTICABLE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 77 of 92 UNASSIGNED ST. JUDE MEDICAL, INC. SECURITY: 790849103 AGENDA NUMBER: 932467740 TICKER: STJ MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN W. BROWN Mgmt For For 2 DANIEL J. STARKS Mgmt For For 02 TO APPROVE THE ST. JUDE MEDICAL, INC. Mgmt For For 2006 STOCK PLAN. 03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 78 of 92 UNASSIGNED STARWOOD HOTELS & RESORTS WORLDWIDE, SECURITY: 85590A203 AGENDA NUMBER: 932488302 TICKER: MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 HEYER Mgmt Withheld Against 2 BARSHEFSKY Mgmt Withheld Against 3 CHAPUS Mgmt Withheld Against 4 DUNCAN Mgmt Withheld Against 5 GALBREATH Mgmt For For 6 HIPPEAU Mgmt Withheld Against 7 QUAZZO Mgmt Withheld Against 8 RYDER Mgmt Withheld Against 9 YIH Mgmt Withheld Against 10 YOUNGBLOOD Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 79 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 80 of 92 UNASSIGNED THE BOEING COMPANY SECURITY: 097023105 AGENDA NUMBER: 932457232 TICKER: BA MEETING TYPE: Annual ISIN: MEETING DATE: 01-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN H. BIGGS Mgmt For For 2 JOHN E. BRYSON Mgmt For For 3 LINDA Z. COOK Mgmt For For 4 WILLIAM M. DALEY Mgmt For For 5 KENNETH M. DUBERSTEIN Mgmt For For 6 JOHN F. MCDONNELL Mgmt For For 7 W. JAMES MCNERNEY, JR. Mgmt For For 8 RICHARD D. NANULA Mgmt For For 9 ROZANNE L. RIDGWAY Mgmt For For 10 MIKE S. ZAFIROVSKI Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 81 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 ADOPT MANAGEMENT PROPOSAL TO APPROVE THE Mgmt For For BOEING COMPANY ELECTED OFFICER ANNUAL INCENTIVE PLAN. 03 ADOPT MANAGEMENT PROPOSAL TO APPROVE Mgmt For For AMENDMENT OF THE BOEING COMPANY 2003 INCENTIVE STOCK PLAN. 04 ADOPT MANAGEMENT PROPOSAL TO ELIMINATE Mgmt For For CERTAIN SUPERMAJORITY VOTE REQUIREMENTS. 05 ADVISE ON APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT AUDITORS. 06 ADOPT HUMAN RIGHTS POLICIES. Shr Against For 07 PREPARE A REPORT ON MILITARY CONTRACTS. Shr Against For 08 PREPARE A REPORT ON CHARITABLE Shr Against For CONTRIBUTIONS. 09 ADOPT MAJORITY VOTING FOR DIRECTOR Shr For Against ELECTIONS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 82 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 10 REQUIRE AN INDEPENDENT BOARD CHAIRMAN. Mgmt Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 83 of 92 UNASSIGNED THE CORPORATE EXECUTIVE BOARD COMPAN SECURITY: 21988R102 AGENDA NUMBER: 932539135 TICKER: EXBD MEETING TYPE: Annual ISIN: MEETING DATE: 23-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES J. MCGONIGLE Mgmt For For 2 THOMAS L. MONAHAN III Mgmt For For 3 RUSSELL P. FRADIN Mgmt For For 4 ROBERT C. HALL Mgmt For For 5 NANCY J. KARCH Mgmt For For 6 DAVID W. KENNY Mgmt For For 7 DANIEL O. LEEMON Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 84 of 92 UNASSIGNED THE PROCTER & GAMBLE COMPANY SECURITY: 742718109 AGENDA NUMBER: 932357191 TICKER: PG MEETING TYPE: Special ISIN: MEETING DATE: 12-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 A PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For PLAN OF MERGER, DATED AS OF JANUARY 27, 2005, AMONG THE PROCTER & GAMBLE COMPANY, AQUARIUM ACQUISITION CORP., A WHOLLY-OWNED SUBSIDIARY OF PROCTER & GAMBLE, AND THE GILLETTE COMPANY, AND APPROVE THE ISSUANCE OF PROCTER & GAMBLE COMMON STOCK IN THE MERGER. 02 A PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT AND APPROVE THE ISSUANCE OF PROCTER & GAMBLE COMMON STOCK IN THE MERGER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 85 of 92 UNASSIGNED THE PROCTER & GAMBLE COMPANY SECURITY: 742718109 AGENDA NUMBER: 932387889 TICKER: PG MEETING TYPE: Annual ISIN: MEETING DATE: 11-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BRUCE L. BYRNES Mgmt For For 2 SCOTT D. COOK Mgmt For For 3 CHARLES R. LEE Mgmt For For 4 W. JAMES MCNERNEY, JR. Mgmt For For 5 ERNESTO ZEDILLO Mgmt For For 02 RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 03 APPROVE AMENDMENT TO AMENDED ARTICLES OF Mgmt For For INCORPORATION AND CODE OF REGULATIONS TO ELIMINATE REFERENCES TO THE EXECUTIVE COMMITTEE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 86 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 APPROVE AMENDMENT TO THE CODE OF Mgmt For For REGULATIONS TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS 05 SHAREHOLDER PROPOSAL NO. 1 - COMPLIANCE Shr Against For WITH ANIMAL TESTING POLICY 06 SHAREHOLDER PROPOSAL NO. 2 - SELL THE Shr Against For COMPANY 07 SHAREHOLDER PROPOSAL NO. 3 - POLITICAL Shr For Against CONTRIBUTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 87 of 92 UNASSIGNED THE PROGRESSIVE CORPORATION SECURITY: 743315103 AGENDA NUMBER: 932446657 TICKER: PGR MEETING TYPE: Annual ISIN: MEETING DATE: 21-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 STEPHEN R. HARDIS Mgmt For For 2 PHILIP A. LASKAWY Mgmt For For 3 NORMAN S. MATTHEWS Mgmt For For 4 BRADLEY T. SHEARES, PHD Mgmt For For 02 PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For COMPANY S AMENDED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED COMMON SHARES FROM 600,000,000 TO 900,000,000. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 88 of 92 UNASSIGNED UBS AG SECURITY: H8920M855 AGENDA NUMBER: 932467598 TICKER: UBS MEETING TYPE: Annual ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 ANNUAL REPORT, GROUP AND PARENT COMPANY Mgmt For For ACCOUNTS FOR FINANCIAL YEAR 2005 REPORTS OF THE GROUP AND STATUTORY AUDITORS 02 APPROPRIATION OF RETAINED EARNINGS Mgmt For For DIVIDEND FOR FINANCIAL YEAR 2005 03 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS AND THE GROUP EXECUTIVE BOARD 4A1 RE-ELECTION OF BOARD MEMBER: ROLF A. Mgmt For For MEYER 4A2 RE-ELECTION OF BOARD MEMBER: ERNESTO Mgmt For For BERTARELLI 4B1 ELECTION OF NEW BOARD MEMBER: GABRIELLE Mgmt For For KAUFMANN-KOHLER 4B2 ELECTION OF NEW BOARD MEMBER: JOERG Mgmt For For WOLLE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 89 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4A ELECTION OF THE GROUP AND STATUTORY Mgmt For For AUDITORS 4B ELECTION OF THE SPECIAL AUDITORS Mgmt For For 5A CANCELLATION OF SHARES REPURCHASED UNDER Mgmt For For THE 2005/2006 SHARE BUYBACK PROGRAM 5B APPROVAL OF NEW SHARE BUYBACK PROGRAM Mgmt For For FOR 2006/2007 5C ONE-TIME PAYOUT IN THE FORM OF A PAR Mgmt For For VALUE REPAYMENT 5D SHARE SPLIT Mgmt For For 5E1 AMENDMENTS TO ARTICLE 4 PARA. 1 AND Mgmt For For ARTICLE 4A OF THE ARTICLES OF ASSOCIATION 5E2 REDUCTION OF THE THRESHOLD VALUE FOR Mgmt For For AGENDA ITEM REQUESTS (ARTICLE 12 PARA. 1 OF THE ARTICLES OF ASSOCIATION)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 90 of 92
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 CREATION OF CONDITIONAL CAPITAL, Mgmt For For APPROVAL OF ARTICLE 4A PARA. 2 OF THE ARTICLES OF ASSOCIATION
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 91 of 92 UNASSIGNED UNITEDHEALTH GROUP INCORPORATED SECURITY: 91324P102 AGENDA NUMBER: 932481447 TICKER: UNH MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES A. JOHNSON Mgmt For For 2 DOUGLAS W. LEATHERDALE Mgmt For For 3 WILLIAM W. MCGUIRE, MD Mgmt For For 4 MARY O. MUNDINGER, PHD Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 SHAREHOLDER PROPOSAL CONCERNING DIRECTOR Shr For Against ELECTION MAJORITY VOTE STANDARD.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 92 of 92 UNASSIGNED WELLPOINT, INC. SECURITY: 94973V107 AGENDA NUMBER: 932490941 TICKER: WLP MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LENOX D. BAKER JR., MD Mgmt For For 2 SUSAN B. BAYH Mgmt For For 3 LARRY C. GLASSCOCK Mgmt For For 4 JULIE A. HILL Mgmt For For 5 RAMIRO G. PERU Mgmt For For 02 TO APPROVE THE PROPOSED WELLPOINT 2006 Mgmt For For INCENTIVE COMPENSATION PLAN. 03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2006.
The Hartford Growth Opportunities Fund MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 1 of 184 UNASSIGNED ABERCROMBIE & FITCH CO. SECURITY: 002896207 AGENDA NUMBER: 932530391 TICKER: ANF MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES B. BACHMANN Mgmt For For 2 LAUREN J. BRISKY Mgmt For For 3 MICHAEL S. JEFFRIES Mgmt For For 4 JOHN W. KESSLER Mgmt For For 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 2 of 184 UNASSIGNED ADOBE SYSTEMS INCORPORATED SECURITY: 00724F101 AGENDA NUMBER: 932442697 TICKER: ADBE MEETING TYPE: Annual ISIN: MEETING DATE: 28-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 EDWARD W. BARNHOLT Mgmt For For 2 MICHAEL R. CANNON Mgmt For For 3 BRUCE R. CHIZEN Mgmt For For 4 JAMES E. DALEY Mgmt For For 5 CHARLES M. GESCHKE Mgmt For For 6 DELBERT W. YOCAM Mgmt For For 02 APPROVAL OF AMENDMENTS TO THE Mgmt For For AMENDED 1994 PERFORMANCE AND RESTRICTED STOCK PLAN TO ENABLE COMPENSATION PAID UNDER THE PLAN TO QUALIFY AS DEDUCTIBLE PERFORMANCE-BASED COMPENSATION UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 3 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 APPROVAL OF THE EXECUTIVE CASH Mgmt For For PERFORMANCE BONUS PLAN TO PERMIT THE PAYMENT OF CASH BONUSES THAT WILL QUALIFY AS DEDUCTIBLE PERFORMANCE-BASED COMPENSATION UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. 04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For KPMG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 1, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 4 of 184 UNASSIGNED ADVANCE AUTO PARTS, INC. SECURITY: 00751Y106 AGENDA NUMBER: 932485774 TICKER: AAP MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN C. BROUILLARD Mgmt For For 2 LAWRENCE P. CASTELLANI Mgmt For For 3 MICHAEL N. COPPOLA Mgmt For For 4 DARREN R. JACKSON Mgmt For For 5 NICHOLAS J. LAHOWCHIC Mgmt For For 6 WILLIAM S. OGLESBY Mgmt For For 7 GILBERT T. RAY Mgmt For For 8 CARLOS A. SALADRIGAS Mgmt For For 9 WILLIAM L. SALTER Mgmt For For 10 FRANCESCA M. SPINELLI Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 5 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF THE APPOINTMENT BY Mgmt For For OUR AUDIT COMMITTEE OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 6 of 184 UNASSIGNED ALKERMES, INC. SECURITY: 01642T108 AGENDA NUMBER: 932385265 TICKER: ALKS MEETING TYPE: Annual ISIN: MEETING DATE: 23-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 FLOYD E. BLOOM Mgmt For For 2 ROBERT A. BREYER Mgmt For For 3 GERRI HENWOOD Mgmt For For 4 PAUL J. MITCHELL Mgmt For For 5 RICHARD F. POPS Mgmt For For 6 ALEXANDER RICH Mgmt For For 7 PAUL SCHIMMEL Mgmt For For 8 MARK B. SKALETSKY Mgmt For For 9 MICHAEL A. WALL Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 7 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO APPROVE AN AMENDMENT TO THE Mgmt For For 1999 STOCK OPTION PLAN TO INCREASE TO 19,900,000 THE NUMBER OF SHARES ISSUABLE UPON EXERCISE OF OPTIONS GRANTED THEREUNDER, AN INCREASE OF 3,000,000 SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 8 of 184 UNASSIGNED ALTERA CORPORATION SECURITY: 021441100 AGENDA NUMBER: 932475230 TICKER: ALTR MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN P. DAANE Mgmt For For 2 ROBERT W. REED Mgmt For For 3 ROBERT J. FINOCCHIO, JR Mgmt For For 4 KEVIN MCGARITY Mgmt For For 5 PAUL NEWHAGEN Mgmt For For 6 WILLIAM E. TERRY Mgmt For For 7 SUSAN WANG Mgmt For For 02 TO APPROVE AN AMENDMENT TO THE 2005 Mgmt For For EQUITY INCENTIVE PLAN TO INCREASE BY 10,000,000 THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 9 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO APPROVE AN AMENDMENT TO THE Mgmt For For 1987 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 1,000,000 THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN. 04 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 29, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 10 of 184 UNASSIGNED ALTRIA GROUP, INC. SECURITY: 02209S103 AGENDA NUMBER: 932456228 TICKER: MO MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ELIZABETH E. BAILEY Mgmt For For 2 HAROLD BROWN Mgmt For For 3 MATHIS CABIALLAVETTA Mgmt For For 4 LOUIS C. CAMILLERI Mgmt For For 5 J. DUDLEY FISHBURN Mgmt For For 6 ROBERT E. R. HUNTLEY Mgmt For For 7 THOMAS W. JONES Mgmt For For 8 GEORGE MUNOZ Mgmt For For 9 LUCIO A. NOTO Mgmt For For 10 JOHN S. REED Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 11 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 STEPHEN M. WOLF Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For INDEPENDENT AUDITORS 03 STOCKHOLDER PROPOSAL 1 - Mgmt Against For REQUESTING INDEPENDENT BOARD CHAIRMAN 04 STOCKHOLDER PROPOSAL 2 - Shr Against For REQUESTING COMMITMENT TO GLOBAL HUMAN RIGHTS STANDARDS 05 STOCKHOLDER PROPOSAL 3 - SEEKING Shr Against For TO ADDRESS HEALTH HAZARDS FOR AFRICAN AMERICANS ASSOCIATED WITH SMOKING MENTHOL CIGARETTES 06 STOCKHOLDER PROPOSAL 4 - SEEKING Shr Against For TO EXTEND NEW YORK FIRE-SAFE PRODUCTS GLOBALLY 07 STOCKHOLDER PROPOSAL 5 - Shr Against For REQUESTING ADOPTION OF ANIMAL WELFARE POLICY 08 STOCKHOLDER PROPOSAL 6 - Shr Against For REQUESTING SUPPORT FOR LAWS AT ALL LEVELS COMBATING USE OF TOBACCO
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 12 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 09 STOCKHOLDER PROPOSAL 7 - SEEKING Shr Against For TO FACILITATE MEDICAL EFFORTS TO DISSUADE SECONDHAND SMOKE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 13 of 184 UNASSIGNED AMDOCS LIMITED SECURITY: G02602103 AGENDA NUMBER: 932424423 TICKER: DOX MEETING TYPE: Annual ISIN: MEETING DATE: 19-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BRUCE K. ANDERSON Mgmt For For 2 ADRIAN GARDNER Mgmt For For 3 CHARLES E. FOSTER Mgmt For For 4 JAMES S. KAHAN Mgmt For For 5 DOV BAHARAV Mgmt For For 6 JULIAN A. BRODSKY Mgmt For For 7 ELI GELMAN Mgmt For For 8 NEHEMIA LEMELBAUM Mgmt For For 9 JOHN T. MCLENNAN Mgmt For For 10 ROBERT A. MINICUCCI Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 14 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 SIMON OLSWANG Mgmt For For 12 MARIO SEGAL Mgmt For For 02 APPROVAL OF AMENDMENT OF THE 1998 Mgmt For For STOCK OPTION AND INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE THEREUNDER, TO CONTINUE THE TERM OF THE PLAN FOR AN ADDITIONAL 10- YEAR TERM AND TO MAKE OTHER CHANGES AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. 03 APPROVAL OF SPECIAL RESOLUTION TO Mgmt For For PERMIT DIRECT REPURCHASE BY THE COMPANY OF UNVESTED SHARES OF RESTRICTED STOCK GRANTED UNDER THE 1998 STOCK OPTION AND INCENTIVE PLAN UPON TERMINATION OF EMPLOYMENT OR SERVICE. 04 APPROVAL OF CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR FISCAL YEAR 2005. 05 RATIFICATION AND APPROVAL OF ERNST Mgmt For For & YOUNG LLP AND AUTHORIZATION OF AUDIT COMMITTEE OF BOARD TO FIX REMUNERATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 15 of 184 UNASSIGNED AMERICAN TOWER CORPORATION SECURITY: 029912201 AGENDA NUMBER: 932372282 TICKER: AMT MEETING TYPE: Special ISIN: MEETING DATE: 03-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 PROPOSAL TO APPROVE THE ISSUANCE Mgmt For For OF SHARES OF AMERICAN TOWER CLASS A COMMON STOCK PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 3, 2005, BY AND AMONG AMERICAN TOWER CORPORATION, ASTEROID MERGER SUB, LLC AND SPECTRASITE, INC. 02 PROPOSAL TO AMEND AND RESTATE Mgmt For For AMERICAN TOWER S RESTATED CERTIFICATE OF INCORPORATION IF THE MERGER IS CONSUMMATED, AS MORE FULLY DESCRIBED IN THE JOINT PROXY STATEMENT/PROSPECTUS, WHICH APPROVAL IS NOT A CONDITION TO PROPOSAL NUMBER ONE. 03 PROPOSAL TO PERMIT AMERICAN Mgmt For For TOWER S BOARD OF DIRECTORS OR ITS CHAIRMAN, IN THEIR DISCRETION, TO ADJOURN OR POSTPONE THE SPECIAL MEETING IF NECESSARY FOR FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE ORIGINALLY SCHEDULED TIME OF THE SPECIAL MEETING TO APPROVE ANY OF THE FOREGOING PROPOSALS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 16 of 184 UNASSIGNED AMERICAN TOWER CORPORATION SECURITY: 029912201 AGENDA NUMBER: 932475052 TICKER: AMT MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RAYMOND P. DOLAN Mgmt For For 2 CAROLYN F. KATZ Mgmt For For 3 GUSTAVO LARA CANTU Mgmt For For 4 FRED R. LUMMIS Mgmt For For 5 PAMELA D.A. REEVE Mgmt For For 6 JAMES D. TAICLET, JR. Mgmt For For 7 SAMME L. THOMPSON Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 17 of 184 UNASSIGNED AMYLIN PHARMACEUTICALS, INC. SECURITY: 032346108 AGENDA NUMBER: 932497399 TICKER: AMLN MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 STEVEN R. ALTMAN Mgmt For For 2 VAUGHN D. BRYSON Mgmt For For 3 JOSEPH C. COOK, JR. Mgmt For For 4 KARIN EASTHAM Mgmt For For 5 JAMES R. GAVIN III Mgmt For For 6 GINGER L. GRAHAM Mgmt For For 7 HOWARD E. GREENE, JR. Mgmt For For 8 JAY S. SKYLER Mgmt For For 9 JOSEPH P. SULLIVAN Mgmt For For 10 THOMAS R. TESTMAN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 18 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JAMES N. WILSON Mgmt For For 02 TO APPROVE AN INCREASE OF 6,500,000 Mgmt For For SHARES IN THE AGGREGATE NUMBER OF SHARES OF OUR COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER OUR 2001 EQUITY INCENTIVE PLAN. 03 TO APPROVE AN INCREASE OF 500,000 Mgmt For For SHARES IN THE AGGREGATE NUMBER OF SHARES OF OUR COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER OUR 2001 EMPLOYEE STOCK PURCHASE PLAN. 04 TO RATIFY THE SELECTION OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 19 of 184 UNASSIGNED ASTRAZENECA PLC SECURITY: 046353108 AGENDA NUMBER: 932484683 TICKER: AZN MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO RECEIVE THE COMPANY S ACCOUNTS Mgmt For AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2005 02 TO CONFIRM DIVIDENDS Mgmt For 03 TO RE-APPOINT KPMG AUDIT PLC, Mgmt For LONDON AS AUDITOR 04 TO AUTHORIZE THE DIRECTORS TO Mgmt For AGREE THE REMUNERATION OF THE AUDITOR 05 DIRECTOR 1 LOUIS SCHWEITZER Mgmt For 2 HAKAN MOGREN Mgmt For 3 DAVID R BRENNAN Mgmt For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 20 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4 JONATHAN SYMONDS Mgmt For 5 JOHN PATTERSON Mgmt For 6 SIR PETER BONFIELD Mgmt For 7 JOHN BUCHANAN Mgmt For 8 JANE HENNEY Mgmt Withheld 9 MICHELE HOOPER Mgmt For 10 JOE JIMENEZ Mgmt For 11 ERNA MOLLER Mgmt For 12 MARCUS WALLENBERG Mgmt For 13 DAME NANCY ROTHWELL Mgmt For 06 TO APPROVE THE DIRECTORS Mgmt For REMUNERATION REPORT FOR THE YEAR ENDED DECEMBER 31, 2005 07 TO AUTHORIZE LIMITED EU POLITICAL Mgmt For DONATIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 21 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 08 TO AUTHORIZE THE DIRECTORS TO ALLOT Mgmt For UNISSUED SHARES 09 TO AUTHORIZE THE DIRECTORS TO DISAPPLY Mgmt For PRE-EMPTION RIGHTS 10 TO AUTHORIZE THE COMPANY TO PURCHASE ITS Mgmt For OWN SHARES
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 22 of 184 UNASSIGNED ATHEROGENICS, INC. SECURITY: 047439104 AGENDA NUMBER: 932460861 TICKER: AGIX MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL A. HENOS Mgmt For For 2 RUSSELL M. MEDFORD Mgmt For For 3 ARTHUR M. PAPPAS Mgmt For For 02 A PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ATHEROGENICS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 23 of 184 UNASSIGNED AUXILIUM PHARMACEUTICALS, INC. SECURITY: 05334D107 AGENDA NUMBER: 932513939 TICKER: AUXL MEETING TYPE: Annual ISIN: MEETING DATE: 06-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROLF A. CLASSON Mgmt For For 2 AL ALTOMARI Mgmt For For 3 EDWIN A. BESCHERER, JR. Mgmt For For 4 P.O. CHAMBON, MD., PH.D Mgmt For For 5 WINSTON J. CHURCHILL Mgmt For For 6 OLIVER S. FETZER, PH.D. Mgmt For For 7 GERRI A. HENWOOD Mgmt For For 8 DENNIS J. PURCELL Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 24 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For 2004 EQUITY COMPENSATION PLAN TO INCREASE THE NUMBER OF SHARES OF COMPANY COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN TO 6,000,000 FROM 2,845,450. 03 TO APPROVE THE COMPANY S 2006 EMPLOYEE Mgmt For For STOCK PURCHASE PLAN. 04 TO RATIFY THE SELECTION BY THE AUDIT AND Mgmt For For COMPLIANCE COMMITTEE OF THE COMPANY S BOARD OF DIRECTORS OF THE FIRM PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 25 of 184 UNASSIGNED BANKRATE, INC. SECURITY: 06646V108 AGENDA NUMBER: 932538448 TICKER: RATE MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT P. O'BLOCK Mgmt For For 2 RANDALL E. POLINER Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 26 of 184 UNASSIGNED BJ SERVICES COMPANY SECURITY: 055482103 AGENDA NUMBER: 932428003 TICKER: BJS MEETING TYPE: Annual ISIN: MEETING DATE: 31-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN R. HUFF Mgmt For For 2 MICHAEL E. PATRICK Mgmt For For 02 TO APPROVE AN AMENDMENT TO BJ SERVICES Mgmt For For CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE TOTAL NUMBER OF SHARES OF COMMON STOCK, PAR VALUE $0.10 PER SHARE, THAT BJ SERVICES HAS THE AUTHORITY TO ISSUE FROM 380,000,000 SHARES TO 910,000,000 SHARES (THE AUTHORIZED SHARES AMENDMENT). 03 TO APPROVE THE GRANT OF AUTHORITY TO THE Mgmt Abstain Against PROXIES TO VOTE IN THEIR DISCRETION TO ADJOURN THE MEETING TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE AUTHORIZED SHARES AMENDMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 27 of 184 UNASSIGNED BOSTON SCIENTIFIC CORPORATION SECURITY: 101137107 AGENDA NUMBER: 932446087 TICKER: BSX MEETING TYPE: Special ISIN: MEETING DATE: 31-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO ADOPT AN AMENDMENT TO THE COMPANY S Mgmt For For SECOND RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK OF THE COMPANY FROM 1,200,000,000 TO 2,000,000,000. 02 TO APPROVE OF THE ISSUANCE OF SHARES OF Mgmt For For COMMON STOCK OF THE COMPANY TO THE SHAREHOLDERS OF GUIDANT CORPORATION PURSUANT TO THE TERMS OF THE MERGER AGREEMENT, DATED AS OF JANUARY 25, 2006, BETWEEN THE COMPANY, GALAXY MERGER SUB, INC. AND GUIDANT CORPORATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 28 of 184 UNASSIGNED BOSTON SCIENTIFIC CORPORATION SECURITY: 101137107 AGENDA NUMBER: 932485825 TICKER: BSX MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN E. ABELE Mgmt For For 2 JOEL L. FLEISHMAN Mgmt For For 3 ERNEST MARIO, PH.D. Mgmt For For 4 UWE E. REINHARDT Mgmt For For 02A ELECTION OF DIRECTOR: NANCY-ANN DEPARLE Mgmt For For 02B ELECTION OF DIRECTOR: KRISTINA M. Mgmt For For JOHNSON, PH.D. 03 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT AUDITORS. 04 TO APPROVE THE BOSTON SCIENTIFIC Mgmt For For CORPORATION 2006 GLOBAL EMPLOYEE STOCK OWNERSHIP PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 29 of 184 UNASSIGNED CALIFORNIA PIZZA KITCHEN, INC. SECURITY: 13054D109 AGENDA NUMBER: 932519753 TICKER: CPKI MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM C. BAKER Mgmt For For 2 LARRY S. FLAX Mgmt For For 3 HENRY GLUCK Mgmt For For 4 STEVEN C. GOOD Mgmt For For 5 CHARLES G. PHILLIPS Mgmt For For 6 AVEDICK B. POLADIAN Mgmt For For 7 RICHARD L. ROSENFIELD Mgmt For For 8 ALAN I. ROTHENBERG Mgmt For For 02 APPROVAL OF INDEMNIFICATION AGREEMENT. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 30 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 31 of 184 UNASSIGNED CAMECO CORPORATION SECURITY: 13321L108 AGENDA NUMBER: 932481916 TICKER: CCJ MEETING TYPE: Special ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN S. AUSTON Mgmt For For 2 JOHN H. CLAPPISON Mgmt For For 3 JOE F. COLVIN Mgmt Withheld Against 4 HARRY D. COOK Mgmt Withheld Against 5 JAMES R. CURTISS Mgmt Withheld Against 6 GEORGE S. DEMBROSKI Mgmt For For 7 GERALD W. GRANDEY Mgmt For For 8 NANCY E. HOPKINS Mgmt For For 9 OYVIND HUSHOVD Mgmt For For 10 J.W. GEORGE IVANY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 32 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 A. NEIL MCMILLAN Mgmt For For 12 ROBERT W. PETERSON Mgmt For For 13 VICTOR J. ZALESCHUK Mgmt For For 02 APPOINTMENT OF KPMG LLP AS Mgmt For For AUDITORS 03 A RESOLUTION AMENDING CAMECO S STOCK Mgmt For For OPTION PLAN, AS SET OUT IN SCHEDULE B TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. 04 THE UNDERSIGNED HEREBY DECLARES THAT ALL Mgmt Abstain SHARES REPRESENTED HEREBY ARE HELD, BENEFICIALLY OWNED OR CONTROLLED BY ONE OR MORE RESIDENTS (PLEASE MARK THE FOR BOX) OR ONE OR MORE NON- RESIDENTS (PLEASE MARK THE ABSTAIN BOX). 05 IF THE UNDERSIGNED IS A RESIDENT PLEASE Mgmt Abstain MARK THE FOR BOX, IF THE UNDERSIGNED IS A NON-RESIDENT PLEASE MARK THE ABSTAIN BOX.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 33 of 184 UNASSIGNED CARDINAL HEALTH, INC. SECURITY: 14149Y108 AGENDA NUMBER: 932399567 TICKER: CAH MEETING TYPE: Annual ISIN: MEETING DATE: 02-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J. MICHAEL LOSH Mgmt For For 2 JOHN B. MCCOY Mgmt For For 3 MICHAEL D. O'HALLERAN Mgmt For For 4 JEAN G. SPAULDING, M.D. Mgmt For For 5 MATTHEW D. WALTER Mgmt For For 02 PROPOSAL TO ADOPT THE CARDINAL HEALTH, Mgmt For For INC. 2005 LONG-TERM INCENTIVE PLAN. 03 PROPOSAL TO ADOPT AMENDMENTS TO THE Mgmt For For COMPANY S RESTATED CODE OF REGULATIONS TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 34 of 184 UNASSIGNED CENTEX CORPORATION SECURITY: 152312104 AGENDA NUMBER: 932369184 TICKER: CTX MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BARBARA T. ALEXANDER* Mgmt For For 2 JUAN L. ELEK* Mgmt For For 3 TIMOTHY R. ELLER* Mgmt For For 4 JAMES J. POSTL* Mgmt For For 5 URSULA O. FAIRBAIRN** Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 35 of 184 UNASSIGNED CEPHALON, INC. SECURITY: 156708109 AGENDA NUMBER: 932494646 TICKER: CEPH MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 FRANK BALDINO, JR., PHD Mgmt For For 2 WILLIAM P. EGAN Mgmt For For 3 MARTYN D. GREENACRE Mgmt For For 4 VAUGHN M. KAILIAN Mgmt For For 5 CHARLES A. SANDERS, M.D Mgmt For For 6 GAIL R. WILENSKY, PH.D. Mgmt For For 7 DENNIS L. WINGER Mgmt For For 02 APPROVAL OF AMENDMENT TO THE CERTIFICATE Mgmt For For OF INCORPORATION INCREASING THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 36 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 APPROVAL OF AMENDMENT TO THE 2004 EQUITY Mgmt For For COMPENSATION PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE 04 RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 37 of 184 UNASSIGNED CHESAPEAKE ENERGY CORPORATION SECURITY: 165167107 AGENDA NUMBER: 932517646 TICKER: CHK MEETING TYPE: Annual ISIN: MEETING DATE: 09-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD K. DAVIDSON Mgmt For For 2 BREENE M. KERR Mgmt For For 3 CHARLES T. MAXWELL Mgmt For For 02 TO APPROVE AN AMENDMENT TO OUR Mgmt For For CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. 03 TO APPROVE AN AMENDMENT TO THE Mgmt For For CHESAPEAKE ENERGY CORPORATION LONG TERM INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 38 of 184 UNASSIGNED CORNING INCORPORATED SECURITY: 219350105 AGENDA NUMBER: 932445768 TICKER: GLW MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES B. FLAWS Mgmt For For 2 JAMES R. HOUGHTON Mgmt For For 3 JAMES J. O'CONNOR Mgmt For For 4 DEBORAH D. RIEMAN Mgmt For For 5 PETER F. VOLANAKIS Mgmt For For 6 PADMASREE WARRIOR Mgmt For For 02 APPROVAL OF THE AMENDMENT OF THE 2002 Mgmt For For WORLDWIDE EMPLOYEE SHARE PURCHASE PLAN. 03 APPROVAL OF THE ADOPTION OF THE Mgmt For For 2006 VARIABLE COMPENSATION PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 39 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 APPROVAL OF THE AMENDMENT OF THE 2003 Mgmt For For EQUITY PLAN FOR NON-EMPLOYEE DIRECTORS. 05 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS CORNING S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 06 SHAREHOLDER PROPOSAL RELATING TO THE Mgmt For Against ELECTION OF EACH DIRECTOR ANNUALLY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 40 of 184 UNASSIGNED COVANCE INC. SECURITY: 222816100 AGENDA NUMBER: 932463007 TICKER: CVD MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT BARCHI Mgmt For For 2 SANDRA L. HELTON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 41 of 184 UNASSIGNED CSR PLC, CAMBRIDGE SECURITY: G1790J103 AGENDA NUMBER: 700922873 TICKER: MEETING TYPE: AGM ISIN: GB0034147388 MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the financial statements for the Mgmt For * period ended 30 DEC 2005, together with the reports of the Directors and the Auditors thereon 2. Approve the remuneration report for the Mgmt For * period ended 30 DEC 2005, as specified 3. Elect Mr. Anthony Carlisle as a Director Mgmt For * 4. Re-elect Mr. John Whybrow as a Director, Mgmt Against * who retires by rotation 5. Re-elect Mr. David Tucker as a Director, Mgmt For * who retires by rotation 6. Re-elect Mr. Paul Goodridge as a Mgmt For * Director, who retires by rotation
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 42 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Re-appoint Deloitte & Touche LLP as the Mgmt For * Auditor to hold the office until the conclusion of the next general meeting at which the audited accounts are laid before the Company and authorize the Directors to determine their remuneration 8. Authorize the Company and its Mgmt For * wholly-owned subsidiary Cambridge Silicon Radio Limited, to make donations to EU Political Organisations not exceeding GBP 12,500 in total to incur EU Political Expenditure not exceeding GBP 12,500 in total in each case as such terms are defined in Section 347A of the Companies Act 1985 ; Authority expires earlier at the conclusion of AGM of the Company in 2007 or 01 MAY 2007 9. Authorize the Directors, in substitution Mgmt For * for any existing authority and pursuant to Section 80 of the Companies Act 1985, to allot relevant securities Section 80 up to an aggregate nominal amount of GBP 42,821.41; Authority expires the earlier of the AGM of the Company in 2007 or 15 months ; and the Directors may make allotments during the relevant period which may be exercised after the relevant period S.10 Authorize the Directors, in substitution Mgmt For * for any existing authority, subject to the passing of Resolution 9 and pursuant to Section 95(1) of the Companies Act 1985 Act , to allot equity securities Section 94 for cash pursuant to the authority conferred by Resolution 9, and/or to sell Treasury Shares where such sale is treated as an allotment of the equity securities by virtue of Section 94 3A of the Act disapplying the statutory pre-emption rights Section 89(1) , provided that this power is limited to the allotment of equity securities: i) in connection with a rights issue, open offer or any other preemptive offer in favor of ordinary shareholders excluding any Treasury Shares ; ii) up to an aggregate
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 43 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- nominal amount of GBP 6,423; Authority expires at the conclusion of the next AGM to be held in 2007 or 15 months ; and the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.11 Authorize the Company, for the purpose Mgmt For * of Section 166 of the Companies Act 1985 Act , to make market purchases Section 163(3) of up to 6,423,211 ordinary shares of 0.1p each by way of one or more market purchases Section 163(3) of the Act , at a minimum price of 0.1p equal to the nominal value and not more than 5% above the average middle market quotations for such shares derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires at the conclusion of the next AGM of the Company in 2007 or 15 months ; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 44 of 184 UNASSIGNED D.R. HORTON, INC. SECURITY: 23331A109 AGENDA NUMBER: 932422556 TICKER: DHI MEETING TYPE: Annual ISIN: MEETING DATE: 26-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DONALD R. HORTON Mgmt For For 2 BRADLEY S. ANDERSON Mgmt For For 3 MICHAEL R. BUCHANAN Mgmt For For 4 RICHARD I. GALLAND Mgmt For For 5 MICHAEL W. HEWATT Mgmt For For 6 DONALD J. TOMNITZ Mgmt For For 7 BILL W. WHEAT Mgmt For For 02 TO APPROVE THE 2006 STOCK INCENTIVE Mgmt For For PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 45 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO APPROVE AN AMENDMENT TO OUR CHARTER Mgmt For For INCREASING THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. 04 TO APPROVE A SHAREHOLDER PROPOSAL Shr Against For CONCERNING AN ENERGY EFFICIENCY ASSESSMENT. 05 TO CONDUCT OTHER BUSINESS PROPERLY Mgmt Abstain Against BROUGHT BEFORE THE MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 46 of 184 UNASSIGNED DIGENE CORPORATION SECURITY: 253752109 AGENDA NUMBER: 932400966 TICKER: DIGE MEETING TYPE: Annual ISIN: MEETING DATE: 26-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 EVAN JONES Mgmt For For 2 FRANK J. RYAN Mgmt For For 3 CYNTHIA L. SULLIVAN Mgmt For For 02 APPROVAL OF THE AMENDMENT TO OUR AMENDED Mgmt For For AND RESTATED DIRECTORS STOCK OPTION PLAN, AS AMENDED (THE DIRECTORS PLAN), TO ADD RESTRICTED STOCK UNITS AND RESTRICTED STOCK TO THE TYPES OF AWARDS AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 03 APPROVAL OF THE AMENDMENT TO OUR Mgmt For For DIRECTOR S PLAN TO EXTEND THE TERMINATION DATED OF THE PLAN TO OCTOBER 26, 2015. 04 APPROVAL OF THE AMENDMENT TO OUR AMENDED Mgmt For For AND RESTATED 1999 INCENTIVE PLAN, AS AMENDED (THE 1999 INCENTIVE PLAN), TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR GRANTS AND
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 47 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- AWARDS UNDER THE 1999 INCENTIVE PLAN BY 200,000 SHARES, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 48 of 184 UNASSIGNED DREAMWORKS ANIMATION SKG, INC. SECURITY: 26153C103 AGENDA NUMBER: 932486310 TICKER: DWA MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JEFFREY KATZENBERG Mgmt For For 2 ROGER A. ENRICO Mgmt For For 3 PAUL G. ALLEN Mgmt For For 4 KARL M. VON DER HEYDEN Mgmt For For 5 DAVID GEFFEN Mgmt For For 6 MELLODY HOBSON Mgmt For For 7 NATHAN MYHRVOLD Mgmt For For 8 HOWARD SCHULTZ Mgmt For For 9 MARGARET C. WHITMAN Mgmt For For 10 JUDSON C. GREEN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 49 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 50 of 184 UNASSIGNED EISAI CO.,LTD. SECURITY: J12852117 AGENDA NUMBER: 700947368 TICKER: MEETING TYPE: AGM ISIN: JP3160400002 MEETING DATE: 23-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Please note this announcement is being Non-Voting No vote provided to inform you that the true agenda has been released and is available for your review. (Please refer to the attached PDF files.) 1. Amend the Articles of Incorporation: Mgmt For * Approve Revisions Related to the New Commercial Code 2.1 Elect a Director Mgmt For * 2.2 Elect a Director Mgmt For * 2.3 Elect a Director Mgmt For * 2.4 Elect a Director Mgmt For * 2.5 Elect a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 51 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.6 Elect a Director Mgmt For * 2.7 Elect a Director Mgmt For * 2.8 Elect a Director Mgmt For * 2.9 Elect a Director Mgmt For * 2.10 Elect a Director Mgmt For * 2.11 Elect a Director Mgmt For * 3. Approve Issuance of Share Acquisition Mgmt For * Rights to Employees as Stock Options
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 52 of 184 UNASSIGNED ELAN CORPORATION, PLC SECURITY: 284131208 AGENDA NUMBER: 932502532 TICKER: ELN MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O1 RECEIVE THE FINANCIAL STATEMENTS Mgmt For For TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON. O2 DIRECTOR 1 MR. LAURENCE CROWLEY Mgmt Withheld Against 2 MR. WILLIAM DANIEL Mgmt For For 3 MR. KELLY MARTIN Mgmt For For 4 DR. GORAN ANDO Mgmt Withheld Against 5 MR. SHANE COOKE Mgmt For For 6 DR. LARS EKMAN Mgmt For For 7 MR. GARY KENNEDY Mgmt For For 8 MS. NANCY LURKER Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 53 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O10 AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For REMUNERATION OF THE AUDITORS. O11 APPROVE THE ELAN CORPORATION, PLC 2006 Mgmt For For LONG TERM INCENTIVE PLAN. O12 APPROVE THE AMENDMENT TO THE EMPLOYEE Mgmt For For EQUITY PURCHASE PLAN. O13 AUTHORISE THE DIRECTORS TO ISSUE Mgmt For For SECURITIES. S14 TO AUTHORISE THE DISAPPLICATION OF Mgmt For For PRE-EMPTION RIGHTS ON THE ALLOTMENT OF UP TO 40 MILLION SHARES FOR CASH. S15 TO REPLACE ARTICLES 58 AND 59 OF THE Mgmt For For ARTICLES OF ASSOCIATION. S16 TO REPLACE ARTICLE 62 OF THE ARTICLES OF Mgmt For For ASSOCIATION. S17 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For PURCHASES OF OWN SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 54 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S18 TO SET THE RE-ISSUE PRICE RANGE FOR Mgmt For For TREASURY SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 55 of 184 UNASSIGNED ELECTRONIC ARTS INC. SECURITY: 285512109 AGENDA NUMBER: 932370252 TICKER: ERTS MEETING TYPE: Annual ISIN: MEETING DATE: 28-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M. RICHARD ASHER Mgmt For For 2 LEONARD S. COLEMAN Mgmt For For 3 GARY M. KUSIN Mgmt For For 4 GREGORY B. MAFFEI Mgmt For For 5 TIMOTHY MOTT Mgmt For For 6 VIVEK PAUL Mgmt For For 7 ROBERT W. PITTMAN Mgmt For For 8 LAWRENCE F. PROBST III Mgmt For For 9 LINDA J. SRERE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 56 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 AMENDMENTS TO THE 2000 EQUITY INCENTIVE Mgmt For For PLAN 03 AMENDMENT TO THE 2000 EMPLOYEE STOCK Mgmt For For PURCHASE PLAN 04 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 57 of 184 UNASSIGNED ELECTRONICS BOUTIQUE HOLDINGS CORP. SECURITY: 286045109 AGENDA NUMBER: 932394733 TICKER: ELBO MEETING TYPE: Annual ISIN: MEETING DATE: 06-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 17, 2005, BY AND AMONG GAMESTOP CORP., GAMESTOP, INC., GSC HOLDINGS CORP. (HOLDCO), EAGLE SUBSIDIARY LLC, COWBOY SUBSIDIARY LLC AND ELECTRONICS BOUTIQUE HOLDINGS CORP., INCLUDING THE TRANSACTIONS CONTEMPLATED THEREBY, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 TO CONSIDER AND VOTE UPON THE ADOPTION Mgmt For For OF THE GSC HOLDINGS CORP. 2005 INCENTIVE PLAN. 03 DIRECTOR 1 DEAN S. ADLER Mgmt Withheld Against 2 JEFFREY W. GRIFFITHS Mgmt Withheld Against 3 JAMES J. KIM Mgmt Withheld Against 4 SUSAN Y. KIM Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 58 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 5 LOUIS J. SIANA Mgmt Withheld Against 6 ALFRED J. STEIN Mgmt For For 7 STANLEY STEINBERG Mgmt For For 04 TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For RATIFY THE APPOINTMENT OF KPMG LLP, REGISTERED PUBLIC ACCOUNTANTS, AS AUDITORS FOR ELECTRONICS BOUTIQUE FOR THE FISCAL YEAR ENDING JANUARY 28, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 59 of 184 UNASSIGNED ELI LILLY AND COMPANY SECURITY: 532457108 AGENDA NUMBER: 932443803 TICKER: LLY MEETING TYPE: Annual ISIN: MEETING DATE: 24-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M.S. FELDSTEIN Mgmt For For 2 J.E. FYRWALD Mgmt For For 3 E.R. MARRAM Mgmt For For 4 S. TAUREL Mgmt For For 02 RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2006. 03 PROPOSAL BY SHAREHOLDERS ON EXTENDING Shr Against For THE COMPANY S ANIMAL CARE AND USE POLICY TO CONTRACT LABS. 04 PROPOSAL BY SHAREHOLDERS ON SEPARATING Mgmt For Against THE ROLES OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 60 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 PROPOSAL BY SHAREHOLDERS ON ANNUAL Mgmt For Against ELECTION OF EACH DIRECTOR. 06 PROPOSAL BY SHAREHOLDERS ON ELECTION OF Shr For Against DIRECTORS BY MAJORITY VOTE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 61 of 184 UNASSIGNED EMC CORPORATION SECURITY: 268648102 AGENDA NUMBER: 932451848 TICKER: EMC MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GAIL DEEGAN Mgmt For For 2 OLLI-PEKKA KALLASVUO Mgmt For For 3 WINDLE B. PRIEM Mgmt For For 4 ALFRED M. ZEIEN Mgmt For For 02 TO RATIFY THE SELECTION BY THE Mgmt For For AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 TO ACT UPON A SHAREHOLDER Shr For Against PROPOSAL RELATING TO ELECTION OF DIRECTORS BY MAJORITY VOTE, AS DESCRIBED IN EMC S PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 62 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO ACT UPON A SHAREHOLDER Mgmt Against For PROPOSAL RELATING TO PAY-FOR- SUPERIOR- PERFORMANCE, AS DESCRIBED IN EMC S PROXY STATEMENT. 05 TO ACT UPON A SHAREHOLDER Mgmt For Against PROPOSAL RELATING TO ANNUAL ELECTIONS OF DIRECTORS, AS DESCRIBED IN EMC S PROXY STATEMENT. 06 TO ACT UPON A SHAREHOLDER Mgmt Against For PROPOSAL RELATING TO EMC S AUDIT COMMITTEE, AS DESCRIBED IN EMC S PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 63 of 184 UNASSIGNED ENCYSIVE PHARMACEUTICALS INC. SECURITY: 29256X107 AGENDA NUMBER: 932493480 TICKER: ENCY MEETING TYPE: Annual ISIN: MEETING DATE: 12-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN M. PIETRUSKI Mgmt For For 2 RON J. ANDERSON Mgmt For For 3 J. KEVIN BUCHI Mgmt For For 4 ROBERT J. CRUIKSHANK Mgmt For For 5 JOHN H. DILLON, II Mgmt For For 6 RICHARD A.F. DIXON Mgmt For For 7 BRUCE D. GIVEN Mgmt For For 8 SUZANNE OPARIL Mgmt For For 9 JAMES A. THOMSON Mgmt For For 10 JAMES T. WILLERSON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 64 of 184 UNASSIGNED EOG RESOURCES, INC. SECURITY: 26875P101 AGENDA NUMBER: 932471282 TICKER: EOG MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GEORGE A. ALCORN Mgmt For For 2 CHARLES R. CRISP Mgmt For For 3 MARK G. PAPA Mgmt For For 4 EDMUND P. SEGNER, III Mgmt For For 5 WILLIAM D. STEVENS Mgmt For For 6 H. LEIGHTON STEWARD Mgmt For For 7 DONALD F. TEXTOR Mgmt For For 8 FRANK G. WISNER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 65 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO RATIFY THE APPOINTMENT BY THE Mgmt For For AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS, AS AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 66 of 184 UNASSIGNED EVERGREEN SOLAR, INC. SECURITY: 30033R108 AGENDA NUMBER: 932361873 TICKER: ESLR MEETING TYPE: Annual ISIN: MEETING DATE: 15-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CHARLES J. MCDERMOTT Mgmt For For 2 DR. GERALD L. WILSON Mgmt For For 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005. 03 TO APPROVE THE AMENDMENT AND Mgmt For For RESTATEMENT OF THE COMPANY S AMENDED 2000 STOCK OPTION AND INCENTIVE PLAN. 04 TO APPROVE THE AMENDMENT AND Mgmt For For RESTATEMENT OF THE COMPANY S 2000 EMPLOYEE STOCK PURCHASE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 67 of 184 UNASSIGNED EVERGREEN SOLAR, INC. SECURITY: 30033R108 AGENDA NUMBER: 932519563 TICKER: ESLR MEETING TYPE: Annual ISIN: MEETING DATE: 08-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 68 of 184 UNASSIGNED F5 NETWORKS, INC. SECURITY: 315616102 AGENDA NUMBER: 932430565 TICKER: FFIV MEETING TYPE: Annual ISIN: MEETING DATE: 02-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KARL D. GUELICH Mgmt For For 2 KEITH D. GRINSTEIN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 69 of 184 UNASSIGNED FIRST DATA CORPORATION SECURITY: 319963104 AGENDA NUMBER: 932465431 TICKER: FDC MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DANIEL P. BURNHAM Mgmt For For 2 JACK M. GREENBERG Mgmt For For 3 COURTNEY F. JONES Mgmt For For 4 CHARLES T. RUSSELL Mgmt For For 02 THE RATIFICATION OF THE ELECTION OF Mgmt For For DAVID A. COULTER AS A DIRECTOR. 03 THE RATIFICATION OF THE ELECTION OF Mgmt For For HENRY C. DUQUES AS A DIRECTOR. 04 THE RATIFICATION OF THE ELECTION OF Mgmt For For PETER B. ELLWOOD AS A DIRECTOR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 70 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 THE RATIFICATION OF THE SELECTION Mgmt For For OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 71 of 184 UNASSIGNED FOREST LABORATORIES, INC. SECURITY: 345838106 AGENDA NUMBER: 932372600 TICKER: FRX MEETING TYPE: Annual ISIN: MEETING DATE: 08-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 HOWARD SOLOMON Mgmt For For 2 WILLIAM J. CANDEE, III Mgmt For For 3 GEORGE S. COHAN Mgmt For For 4 DAN L. GOLDWASSER Mgmt For For 5 LESTER B. SALANS Mgmt For For 6 KENNETH E. GOODMAN Mgmt For For 02 RATIFICATION OF BDO SEIDMAN, LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 72 of 184 UNASSIGNED GAMESTOP CORP. SECURITY: 36466R200 AGENDA NUMBER: 932394721 TICKER: GMEB MEETING TYPE: Annual ISIN: MEETING DATE: 06-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 PROPOSAL TO (I) ADOPT THE MERGER Mgmt For For AGREEMENT, INCLUDING THE TRANSACTIONS CONTEMPLATED THEREBY, (II) APPROVE THE AMENDMENT TO GAMESTOP S CERTIFICATE OF INCORPORATION, AND (III) APPROVE THE AMENDMENT TO THE GAMESTOP AMENDED AND RESTATED 2001 INCENTIVE PLAN. 02 PROPOSAL TO ADOPT THE GSC Mgmt For For HOLDINGS CORP. 2005 INCENTIVE PLAN. 03 DIRECTOR 1 DANIEL A. DEMATTEO Mgmt Withheld Against 2 LEONARD RIGGIO Mgmt Withheld Against 3 GERALD R. SZCZEPANSKI Mgmt Withheld Against 04 PROPOSAL TO RATIFY THE Mgmt For For APPOINTMENT OF BDO SEIDMAN, LLP AS GAMESTOP S REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 73 of 184 UNASSIGNED GAMESTOP CORP. SECURITY: 36467W109 AGENDA NUMBER: 932546421 TICKER: GME MEETING TYPE: Annual ISIN: MEETING DATE: 27-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DANIEL A. DEMATTEO Mgmt For For 2 MICHAEL N. ROSEN Mgmt For For 3 EDWARD A. VOLKWEIN Mgmt For For 02 PROPOSAL TO ADOPT THE AMENDED Mgmt For For AND RESTATED GAMESTOP CORP. SUPPLEMENTAL COMPENSATION PLAN. 03 PROPOSAL TO RATIFY THE Mgmt For For APPOINTMENT OF BDO SEIDMAN, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING FEBRUARY 3, 2007.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 74 of 184 UNASSIGNED GAMESTOP CORP. SECURITY: 36467W208 AGENDA NUMBER: 932546421 TICKER: GMEB MEETING TYPE: Annual ISIN: MEETING DATE: 27-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DANIEL A. DEMATTEO Mgmt For For 2 MICHAEL N. ROSEN Mgmt For For 3 EDWARD A. VOLKWEIN Mgmt For For 02 PROPOSAL TO ADOPT THE AMENDED Mgmt For For AND RESTATED GAMESTOP CORP. SUPPLEMENTAL COMPENSATION PLAN. 03 PROPOSAL TO RATIFY THE Mgmt For For APPOINTMENT OF BDO SEIDMAN, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING FEBRUARY 3, 2007.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 75 of 184 UNASSIGNED GEOX SPA, BIADENE DI MONTEBELLUNA (TV) SECURITY: T50283109 AGENDA NUMBER: 700901172 TICKER: MEETING TYPE: OGM ISIN: IT0003697080 MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE IN THE EVENT THE Non-Voting No vote MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 21 APR 2006. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. 1. Approve the financial balance sheet and Mgmt No vote consolidated balance sheet reports as of 31 DEC 2005, Board of Directors report on management s activity and Internal and External Auditors report as per Article 153 of the Legislative Decree N. 58/98; resolutions related there to 2. Approve the Chairman s informative Mgmt No vote report on the Stock Option Management Plans trend
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 76 of 184 UNASSIGNED GLOBALSANTAFE CORPORATION SECURITY: G3930E101 AGENDA NUMBER: 932493187 TICKER: GSF MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 THOMAS W. CASON Mgmt For For 2 JON A. MARSHALL Mgmt For For 3 CARROLL W. SUGGS Mgmt For For 2A AMEND THE COMPANY S AMENDED AND Mgmt Against Against RESTATED ARTICLES OF ASSOCIATION, AS AMENDED TO DATE; TO PROVIDE THAT THE ISSUANCE OF PREFERENCE SHARES IS NOT A VARIATION OF THE RIGHTS OF THE HOLDERS OF ORDINARY SHARES AND TO MAKE A RELATED CLARIFYING CHANGE, AND AMEND THE COMPANY S AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION TO MAKE A RELATED CLARIFYING CHANGE. 2B AMEND THE EXISTING ARTICLES OF Mgmt For For ASSOCIATION TO INCREASE THE COMPANY S FLEXIBILITY IN REPURCHASING ITS SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 77 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2C AMEND THE EXISTING ARTICLES OF Mgmt For For ASSOCIATION TO DELETE OBSOLETE PROVISIONS RELATING TO KUWAIT PETROLEUM CORPORATION AND ITS AFFILIATES. 2D AMEND THE EXISTING MEMORANDUM OF Mgmt For For ASSOCIATION AND THE EXISTING ARTICLES OF ASSOCIATION TO CLARIFY, UPDATE AND MAKE MINOR CHANGES TO CERTAIN PROVISIONS. 2E AMEND AND RESTATE THE EXISTING Mgmt For For MEMORANDUM OF ASSOCIATION AND THE EXISTING ARTICLES OF ASSOCIATION TO INCORPORATE ALL PREVIOUS AMENDMENTS THERETO. 03 PROPOSAL TO RATIFY THE Mgmt For For APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 78 of 184 UNASSIGNED HOLOGIC, INC. SECURITY: 436440101 AGENDA NUMBER: 932403316 TICKER: HOLX MEETING TYPE: Special ISIN: MEETING DATE: 15-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO AMEND THE COMPANY S CERTIFICATE Mgmt For For OF INCORPORATION, AS AMENDED, TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 30,000,000 TO 90,000,000 SHARES. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 79 of 184 UNASSIGNED HOMESTORE, INC. SECURITY: 437852106 AGENDA NUMBER: 932546128 TICKER: MOVE MEETING TYPE: Annual ISIN: MEETING DATE: 22-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 V. PAUL UNRUH Mgmt For For 2 BRUCE G. WILLISON Mgmt For For 02 APPROVAL OF AMENDMENT TO THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION. APPROVAL OF AN AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION TO CHANGE THE COMPANY S NAME FROM HOMESTORE, INC. TO MOVE, INC.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 80 of 184 UNASSIGNED ICOS CORPORATION SECURITY: 449295104 AGENDA NUMBER: 932454983 TICKER: ICOS MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES L. FERGUSON Mgmt For For 2 ROBERT J. HERBOLD Mgmt For For 3 DAVID V. MILLIGAN PH.D. Mgmt For For 02 PROPOSAL TO RATIFY THE Mgmt For For APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006. 03 SHAREHOLDER PROPOSAL REGARDING Mgmt For Against BOARD DECLASSIFICATION. 04 SHAREHOLDER PROPOSAL REGARDING Shr Against For ENGAGEMENT WITH CERTAIN SHAREHOLDERS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 81 of 184 UNASSIGNED INTUITIVE SURGICAL, INC. SECURITY: 46120E602 AGENDA NUMBER: 932491400 TICKER: ISRG MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LONNIE M. SMITH Mgmt For For 2 RICHARD J. KRAMER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 82 of 184 UNASSIGNED JARDEN CORPORATION SECURITY: 471109108 AGENDA NUMBER: 932506718 TICKER: JAH MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MARTIN E. FRANKLIN Mgmt For For 2 RENE-PIERRE AZRIA Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS JARDEN CORPORATION S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 83 of 184 UNASSIGNED KISSEI PHARMACEUTICAL CO LTD SECURITY: J33652108 AGENDA NUMBER: 701010542 TICKER: MEETING TYPE: AGM ISIN: JP3240600001 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Allow Disclosure of Mgmt For * Shareholder Meeting Materials on the Internet, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For * 3.5 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 84 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.6 Appoint a Director Mgmt For * 3.7 Appoint a Director Mgmt For * 3.8 Appoint a Director Mgmt For * 3.9 Appoint a Director Mgmt For * 3.10 Appoint a Director Mgmt For * 3.11 Appoint a Director Mgmt For * 3.12 Appoint a Director Mgmt For * 3.13 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 85 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.14 Appoint a Director Mgmt For * 4.1 Appoint 1 Supplementary Auditor Mgmt For * 5 Approve Retirement Benefits to Directors Other For *
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 86 of 184 UNASSIGNED KOHL'S CORPORATION SECURITY: 500255104 AGENDA NUMBER: 932455606 TICKER: KSS MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAY H. BAKER Mgmt For For 2 STEVEN A. BURD Mgmt For For 3 KEVIN MANSELL Mgmt For For 4 PETER M. SOMMERHAUSER Mgmt For For 02 RATIFY APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS INDEPENDENT AUDITORS. 03 COMPANY PROPOSAL TO AMEND THE COMPANY S Mgmt For For ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. 04 SHAREHOLDER PROPOSAL REQUESTING THE Shr For Against BOARD OF DIRECTORS TO INITIATE THE APPROPRIATE PROCESS TO AMEND THE COMPANY S ARTICLES OF INCORPORATION TO PROVIDE THAT DIRECTOR NOMINEES SHALL BE ELECTED BY THE AFFIRMATIVE VOTE OF
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 87 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A MAJORITY OF VOTES CAST AT AN ANNUAL MEETING OF SHAREHOLDERS. THE BOARD OF DIRECTORS OPPOSES THIS PROPOSAL.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 88 of 184 UNASSIGNED KYPHON INC. SECURITY: 501577100 AGENDA NUMBER: 932521734 TICKER: KYPH MEETING TYPE: Annual ISIN: MEETING DATE: 15-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD W. MOTT Mgmt For For 2 KAREN D. TALMADGE Mgmt For For 02 PROPOSAL TO APPROVE THE 2007 EMPLOYEE Mgmt For For STOCK PURCHASE PLAN. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF KYPHON INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 89 of 184 UNASSIGNED MEDTRONIC, INC. SECURITY: 585055106 AGENDA NUMBER: 932380075 TICKER: MDT MEETING TYPE: Annual ISIN: MEETING DATE: 25-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 SHIRLEY A. JACKSON, PHD Mgmt For For 2 DENISE M. O'LEARY Mgmt For For 3 JEAN-PIERRE ROSSO Mgmt For For 4 JACK W. SCHULER Mgmt For For 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 TO APPROVE THE MEDTRONIC, INC. 2005 Mgmt For For EMPLOYEES STOCK PURCHASE PLAN. 04 TO APPROVE THE MEDTRONIC, INC. 1998 Mgmt For For OUTSIDE DIRECTOR STOCK COMPENSATION PLAN (AS AMENDED AND RESTATED).
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 90 of 184 UNASSIGNED MELCO INTERNATIONAL DEVELOPMENT LTD SECURITY: Y59683188 AGENDA NUMBER: 700781556 TICKER: MEETING TYPE: EGM ISIN: HK0200030994 MEETING DATE: 10-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve and ratify: a) the First Mgmt For * Agreement as specified between Melco Entertainment Limited Melco Entertainment, Great Respect Limited Great Respect and the Company, relating to the acquisition by Melco Entertainment of the 49.2% interest of Great Respect in the Joint Venture as specified and the application by Great Respect of the proceeds of that acquisition to subscribe for the Convertible Loan Notes as specified to be issued by the Company and the transactions contemplated by the First Agreement including, without limitation, the issue of the Convertible Loan Notes and authorize the Directors of the Company to take all steps necessary or desirable or expedient in their opinion to implement and/or give effect to the terms of the First Agreement and the transactions contemplated by it, including without limitation, the issue of the Convertible Loan Notes; and b) the instrument constituting the Convertible Loan Notes and the issue of shares of the Company on exercise of the conversion rights conferred by the Convertible Loan Notes and authorize the Directors of the Company to arrange for the instrument constituting the Convertible Loan Notes to be executed by or on behalf of the Company and to take all steps necessary or desirable or expedient in their opinion for the Company to enter into the instrument constituting the Convertible Loan Notes and/or give effect to the terms of that instrument and the Convertible Loan Notes, including the issue of shares of the Company on exercise of the conversion rights conferred by the Convertible Loan Notes
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 91 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2. Approve and ratify the Second Agreement Mgmt For * as specified between Melco Entertainment Limited Melco Entertainment and Melco Leisure and Entertainment Group Limited Melco Leisure , relating to the transfer by Melco Leisure of its 50.8% interest in the Joint Venture as specified and its interest in Melco Hotels and Resorts (Macau) Limited to Melco Entertainment and the transactions contemplated by the Second Agreement and authorize the Directors of the Company to take all steps necessary or desirable or expedient in their opinion to implement and/or give effect to the terms of the Second Agreement and the transactions contemplated by it 3. Approve and ratify, subject to the Mgmt For * passing of Resolution 1: a) the First Agreement as specified between Melco Entertainment Limited Melco Entertainment , Great Respect Limited Great Respect and the Company, relating to the acquisition by Melco Entertainment of the 49.2% interest of Great Respect in the Joint Venture as specified and the application by Great Respect of the proceeds of that acquisition to subscribe for the Convertble Loan Notes as specified to be issued by the Company under the First Agreement and the transactions contemplated by the First Agreement; and b) the Whitewash Waiver as specified waiving any obligation on the part of Great Respect and the Concert Party as specified to make a mandatory general offer for the entire issued share capital of the Company not otherwise owned by the Concert Party, which would otherwise arise under Rule 26.1 of the Hong Kong Code on Takeovers and Mergers, as a result of any and all future exercises of the conversion rights conferred by the Convertible Loan Notes to be issued upon completion of the First Agreement to Great Respect and authorize the Directors of the Company to do all things and acts and sign all documents which they consider necessary, desirable or
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 92 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- expedient to implement and/or give effect to any matters relating to or in connection with the First Agreement and the Whitewash Waiver 4. Approve the entering into by Melco Mgmt For * Hotels and Resorts (Macau) Limited Melco Hotels of a legally binding commitment relating to the grant of a long term lease in respect of the Land as specified resulting from the in principle acceptance by Melco Hotels of the Macau Government s offer to grant such a long term lease in respect of the Land to Melco Hotels and the future development of the Land as an integrated entertainment resort and authorize the Directors of the Company to do all things and acts and sign all documents which they consider necessary, desirable or expedient to implement and/or give effect to any matters relating thereto or in connection therewith
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 93 of 184 UNASSIGNED MELCO INTERNATIONAL DEVELOPMENT LTD SECURITY: Y59683188 AGENDA NUMBER: 700863067 TICKER: MEETING TYPE: EGM ISIN: HK0200030994 MEETING DATE: 22-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve, ratify and confirm the SJM Mgmt For * Service Arrangement as specified and all transactions contemplated thereunder between the Company s subsidiary, Elixir Group Macau Limited and Sociedade de Jogos de Macau, S.A. 2. Approve, ratify and confirm the Mocha Mgmt For * Service Arrangement as specified and all transactions contemplated thereunder between the Company s subsidiary, Elixir Group Macau Limited and Mocha Slot Group Limited
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 94 of 184 UNASSIGNED MELCO INTERNATIONAL DEVELOPMENT LTD SECURITY: Y59683188 AGENDA NUMBER: 700919016 TICKER: MEETING TYPE: AGM ISIN: HK0200030994 MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and approve the audited Mgmt For * financial statements and the reports of the Directors and the Auditors for FYE 31 DEC 2005 2. Declare a final dividend for the YE 31 Mgmt For * DEC 2005 3. Re-elect the Directors and fix the Mgmt Against * remuneration of the Directors 4. Re-appoint the Auditors and to fix their Mgmt For * remuneration 5. Authorize the Directors of the Company Mgmt For * to repurchase shares of the Company during the relevant period, on The Stock Exchange of Hong Kong Limited or any other stock exchange on which the shares of the Company have been or may be listed and recognized by the Securities and Futures Commission under the Hong Kong Code on share repurchases for such purposes, subject to and in accordance with all applicable laws and regulations, at such price as the Directors may at their discretion determine in accordance with all applicable laws and regulations, not exceeding 10% of the aggregate nominal amount of the issued share capital of the Company; Authority expires the earlier of the conclusion of the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 95 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- AGM of the Company or the expiration of the period within which the next AGM of the Company is required by the Companies Ordinance to be held by law 6. Authorize the Directors, pursuant to Mgmt For * Section 57B of the Companies Ordinance, to allot, issue and deal with additional shares in the capital of the Company, and to make or grant offers, agreements and options including the warrants, bonds, debentures, notes and other securities which carry rights to subscribe for or are convertible into shares of the Company during and after the relevant period, not exceeding the aggregate of 20% of the aggregate nominal amount of the issued share capital of the Company at the date of passing this resolution; if the Directors of the company are so authorized by a separate resolution of the shareholders of the Company the nominal amount of share capital repurchased after passing of this resolution up to 10% of the aggregate nominal amount of the issued share capital , otherwise than pursuant to (i) a rights issue; or (ii) the exercise of any rights of subscription or conversion under any existing warrants, bonds, debentures, notes and other securities issued by the Company which carry rights to subscribe for or are convertible into shares of the Company; (iii) any share option scheme or similar arrangement; or iv) any scrip dividend or similar arrangement; Authority expires the earlier of the conclusion of the next AGM or the expiration of the period within which the next AGM is is required by the Companies Ordinance to be held by law
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 96 of 184 UNASSIGNED MENTOR CORPORATION SECURITY: 587188103 AGENDA NUMBER: 932387081 TICKER: MNT MEETING TYPE: Annual ISIN: MEETING DATE: 14-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO APPROVE A DECREASE IN THE AUTHORIZED Mgmt For For NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS FROM ELEVEN TO NINE. 02 DIRECTOR 1 JOSEPH E. WHITTERS Mgmt For For 2 MICHAEL L. EMMONS Mgmt For For 3 WALTER W. FASTER Mgmt For For 4 EUGENE G. GLOVER Mgmt For For 5 MICHAEL NAKONECHNY Mgmt For For 6 RONALD J. ROSSI Mgmt For For 7 JEFFREY W. UBBEN Mgmt Withheld Against 8 DR. RICHARD W. YOUNG Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 97 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 9 JOSHUA H. LEVINE Mgmt For For 03 TO APPROVE AN AMENDED AND RESTATED Mgmt For For LONG-TERM INCENTIVE PLAN. 04 TO APPROVE AN EMPLOYEE STOCK PURCHASE Mgmt For For PLAN. 05 TO APPROVE THE AMENDMENT OF THE COMPANY Mgmt For For S BYLAWS REGARDING THE DETERMINATION OF THE NUMBER OF DIRECTORS. 06 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING MARCH 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 98 of 184 UNASSIGNED MICROSOFT CORPORATION SECURITY: 594918104 AGENDA NUMBER: 932397981 TICKER: MSFT MEETING TYPE: Annual ISIN: MEETING DATE: 09-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM H. GATES III Mgmt For For 2 STEVEN A. BALLMER Mgmt For For 3 JAMES I. CASH JR. Mgmt For For 4 DINA DUBLON Mgmt For For 5 RAYMOND V. GILMARTIN Mgmt For For 6 A. MCLAUGHLIN KOROLOGOS Mgmt For For 7 DAVID F. MARQUARDT Mgmt For For 8 CHARLES H. NOSKI Mgmt For For 9 HELMUT PANKE Mgmt For For 10 JON A. SHIRLEY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 99 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 100 of 184 UNASSIGNED MILLENNIUM PHARMACEUTICALS, INC. SECURITY: 599902103 AGENDA NUMBER: 932457395 TICKER: MLNM MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DEBORAH DUNSIRE Mgmt For For 2 ROBERT F. FRIEL Mgmt For For 3 NORMAN C. SELBY Mgmt For For 02 APPROVE AN AMENDMENT TO OUR 1996 Mgmt For For EMPLOYEE STOCK PURCHASE PLAN THAT RESERVES AN ADDITIONAL 2,000,000 SHARES OF MILLENNIUM COMMON STOCK FOR ISSUANCE UNDER THE PLAN TO EMPLOYEES. 03 RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 101 of 184 UNASSIGNED NASDAQ STOCK MARKET, INC. SECURITY: 631103108 AGENDA NUMBER: 932510298 TICKER: NDAQ MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL CASEY Mgmt For For 2 DANIEL COLEMAN Mgmt For For 3 JEFFREY N. EDWARDS Mgmt For For 4 LON GORMAN Mgmt For For 5 PATRICK J. HEALY Mgmt For For 6 MERIT E. JANOW Mgmt For For 7 JOHN D. MARKESE Mgmt For For 8 THOMAS F. O'NEILL Mgmt For For 9 JAMES S. RIEPE Mgmt For For 10 THOMAS G. STEMBERG Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 102 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 DEBORAH L. WINCE-SMITH Mgmt For For 02 APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 103 of 184 UNASSIGNED NETWORK APPLIANCE, INC. SECURITY: 64120L104 AGENDA NUMBER: 932378121 TICKER: NTAP MEETING TYPE: Annual ISIN: MEETING DATE: 31-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DANIEL J. WARMENHOVEN Mgmt For For 2 DONALD T. VALENTINE Mgmt For For 3 JEFFRY R. ALLEN Mgmt For For 4 CAROL A. BARTZ Mgmt For For 5 ALAN L. EARHART Mgmt For For 6 MARK LESLIE Mgmt For For 7 NICHOLAS G. MOORE Mgmt For For 8 SACHIO SEMMOTO Mgmt For For 9 GEORGE T. SHAHEEN Mgmt For For 10 ROBERT T. WALL Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 104 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 APPROVE THE COMPANY S AMENDED 1999 STOCK Mgmt For For INCENTIVE PLAN, WHICH INCLUDES A PROPOSED INCREASE OF THE MAXIMUM NUMBER OF SHARES OF COMMON STOCK THAT MAY BE ISSUED THEREUNDER BY 10,600,000. 03 APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE SHARES RESERVE UNDER THE PURCHASE PLAN BY AN ADDITIONAL 1,500,000 SHARES OF COMMON STOCK. 04 RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING APRIL 28, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 105 of 184 UNASSIGNED O2MICRO INTL LTD. SECURITY: 67107W100 AGENDA NUMBER: 932524817 TICKER: OIIM MEETING TYPE: Annual ISIN: MEETING DATE: 15-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES ELVIN KEIM Mgmt For For 2 LAWRENCE LAI-FU LIN Mgmt For For 02 TO APPROVE AND ADOPT A GENERAL MANDATE Mgmt For For (THE SALE MANDATE) TO ALLOT, ISSUE AND DEAL WITH SUCH NUMBER OF UNISSUED ORDINARY SHARES NOT EXCEEDING THE SUM OF: (I) 20% OF THE TOTAL NOMINAL AMOUNT OF THE SHARE CAPITAL IN ISSUE AND TO BE ISSUED; AND (II) THE TOTAL AMOUNT OF THE SHARE CAPITAL REPURCHASED BY US, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 03 TO APPROVE AND ADOPT A GENERAL MANDATE Mgmt For For (THE REPURCHASE MANDATE ) TO EXERCISE ALL THE POWERS OF THE COMPANY TO REPURCHASE SUCH NUMBER OF ORDINARY SHARES NOT EXCEEDING 10% OF THE TOTAL NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AND TO BE ISSUED.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 106 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO APPROVE AND ADOPT THE FINANCIAL Mgmt For For STATEMENTS AND THE AUDITOR S REPORT FOR THE FISCAL YEAR ENDED DECEMBER 31, 2005 IN THE FORM INCLUDED IN THE REPORT TO SHAREHOLDERS. 05 TO RATIFY AND APPROVE THE RETENTION OF Mgmt For For DELOITTE & TOUCHE AS THE COMPANY S INDEPENDENT AUDITORS FOR FISCAL YEAR OF 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 107 of 184 UNASSIGNED PANERA BREAD COMPANY SECURITY: 69840W108 AGENDA NUMBER: 932492870 TICKER: PNRA MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DOMENIC COLASACCO Mgmt For For 2 THOMAS E. LYNCH Mgmt For For 02 ADOPTION OF THE COMPANY S 2006 STOCK Mgmt For For INCENTIVE PLAN. 03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 26, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 108 of 184 UNASSIGNED PHARMACEUTICAL PRODUCT DEVELOPMENT, SECURITY: 717124101 AGENDA NUMBER: 932481055 TICKER: PPDI MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 STUART BONDURANT, M.D. Mgmt For For 2 FREDERICK FRANK Mgmt For For 3 TERRY MAGNUSON, PH.D. Mgmt For For 4 F.N. ESHELMAN, PHARM.D. Mgmt For For 5 GENERAL DAVID L. GRANGE Mgmt For For 6 ERNEST MARIO, PH.D. Mgmt For For 7 MARYE ANNE FOX, PH.D. Mgmt For For 8 CATHERINE M. KLEMA Mgmt For For 9 JOHN A. MCNEILL, JR. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 109 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 APPROVAL OF AN AMENDMENT TO THE COMPANY Mgmt For For S EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF THE COMPANY S COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN. 03 IN THEIR DISCRETION, THE PROXIES ARE Mgmt Against Against AUTHORIZED TO VOTE UPON SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 110 of 184 UNASSIGNED PRECISION CASTPARTS CORP. SECURITY: 740189105 AGENDA NUMBER: 932374490 TICKER: PCP MEETING TYPE: Annual ISIN: MEETING DATE: 17-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DEAN T. DUCRAY Mgmt For For 2 DON R. GRABER Mgmt For For 3 BYRON O. POND, JR. Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 111 of 184 UNASSIGNED Q-CELLS AG, THALHEIM SECURITY: D6232R103 AGENDA NUMBER: 700981043 TICKER: MEETING TYPE: OGM ISIN: DE0005558662 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Presentation of the financial statements Non-Voting No vote and annual report for the 2005 FY with the report of the Supervisory Board, the group financial statements and group annual report 2. Resolution on the appropriation of the Mgmt For * distributable profit of EUR 34,834, 863.55 as follows: the entire distributable profit shall be allocated to the revenue reserves 3. Ratification of the acts of the Board of Mgmt For * Managing Directors 4. Ratification of the acts of the Mgmt For * Supervisory Board 5. Ratify KPMG Deutsche Treuhand- Mgmt For * Gesellschaft Aktiengesellschaft as Auditors for fiscal 2006 6. Approval of amendments to the 2003 Stock Mgmt For * Option Program, the exercise period for stock options issued within the scope of the 2003 Stock Option Program shall be adjusted to conform to the provisions of the 2005 Stock Option Program
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 112 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 7. Resolution on the renewal of the Mgmt For * authorization to issue bonds and the related contingent capital, and the corresponding amendments to the Articles of Association, the existing authorization to issue warrant and/or convertible bonds, and the corresponding contingent capital III, shall be revoked, the Board of Managing Directors shall be authorized to issue bearer bonds of up to EUR 1,500,000,000, conferring an option or conversion right for shares of the Company, on or before 31 MAY 2011, shareholders shall be granted subscription rights, except for residual amounts, for the issue of bonds at a price not materially below their theoretical market value, and insofar as subscription rights are granted to holders of previously issued bonds, the share capital shall be increased accordingly by up to EUR 14,765,442 through the issue of up to 14,765,442 new bearer shares, insofar as conversion or option rights are exercised Contingent capital III 8. Resolution on a capital increase from Mgmt For * company reserves for the issue of bonus shares, the share capital shall be increased from between EUR 36,913,604 and EUR 37,300,000 depending upon the number of shares issued pursuant to the 2003 Stock Option Program in advance of the capital increase to between EUR 73,827,208 and EUR 74,600,000, through the conversion of revenue reserves and the issue of new bearer shares with dividend entitlement from the 2006 FY, the shares shall be granted to the shareholders at a ratio of one bonus share for every old share held 9. Approval of the amendments to the Mgmt For * Articles of Association arising from the Resolution as per item 8
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 113 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 10. Resolution on the revision of the Mgmt For * authorized capital, and the corresponding amendments to the Articles of Association, the existing authorized capital shall be revoked, the Board of MDs shall be authorized to increase the share capital by up to EUR 36,913,604 through the issue of up to 36,913,604 new bearer shares against payment in cash or kind, on or before 31 MAY 2011, shareholders subscription rights may be excluded for the issue of shares for acquisition purposes, for residual amounts, and insofar as the issue price is not materially below the market price of the shares 11. Approval of the renewal of the Mgmt For * authorization to acquire own shares, the existing authorization to acquire own shares shall be revoked, the Company shall be authorized to acquire own shares of up to 10% of its share capital, at a price neither below EUR 0.01 nor more than 5% above the average market price of the shares, on or before 30 NOV 2007, the shares may be used for acquisition purposes or within the scope of the Companys Stock Option Programs, sold at a price not materially below their market price, or retired
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 114 of 184 UNASSIGNED QUALCOMM, INCORPORATED SECURITY: 747525103 AGENDA NUMBER: 932430488 TICKER: QCOM MEETING TYPE: Annual ISIN: MEETING DATE: 07-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD C. ATKINSON Mgmt Withheld Against 2 DIANA LADY DOUGAN Mgmt Withheld Against 3 PETER M. SACERDOTE Mgmt Withheld Against 4 MARC I. STERN Mgmt Withheld Against 02 TO APPROVE AMENDMENTS TO THE COMPANY S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE CLASSIFIED BOARD AND CUMULATIVE VOTING. 03 TO APPROVE THE COMBINATION OF THE Mgmt For For COMPANY S EQUITY COMPENSATION PLANS AS THE 2006 LONG-TERM INCENTIVE PLAN AND AN INCREASE IN THE SHARE RESERVE BY 65,000,000 SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 115 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE COMPANY S FISCAL YEAR ENDING SEPTEMBER 24, 2006. 05 TO APPROVE ANY ADJOURNMENTS OF THE Mgmt Against Against MEETING TO ANOTHER TIME OR PLACE, IF NECESSARY IN THE JUDGMENT OF THE PROXY HOLDERS, FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES IN FAVOR OF ANY OF THE FOREGOING PROPOSALS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 116 of 184 UNASSIGNED RED HAT, INC. SECURITY: 756577102 AGENDA NUMBER: 932374159 TICKER: RHAT MEETING TYPE: Annual ISIN: MEETING DATE: 26-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM S. KAISER Mgmt For For 2 EDWARD R. KOZEL Mgmt For For 3 ROBERT F. YOUNG Mgmt For For 02 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING FEBRUARY 28, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 117 of 184 UNASSIGNED REDBACK NETWORKS INC. SECURITY: 757209507 AGENDA NUMBER: 932483302 TICKER: RBAK MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KEVIN A. DENUCCIO Mgmt For For 2 PAUL GIORDANO Mgmt For For 3 ROY D. BEHREN Mgmt For For 4 JOHN L. DREW Mgmt For For 5 DAVID C. FRIEZO Mgmt For For 6 MARTIN A. KAPLAN Mgmt For For 7 WILLIAM H. KURTZ Mgmt For For 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS REDBACK S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 118 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO APPROVE AN AMENDMENT TO THE 1999 Mgmt For For STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE PLAN BY 3,000,000 SHARES IN 2006 AND BY 3,000,000 SHARES IN 2007 AND TO ALLOW AWARDS GRANTED THEREUNDER TO CONTINUE TO QUALIFY AS PERFORMANCE-BASED COMPENSATION UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 119 of 184 UNASSIGNED RESEARCH IN MOTION LIMITED SECURITY: 760975102 AGENDA NUMBER: 932372319 TICKER: RIMM MEETING TYPE: Annual ISIN: MEETING DATE: 18-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 THE ELECTION OF DIRECTORS REFERRED TO Mgmt For For IN THE MANAGEMENT INFORMATION CIRCULAR OF THE COMPANY DATED MAY 31, 2005, NAMELY MICHAEL LAZARIDIS, JAMES BALSILLIE, DOUGLAS FREGIN, KENDALL CORK, JAMES ESTILL, JOHN RICHARDSON AND DR. DOUGLAS WRIGHT. 02 THE REAPPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING FEBRUARY 25, 2006 AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. 03 THE ESTABLISHMENT OF RESTRICTED SHARE Mgmt For For UNIT PLAN IN ACCORDANCE WITH THE RESOLUTION AS SET OUT IN SCHEDULE B TO THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 120 of 184 UNASSIGNED RINKER GROUP LTD SECURITY: Q8142Y109 AGENDA NUMBER: 700764839 TICKER: MEETING TYPE: AGM ISIN: AU000000RIN3 MEETING DATE: 18-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and approve the financial report Mgmt For * and the reports of the Directors and of the Auditor for the FYE 31 MAR 2005 2. Adopt the remuneration report for the YE Mgmt For * 31 MAR 2005 3.A Re-elect Mr. Marshall Criser as a Mgmt For * Director, who retires in accordance with Clause 56 of the Companys Constitution 3.B Re-elect Mr. John Arthur as a Director, Mgmt For * who retires in accordance with Clause 56 of the Companys constitution
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 121 of 184 UNASSIGNED ROCKWELL COLLINS, INC. SECURITY: 774341101 AGENDA NUMBER: 932421972 TICKER: COL MEETING TYPE: Annual ISIN: MEETING DATE: 07-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 A.J. CARBONE Mgmt For For 2 C.M. JONES Mgmt For For 3 C.L. SHAVERS Mgmt For For 02 FOR THE SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS OUR AUDITORS FOR FISCAL YEAR 2006. 03 FOR THE APPROVAL OF THE 2006 LONG- Mgmt For For TERM INCENTIVES PLAN. 04 FOR THE APPROVAL OF THE 2006 Mgmt For For ANNUAL INCENTIVE COMPENSATION PLAN FOR SENIOR EXECUTIVE OFFICERS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 122 of 184 UNASSIGNED SALESFORCE.COM SECURITY: 79466L302 AGENDA NUMBER: 932358345 TICKER: CRM MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MARC BENIOFF Mgmt For For 2 ALAN HASSENFELD Mgmt For For 02 TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 123 of 184 UNASSIGNED SAMSUNG ELECTRS LTD SECURITY: Y74718100 AGENDA NUMBER: 700870517 TICKER: MEETING TYPE: AGM ISIN: KR7005930003 MEETING DATE: 28-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve the balance sheet, income Mgmt For * statement and statement of appropriation of unappropriated earnings 2.1.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For * Advisor at Kim Jang Law Firm as an Outside Director 2.1.2 Elect Mr. Kwee-Ho Jeong, Advisory Lawyer Mgmt For * at right Law Firm as an Outside Director 2.1.3 Elect Mr. Oh-Soo Park, Professor of Mgmt For * business at Seoul National University as an Outside Director 2.1.4 Elect Mr. Dong-Min Yoon, Lawyer at Kim Mgmt For * Jang Law Firm as an Outside Director 2.1.5 Elect Mr. Jae-Woong Lee, Professor of Mgmt For * Economics at Sungkyunkwan University as an Outside Director 2.2.1 Elect Mr. Keon-Hee Lee, Chairman and Mgmt For * Chief Director at Samsung Electronics as an Inside Director
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 124 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2.2.2 Elect Mr. Jong-Yong Yoon, Vice Chairman Mgmt For * at Samsung Electronics as an Inside Director 2.2.3 Elect Mr. Yoon-Woo Lee, Vice Chairman at Mgmt For * Samsung Electronics as an Inside Director 2.2.4 Elect Mr. Do-Seok Choi, President at Mgmt For * Samsung Electronics as an Inside Director 2.3.1 Elect Mr. Jae-Sung Hwang, Executive Mgmt For * Advisor at Kim Jang Law Firm as Members of the Auditors Committee 2.3.2 Elect Mr. Jae-Woong Lee, Professor of Mgmt For * Economics at Sungkyunkwan University as Members of the Auditors Committee 3. Approve the limit of remuneration for Mgmt For * the Directors at KRW 60 billions
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 125 of 184 UNASSIGNED SANOFI-AVENTIS SECURITY: 80105N105 AGENDA NUMBER: 932529413 TICKER: SNY MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O1 APPROVAL OF THE INDIVIDUAL COMPANY Mgmt For For FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2005 O2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2005 O3 APPROPRIATION OF PROFITS; Mgmt For For DECLARATION OF DIVIDEND O4 APPROVAL OF TRANSACTIONS COVERED Mgmt For For BY THE STATUTORY AUDITORS SPECIAL REPORT PREPARED IN ACCORDANCE WITH ARTICLE L.225-40 OF THE COMMERCIAL CODE O5 REAPPOINTMENT OF A DIRECTOR Mgmt For For O6 APPOINTMENT OF A DIRECTOR Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 126 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O7 REAPPOINTMENT OF A STATUTORY Mgmt For For AUDITOR O8 APPOINTMENT OF A DEPUTY STATUTORY Mgmt For For AUDITOR O9 DIRECTORS ATTENDANCE FEES Mgmt For For O10 AUTHORIZATION TO THE BOARD OF Mgmt For For DIRECTORS TO CARRY OUT TRANSACTIONS IN SHARES ISSUED BY THE COMPANY E11 REVIEW AND APPROVAL OF THE MERGER Mgmt For For OF RHONE COOPER INTO SANOFI- AVENTIS - APPROVAL OF THE CONSIDERATION FOR THE MERGER AND OF THE RESULTING CAPITAL INCREASE E12 APPROPRIATION OF MERGER PREMIUM Mgmt For For E13 FORMAL RECORDING OF FINAL Mgmt For For COMPLETION OF THE MERGER ON MAY 31, 2006 AND OF THE RESULTING CAPITAL INCREASE E14 AMENDMENT TO ARTICLE 6 OF THE Mgmt For For BYLAWS AFTER THE CAPITAL INCREASE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 127 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E15 AMENDMENT TO ARTICLES 12 AND 16 OF Mgmt For For THE BYLAWS E16 POWERS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 128 of 184 UNASSIGNED SCHERING-PLOUGH CORPORATION SECURITY: 806605101 AGENDA NUMBER: 932467752 TICKER: SGP MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 THOMAS J. COLLIGAN Mgmt For For 2 C. ROBERT KIDDER Mgmt For For 3 CARL E. MUNDY, JR. Mgmt For For 4 PATRICIA F. RUSSO Mgmt For For 5 ARTHUR F. WEINBACH Mgmt For For 02 RATIFY THE DESIGNATION OF DELOITTE Mgmt For For & TOUCHE LLP TO AUDIT THE BOOKS AND ACCOUNTS FOR 2006 03 APPROVE AMENDMENTS TO GOVERNING Mgmt For For INSTRUMENTS TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS 04 APPROVE THE DIRECTORS Mgmt For For COMPENSATION PLAN
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 129 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 APPROVE THE 2006 STOCK INCENTIVE PLAN Mgmt For For 06 SHAREHOLDER PROPOSAL ON Shr For Against MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS IN CERTIFICATE OF INCORPORATION 07 SHAREHOLDER PROPOSAL ON Shr For Against MAJORITY VOTE ON THE GREATEST NUMBER OF GOVERNANCE ISSUES PRACTICABLE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 130 of 184 UNASSIGNED SHIONOGI & CO LTD SECURITY: J74229105 AGENDA NUMBER: 701006050 TICKER: MEETING TYPE: AGM ISIN: JP3347200002 MEETING DATE: 29-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 Approve Appropriation of Profits Mgmt For * 2 Amend Articles to: Allow Disclosure of Mgmt For * Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications, Approve Minor Revisions Related to the New Commercial Code, Reduce Board Size 3.1 Appoint a Director Mgmt For * 3.2 Appoint a Director Mgmt For * 3.3 Appoint a Director Mgmt For * 3.4 Appoint a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 131 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 3.5 Appoint a Director Mgmt For * 4 Approve Provision of Retirement Allowance Mgmt For * for Directors
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 132 of 184 UNASSIGNED SIRIUS SATELLITE RADIO INC. SECURITY: 82966U103 AGENDA NUMBER: 932503370 TICKER: SIRI MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LEON D. BLACK Mgmt For For 2 JOSEPH P. CLAYTON Mgmt For For 3 LAWRENCE F. GILBERTI Mgmt For For 4 JAMES P. HOLDEN Mgmt For For 5 MEL KARMAZIN Mgmt For For 6 WARREN N. LIEBERFARB Mgmt For For 7 MICHAEL J. MCGUINESS Mgmt For For 8 JAMES F. MOONEY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 133 of 184 UNASSIGNED SMITHS GROUP PLC SECURITY: G82401103 AGENDA NUMBER: 700822782 TICKER: MEETING TYPE: AGM ISIN: GB0008182700 MEETING DATE: 15-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Approve to accept the financial Mgmt For * statements and statutory reports 2. Approve the remuneration report Mgmt For * 3. Approve the final dividend of 19.75 Mgmt For * pence per ordinary share 4. Re-elect Mr. Robert O Leary as a Mgmt For * Director 5. Re-appoint PricewaterhouseCoopers LLP as Mgmt For * the Auditors of the Company 6. Authorize the Board to fix the Mgmt For * remuneration of the Auditors 7. Grant authority to issue equity or Mgmt For * equity linked securities with pre-emptive rights up to aggregate nominal amount of GBP 47,010,371
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 134 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.8 Grant authority to issue equity or Mgmt For * equity linked securities without pre-emptive rights up to aggregate nominal amount of GBP 7,051,555 S.9 Grant authority to make a market Mgmt For * purchase of 56,412,445 ordinary shares 10. Amend the Smiths Industries 1982 SAYE Mgmt For * Share Option Scheme
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 135 of 184 UNASSIGNED SPRINT NEXTEL CORPORATION SECURITY: 852061100 AGENDA NUMBER: 932451773 TICKER: S MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KEITH J. BANE Mgmt For For 2 GORDON M. BETHUNE Mgmt For For 3 TIMOTHY M. DONAHUE Mgmt For For 4 FRANK M. DRENDEL Mgmt For For 5 GARY D. FORSEE Mgmt For For 6 JAMES H. HANCE, JR. Mgmt For For 7 V. JANET HILL Mgmt For For 8 IRVINE O. HOCKADAY, JR. Mgmt For For 9 WILLIAM E. KENNARD Mgmt For For 10 LINDA KOCH LORIMER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 136 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 STEPHANIE M. SHERN Mgmt For For 12 WILLIAM H. SWANSON Mgmt For For 02 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL FOR 2006. 03 SHAREHOLDER PROPOSAL CONCERNING MAJORITY Shr For Against VOTING. 04 SHAREHOLDER PROPOSAL CONCERNING Shr Against For CUMULATIVE VOTING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 137 of 184 UNASSIGNED ST. JUDE MEDICAL, INC. SECURITY: 790849103 AGENDA NUMBER: 932467740 TICKER: STJ MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN W. BROWN Mgmt For For 2 DANIEL J. STARKS Mgmt For For 02 TO APPROVE THE ST. JUDE MEDICAL, INC. Mgmt For For 2006 STOCK PLAN. 03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 138 of 184 UNASSIGNED STANDARD PACIFIC CORP. SECURITY: 85375C101 AGENDA NUMBER: 932474214 TICKER: SPF MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL C. CORTNEY Mgmt For For 2 RONALD R. FOELL Mgmt For For 3 JEFFREY V. PETERSON Mgmt For For 02 APPROVAL OF THE STOCKHOLDER PROPOSAL Shr Against For REGARDING ENERGY EFFICIENCY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 139 of 184 UNASSIGNED STARWOOD HOTELS & RESORTS WORLDWIDE, SECURITY: 85590A203 AGENDA NUMBER: 932488302 TICKER: MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 HEYER Mgmt Withheld Against 2 BARSHEFSKY Mgmt Withheld Against 3 CHAPUS Mgmt Withheld Against 4 DUNCAN Mgmt Withheld Against 5 GALBREATH Mgmt For For 6 HIPPEAU Mgmt Withheld Against 7 QUAZZO Mgmt Withheld Against 8 RYDER Mgmt Withheld Against 9 YIH Mgmt Withheld Against 10 YOUNGBLOOD Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 140 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 141 of 184 UNASSIGNED STATE STREET CORPORATION SECURITY: 857477103 AGENDA NUMBER: 932448649 TICKER: STT MEETING TYPE: Annual ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 T. ALBRIGHT Mgmt For For 2 K. BURNES Mgmt For For 3 N. DAREHSHORI Mgmt For For 4 A. GOLDSTEIN Mgmt For For 5 D. GRUBER Mgmt For For 6 L. HILL Mgmt For For 7 C. LAMANTIA Mgmt For For 8 R. LOGUE Mgmt For For 9 R. SERGEL Mgmt For For 10 R. SKATES Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 142 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 G. SUMME Mgmt For For 12 D. WALSH Mgmt For For 13 R. WEISSMAN Mgmt For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006. 03 TO APPROVE THE 2006 EQUITY INCENTIVE Mgmt For For PLAN. 04 TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For 2006 RESTATED SENIOR EXECUTIVE ANNUAL INCENTIVE PLAN. 05 TO VOTE ON A SHAREHOLDER PROPOSAL TO Shr For Against REQUEST THE DIRECTORS TO REDEEM THE OUTSTANDING RIGHTS UNDER THE COMPANY S RIGHTS AGREEMENT, AND TO REQUIRE SHAREHOLDER RATIFICATION OF ANY FUTURE RIGHTS AGREEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 143 of 184 UNASSIGNED STERICYCLE, INC. SECURITY: 858912108 AGENDA NUMBER: 932461483 TICKER: SRCL MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JACK W. SCHULER Mgmt For For 2 MARK C. MILLER Mgmt For For 3 ROD F. DAMMEYER Mgmt For For 4 JONATHAN T. LORD, M.D. Mgmt For For 5 JOHN PATIENCE Mgmt For For 6 THOMAS R. REUSCHE Mgmt For For 7 PETER VARDY Mgmt For For 8 L. JOHN WILKERSON, PH.D Mgmt For For 02 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 144 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 IF PRESENTED, A STOCKHOLDER PROPOSAL Shr Against For REGARDING A PLAN FOR THE ELIMINATION OF INCINERATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 145 of 184 UNASSIGNED TARGET CORPORATION SECURITY: 87612E106 AGENDA NUMBER: 932480952 TICKER: TGT MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD M. KOVACEVICH Mgmt For For 2 GEORGE W. TAMKE Mgmt For For 3 SOLOMON D. TRUJILLO Mgmt For For 4 ROBERT J. ULRICH Mgmt For For 02 COMPANY PROPOSAL TO RATIFY THE Mgmt For For APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For CONTRIBUTIONS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 146 of 184 UNASSIGNED TETRA TECH, INC. SECURITY: 88162G103 AGENDA NUMBER: 932435375 TICKER: TTEK MEETING TYPE: Annual ISIN: MEETING DATE: 06-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DAN L. BATRACK Mgmt For For 2 J. CHRISTOPHER LEWIS Mgmt For For 3 PATRICK C. HADEN Mgmt For For 4 LEE A. MCINTIRE Mgmt For For 5 ALBERT E. SMITH Mgmt For For 6 HUGH M. GRANT Mgmt For For 7 RICHARD H. TRULY Mgmt For For 02 APPROVAL OF THE ADOPTION OF THE 2005 Mgmt For For EQUITY INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 147 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 148 of 184 UNASSIGNED TEVA PHARMACEUTICAL INDUSTRIES LIMIT SECURITY: 881624209 AGENDA NUMBER: 932374945 TICKER: TEVA MEETING TYPE: Annual ISIN: MEETING DATE: 27-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO RECEIVE AND DISCUSS THE COMPANY S Mgmt For For CONSOLIDATED BALANCE SHEET AND THE CONSOLIDATED STATEMENTS OF INCOME 02 TO APPROVE THE BOARD OF DIRECTORS Mgmt For For RECOMMENDATION THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2004 03 TO APPOINT DR. LEORA (RUBIN) MERIDOR AS Mgmt For For A STATUTORY INDEPENDENT DIRECTOR FOR AN ADDITIONAL TERM OF THREE YEARS 4A TO ELECT ELI HURVITZ TO SERVE FOR AN Mgmt For For ADDITIONAL THREE-YEAR TERM 4B TO ELECT RUTH CHESHIN TO SERVE FOR AN Mgmt For For ADDITIONAL THREE-YEAR TERM 4C TO ELECT PROF. MICHAEL SELA TO SERVE FOR Mgmt For For AN ADDITIONAL THREE-YEAR TERM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 149 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4D TO ELECT HAROLD SNYDER TO SERVE FOR AN Mgmt For For ADDITIONAL THREE-YEAR TERM 05 TO APPROVE THE PURCHASE OF DIRECTOR S Mgmt For For AND OFFICER S LIABILITY INSURANCE FOR THE DIRECTORS AND OFFICERS OF THE COMPANY 06 TO APPROVE THE COMPANY S 2005 OMNIBUS Mgmt For For LONG-TERM SHARE INCENTIVE PLAN 07 TO APPROVE AN AMENDMENT TO PROVISIONS OF Mgmt For For THE COMPANY S ARTICLES RELATING TO THE INDEMNIFICATION OF DIRECTORS AND OFFICERS 08 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For ARTICLES THAT WOULD INCREASE THE REGISTERED SHARE CAPITAL OF THE COMPANY 09 TO APPOINT KESSELMAN & KESSELMAN, A Mgmt Against Against MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND TO DETERMINE THEIR COMPENSATION
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 150 of 184 UNASSIGNED TEVA PHARMACEUTICAL INDUSTRIES LIMIT SECURITY: 881624209 AGENDA NUMBER: 932401615 TICKER: TEVA MEETING TYPE: Special ISIN: MEETING DATE: 27-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO APPROVE THE ISSUANCE OF ORDINARY Mgmt For For SHARES OF TEVA, PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED JULY 25, 2005, BY AND AMONG IVAX CORPORATION, TEVA AND TWO WHOLLY OWNED SUBSIDIARIES OF TEVA, IVORY ACQUISITION SUB, INC. AND IVORY ACQUISITION SUB II, INC.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 151 of 184 UNASSIGNED THE BOEING COMPANY SECURITY: 097023105 AGENDA NUMBER: 932457232 TICKER: BA MEETING TYPE: Annual ISIN: MEETING DATE: 01-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN H. BIGGS Mgmt For For 2 JOHN E. BRYSON Mgmt For For 3 LINDA Z. COOK Mgmt For For 4 WILLIAM M. DALEY Mgmt For For 5 KENNETH M. DUBERSTEIN Mgmt For For 6 JOHN F. MCDONNELL Mgmt For For 7 W. JAMES MCNERNEY, JR. Mgmt For For 8 RICHARD D. NANULA Mgmt For For 9 ROZANNE L. RIDGWAY Mgmt For For 10 MIKE S. ZAFIROVSKI Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 152 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 ADOPT MANAGEMENT PROPOSAL TO APPROVE THE Mgmt For For BOEING COMPANY ELECTED OFFICER ANNUAL INCENTIVE PLAN. 03 ADOPT MANAGEMENT PROPOSAL TO APPROVE Mgmt For For AMENDMENT OF THE BOEING COMPANY 2003 INCENTIVE STOCK PLAN. 04 ADOPT MANAGEMENT PROPOSAL TO ELIMINATE Mgmt For For CERTAIN SUPERMAJORITY VOTE REQUIREMENTS. 05 ADVISE ON APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT AUDITORS. 06 ADOPT HUMAN RIGHTS POLICIES. Shr Against For 07 PREPARE A REPORT ON MILITARY CONTRACTS. Shr Against For 08 PREPARE A REPORT ON CHARITABLE Shr Against For CONTRIBUTIONS. 09 ADOPT MAJORITY VOTING FOR DIRECTOR Shr For Against ELECTIONS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 153 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 10 REQUIRE AN INDEPENDENT BOARD CHAIRMAN. Mgmt Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 154 of 184 UNASSIGNED THE CORPORATE EXECUTIVE BOARD COMPAN SECURITY: 21988R102 AGENDA NUMBER: 932380912 TICKER: EXBD MEETING TYPE: Annual ISIN: MEETING DATE: 18-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES J. MCGONIGLE Mgmt For For 2 RUSSELL P. FRADIN Mgmt For For 3 ROBERT C. HALL Mgmt For For 4 NANCY J. KARCH Mgmt For For 5 DAVID W. KENNY Mgmt For For 6 DANIEL O. LEEMON Mgmt For For 7 THOMAS L. MONAHAN III Mgmt For For 02 ADOPTION OF THE AMENDMENTS TO THE 2004 Mgmt For For STOCK INCENTIVE PLAN
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 155 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS INDEPENDENT REGISTERED ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2005.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 156 of 184 UNASSIGNED THE MEDICINES COMPANY SECURITY: 584688105 AGENDA NUMBER: 932503534 TICKER: MDCO MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ARMIN M. KESSLER Mgmt For For 2 ROBERT G. SAVAGE Mgmt For For 3 MELVIN K. SPIGELMAN Mgmt For For 02 RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006. 03 APPROVE THE AMENDMENT TO THE COMPANY S Mgmt For For 2004 STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN FROM 4,400,000 TO 8,800,000. 04 APPROVE THE AMENDMENT TO THE COMPANY S Mgmt For For 2000 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN FROM 255,500 TO 505,500.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 157 of 184 UNASSIGNED THE PROCTER & GAMBLE COMPANY SECURITY: 742718109 AGENDA NUMBER: 932357191 TICKER: PG MEETING TYPE: Special ISIN: MEETING DATE: 12-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 A PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For PLAN OF MERGER, DATED AS OF JANUARY 27, 2005, AMONG THE PROCTER & GAMBLE COMPANY, AQUARIUM ACQUISITION CORP., A WHOLLY-OWNED SUBSIDIARY OF PROCTER & GAMBLE, AND THE GILLETTE COMPANY, AND APPROVE THE ISSUANCE OF PROCTER & GAMBLE COMMON STOCK IN THE MERGER. 02 A PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT AND APPROVE THE ISSUANCE OF PROCTER & GAMBLE COMMON STOCK IN THE MERGER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 158 of 184 UNASSIGNED THE PROCTER & GAMBLE COMPANY SECURITY: 742718109 AGENDA NUMBER: 932387889 TICKER: PG MEETING TYPE: Annual ISIN: MEETING DATE: 11-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BRUCE L. BYRNES Mgmt For For 2 SCOTT D. COOK Mgmt For For 3 CHARLES R. LEE Mgmt For For 4 W. JAMES MCNERNEY, JR. Mgmt For For 5 ERNESTO ZEDILLO Mgmt For For 02 RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 03 APPROVE AMENDMENT TO AMENDED ARTICLES OF Mgmt For For INCORPORATION AND CODE OF REGULATIONS TO ELIMINATE REFERENCES TO THE EXECUTIVE COMMITTEE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 159 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 APPROVE AMENDMENT TO THE CODE OF Mgmt For For REGULATIONS TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS 05 SHAREHOLDER PROPOSAL NO. 1 - COMPLIANCE Shr Against For WITH ANIMAL TESTING POLICY 06 SHAREHOLDER PROPOSAL NO. 2 - SELL THE Shr Against For COMPANY 07 SHAREHOLDER PROPOSAL NO. 3 - POLITICAL Shr For Against CONTRIBUTIONS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 160 of 184 UNASSIGNED TIFFANY & CO. SECURITY: 886547108 AGENDA NUMBER: 932493353 TICKER: TIF MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL J. KOWALSKI Mgmt For For 2 ROSE MARIE BRAVO Mgmt For For 3 WILLIAM R. CHANEY Mgmt For For 4 SAMUEL L. HAYES III Mgmt For For 5 ABBY F. KOHNSTAMM Mgmt For For 6 CHARLES K. MARQUIS Mgmt For For 7 J. THOMAS PRESBY Mgmt For For 8 JAMES E. QUINN Mgmt For For 9 WILLIAM A. SHUTZER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 161 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 APPROVAL OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY S FISCAL 2006 FINANCIAL STATEMENTS. 03 APPROVAL OF AN AMENDMENT TO THE Mgmt For For 2005 EMPLOYEE INCENTIVE PLAN TO INCLUDE ADDITIONAL LIMITS ON AWARDS THAT MAY BE MADE THEREUNDER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 162 of 184 UNASSIGNED UBS AG SECURITY: H8920M855 AGENDA NUMBER: 932467598 TICKER: UBS MEETING TYPE: Annual ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 ANNUAL REPORT, GROUP AND PARENT Mgmt For For COMPANY ACCOUNTS FOR FINANCIAL YEAR 2005 REPORTS OF THE GROUP AND STATUTORY AUDITORS 02 APPROPRIATION OF RETAINED Mgmt For For EARNINGS DIVIDEND FOR FINANCIAL YEAR 2005 03 DISCHARGE OF THE MEMBERS OF THE Mgmt For For BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD 4A1 RE-ELECTION OF BOARD MEMBER: ROLF Mgmt For For A. MEYER 4A2 RE-ELECTION OF BOARD MEMBER: Mgmt For For ERNESTO BERTARELLI 4B1 ELECTION OF NEW BOARD MEMBER: Mgmt For For GABRIELLE KAUFMANN-KOHLER 4B2 ELECTION OF NEW BOARD MEMBER: Mgmt For For JOERG WOLLE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 163 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4A ELECTION OF THE GROUP AND Mgmt For For STATUTORY AUDITORS 4B ELECTION OF THE SPECIAL AUDITORS Mgmt For For 5A CANCELLATION OF SHARES Mgmt For For REPURCHASED UNDER THE 2005/2006 SHARE BUYBACK PROGRAM 5B APPROVAL OF NEW SHARE BUYBACK Mgmt For For PROGRAM FOR 2006/2007 5C ONE-TIME PAYOUT IN THE FORM OF A Mgmt For For PAR VALUE REPAYMENT 5D SHARE SPLIT Mgmt For For 5E1 AMENDMENTS TO ARTICLE 4 PARA. 1 AND Mgmt For For ARTICLE 4A OF THE ARTICLES OF ASSOCIATION 5E2 REDUCTION OF THE THRESHOLD VALUE Mgmt For For FOR AGENDA ITEM REQUESTS (ARTICLE 12 PARA. 1 OF THE ARTICLES OF ASSOCIATION)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 164 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 CREATION OF CONDITIONAL CAPITAL, Mgmt For For APPROVAL OF ARTICLE 4A PARA. 2 OF THE ARTICLES OF ASSOCIATION
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 165 of 184 UNASSIGNED VEOLIA ENVIRONNEMENT, PARIS SECURITY: F9686M107 AGENDA NUMBER: 700919066 TICKER: MEETING TYPE: EGM ISIN: FR0000124141 MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on companys by- laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a settlement date prior to Meeting Date + 1
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 166 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.1 Approve the report of the Chairman of Mgmt No vote the Board of Directors on the Board works and the internal audit procedures, the Management of the Board of Directors and the Auditors general report, and the company s financial statements and the balance sheet for the year 2005, as presented O.2 Approve the consolidated financial Mgmt No vote statements for the said FY, in the form presented to the meeting O.3 Approve the charges and expenses Mgmt No vote governed by Article 39-4 of the French General Tax Code of EUR 2,250,785.00 O.4 Approve the recommendations of the Board Mgmt No vote of Directors and resolves that the available income be appropriated as follows: earnings for the FY: EUR 388,429,495.00 prior retained earnings: EUR 699,982,668.00 i.e. an amount of: EUR 1,088,412,163.00 allocated to: legal reserve: EUR 19,421,475.00 dividend: EUR 333,100,009.00 retained earnings: EUR 735,890,679.00 the shareholders will receive a net dividend of EUR 0.85 per share for each of the 391,882,364 shares entitled to the dividend, and will entitle to the 40% allowance and to a basic allowance, the dividend will be paid on 29 MAY 2006 O.5 Approve, pursuant to Article 39 of the Mgmt No vote amended finance law for 2004, to transfer the balance of EUR 118,824,052.00 posted to the special reserve of long-term capital gains to the ordinary reserve account; the special tax resulting from this transfer amounts to EUR 2,970,601.00. after these transactions, the ordinary reserve account will amount to EUR 343,226,042.00
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 167 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.6 Receive the special report of the Mgmt No vote Auditors on agreements governed by Article L.225-38 of the French Commercial Code and approve the agreement referred to therein O.7 Receive the special report of the Mgmt No vote Auditors on agreements governed by Article L.225-38 of the French Commercial Code and approve the agreement referred to therein O.8 Appoint Mr. Daniel Bouton as a Director Mgmt No vote for a 6 year period O.9 Appoint Mr. Jean-Francois Dehecq as a Mgmt No vote Director for a 6 year period O.10 Appoint Mr. Jean-Marc Espalioux as a Mgmt No vote Director for a 6 year period O.11 Appoint Mr. Paul Louis Girardot as a Mgmt No vote Director for a 6 year period O.12 Appoint Mr. Serge Michel as a Director Mgmt No vote for a 6 year period O.13 Appoint Mr. Georges Ralli as a Director Mgmt No vote for a 6-year period
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 168 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.14 Appoint Mr. Murray Stuart for a 6 Mgmt No vote year period O.15 Approve the total annual fees of EUR Mgmt No vote 770,000.00 to the Board of Directors Members O.16 Authorize the Board of Directors to buy Mgmt No vote or buy back the Company s shares on the open market, subject to the conditions described as fallows: maximum purchase price: EUR 60.00, maximum number of shares to be acquired: 10% of the share capital, i.e. 40,787,261 shares, maximum funds invested in the share buybacks: EUR 1,500,000,000.00; Authority expires at the end of 18-months ; it supersedes, eventually, the fraction unused of any and all earlier delegations to the same effect; and to take all necessary measures and accomplish all necessary formalities E.17 Authorize the Board of Directors, in Mgmt No vote order to increase the share capital, in one or more occasions, in France or abroad, by way of issuing, with preferred subscription rights maintained, shares or securities giving access to the capital, to be subscribed either in cash or by the offsetting of debts, or by way of capitalizing reserves, profits or premiums; the maximal nominal amount of capital increases to be carried out under this delegation of authority shall not exceed EUR 1,000,000,000.00; it is worth noting that the overall maximum nominal amount of capital increases which may be carried out under this delegation of authority and the ones of Resolutions 18, 19, 20, 21, 22, 23, 24 and 25 is set at EUR 2,220,000,000.00; Authority expires at the end of 26-months it
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 169 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- supersedes, eventually, the fraction unused of any and all earlier delegations to the same effect; and to take all necessary measures and accomplish all necessary formalities E.18 Authorize the Board of Directors in Mgmt No vote order to increase the share capital, in one or more occasions, in France or abroad, by way of a public offering, through issuance, without preferred subscription rights, of shares or securities giving access to the capital or securities giving right to the allocation of debt securities, to be subscribed either in cash or by the offsetting of debts, or by way of capitalizing reserves, profits or premiums; these securities may be issued in consideration for securities tendered in a public exchange offer carried out in France or Abroad on securities complying with the conditions of Article L.225-148 of the French Commercial Code; the maximal nominal amount of capital increases to be carried out under this delegation of authority shall not exceed EUR 400,000,000.00 Authority expires at the end of 26 months E.19 Authorize the Board of Directors, to Mgmt No vote increase the share capital, in one or more occasions, to a maximum nominal amount of EUR 370,000,000.00 by way of capitalizing reserves, profits, premiums or other means, provided that such capitalization is allowed by law and under the By-Laws, by issuing bonus shares or raising the par value of existing shares, or by a combination of these methods; Authority expires at the end of 26-months ; and to take all necessary measures and accomplish all necessary formalities
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 170 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.20 Authorize the Board of Directors Mgmt No vote may decide to increase the number of securities to be issued in the event of a capital increase in the event of a capital increase with preferential subscription right of shareholders, at the same price as the initial issue; within 30 days of the closing of the subscription period and up to a maximum of 15% of the initial issue; Authority expires at the end of 26-months E.21 Authorize the Board op Directors may Mgmt No vote decide to increase the number of securities to be issued in the event of a capital increase in the event of a capital increase without preferential subscription right of shareholders, at the same price as the initial issue, within 30 days of the closing of the subscription period and up to a maximum of 15% of the initial issue; Authority expires at the end of 26-months E.22 Approve the Board of Directors to Mgmt No vote increase the share capital up to 10% of the share capital in consideration for the contribu11ons in kind granted to the company and comprised of capital securities or securities giving access to share capital; authority expires at the end of 26-months it supersedes, eventually, the fraction unused of any and all earlier delegations to the same effect E.23 Authorize the Board of Directors, to Mgmt No vote increase the share capital, on one or more occasions, by way of issuing, without preferred subscription rights; shares or securities giving access to the capital, in favor of the Members of one or several Company savings plans; Authority expires at the end of 26-months ; and for an amount that shall not exceed EUR 15,000,000.00 if supersedes, eventually, the
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 171 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- fraction unused of any and all earlier delegations to the same effect; and to take all necessary measures and accomplish all necessary formalities E.24 Authorize the Board of Directors to Mgmt No vote grant, in one or more transactions, to employees and eventually, Corporate Officers of the Company and related the Companies, options giving the right either to subscribe for new shares in the Company to be issued through a share capital increase; or to purchase existing shares purchased by the company, it being provided that the options shall not give rights to a total number of shares, which shall exceed 1% of the share capital; Authority expires at the end of 26-months ; and to take all necessary measures and accomplish all necessary formalities E.25 Authorize the Board of Directors to Mgmt No vote grant, for free, on one or more occasions, existing or future shares, in favor of the employees of the Company and related Companies and, or Corporate Officers or some of them, they may not represent more than 0.50% of the share capital; Authority expires at the end of 26-months ; and to take all necessary measures and accomplish all necessary formalities E.26 Authorize the Board of Directors to Mgmt No vote reduce the share capital, on one or more occasions, by canceling all or part of self-held shares in accordance with Articles L.225-209 ET SEQ of the French Commercial Code, up to a maximum of 10% of the share capital over a 24-month period; Authority expires at the end of 26-months ; and to take all necessary measures and accomplish all necessary formalities
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 172 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.27 Grant all power to the bearer of an Mgmt No vote original a copy or extract of the minutes of this meeting to carry out all filings, publications and other formalities prescribed by law PLEASE NOTE IN THE EVENT THE MEETING Non-Voting No vote DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 11 MAY 2006. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU PLEASE NOTE THAT THIS IS A MIX MEETING. Non-Voting No vote THANK YOU PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting No vote TO CHANGE IN THE NUMBERING OF THE RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 173 of 184 UNASSIGNED VERIFONE HOLDINGS, INC. SECURITY: 92342Y109 AGENDA NUMBER: 932440201 TICKER: PAY MEETING TYPE: Annual ISIN: MEETING DATE: 22-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DOUGLAS G. BERGERON Mgmt For For 2 CRAIG A. BONDY Mgmt For For 3 DR. JAMES C. CASTLE Mgmt For For 4 DR. LESLIE G. DENEND Mgmt For For 5 ROBERT B. HENSKE Mgmt For For 6 COLLIN E. ROCHE Mgmt For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS VERIFONE S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING OCTOBER 31, 2006. 03 TO APPROVE THE VERIFONE BONUS PLAN IN Mgmt For For ORDER TO QUALIFY IT UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 174 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO APPROVE THE VERIFONE 2006 EQUITY Mgmt For For INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 175 of 184 UNASSIGNED VERTEX PHARMACEUTICALS INCORPORATED SECURITY:92532F100 AGENDA NUMBER: 932477347 TICKER: VRTX MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ERIC K. BRANDT Mgmt For For 2 BRUCE I. SACHS Mgmt For For 3 EVE E. SLATER Mgmt For For 02 APPROVAL OF THE VERTEX PHARMACEUTICALS Mgmt For For INCORPORATED 2006 STOCK AND OPTION PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 176 of 184 UNASSIGNED WAL-MART STORES, INC. SECURITY: 931142103 AGENDA NUMBER: 932506059 TICKER: WMT MEETING TYPE: Annual ISIN: MEETING DATE: 02-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 AIDA M. ALVAREZ Mgmt For For 2 JAMES W. BREYER Mgmt For For 3 M. MICHELE BURNS Mgmt For For 4 JAMES I. CASH, JR. Mgmt For For 5 DOUGLAS N. DAFT Mgmt For For 6 DAVID D. GLASS Mgmt For For 7 ROLAND A. HERNANDEZ Mgmt For For 8 H. LEE SCOTT, JR. Mgmt For For 9 JACK C. SHEWMAKER Mgmt For For 10 JIM C. WALTON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 177 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 S. ROBSON WALTON Mgmt For For 12 CHRISTOPHER J. WILLIAMS Mgmt For For 13 LINDA S. WOLF Mgmt For For 02 RATIFICATION OF INDEPENDENT ACCOUNTANTS. Mgmt For For 03 A SHAREHOLDER PROPOSAL REGARDING HUMANE Shr Against For POULTRY SLAUGHTER 04 A SHAREHOLDER PROPOSAL REGARDING A Shr Against For POLITICAL CONTRIBUTIONS REPORT 05 A SHAREHOLDER PROPOSAL REGARDING A Shr For Against DIRECTOR ELECTION MAJORITY VOTE STANDARD 06 A SHAREHOLDER PROPOSAL REGARDING A Shr Against For SUSTAINABILITY REPORT 07 A SHAREHOLDER PROPOSAL REGARDING Mgmt Against For COMPENSATION DISPARITY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 178 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 08 A SHAREHOLDER PROPOSAL REGARDING AN Mgmt Against For EQUITY COMPENSATION GLASS CEILING REPORT
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 179 of 184 UNASSIGNED WILLIAMS-SONOMA, INC. SECURITY: 969904101 AGENDA NUMBER: 932490547 TICKER: WSM MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 W. HOWARD LESTER Mgmt For For 2 EDWARD A. MUELLER Mgmt For For 3 SANJIV AHUJA Mgmt For For 4 ADRIAN D.P. BELLAMY Mgmt For For 5 PATRICK J. CONNOLLY Mgmt For For 6 ADRIAN T. DILLON Mgmt For For 7 JEANNE P. JACKSON Mgmt For For 8 MICHAEL R. LYNCH Mgmt For For 9 RICHARD T. ROBERTSON Mgmt For For 10 DAVID B. ZENOFF Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 180 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 AMENDMENT AND RESTATEMENT OF THE 2001 Mgmt For For LONG-TERM INCENTIVE PLAN TO (I) INCREASE THE SHARES ISSUABLE BY 6,000,000 SHARES, PLUS 705,743 SHARES REMAINING IN OUR 1993 STOCK OPTION PLAN AND 2000 NONQUALIFIED STOCK OPTION PLAN, PLUS UP TO 754,160 SHARES UNDER THESE PLANS THAT SUBSEQUENTLY EXPIRE UNEXERCISED AND (II) TO MAKE CERTAIN OTHER AMENDMENTS. 03 RATIFICATION OF THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2007.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 181 of 184 UNASSIGNED WUMART STORES INC SECURITY: Y97176104 AGENDA NUMBER: 700897335 TICKER: MEETING TYPE: AGM ISIN: CN0005900757 MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- I.1 Approve the consolidated audited Mgmt For * financial statements and the report of the Auditors of the Company for 2005 I.2 Approve the report of the Board of Mgmt For * Directors of the Company Board for 2005 I.3 Approve the report of the Supervisory Mgmt For * Committee of the Company for 2005 I.4 Approve the profit distribution proposal Mgmt For * of the Company for 2005 I.5 Re-appoint Deloitte Touche Tohmatsu CPA Mgmt For * Ltd., and Deloitte Touche Tohmatsu as the Company s Domestic and International Auditors until the next AGM of the Company and authorize the Board to determine their remuneration S.II1 Approve that the issue by the Company of Mgmt For * additional H shares representing not more than 20% of the total number of the Company s H shares in issue subject to requisite approvals by the China Securities Regulatory Commission, the Stock Exchange of Hong Kong Limited SEHK and other competent regulatory authorities; to grant to the Board or such representatives as the Board may appoint all powers to deal with all matters
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 182 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- relating to the aforesaid issue of additional H shares by the Company, including but not limited to the number of H shares to be issued, the issue price, the period of issue and the number of H shares to be issued to existing shareholders; subject to the passing of this resolution and the implementation of the same by the Board, authorize the Board to register the increased capital with the relevant authorities in the PRC and amend relevant provisions in the Company s Articles of Association to reflect resulting changes in the Company s share capital structure and to make all necessary filings and registrations with the relevant PRC, Hong Kong and/or other authorities; Authority expires at the conclusion of the next AGM of the Company S.II2 Amend the Articles 1(3) and 20(3) of the Mgmt For * Articles of Association, pursuant to the change of Chinese name of Wumei Holdings, Inc., a domestic shareholder of the Company as specified III. Approve that the provisional Resolutions Mgmt Against * proposed in writing to the Company by any shareholder holding in aggregate of 5% or above in the Company s voting shares if any
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 183 of 184 UNASSIGNED XM SATELLITE RADIO HOLDINGS INC. SECURITY: 983759101 AGENDA NUMBER: 932517812 TICKER: XMSR MEETING TYPE: Annual ISIN: MEETING DATE: 26-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GARY M. PARSONS Mgmt For For 2 HUGH PANERO Mgmt For For 3 NATHANIEL A. DAVIS Mgmt For For 4 THOMAS J. DONOHUE Mgmt For For 5 EDDY W. HARTENSTEIN Mgmt For For 6 GEORGE W. HAYWOOD Mgmt For For 7 CHESTER A. HUBER, JR. Mgmt For For 8 JOHN MENDEL Mgmt For For 9 JARL MOHN Mgmt For For 10 JACK SHAW Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 184 of 184
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JEFFREY D. ZIENTS Mgmt For For 02 RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS.
The Hartford Small Cap Growth Fund MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 1 of 260 UNASSIGNED @ROAD, INC. SECURITY: 04648K105 AGENDA NUMBER: 932508116 TICKER: ARDI MEETING TYPE: Annual ISIN: MEETING DATE: 08-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KRIS CHELLAM Mgmt Withheld Against 2 JAMES W. DAVIS Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 2 of 260 UNASSIGNED ABGENIX, INC. SECURITY: 00339B107 AGENDA NUMBER: 932439753 TICKER: ABGX MEETING TYPE: Special ISIN: MEETING DATE: 29-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 THE ADOPTION OF THE AGREEMENT AND PLAN Mgmt For For OF MERGER, DATED AS OF DECEMBER 14, 2005, AMONG AMGEN, ATHLETICS MERGER SUB AND ABGENIX, PROVIDING FOR THE MERGER OF ATHLETICS MERGER SUB, A WHOLLY - OWNED SUBSIDIARY OF AMGEN, WITH AND INTO ABGENIX. 02 THE ADJOURNMENT OR POSTPONEMENT OF THE Mgmt Against Against SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF APPROVAL OF THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 3 of 260 UNASSIGNED ACXIOM CORPORATION SECURITY: 005125109 AGENDA NUMBER: 932374414 TICKER: ACXM MEETING TYPE: Annual ISIN: MEETING DATE: 03-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM T. DILLARD II Mgmt For For 2 HARRY C. GAMBILL Mgmt For For 3 THOMAS F. MCLARTY, III Mgmt For For 02 APPROVAL OF AN AMENDMENT TO THE 2000 Mgmt For For ASSOCIATE STOCK OPTION PLAN 03 APPROVAL OF THE ADOPTION OF A NEW STOCK Mgmt Against Against PURCHASE PLAN
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 4 of 260 UNASSIGNED ADTRAN, INC. SECURITY: 00738A106 AGENDA NUMBER: 932467586 TICKER: ADTN MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MARK C. SMITH Mgmt For For 2 THOMAS R. STANTON Mgmt For For 3 DANNY J. WINDHAM Mgmt For For 4 W. FRANK BLOUNT Mgmt For For 5 H. FENWICK HUSS Mgmt For For 6 WILLIAM L. MARKS Mgmt For For 7 ROY J. NICHOLS Mgmt For For 02 RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ADTRAN FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 5 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 APPROVE THE ADTRAN, INC. 2006 EMPLOYEE Mgmt For For STOCK INCENTIVE PLAN. 04 APPROVE THE ADTRAN, INC. MANAGEMENT Mgmt For For INCENTIVE BONUS PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 6 of 260 UNASSIGNED ADVO, INC. SECURITY: 007585102 AGENDA NUMBER: 932424093 TICKER: AD MEETING TYPE: Annual ISIN: MEETING DATE: 26-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 TODD BROWN Mgmt No vote 2 DAVID F. DYER Mgmt No vote 3 BOBBIE GAUNT Mgmt No vote 4 S. SCOTT HARDING Mgmt No vote 5 CHARLES M. HERINGTON Mgmt No vote 6 KAREN KAPLAN Mgmt No vote 7 JOHN MAHONEY Mgmt No vote 8 HOWARD H. NEWMAN Mgmt No vote 02 THE APPROVAL AND ADOPTION OF THE 2006 Mgmt No vote INCENTIVE COMPENSATION PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 7 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 RATIFICATION OF THE APPOINTMENT OF Mgmt No vote ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR FISCAL 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 8 of 260 UNASSIGNED AFFILIATED MANAGERS GROUP, INC. SECURITY: 008252108 AGENDA NUMBER: 932520150 TICKER: AMG MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD E. FLOOR Mgmt For For 2 SEAN M. HEALEY Mgmt For For 3 HAROLD J. MEYERMAN Mgmt For For 4 WILLIAM J. NUTT Mgmt For For 5 RITA M. RODRIGUEZ Mgmt For For 6 PATRICK T. RYAN Mgmt For For 7 JIDE J. ZEITLIN Mgmt For For 02 TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For COMPANY S 2006 STOCK INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 9 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO AMEND THE COMPANY S AMENDED AND Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF VOTING COMMON STOCK OF THE COMPANY. 04 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 10 of 260 UNASSIGNED ALBANY INTERNATIONAL CORP. SECURITY: 012348108 AGENDA NUMBER: 932459438 TICKER: AIN MEETING TYPE: Annual ISIN: MEETING DATE: 12-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A DIRECTOR 1 FRANK R. SCHMELER Mgmt Withheld Against 2 JOSEPH G. MORONE Mgmt Withheld Against 3 THOMAS R. BEECHER, JR. Mgmt Withheld Against 4 CHRISTINE L. STANDISH Mgmt Withheld Against 5 ERLAND E. KAILBOURNE Mgmt For For 6 JOHN C. STANDISH Mgmt Withheld Against 7 JUHANI PAKKALA Mgmt For For 8 PAULA H.J. CHOLMONDELEY Mgmt For For 9 JOHN F. CASSIDY, JR. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 11 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- B APPROVAL OF DIRECTORS ANNUAL RETAINER Mgmt For For PLAN
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 12 of 260 UNASSIGNED ALKERMES, INC. SECURITY: 01642T108 AGENDA NUMBER: 932385265 TICKER: ALKS MEETING TYPE: Annual ISIN: MEETING DATE: 23-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 FLOYD E. BLOOM Mgmt For For 2 ROBERT A. BREYER Mgmt For For 3 GERRI HENWOOD Mgmt For For 4 PAUL J. MITCHELL Mgmt For For 5 RICHARD F. POPS Mgmt For For 6 ALEXANDER RICH Mgmt For For 7 PAUL SCHIMMEL Mgmt For For 8 MARK B. SKALETSKY Mgmt For For 9 MICHAEL A. WALL Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 13 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO APPROVE AN AMENDMENT TO THE 1999 Mgmt For For STOCK OPTION PLAN TO INCREASE TO 19,900,000 THE NUMBER OF SHARES ISSUABLE UPON EXERCISE OF OPTIONS GRANTED THEREUNDER, AN INCREASE OF 3,000,000 SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 14 of 260 UNASSIGNED AMERICAN CAPITAL STRATEGIES, LTD. SECURITY: 024937104 AGENDA NUMBER: 932488174 TICKER: ACAS MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PHILIP R. HARPER Mgmt For For 2 KENNETH D. PETERSON Mgmt For For 3 MALON WILKUS Mgmt For For 02 APPROVAL OF AMERICAN CAPITAL Mgmt For For STRATEGIES, LTD. S 2006 STOCK OPTION PLAN. 03 APPROVAL OF AMERICAN CAPITAL Mgmt For For STRATEGIES, LTD. S INCENTIVE BONUS PLAN, INCLUDING THE PLAN S INVESTMENT IN AMERICAN CAPITAL STRATEGIES, LTD. COMMON STOCK. 04 RATIFICATION OF APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS AUDITORS OF AMERICAN CAPITAL STRATEGIES, LTD. FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 15 of 260 UNASSIGNED AMERICAN HEALTHWAYS, INC. SECURITY: 02649V104 AGENDA NUMBER: 932427568 TICKER: AMHC MEETING TYPE: Annual ISIN: MEETING DATE: 19-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAY CRIS BISGARD, M.D. Mgmt For For 2 MARY JANE ENGLAND, M.D. Mgmt For For 3 HENRY D. HERR Mgmt For For 02 TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For AMEND THE COMPANY S RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED TO CHANGE THE NAME OF THE COMPANY FROM AMERICAN HEALTHWAYS, INC. TO HEALTHWAYS, INC. 03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 16 of 260 UNASSIGNED AMERICAN RETIREMENT CORPORATION SECURITY: 028913101 AGENDA NUMBER: 932497654 TICKER: ACR MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN C. MCCAULEY Mgmt For For 2 JAMES R. SEWARD Mgmt For For 3 W.E. SHERIFF Mgmt For For 02 APPROVAL OF THE AMERICAN RETIREMENT Mgmt 31, 2005 For CORPORATION 2006 STOCK INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 17 of 260 UNASSIGNED AMERISTAR CASINOS, INC. SECURITY: 03070Q101 AGENDA NUMBER: 932529401 TICKER: ASCA MEETING TYPE: Annual ISIN: MEETING DATE: 09-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LESLIE NATHANSON JURIS Mgmt For For 2 THOMAS M. STEINBAUER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 18 of 260 UNASSIGNED AMYLIN PHARMACEUTICALS, INC. SECURITY: 032346108 AGENDA NUMBER: 932497399 TICKER: AMLN MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 STEVEN R. ALTMAN Mgmt For For 2 VAUGHN D. BRYSON Mgmt For For 3 JOSEPH C. COOK, JR. Mgmt For For 4 KARIN EASTHAM Mgmt For For 5 JAMES R. GAVIN III Mgmt For For 6 GINGER L. GRAHAM Mgmt For For 7 HOWARD E. GREENE, JR. Mgmt For For 8 JAY S. SKYLER Mgmt For For 9 JOSEPH P. SULLIVAN Mgmt For For 10 THOMAS R. TESTMAN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 19 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JAMES N. WILSON Mgmt For For 02 TO APPROVE AN INCREASE OF 6,500,000 Mgmt For For SHARES IN THE AGGREGATE NUMBER OF SHARES OF OUR COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER OUR 2001 EQUITY INCENTIVE PLAN. 03 TO APPROVE AN INCREASE OF 500,000 SHARES Mgmt For For IN THE AGGREGATE NUMBER OF SHARES OF OUR COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER OUR 2001 EMPLOYEE STOCK PURCHASE PLAN. 04 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 20 of 260 UNASSIGNED ANSYS, INC. SECURITY: 03662Q105 AGENDA NUMBER: 932532941 TICKER: ANSS MEETING TYPE: Annual ISIN: MEETING DATE: 15-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PETER J. SMITH Mgmt For For 2 BRADFORD C. MORLEY Mgmt For For 3 PATRICK J. ZILVITIS Mgmt For For 02 APPROVE AMENDMENT TO THE COMPANY S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION. 03 APPROVE AMENDMENT TO THE SECOND AMENDED Mgmt For For AND RESTATED ANSYS, INC. 1996 STOCK OPTION AND GRANT PLAN. 04 RATIFY SELECTION OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 21 of 260 UNASSIGNED APPLERA CORPORATION SECURITY: 038020202 AGENDA NUMBER: 932396547 TICKER: CRA MEETING TYPE: Annual ISIN: MEETING DATE: 20-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD H. AYERS Mgmt For For 2 JEAN-LUC BELINGARD Mgmt For For 3 ROBERT H. HAYES Mgmt For For 4 ARNOLD J. LEVINE Mgmt For For 5 WILLIAM H. LONGFIELD Mgmt For For 6 THEODORE E. MARTIN Mgmt For For 7 CAROLYN W. SLAYMAN Mgmt For For 8 ORIN R. SMITH Mgmt For For 9 JAMES R. TOBIN Mgmt For For 10 TONY L. WHITE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 22 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 23 of 260 UNASSIGNED APRIA HEALTHCARE GROUP INC. SECURITY: 037933108 AGENDA NUMBER: 932467548 TICKER: AHG MEETING TYPE: Annual ISIN: MEETING DATE: 21-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 VICENTE ANIDO, JR. Mgmt For For 2 TERRY P. BAYER Mgmt For For 3 I.T. CORLEY Mgmt For For 4 DAVID L. GOLDSMITH Mgmt For For 5 LAWRENCE M. HIGBY Mgmt For For 6 RICHARD H. KOPPES Mgmt For For 7 PHILIP R. LOCHNER, JR. Mgmt For For 8 MAHVASH YAZDI Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 24 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 25 of 260 UNASSIGNED ARCH CAPITAL GROUP LTD. SECURITY: G0450A105 AGENDA NUMBER: 932479466 TICKER: ACGL MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CONSTANTINE IORDANOU* Mgmt For For 2 JAMES J. MEENAGHAN* Mgmt For For 3 JOHN M. PASQUESI* Mgmt For For 4 JAMES J. ANSALDI** Mgmt For For 5 GRAHAM B. COLLIS** Mgmt For For 6 MARC GRANDISSON** Mgmt For For 7 W. PRESTON HUTCHINGS** Mgmt For For 8 CONSTANTINE IORDANOU** Mgmt For For 9 RALPH E. JONES III** Mgmt For For 10 THOMAS G. KAISER** Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 26 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MARK D. LYONS** Mgmt For For 12 NICHOLAS J. METCALF** Mgmt For For 13 MARTIN J. NILSEN** Mgmt For For 14 NICOLAS PAPADOPOULO** Mgmt For For 15 MICHAEL QUINN** Mgmt For For 16 MAAMOUN RAJEH** Mgmt For For 17 PAUL S. ROBOTHAM** Mgmt For For 18 ROBERT T. VAN GIESON** Mgmt For For 19 JOHN D. VOLLARO** Mgmt For For 03 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 27 of 260 UNASSIGNED ARKANSAS BEST CORPORATION SECURITY: 040790107 AGENDA NUMBER: 932447875 TICKER: ABFS MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- I DIRECTOR 1 FRED A. ALLARDYCE Mgmt For For 2 JOHN H. MORRIS Mgmt For For II TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 28 of 260 UNASSIGNED ARRIS GROUP, INC. SECURITY: 04269Q100 AGENDA NUMBER: 932506112 TICKER: ARRS MEETING TYPE: Annual ISIN: MEETING DATE: 24-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ALEX B. BEST Mgmt For For 2 HARRY L. BOSCO Mgmt For For 3 JOHN ANDERSON CRAIG Mgmt For For 4 MATTHEW B. KEARNEY Mgmt For For 5 WILLIAM H. LAMBERT Mgmt For For 6 JOHN R. PETTY Mgmt For For 7 ROBERT J. STANZIONE Mgmt For For 02 APPROVAL OF PERFORMANCE GOALS Mgmt For For WITH RESPECT TO THE 2001 STOCK INCENTIVE PLAN. 03 APPROVAL OF PERFORMANCE GOALS Mgmt For For WITH RESPECT TO THE 2004 STOCK INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 29 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 APPROVAL OF PERFORMANCE GOALS Mgmt For For WITH RESPECT TO THE MANAGEMENT INCENTIVE PLAN. 05 APPROVAL OF THE RETENTION OF Mgmt For For ERNST & YOUNG AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 30 of 260 UNASSIGNED ASPECT COMMUNICATIONS CORPORATION SECURITY: 04523Q102 AGENDA NUMBER: 932391028 TICKER: ASPT MEETING TYPE: Special ISIN: MEETING DATE: 21-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVE THE AGREEMENT AND PLAN Mgmt For For OF MERGER DATED AS OF JULY 5, 2005, BY AND AMONG CONCERTO SOFTWARE, INC., ASCEND MERGER SUB, INC. AND THE COMPANY. 02 APPROVE ADJOURNMENTS OR Mgmt For For POSTPONEMENTS OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER AGREEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 31 of 260 UNASSIGNED ASPEN INSURANCE HOLDINGS SECURITY: G05384105 AGENDA NUMBER: 932507734 TICKER: AHL MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 P. MYNERS-CL II Mgmt For For 2 J. CUSACK-CL II Mgmt For For 3 DR. N. ROSENTHAL-CL II Mgmt For For 4 P. MYNERS-UK LTD Mgmt For For 5 C. O'KANE-UK LTD Mgmt For For 6 I. CDAMPBELL-UK LTD Mgmt For For 7 I. CORMACK-UK LTD Mgmt For For 8 M. GUMLENNY-UK LTD Mgmt For For 9 R. KEELING-UK LTD Mgmt For For 10 D. MAY-UK LTD Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 32 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MS.S. DAVIES-UK LTD Mgmt For For 12 MS.H. HUTTER-UK LTD Mgmt For For 13 C. O'KANE-UK SVC LTD Mgmt For For 14 J. CUSACK-UK SVC LTD Mgmt For For 15 I. CAMPBELL-UK SVC LTD Mgmt For For 16 D. MAY-UK SVC LTD Mgmt For For 17 MS.S. DAVIES-UK SVC LTD Mgmt For For 18 C. O'KANE-UK HLD LTD Mgmt For For 19 J. CUSACK-UK HLD LTD Mgmt For For 20 I. CAMPELL-UK HLD LTD Mgmt For For 21 MS.S. DAVIES-UK HLD LTD Mgmt For For 22 I. CAMPBELL-AIUK LTD Mgmt For For 23 D. CURTIN-AIUK LTD Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 33 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 24 D. MAY-AIUK LTD Mgmt For For 25 R. MANKIEWITZ-AIUK LTD Mgmt For For 26 C. WOODMAN-AIUK LTD Mgmt For For 27 C. O'KANE-INS LTD Mgmt For For 28 J. CUSACK-INS LTD Mgmt For For 29 J. FEW-INS LTD Mgmt For For 30 D. SKINNER-INS LTD Mgmt For For 31 MS.S. DAVIES-INS LTD Mgmt For For 32 MS.K. VACHER-INS LTD Mgmt For For 02 TO APPOINT KPMG AUDIT PLC, LONDON, Mgmt For For ENGLAND, TO ACT AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006 AND TO AUTHORIZE THE BOARD OF DIRECTORS THROUGH THE AUDIT COMMITTEE TO SET REMUNERATION FOR THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 34 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO AMEND BYE-LAW87. Mgmt For For 04 TO APPROVE THE ADOPTION OF THE ASPEN Mgmt For For INSURANCE HOLDINGS LIMITED 2006 STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS. 06 TO AUTHORIZE THE DIRECTORS OF ASPEN Mgmt For For INSURANCE UK LIMITED TO ALLOT SHARES PURSUANT TO SECTION 80 OF THE UNITED KINGDOM S COMPANIES ACT. 07 TO AUTHORIZE THE RE-APPOINTMENT OF KPMG Mgmt For For AUDIT PLC AS THE AUDITOR OF ASPEN INSURANCE UK LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 09 TO AUTHORIZE THE DIRECTORS OF Mgmt For For ASPEN INSURANCE UK SERVICES LIMITED TO ALLOT SHARES PURSUANT TO SECTION 80 OF THE UNITED KINGDOM S COMPANIES ACT. 10 TO AUTHORIZE THE RE-APPOINTMENT Mgmt For For OF KPMG AUDIT PLC AS THE AUDITOR OF ASPEN INSURANCE UK SERVICES LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 35 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 12 TO AUTHORIZE THE DIRECTORS OF ASPEN (UK) Mgmt For For HOLDINGS LIMITED TO ALL ALLOT SHARES PURUSANT TO SECTION 80 OF THE UNITED KINGDOM S COMPANIES ACT. 13 TO AUTHORIZE THE RE-APPOINTMENT OF KPMG Mgmt For For AUDIT PLC AS THE AUDITOR OF ASPEN (UK) HOLDINGS LIMITED S FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 15 TO AUTHORIZE THE DIRECTORS OF AIUK Mgmt For For TRUSTEES LIMITED TO ALLOT SHARES PURUSANT TO SECTION 80 OF THE UNITED KINGDOM S COMPANIES ACT. 16 TO AUTHORIZE THE RE-APPOINTMENT OF KPMG Mgmt For For AS THE AUDITOR OF AIUK TRUSTEES LIMITED FOR FISCAL YEAR ENDED DECEMBER 31, 2006. 17 TO AUTHORIZE THE AMENDMENT AND Mgmt For For REPLACEMENT OF AIUK TRUSTEES LIMITED S ARTICLES OF ASSOCIATION SO THEY ARE CONSISTENT WITH THE COMPANY S BYE-LAWS. 19 TO AUTHORIZE THE APPOINTMENT OF KPMG AS Mgmt For For THE AUDITOR OF ASPEN INSURANCE LIMITED FOR FISCAL YEAR ENDED DECEMBER 31, 2006 AND GRANT AUTHORITY TO THE BOARD OF DIRECTORS THROUGH THE AUDIT COMMITTEE TO DETERMINE THEIR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 36 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- REMUNERATION, SUBJECT TO KPMG AUDIT PLC BEING APPOINTED AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 37 of 260 UNASSIGNED ASSURED GUARANTY LTD. SECURITY: G0585R106 AGENDA NUMBER: 932471953 TICKER: AGO MEETING TYPE: Annual ISIN: MEETING DATE: 05-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A DIRECTOR 1 ROBIN MONRO-DAVIES* Mgmt For For 2 MICHAEL T. O'KANE* Mgmt For For 3 STEPHEN A. COZEN** Mgmt For For 4 JOHN G. HEIMANN** Mgmt For For 5 DONALD H. LAYTON** Mgmt For For 6 WALTER A. SCOTT** Mgmt For For B RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For LLP CA1 AG RE-DIRECTORS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 38 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- CA2 AG RE-ACCOUNTANTS Mgmt For For CB1 AGL BARBADOS-DIRECTORS Mgmt For For CB2 AGL BARBADOS-ACCOUNTANTS Mgmt For For CB3 AGL BARBADOS-FINANCIAL STATEMENTS Mgmt For For CB4 AGL BARBADOS-DISSOLUTION Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 39 of 260 UNASSIGNED BE AEROSPACE, INC. SECURITY: 073302101 AGENDA NUMBER: 932524588 TICKER: BEAV MEETING TYPE: Annual ISIN: MEETING DATE: 28-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD G. HAMERMESH Mgmt For For 2 AMIN J. KHOURY Mgmt For For 02 PROPOSAL TO AMEND THE 2005 LONG- TERM Mgmt For For INCENTIVE PLAN. 03 PROPOSAL TO AMEND THE CERTIFICATE OF Mgmt For For INCORPORATION. 04 PROPOSAL TO ADOPT THE STOCKHOLDER Shr Against For PROPOSAL (THE MACBRIDE PRINCIPLES).
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 40 of 260 UNASSIGNED BEACON ROOFING SUPPLY, INC. SECURITY: 073685109 AGENDA NUMBER: 932432874 TICKER: BECN MEETING TYPE: Annual ISIN: MEETING DATE: 15-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT R. BUCK Mgmt For For 2 ANDREW R. LOGIE Mgmt For For 3 H. ARTHUR BELLOWS, JR. Mgmt For For 4 JAMES J. GAFFNEY Mgmt For For 5 PETER M. GOTSCH Mgmt For For 6 STUART A. RANDLE Mgmt For For 7 WILSON B. SEXTON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 41 of 260 UNASSIGNED BLACKBAUD, INC. SECURITY: 09227Q100 AGENDA NUMBER: 932525960 TICKER: BLKB MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GEORGE H. ELLIS Mgmt For For 2 ANDREW M. LEITCH Mgmt For For 02 PROPOSAL TO APPROVE THE AMENDMENT OF OUR Mgmt For For 2004 STOCK PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER FROM 1,906,250 TO 3,906,250. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 42 of 260 UNASSIGNED BLUEGREEN CORPORATION SECURITY: 096231105 AGENDA NUMBER: 932506706 TICKER: BXG MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 NORMAN H. BECKER Mgmt For For 2 ROBERT F. DWORS Mgmt For For 3 J. LARRY RUTHERFORD Mgmt For For 4 ARNOLD SEVELL Mgmt For For 02 APPROVAL OF THE COMPANY S 2006 Mgmt For For PERFORMANCE-BASED ANNUAL INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 43 of 260 UNASSIGNED BRIGGS & STRATTON CORPORATION SECURITY: 109043109 AGENDA NUMBER: 932399050 TICKER: BGG MEETING TYPE: Annual ISIN: MEETING DATE: 19-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAY H. BAKER Mgmt For For 2 MICHAEL E. BATTEN Mgmt For For 3 BRIAN C. WALKER Mgmt For For 02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS THE COMPANY S INDEPENDENT AUDITOR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 44 of 260 UNASSIGNED BRISTOL WEST HOLDINGS, INC. SECURITY: 11037M105 AGENDA NUMBER: 932510286 TICKER: BRW MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES R. FISHER Mgmt For For 2 R. CARY BLAIR Mgmt For For 3 JEFFREY J. DAILEY Mgmt For For 4 RICHARD T. DELANEY Mgmt For For 5 TODD A. FISHER Mgmt For For 6 PERRY GOLKIN Mgmt For For 7 MARY R. HENNESSY Mgmt For For 8 EILEEN HILTON Mgmt For For 9 JAMES N. MEEHAN Mgmt For For 10 ARTHUR J. ROTHKOPF Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 45 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 THE RATIFICATION OF THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2006. 03 APPROVAL OF THE BRISTOL WEST EXECUTIVE Mgmt For For OFFICER INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 46 of 260 UNASSIGNED CABOT MICROELECTRONICS CORPORATION SECURITY: 12709P103 AGENDA NUMBER: 932435161 TICKER: CCMP MEETING TYPE: Annual ISIN: MEETING DATE: 07-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN P. FRAZEE, JR. Mgmt For For 2 WILLIAM P. NOGLOWS Mgmt For For 3 ALBERT Y.C. YU Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 47 of 260 UNASSIGNED CABOT OIL & GAS CORPORATION SECURITY: 127097103 AGENDA NUMBER: 932469908 TICKER: COG MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES G. FLOYD Mgmt For For 2 ROBERT KELLEY Mgmt For For 3 P. DEXTER PEACOCK Mgmt For For 02 AMENDMENT TO THE COMPANY S CERTIFICATE Mgmt For For OF INCORPORATION TO INCREASE THE AUTHORIZED COMMON STOCK OF THE COMPANY FROM 80,000,000 SHARES TO 120,000,000 SHARES. 03 RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For FIRM OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR ITS 2006 FISCAL YEAR. 04 IN THEIR DISCRETION, THE PROXIES ARE Mgmt Against Against AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 48 of 260 UNASSIGNED CANTEL MEDICAL CORP. SECURITY: 138098108 AGENDA NUMBER: 932420526 TICKER: CMN MEETING TYPE: Annual ISIN: MEETING DATE: 20-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR T 1 ROBERT L. BARBANELL Mgmt For For 2 ALAN R. BATKIN Mgmt For For 3 JOSEPH M. COHEN Mgmt For For 4 CHARLES M. DIKER Mgmt For For 5 DARWIN C. DORNBUSH Mgmt For For 6 SPENCER FOREMAN, M.D. Mgmt For For 7 ALAN J. HIRSCHFIELD Mgmt For For 8 ELIZABETH MCCAUGHEY Mgmt For For 9 JAMES P. REILLY Mgmt For For 10 BRUCE SLOVIN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 49 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO APPROVE THE AMENDMENT TO THE Mgmt For For CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 20,000,000 TO 30,000,000. T 03 RATIFICATION OF ERNST & YOUNG, LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 50 of 260 UNASSIGNED CARPENTER TECHNOLOGY CORPORATION SECURITY: 144285103 AGENDA NUMBER: 932396890 TICKER: CRS MEETING TYPE: Annual ISIN: MEETING DATE: 24-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J. MICHAEL FITZPATRICK Mgmt For For 2 GREGORY A. PRATT Mgmt For For 3 MARILLYN A. HEWSON Mgmt For For 02 APPROVAL OF PRICEWATERHOUSECOOPERS LLP Mgmt For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 51 of 260 UNASSIGNED CASCADE CORPORATION SECURITY: 147195101 AGENDA NUMBER: 932522786 TICKER: CAE MEETING TYPE: Annual ISIN: MEETING DATE: 06-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DUANE C. MCDOUGALL Mgmt For For 2 JAMES S. OSTERMAN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 52 of 260 UNASSIGNED CENTRAL EUROPEAN MEDIA ENTERPRISES L SECURITY: G20045202 AGENDA NUMBER: 932529134 TICKER: CETV MEETING TYPE: Annual ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RONALD S. LAUDER Mgmt For For 2 CHARLES R. FRANK, JR. Mgmt For For 3 MICHAEL GARIN Mgmt For For 4 HERBERT A. GRANATH Mgmt For For 5 HERBERT KLOIBER Mgmt For For 6 ALFRED W. LANGER Mgmt For For 7 BRUCE MAGGIN Mgmt For For 8 ANN MATHER Mgmt For For 9 ERIC ZINTERHOFER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 53 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 THE ADOPTION OF THE FINANCIAL Mgmt For For STATEMENTS OF THE COMPANY AND THE AUDITORS REPORT THEREON FOR THE COMPANY S FISCAL YEAR ENDED DECEMBER 31, 2005. 03 THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY IN RESPECT OF THE FISCAL YEAR ENDING DECEMBER 31, 2006 AND THE AUTHORIZATION OF THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO APPROVE THEIR FEE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 54 of 260 UNASSIGNED CENTURY ALUMINUM COMPANY SECURITY: 156431108 AGENDA NUMBER: 932380974 TICKER: CENX MEETING TYPE: Annual ISIN: MEETING DATE: 10-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR R 1 CRAIG A. DAVIS Mgmt For For 2 ROBERT E. FISHMAN PHD Mgmt For For 3 JACK E. THOMPSON Mgmt For For 02 PROPOSAL TO AMEND THE COMPANY S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF THE COMPANY S COMMON STOCK, PAR VALUE $.01 PER SHARE. R 03 PROPOSAL TO AMEND AND RESTATE THE Mgmt For For COMPANY S 1996 STOCK INCENTIVE PLAN. R 04 PROPOSAL TO AMEND AND RESTATE THE Mgmt For For COMPANY S NON-EMPLOYEE DIRECTORS STOCK OPTION PLAN. R
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 55 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 PROPOSAL TO RATIFY THE Mgmt For For APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005. R
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 56 of 260 UNASSIGNED CERNER CORPORATION SECURITY: 156782104 AGENDA NUMBER: 932505627 TICKER: CERN MEETING TYPE: Annual ISIN: MEETING DATE: 26-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CLIFFORD W. ILLIG Mgmt For For 2 WILLIAM B. NEAVES, PHD Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR 2006. 03 RE-APPROVAL OF THE CERNER Mgmt For For CORPORATION PERFORMANCE-BASED COMPENSATION PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 57 of 260 UNASSIGNED CIPHERGEN BIOSYSTEMS, INC. SECURITY: 17252Y104 AGENDA NUMBER: 932519397 TICKER: CIPH MEETING TYPE: Annual ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JUDY BRUNER Mgmt For For 2 GAIL S. PAGE Mgmt For For 02 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 58 of 260 UNASSIGNED CITY HOLDING COMPANY SECURITY: 177835105 AGENDA NUMBER: 932465316 TICKER: CHCO MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DAVID W. HAMBRICK Mgmt No vote 2 JAMES L. ROSSI Mgmt No vote 3 JAMES E. SONGER II Mgmt No vote 4 MARY H. WILLIAMS Mgmt No vote 02 PROPOSAL TO APPROVE AN AMENDMENT Mgmt No vote TO THE COMPANY S ARTICLES OF INCORPORATION TO PROVIDE A WAIVER OF LIABILITY OF DIRECTORS UNDER CERTAIN CIRCUMSTANCES AS PERMITTED UNDER THE WEST VIRGINIA BUSINESS CORPORATION ACT ENACTED IN 2002. 03 PROPOSAL TO APPROVE AN AMENDMENT Mgmt No vote TO THE COMPANY S ARTICLES OF INCORPORATION TO CHANGE THE PERCENTAGE OF VOTES REQUIRED TO REMOVE A DIRECTOR FROM OFFICE FROM 51% TO TWO-THIRDS OF THE SHARES ISSUED AND OUTSTANDING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 59 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 PROPOSAL TO APPROVE AN AMENDMENT Mgmt No vote TO THE COMPANY S ARTICLES OF INCORPORATION TO PROVIDE THAT IN THE EVENT THAT A VOTE BROUGHT BEFORE THE COMPANY S BOARD OF DIRECTORS RESULTS IN A TIE VOTE, THE VOTE OF THE CHAIRMAN OF THE BOARD OF THE COMPANY OR HIS DULY APPOINTED DELEGATE (WHO SHALL ALSO BE A DIRECTOR) SHALL BE COUNTED TWICE. 05 PROPOSAL TO RATIFY THE BOARD OF Mgmt No vote DIRECTORS APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR CITY HOLDING COMPANY FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 60 of 260 UNASSIGNED CLEVELAND-CLIFFS INC SECURITY: 185896107 AGENDA NUMBER: 932460518 TICKER: CLF MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J.S BRINZO Mgmt For For 2 R.C. CAMBRE Mgmt For For 3 J.A. CARRABBA Mgmt For For 4 R. CUCUZ Mgmt For For 5 S.M. CUNNINGHAM Mgmt For For 6 B.J. ELDRIDGE Mgmt For For 7 D.H. GUNNING Mgmt For For 8 J.D. IRELAND III Mgmt For For 9 F.R. MCALLISTER Mgmt For For 10 R. PHILLIPS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 61 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 R.K. RIEDERER Mgmt For For 12 A. SCHWARTZ Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 62 of 260 UNASSIGNED CLICK COMMERCE, INC. SECURITY: 18681D208 AGENDA NUMBER: 932505893 TICKER: CKCM MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JUNE E. DREWRY Mgmt For For 2 MICHAEL W. FERRO, JR. Mgmt For For 3 EMMANUEL A. KAMPOURIS Mgmt For For 02 TO RATIFY THE APPOINTMENT OF BDO Mgmt For For SEIDMAN, LLP AS THE COMPANY S INDEPENDENT AUDITORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 63 of 260 UNASSIGNED COMPUCREDIT CORPORATION SECURITY: 20478N100 AGENDA NUMBER: 932483009 TICKER: CCRT MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GREGORY J. CORONA Mgmt Withheld Against 2 RICHARD W. GILBERT Mgmt Withheld Against 3 DAVID G. HANNA Mgmt For For 4 FRANK J. HANNA, III Mgmt Withheld Against 5 RICHARD R. HOUSE, JR. Mgmt Withheld Against 6 DEAL W. HUDSON Mgmt Withheld Against 7 MACK F. MATTINGLY Mgmt Withheld Against 8 NICHOLAS G. PAUMGARTEN Mgmt Withheld Against 9 THOMAS G. ROSENCRANTS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 64 of 260 UNASSIGNED COMTECH TELECOMMUNICATIONS CORP. SECURITY: 205826209 AGENDA NUMBER: 932408037 TICKER: CMTL MEETING TYPE: Annual ISIN: MEETING DATE: 06-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR T 1 GERARD R. NOCITA Mgmt Withheld Against 2 IRA KAPLAN Mgmt Withheld Against 02 APPROVAL OF AMENDMENT TO THE COMPANY S Mgmt Against Against CERTIFICATE OF INCORPORATION TO INCREASE AUTHORIZED SHARES OF COMMON STOCK. T 03 APPROVAL OF AMENDMENT TO THE COMPANY S Mgmt Against Against 2000 STOCK INCENTIVE PLAN. T 04 RATIFICATION OF SELECTION OF KPMG LLP AS Mgmt For For AUDITORS. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 65 of 260 UNASSIGNED CONTINENTAL AIRLINES, INC. SECURITY: 210795308 AGENDA NUMBER: 932494709 TICKER: CAL MEETING TYPE: Annual ISIN: MEETING DATE: 06-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 THOMAS J. BARRACK, JR. Mgmt For For 2 KIRBYJON H. CALDWELL Mgmt For For 3 LAWRENCE W. KELLNER Mgmt For For 4 DOUGLAS H. MCCORKINDALE Mgmt For For 5 HENRY L. MEYER III Mgmt For For 6 OSCAR MUNOZ Mgmt For For 7 GEORGE G.C. PARKER Mgmt For For 8 JEFFERY A. SMISEK Mgmt For For 9 KAREN HASTIE WILLIAMS Mgmt For For 10 RONALD B. WOODARD Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 66 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 CHARLES A. YAMARONE Mgmt For For 02 PROPOSAL TO AMEND THE AMENDED AND Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED CLASS B COMMON STOCK 03 PROPOSAL TO AMEND THE INCENTIVE PLAN Mgmt For For 2000 TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE UNDER THE PLAN 04 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS 05 PROPOSAL OF STOCKHOLDER REGARDING Shr Against For POLITICAL ACTIVITIES 06 PLEASE MARK FOR IF STOCK OWNED Mgmt Against BENEFICIALLY BY YOU IS OWNED OR CONTROLLED BY PERSONS WHO ARE NOT U.S. CITIZENS (AS DEFINED IN THE PROXY STATEMENT)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 67 of 260 UNASSIGNED CREE, INC. SECURITY: 225447101 AGENDA NUMBER: 932400055 TICKER: CREE MEETING TYPE: Annual ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CHARLES M. SWOBODA Mgmt For For 2 JOHN W. PALMOUR, PH.D. Mgmt For For 3 DOLPH W. VON ARX Mgmt For For 4 JAMES E. DYKES Mgmt For For 5 ROBERT J. POTTER, PH.D. Mgmt For For 6 HARVEY A. WAGNER Mgmt For For 02 APPROVAL OF THE 2005 EMPLOYEE STOCK Mgmt For For PURCHASE PLAN. 03 APPROVAL OF THE AMENDMENTS TO THE 2004 Mgmt For For LONG-TERM INCENTIVE COMPENSATION PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 68 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 25, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 69 of 260 UNASSIGNED CSG SYSTEMS INTERNATIONAL, INC. SECURITY: 126349109 AGENDA NUMBER: 932495383 TICKER: CSGS MEETING TYPE: Annual ISIN: MEETING DATE: 26-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 FRANK V. SICA Mgmt For For 2 JAMES A. UNRUH Mgmt For For 02 RATIFICATION OF APPOINTMENT OF KPMG LLP Mgmt For For AS THE CORPORATION S INDEPENDENT AUDITOR FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 70 of 260 UNASSIGNED CUMULUS MEDIA INC. SECURITY: 231082108 AGENDA NUMBER: 932488934 TICKER: CMLS MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RALPH B. EVERETT Mgmt For For 2 HOLCOMBE T. GREEN, JR. Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For KPMG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 71 of 260 UNASSIGNED CV THERAPEUTICS, INC. SECURITY: 126667104 AGENDA NUMBER: 932519727 TICKER: CVTX MEETING TYPE: Annual ISIN: MEETING DATE: 06-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LOUIS G. LANGE Mgmt For For 2 PETER BARTON HUTT Mgmt For For 3 THOMAS E. SHENK Mgmt For For 02 TO APPROVE THE AMENDMENT AND Mgmt For For RESTATEMENT OF THE COMPANY S EMPLOYEE STOCK PURCHASE PLAN. 03 TO APPROVE THE AMENDMENT AND Mgmt For For RESTATEMENT OF THE COMPANY S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION IN ORDER TO (I) INCREASE THE COMPANY S AUTHORIZED NUMBER OF SHARES OF COMMON STOCK FROM 85,000,000 SHARES TO 180,000,000 SHARES AND (II) AMEND THE LIABILITY AND INDEMNIFICATION PROVISIONS WITH RESPECT TO THE COMPANY S DIRECTORS AND OFFICERS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 72 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO RATIFY THE SELECTION OF Mgmt For For ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 73 of 260 UNASSIGNED DIAGNOSTIC PRODUCTS CORPORATION SECURITY: 252450101 AGENDA NUMBER: 932384934 TICKER: DP MEETING TYPE: Annual ISIN: MEETING DATE: 08-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 SIDNEY A. AROESTY Mgmt For For 2 FREDERICK FRANK Mgmt For For 3 KENNETH A. MERCHANT Mgmt For For 4 JOHN H. REITH Mgmt For For 5 DR. JAMES D. WATSON Mgmt For For 6 IRA ZIERING Mgmt For For 7 MICHAEL ZIERING Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 74 of 260 UNASSIGNED DIAGNOSTIC PRODUCTS CORPORATION SECURITY: 252450101 AGENDA NUMBER: 932466089 TICKER: DP MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 SIDNEY A. AROESTY Mgmt For For 2 FREDERICK FRANK Mgmt For For 3 KENNETH A. MERCHANT Mgmt For For 4 JOHN H. REITH Mgmt For For 5 DR. JAMES D. WATSON Mgmt For For 6 IRA ZIERING Mgmt For For 7 MICHAEL ZIERING Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 75 of 260 UNASSIGNED DIGITAL GENERATION SYSTEMS, INC. SECURITY: 253921100 AGENDA NUMBER: 932401906 TICKER: DGIT MEETING TYPE: Annual ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CAPPY R. MCGARR Mgmt For For 2 KEVIN C. HOWE Mgmt For For 3 ANTHONY J. LEVECCHIO Mgmt For For 02 TO RATIFY THE SELECTION OF Mgmt For For KPMG LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 76 of 260 UNASSIGNED DIGITAL GENERATION SYSTEMS, INC. SECURITY: 253921100 AGENDA NUMBER: 932524449 TICKER: DGIT MEETING TYPE: Special ISIN: MEETING DATE: 26-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 ADOPT THE SECOND AMENDED AND Mgmt For For RESTATED AGREEMENT AND PLAN OF MERGER AMONG DG SYSTEMS, FASTCHANNEL AND MERGER SUB, AND THE ISSUANCE OF DG SYSTEMS COMMON STOCK IN THE MERGER 02 ADJOURNMENT OF THE SPECIAL Mgmt Against Against MEETING TO PERMIT FURTHER SOLICITATION OF PROXIES IN FAVOR OF PROPOSAL 1 03 AMEND THE DG SYSTEMS Mgmt For For CERTIFICATED OF INCORPORATION TO EFFECT THE ONE-FOR-TEN SHARE REVERSE STOCK SPLIT OF THE ISSUED AND OUTSTANDING SHARES OF DG SYSTEMS COMMON STOCK, $.001 PAR VALUE PER SHARE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 77 of 260 UNASSIGNED DIGITAL RIVER, INC. SECURITY: 25388B104 AGENDA NUMBER: 932512228 TICKER: DRIV MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM J. LANSING Mgmt For For 2 FREDERIC M. SEEGAL Mgmt For For 02 TO APPROVE AN AMENDMENT TO THE Mgmt For For COMPANY S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK, PAR VALUE, $.01 PER SHARE, FROM 60,000,000 TO 120,000,000 SHARES. 03 TO RATIFY THE SELECTION BY THE Mgmt For For AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 78 of 260 UNASSIGNED DIODES INCORPORATED SECURITY: 254543101 AGENDA NUMBER: 932493163 TICKER: DIOD MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 C.H. CHEN Mgmt Withheld Against 2 MICHAEL R. GIORDANO Mgmt Withheld Against 3 KEH-SHEW LU Mgmt Withheld Against 4 M.K. LU Mgmt Withheld Against 5 SHING MAO Mgmt For For 6 RAYMOND SOONG Mgmt For For 7 JOHN M. STICH Mgmt For For 02 TO APPROVE THE RESTRICTED Mgmt For For GRANT TO DR. KEH-SHEW LU OF 180,000 SHARES (270,000 SHARES SPLIT ADJUSTED ON DECEMBER 1, 2005) OF COMMON STOCK.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 79 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO APPROVE A PROPOSED Mgmt For For AMENDMENT OF THE COMPANY S CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK FROM 30,000,000 TO 70,000,000. 04 TO APPROVE VARIOUS PROPOSED Mgmt For For AMENDMENTS OF THE 2001 OMNIBUS EQUITY INCENTIVE PLAN, INCLUDING THE INCREASE BY 2,200,000 IN THE NUMBER OF SHARES OF COMMON STOCK WHICH MAY BE SUBJECT TO AWARDS GRANTED THEREUNDER. 05 TO RATIFY THE APPOINTMENT OF Mgmt For For MOSS ADAMS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 80 of 260 UNASSIGNED DITECH COMMUNICATIONS CORPORATION SECURITY: 25500M103 AGENDA NUMBER: 932387372 TICKER: DITC MEETING TYPE: Annual ISIN: MEETING DATE: 16-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MR. GREGORY M. AVIS Mgmt For For 2 MR. EDWIN L. HARPER Mgmt For For 02 TO APPROVE OUR 2000 Mgmt Against Against NON-QUALIFIED STOCK PLAN, AS AMENDED, TO RENAME IT AS THE 2005 EQUITY INCENTIVE PLAN, TO CHANGE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN FROM 5,000,000 TO 7,000,000 AND TO MAKE CERTAIN OTHER CHANGES AS DESCRIBED IN THE PROXY STATEMENT. 03 TO APPROVE OUR 1999 Mgmt For For NON-EMPLOYEE DIRECTORS STOCK OPTION PLAN, AS AMENDED, TO DECREASE THE NUMBER OF SHARES ISSUABLE PURSUANT TO INITIAL GRANTS UNDER SUCH PLAN FROM 50,000 SHARES TO 35,000 SHARES. 04 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS OF DITECH FOR ITS FISCAL YEAR ENDING APRIL 30, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 81 of 260 UNASSIGNED DOBSON COMMUNICATIONS CORPORATION SECURITY: 256069105 AGENDA NUMBER: 932517975 TICKER: DCEL MEETING TYPE: Annual ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 EVERETT R. DOBSON Mgmt For For 2 STEPHEN T. DOBSON Mgmt For For 3 ROBERT A. SCHRIESHEIM Mgmt For For 02 PROPOSAL TO APPROVE THE AMENDMENT TO THE Mgmt For For DOBSON COMMUNICATIONS CORPORATION 2002 STOCK INCENTIVE PLAN. 03 RATIFY AND APPROVE THE SELECTION OF KPMG Mgmt For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR DOBSON COMMUNICATIONS CORPORATION FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 82 of 260 UNASSIGNED DSW, INC. SECURITY: 23334L102 AGENDA NUMBER: 932532751 TICKER: DSW MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CAROLEE FRIEDLANDER Mgmt Withheld Against 2 HARVEY SONNENBERG Mgmt Withheld Against 3 ALLAN J. TANENBAUM Mgmt Withheld Against 4 HEYWOOD WILANSKY Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 83 of 260 UNASSIGNED EAGLE MATERIALS INC. SECURITY: 26969P108 AGENDA NUMBER: 932374793 TICKER: EXP MEETING TYPE: Annual ISIN: MEETING DATE: 04-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 84 of 260 UNASSIGNED EAGLE MATERIALS INC. SECURITY: 26969P108 AGENDA NUMBER: 932448536 TICKER: EXP MEETING TYPE: Special ISIN: MEETING DATE: 11-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 AMEND OUR RESTATED CERTIFICATE OF Mgmt For For INCORPORATION TO RECLASSIFY OUR EXISTING COMMON STOCK AND CLASS B COMMON STOCK INTO A SINGLE NEW CLASS OF COMMON STOCK.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 85 of 260 UNASSIGNED EFUNDS CORPORATION SECURITY: 28224R101 AGENDA NUMBER: 932501491 TICKER: EFD MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PAUL F. WALSH Mgmt For For 2 JOHN J.(JACK) BOYLE III Mgmt For For 02 APPROVAL OF THE EFUNDS CORPORATION 2006 Mgmt For For ANNUAL INCENTIVE PLAN. 03 APPROVAL OF THE EFUNDS CORPORATION 2006 Mgmt For For STOCK INCENTIVE PLAN. 04 TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS OF THE COMPANY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 86 of 260 UNASSIGNED EMULEX CORPORATION SECURITY: 292475209 AGENDA NUMBER: 932409433 TICKER: ELX MEETING TYPE: Annual ISIN: MEETING DATE: 01-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR T 1 FRED B. COX Mgmt For For 2 MICHAEL P. DOWNEY Mgmt For For 3 BRUCE C. EDWARDS Mgmt For For 4 PAUL F. FOLINO Mgmt For For 5 ROBERT H. GOON Mgmt For For 6 DON M. LYLE Mgmt For For 7 DEAN A. YOOST Mgmt For For 02 RATIFICATION AND APPROVAL OF THE 2005 Mgmt Against Against EQUITY INCENTIVE PLAN. PROPOSAL TO RATIFY AND APPROVE THE ADOPTION OF THE 2005 EQUITY INCENTIVE PLAN. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 87 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 RATIFICATION AND APPROVAL OF THE 1997 Mgmt For For STOCK OPTION PLAN FOR NON- EMPLOYEE DIRECTORS, AS AMENDED AND RESTATED. PROPOSAL TO RATIFY AND APPROVE THE ADOPTION OF THE 1997 STOCK OPTION PLAN FOR NON- EMPLOYEE DIRECTORS, AS AMENDED AND RESTATED. T 04 RATIFICATION OF SELECTION OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 88 of 260 UNASSIGNED ENCORE ACQUISITION COMPANY SECURITY: 29255W100 AGENDA NUMBER: 932474303 TICKER: EAC MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 I. JON BRUMLEY Mgmt For For 2 JON S. BRUMLEY Mgmt For For 3 JOHN A. BAILEY Mgmt For For 4 MARTIN C. BOWEN Mgmt For For 5 TED COLLINS, JR. Mgmt For For 6 TED A. GARDNER Mgmt For For 7 JOHN V. GENOVA Mgmt For For 8 JAMES A. WINNE III Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM - TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 89 of 260 UNASSIGNED ENCYSIVE PHARMACEUTICALS INC. SECURITY: 29256X107 AGENDA NUMBER: 932493480 TICKER: ENCY MEETING TYPE: Annual ISIN: MEETING DATE: 12-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN M. PIETRUSKI Mgmt For For 2 RON J. ANDERSON Mgmt For For 3 J. KEVIN BUCHI Mgmt For For 4 ROBERT J. CRUIKSHANK Mgmt For For 5 JOHN H. DILLON, II Mgmt For For 6 RICHARD A.F. DIXON Mgmt For For 7 BRUCE D. GIVEN Mgmt For For 8 SUZANNE OPARIL Mgmt For For 9 JAMES A. THOMSON Mgmt For For 10 JAMES T. WILLERSON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 90 of 260 UNASSIGNED ENERGY PARTNERS, LTD. SECURITY: 29270U105 AGENDA NUMBER: 932479101 TICKER: EPL MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD A. BACHMANN Mgmt For For 2 JOHN C. BUMGARNER, JR. Mgmt For For 3 JERRY D. CARLISLE Mgmt For For 4 HAROLD D. CARTER Mgmt For For 5 ENOCH L. DAWKINS Mgmt For For 6 ROBERT D. GERSHEN Mgmt For For 7 PHILLIP A. GOBE Mgmt For For 8 WILLIAM R. HERRIN, JR. Mgmt For For 9 WILLIAM O. HILTZ Mgmt For For 10 JOHN G. PHILLIPS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 91 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 DR. NORMAN C. FRANCIS Mgmt For For 02 TO APPROVE THE AMENDMENT TO THE Mgmt For For COMPANY S CERTIFICATE OF INCORPORATION INCREASING THE NUMBER OF AUTHORIZED SHARES OF THE COMPANY S COMMON STOCK FROM 50,000,000 TO 100,000,000. 03 TO APPROVE THE ADOPTION OF THE Mgmt For For COMPANY S 2006 LONG TERM STOCK INCENTIVE PLAN. 04 TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDED DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 92 of 260 UNASSIGNED EXELIXIS, INC. SECURITY: 30161Q104 AGENDA NUMBER: 932460847 TICKER: EXEL MEETING TYPE: Annual ISIN: MEETING DATE: 01-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CHARLES COHEN, PH.D. Mgmt For For 2 GEORGE POSTE, DVM, PHD Mgmt For For 3 JACK WYSZOMIERSKI Mgmt For For 02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 93 of 260 UNASSIGNED FAIRCHILD SEMICONDUCTOR INTL., INC. SECURITY: 303726103 AGENDA NUMBER: 932457319 TICKER: FCS MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD A. AURELIO Mgmt For For 2 CHARLES P. CARINALLI Mgmt For For 3 CHARLES M. CLOUGH Mgmt For For 4 ROBERT F. FRIEL Mgmt For For 5 THOMAS L. MAGNANTI Mgmt For For 6 KEVIN J. MCGARITY Mgmt For For 7 KIRK P. POND Mgmt For For 8 BRYAN R. ROUB Mgmt For For 9 RONALD W. SHELLY Mgmt For For 10 WILLIAM N. STOUT Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 94 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MARK S. THOMPSON Mgmt For For 02 PROPOSAL TO AMEND AND APPROVE Mgmt For For THE FAIRCHILD SEMICONDUCTOR STOCK PLAN. 03 PROPOSAL TO RATIFY THE Mgmt For For APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 95 of 260 UNASSIGNED FIRST COMMUNITY BANCORP SECURITY: 31983B101 AGENDA NUMBER: 932453385 TICKER: FCBP MEETING TYPE: Annual ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO APPROVE THE PRINCIPAL TERMS OF Mgmt For For THE AGREEMENT AND PLAN OF MERGER BY AND BETWEEN FIRST COMMUNITY BANCORP AND FOOTHILL INDEPENDENT BANCORP, DATED AS OF DECEMBER 14, 2005, AND THE ISSUANCE OF SHARES OF FIRST COMMUNITY COMMON STOCK TO BE ISSUED IN CONNECTION WITH THE MERGER TO FOOTHILL STOCKHOLDERS. 02 DIRECTOR 1 STEPHEN M. DUNN Mgmt For For 2 SUSAN E. LESTER Mgmt For For 3 DANIEL B. PLATT Mgmt For For 4 DAVID S. WILLIAMS Mgmt For For 5 JOHN M. EGGEMEYER Mgmt For For 6 TIMOTHY B. MATZ Mgmt For For 7 ROBERT A. STINE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 96 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8 BARRY C. FITZPATRICK Mgmt For For 9 ARNOLD W. MESSER Mgmt For For 10 MATTHEW P. WAGNER Mgmt For For 03 TO APPROVE AN AMENDMENT TO FIRST Mgmt For For COMMUNITY S ARTICLES OF INCORPORATION TO INCREASE THE MAXIMUM AMOUNT OF AUTHORIZED SHARES OF COMMON STOCK FROM 30,000,000 TO 50,000,000. 04 TO APPROVE AN INCREASE IN THE Mgmt For For AUTHORIZED NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER FIRST COMMUNITY S 2003 STOCK INCENTIVE PLAN FROM 2,500,000 TO 3,500,000. 05 TO APPROVE AN ADJOURNMENT OR Mgmt Against Against POSTPONEMENT OF THE ANNUAL MEETING IF NECESSARY TO SOLICIT ADDITIONAL PROXIES. 06 TO TRANSACT ANY OTHER BUSINESS AS Mgmt Against Against MAY PROPERLY COME BEFORE THE ANNUAL MEETING AND AT ANY POSTPONEMENTS OR ADJOURNMENTS THEREOF.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 97 of 260 UNASSIGNED FOUNDRY NETWORKS, INC. SECURITY: 35063R100 AGENDA NUMBER: 932523865 TICKER: FDRY MEETING TYPE: Annual ISIN: MEETING DATE: 16-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BOBBY R. JOHNSON, JR. Mgmt For For 2 ALFRED J. AMOROSO Mgmt For For 3 C. NICHOLAS KEATING Mgmt For For 4 J. STEVEN YOUNG Mgmt For For 5 ALAN L. EARHART Mgmt For For 02 TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 TO APPROVE THE ADOPTION OF THE Mgmt For For 2006 STOCK INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 98 of 260 UNASSIGNED FRONTIER OIL CORPORATION SECURITY: 35914P105 AGENDA NUMBER: 932457648 TICKER: FTO MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES R. GIBBS Mgmt For For 2 DOUGLAS Y. BECH Mgmt For For 3 G. CLYDE BUCK Mgmt For For 4 T. MICHAEL DOSSEY Mgmt For For 5 JAMES H. LEE Mgmt For For 6 PAUL B. LOYD, JR. Mgmt Withheld Against 7 MICHAEL E. ROSE Mgmt For For 02 TO RATIFY THE FRONTIER OIL Mgmt For For CORPORATION OMNIBUS INCENTIVE COMPENSATION PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 99 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO RATIFY THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP, INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS, AS THE COMPANY S AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 100 of 260 UNASSIGNED FRONTIER OIL CORPORATION SECURITY: 35914P105 AGENDA NUMBER: 932535404 TICKER: FTO MEETING TYPE: Special ISIN: MEETING DATE: 09-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 PROPOSAL TO APPROVE AN AMENDMENT Mgmt For For TO THE COMPANY S RESTATED ARTICLES OF INCORPORATION, AS AMENDED, INCREASING THE NUMBER OF AUTHORIZED SHARES OF THE COMPANY S COMMON STOCK FROM 90,000,000 TO 180,000,000.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 101 of 260 UNASSIGNED FUELCELL ENERGY, INC. SECURITY: 35952H106 AGENDA NUMBER: 932441532 TICKER: FCEL MEETING TYPE: Annual ISIN: MEETING DATE: 28-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WARREN D. BAGATELLE Mgmt For For 2 R. DANIEL BRDAR Mgmt For For 3 MICHAEL BODE Mgmt Withheld Against 4 JAMES D. GERSON Mgmt For For 5 THOMAS L. KEMPNER Mgmt For For 6 WILLIAM A. LAWSON Mgmt For For 7 JERRY D. LEITMAN Mgmt For For 8 CHARLES J. MURPHY Mgmt For For 9 GEORGE K. PETTY Mgmt For For 10 JOHN A. ROLLS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 102 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF SELECTION OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 ADOPTION OF THE 2006 FUELCELL ENERGY, Mgmt For For INC. EQUITY INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 103 of 260 UNASSIGNED GEMSTAR-TV GUIDE INTERNATIONAL, INC. SECURITY: 36866W106 AGENDA NUMBER: 932509966 TICKER: GMST MEETING TYPE: Annual ISIN: MEETING DATE: 01-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ANTHEA DISNEY Mgmt For For 2 RICHARD BATTISTA Mgmt For For 3 PETER CHERNIN Mgmt For For 4 DAVID F. DEVOE Mgmt For For 5 NICHOLAS DONATIELLO JR. Mgmt For For 6 JAMES E. MEYER Mgmt For For 7 K. RUPERT MURDOCH Mgmt For For 8 JAMES P. O'SHAUGHNESSY Mgmt For For 9 RUTHANN QUINDLEN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 104 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 105 of 260 UNASSIGNED GENERAL COMMUNICATION, INC. SECURITY:369385109 AGENDA NUMBER: 932534402 TICKER: GNCMA MEETING TYPE: Annual ISIN: MEETING DATE: 26-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 STEPHEN M. BRETT* Mgmt For For 2 RONALD A. DUNCAN* Mgmt Withheld Against 3 STEPHEN R. MOONEY* Mgmt Withheld Against 4 SCOTT M. FISHER** Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 106 of 260 UNASSIGNED GENERAL MARITIME CORPORATION SECURITY: Y2692M103 AGENDA NUMBER: 932502556 TICKER: GMR MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN P. TAVLARIOS Mgmt Withheld Against 2 PETER S. SHAERF Mgmt Withheld Against 02 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT ACCOUNTANTS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 107 of 260 UNASSIGNED GENESCO INC. SECURITY: 371532102 AGENDA NUMBER: 932535668 TICKER: GCO MEETING TYPE: Annual ISIN: MEETING DATE: 28-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES S. BEARD Mgmt For For 2 LEONARD L. BERRY Mgmt For For 3 WILLIAM F. BLAUFUSS, JR. Mgmt For For 4 JAMES W. BRADFORD Mgmt For For 5 ROBERT V. DALE Mgmt For For 6 MATTHEW C. DIAMOND Mgmt For For 7 MARTY G. DICKENS Mgmt For For 8 BEN T. HARRIS Mgmt For For 9 KATHLEEN MASON Mgmt For For 10 HAL N. PENNINGTON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 108 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 W.A. WILLIAMSON, JR. Mgmt For For 02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 109 of 260 UNASSIGNED GEVITY HR, INC. SECURITY:374393106 AGENDA NUMBER: 932507532 TICKER: GVHR MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ERIK VONK Mgmt For For 2 GEORGE B. BEITZEL Mgmt For For 3 DARCY E. BRADBURY Mgmt For For 4 JAMES E. COWIE Mgmt For For 5 PAUL R. DAOUST Mgmt For For 6 JONATHAN H. KAGAN Mgmt For For 7 DAVID S. KATZ Mgmt For For 8 JEFFREY A. SONNENFELD Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 110 of 260 UNASSIGNED GIANT INDUSTRIES, INC. SECURITY: 374508109 AGENDA NUMBER: 932445338 TICKER: GI MEETING TYPE: Annual ISIN: MEETING DATE: 10-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 FRED L. HOLLIGER Mgmt For For 2 BROOKS J. KLIMLEY Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP BY THE AUDIT COMMITTEE AS THE INDEPENDENT AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 111 of 260 UNASSIGNED GLOBAL IMAGING SYSTEMS, INC. SECURITY: 37934A100 AGENDA NUMBER: 932380695 TICKER: GISX MEETING TYPE: Annual ISIN: MEETING DATE: 08-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MARK A. HARRIS Mgmt For For 2 EDWARD N. PATRONE Mgmt For For 3 MICHAEL SHEA Mgmt For For 4 EDWARD J. SMITH Mgmt For For 02 APPROVAL OF AMENDMENT TO 2004 OMNIBUS Mgmt For For LONG-TERM INCENTIVE PLAN
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 112 of 260 UNASSIGNED GOLD BANC CORPORATION, INC. SECURITY: 379907108 AGENDA NUMBER: 932424803 TICKER: GLDB MEETING TYPE: Special ISIN: MEETING DATE: 25-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL AND ADOPTION OF THE AGREEMENT Mgmt For For AND PLAN OF MERGER, DATED AS OF NOVEMBER 9, 2005, AS AMENDED, BY AND BETWEEN MARSHALL & ILSLEY CORPORATION AND GOLD BANC CORPORATION, INC., INCLUDING THE PLAN OF MERGER CONSTITUTING A PART THEREOF, AND THE MERGER OF GOLD BANC CORPORATION, INC. WITH AND INTO MARSHALL & ILSLEY CORPORATION CONTEMPLATED BY THAT AGREEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 113 of 260 UNASSIGNED GOLDEN TELECOM, INC. SECURITY: 38122G107 AGENDA NUMBER: 932521974 TICKER: GLDN MEETING TYPE: Consent ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PETR AVEN Mgmt For For 2 VLADIMIR BULGAK Mgmt For For 3 PATRICK GALLAGHER Mgmt For For 4 DAVID HERMAN Mgmt For For 5 KJELL JOHNSEN Mgmt For For 6 ALEXEI KHUDYAKOV Mgmt For For 7 OLEG MALIS Mgmt For For 8 RONNY NAEVDAL Mgmt For For 9 DAVID SMYTH Mgmt For For 10 JEAN-PIERRE VANDROMME Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 114 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 APPROVAL OF GOLDEN TELECOM INC. 2005 Mgmt For For STOCK APPRECIATION RIGHTS PLAN 03 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For YOUNG LLC AS INDEPENDENT PUBLIC AUDITORS OF THE COMPANY FOR 2006 04 IF PRESENTED, A SHAREHOLDER PROPOSAL TO Shr Against For ELECT DMITRY KOROL AS DIRECTOR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 115 of 260 UNASSIGNED GRACO INC. SECURITY: 384109104 AGENDA NUMBER: 932452535 TICKER: GGG MEETING TYPE: Annual ISIN: MEETING DATE: 21-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT G. BOHN Mgmt For For 2 WILLIAM G. CARROLL Mgmt For For 3 JACK W. EUGSTER Mgmt For For 4 R. WILLIAM VAN SANT Mgmt For For 02 RATIFICATION OF APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For GRACO INC. STOCK INCENTIVE PLAN 04 APPROVAL OF THE GRACO INC. 2006 EMPLOYEE Mgmt For For STOCK PURCHASE PLAN
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 116 of 260 UNASSIGNED GREY WOLF, INC. SECURITY: 397888108 AGENDA NUMBER: 932478971 TICKER: GW MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 FRANK M. BROWN Mgmt For For 2 WILLIAM T. DONOVAN Mgmt For For 3 THOMAS P. RICHARDS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 117 of 260 UNASSIGNED HAEMONETICS CORPORATION SECURITY: 405024100 AGENDA NUMBER: 932373347 TICKER: HAE MEETING TYPE: Annual ISIN: MEETING DATE: 27-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LAWRENCE C. BEST Mgmt For For 2 RICHARD J. MEELIA Mgmt For For 3 RONALD L. MERRIMAN Mgmt For For 02 TO APPROVE THE HAEMONETICS CORPORATION Mgmt For For 2005 LONG-TERM INCENTIVE PLAN. 03 TO RATIFY THE SELECTION OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE CURRENT FISCAL YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 118 of 260 UNASSIGNED HOUSTON EXPLORATION COMPANY SECURITY: 442120101 AGENDA NUMBER: 932452573 TICKER: THX MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT B. CATELL Mgmt For For 2 JOHN U. CLARKE Mgmt For For 3 DAVID G. ELKINS Mgmt For For 4 WILLIAM G. HARGETT Mgmt For For 5 HAROLD R. LOGAN, JR. Mgmt For For 6 THOMAS A. MCKEEVER Mgmt For For 7 STEPHEN W. MCKESSY Mgmt For For 8 DONALD C. VAUGHN Mgmt For For 02 RATIFICATION AND APPROVAL OF DELOITTE & Mgmt For For TOUCHE LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 119 of 260 UNASSIGNED HUMAN GENOME SCIENCES, INC. SECURITY: 444903108 AGENDA NUMBER: 932457270 TICKER: HGSI MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 H. THOMAS WATKINS Mgmt For For 2 AUGUSTINE LAWLOR Mgmt For For 3 WILLIAM D. YOUNG Mgmt For For 02 TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 120 of 260 UNASSIGNED HUTCHINSON TECHNOLOGY INCORPORATED SECURITY: 448407106 AGENDA NUMBER: 932425297 TICKER: HTCH MEETING TYPE: Annual ISIN: MEETING DATE: 25-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 W. THOMAS BRUNBERG Mgmt For For 2 ARCHIBALD COX, JR. Mgmt For For 3 WAYNE M. FORTUN Mgmt For For 4 JEFFREY W. GREEN Mgmt For For 5 RUSSELL HUFFER Mgmt For For 6 R. FREDERICK MCCOY, JR. Mgmt For For 7 WILLIAM T. MONAHAN Mgmt For For 8 RICHARD B. SOLUM Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE 2006 FISCAL YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 121 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 ANY OTHER BUSINESS WHICH MAY PROPERLY BE Mgmt Abstain Against CONSIDERED AND ACTED UPON AT SAID MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 122 of 260 UNASSIGNED HYPERION SOLUTIONS CORPORATION SECURITY: 44914M104 AGENDA NUMBER: 932406057 TICKER: HYSL MEETING TYPE: Annual ISIN: MEETING DATE: 16-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR T 1 GODFREY SULLIVAN Mgmt For For 2 JOHN RICCITIELLO Mgmt Withheld Against 3 GARY GREENFIELD Mgmt For For 02 TO APPROVE AMENDMENT OF THE COMPANY S Mgmt For For 2004 EQUITY INCENTIVE PLAN. T 03 TO APPROVE A NEW 2005 EMPLOYEE STOCK Mgmt For For PURCHASE PLAN. T 04 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2006. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 123 of 260 UNASSIGNED IKON OFFICE SOLUTIONS, INC. SECURITY: 451713101 AGENDA NUMBER: 932432735 TICKER: IKN MEETING TYPE: Annual ISIN: MEETING DATE: 22-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PHILIP E. CUSHING Mgmt For For 2 MATTHEW J. ESPE Mgmt For For 3 THOMAS R. GIBSON Mgmt For For 4 RICHARD A. JALKUT Mgmt For For 5 ARTHUR E. JOHNSON Mgmt For For 6 KURT M. LANDGRAF Mgmt For For 7 GERALD LUTERMAN Mgmt For For 8 WILLIAM E. MCCRACKEN Mgmt For For 9 WILLIAM L. MEDDAUGH Mgmt For For 10 ANTHONY P. TERRACCIANO Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 124 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 APPROVAL OF THE 2006 OMNIBUS EQUITY Mgmt For For COMPENSATION PLAN. 03 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For AUDITOR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 125 of 260 UNASSIGNED IMPAC MORTGAGE HOLDINGS, INC. SECURITY: 45254P102 AGENDA NUMBER: 932510313 TICKER: IMH MEETING TYPE: Annual ISIN: MEETING DATE: 01-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOSEPH R. TOMKINSON Mgmt For For 2 WILLIAM S. ASHMORE Mgmt For For 3 JAMES WALSH Mgmt For For 4 FRANK P. FILIPPS Mgmt For For 5 STEPHAN R. PEERS Mgmt For For 6 WILLIAM E. ROSE Mgmt For For 7 LEIGH J. ABRAMS Mgmt For For 02 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDED DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 126 of 260 UNASSIGNED INCYTE CORPORATION SECURITY: 45337C102 AGENDA NUMBER: 932498202 TICKER: INCY MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD U. DE SCHUTTER Mgmt For For 2 BARRY M. ARIKO Mgmt For For 3 JULIAN C. BAKER Mgmt For For 4 PAUL A. BROOKE Mgmt For For 5 MATTHEW W. EMMENS Mgmt For For 6 PAUL A. FRIEDMAN Mgmt For For 7 JOHN F. NIBLACK Mgmt For For 8 ROY A. WHITFIELD Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 127 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO AMEND THE COMPANY S 1997 EMPLOYEE Mgmt For For STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER FROM 3,100,000 SHARES TO 3,850,000 SHARES. 03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 128 of 260 UNASSIGNED INDYMAC BANCORP, INC. SECURITY: 456607100 AGENDA NUMBER: 932448853 TICKER: NDE MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL W. PERRY Mgmt For For 2 LOUIS E. CALDERA Mgmt For For 3 LYLE E. GRAMLEY Mgmt For For 4 HUGH M. GRANT Mgmt For For 5 PATRICK C. HADEN Mgmt For For 6 TERRANCE G. HODEL Mgmt For For 7 ROBERT L. HUNT II Mgmt For For 8 SENATOR JOHN SEYMOUR Mgmt For For 9 BRUCE G. WILLISON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 129 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 APPROVAL OF THE INDYMAC BANCORP, INC. Mgmt For For 2002 INCENTIVE PLAN, AS AMENDED AND RESTATED. 03 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS INDYMAC S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 130 of 260 UNASSIGNED INFOSPACE, INC. SECURITY: 45678T201 AGENDA NUMBER: 932463499 TICKER: INSP MEETING TYPE: Annual ISIN: MEETING DATE: 08-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 EDMUND O. BELSHEIM, JR. Mgmt For For 2 JOHN E. CUNNINGHAM, IV Mgmt For For 3 LEWIS M. TAFFER Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 131 of 260 UNASSIGNED INNOVATIVE SOLUTIONS AND SUPPORT, IN SECURITY: 45769N105 AGENDA NUMBER: 932437026 TICKER: ISSC MEETING TYPE: Annual ISIN: MEETING DATE: 08-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GEOFFREY S.M. HEDRICK Mgmt For For 2 WINSTON J. CHURCHILL Mgmt For For 3 BENJAMIN A. COSGROVE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 132 of 260 UNASSIGNED INTERVOICE, INC. SECURITY: 461142101 AGENDA NUMBER: 932370733 TICKER: INTV MEETING TYPE: Annual ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 SAJ-NICOLE A. JONI, PHD Mgmt For For 2 GERALD F. MONTRY Mgmt For For 3 JOSEPH J. PIETROPAOLO Mgmt For For 4 GEORGE C. PLATT Mgmt For For 5 DONALD B. REED Mgmt For For 6 JACK P. REILY Mgmt For For 7 ROBERT E. RITCHEY Mgmt For For 02 PROPOSAL TO APPROVE THE Mgmt For For COMPANY S 2005 STOCK INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 133 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 IN THEIR DISCRETION, THE Mgmt Abstain Against UNDERSIGNED HEREBY AUTHORIZES THE PROXIES TO VOTE UPON SUCH OTHER BUSINESS OR MATTERS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 134 of 260 UNASSIGNED IPASS INC. SECURITY: 46261V108 AGENDA NUMBER: 932517571 TICKER: IPAS MEETING TYPE: Annual ISIN: MEETING DATE: 01-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KENNETH D. DENMAN Mgmt For For 2 OLOF PRIPP Mgmt For For 3 ALLAN R. SPIES Mgmt For For 02 TO APPROVE IPASS 2003 NON- Mgmt Against Against EMPLOYEE DIRECTORS PLAN, AS AMENDED, TO CHANGE THE TERMS AND NUMBER OF SHARES GRANTED PURSUANT TO STOCK OPTIONS AND PROVIDE FOR THE GRANT OF RESTRICTED STOCK AWARDS THEREUNDER. 03 RATIFICATION OF THE SELECTION Mgmt For For OF KPMG LLP AS IPASS INC. S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 135 of 260 UNASSIGNED IRWIN FINANCIAL CORPORATION SECURITY: 464119106 AGENDA NUMBER: 932448839 TICKER: IFC MEETING TYPE: Annual ISIN: MEETING DATE: 06-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DAVID W. GOODRICH Mgmt For For 2 BRENDA J. LAUDERBACK Mgmt For For 3 JOHN C. MCGINTY Mgmt For For 4 MARITA ZURAITIS Mgmt For For 02 TO APPROVE THE IRWIN UNION Mgmt For For BANK AMENDED AND RESTATED PERFORMANCE UNIT PLAN 03 TO APPROVE THE IRWIN Mgmt For For COMMERCIAL FINANCE AMENDED AND RESTATED PERFORMANCE UNIT PLAN 04 TO APPROVE THE IRWIN HOME Mgmt For For EQUITY CORPORATION PERFORMANCE UNIT PLAN
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 136 of 260 UNASSIGNED ITT EDUCATIONAL SERVICES, INC. SECURITY: 45068B109 AGENDA NUMBER: 932462992 TICKER: ESI MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOANNA T. LAU Mgmt For For 2 SAMUEL L. ODLE Mgmt For For 02 APPROVE THE ADOPTION BY Mgmt For For ITT/ESI OF THE 2006 ITT EDUCATIONAL SERVICES, INC. EQUITY COMPENSATION PLAN. 03 RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP TO SERVE AS ITT/ESI S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 137 of 260 UNASSIGNED J2 GLOBAL COMMUNICATIONS, INC. SECURITY: 46626E205 AGENDA NUMBER: 932490991 TICKER: JCOM MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DOUGLAS Y. BECH Mgmt For For 2 ROBERT J. CRESCI Mgmt For For 3 JOHN F. RIELEY Mgmt For For 4 RICHARD S. RESSLER Mgmt For For 5 MICHAEL P. SCHULHOF Mgmt For For 02 TO ADOPT AN AMENDMENT TO Mgmt For For ARTICLE FOURTH OF J2 GLOBAL S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF J2 GLOBAL COMMON STOCK FROM 50 MILLION TO 95 MILLION. 03 TO APPROVE AN AMENDMENT TO J2 Mgmt For For GLOBAL S SECOND AMENDED AND RESTATED 1997 STOCK OPTION PLAN TO INCREASE FROM FIVE MILLION TO SIX MILLION THE NUMBER OF SHARES OF J2 GLOBAL S COMMON STOCK PERMITTED FOR PLAN USES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 138 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO TRANSACT SUCH OTHER Mgmt Against Against BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY POSTPONEMENTS OR ADJOURNMENTS THEREOF.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 139 of 260 UNASSIGNED JACK IN THE BOX INC. SECURITY: 466367109 AGENDA NUMBER: 932431860 TICKER: JBX MEETING TYPE: Annual ISIN: MEETING DATE: 17-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL E. ALPERT Mgmt For For 2 ANNE B. GUST Mgmt For For 3 ALICE B. HAYES Mgmt For For 4 MURRAY H. HUTCHISON Mgmt For For 5 LINDA A. LANG Mgmt For For 6 MICHAEL W. MURPHY Mgmt For For 7 L. ROBERT PAYNE Mgmt For For 8 DAVID M. TEHLE Mgmt For For 02 APPROVAL OF EMPLOYEE STOCK Mgmt For For PURCHASE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 140 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 APPROVAL OF AMENDED AND Mgmt For For RESTATED PERFORMANCE BONUS PLAN. 04 RATIFICATION OF APPOINTMENT OF Mgmt For For KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 141 of 260 UNASSIGNED JAKKS PACIFIC, INC. SECURITY: 47012E106 AGENDA NUMBER: 932386712 TICKER: JAKK MEETING TYPE: Annual ISIN: MEETING DATE: 09-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JACK FRIEDMAN Mgmt For For 2 STEPHEN G. BERMAN Mgmt For For 3 DAN ALMAGOR Mgmt For For 4 DAVID C. BLATTE Mgmt For For 5 ROBERT E. GLICK Mgmt For For 6 MICHAEL G. MILLER Mgmt For For 7 MURRAY L. SKALA Mgmt For For 02 APPROVAL OF APPOINTMENT OF THE FIRM OF Mgmt For For PKF, CERTIFIED PUBLIC ACCOUNTANTS, A PROFESSIONAL CORPORATION, AS THE COMPANY S AUDITORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 142 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 IN THEIR DISCRETION UPON SUCH OTHER Mgmt Abstain Against MEASURES AS MAY PROPERLY COME BEFORE THE MEETING, HEREBY RATIFYING AND CONFIRMING ALL THAT SAID PROXY MAY LAWFULLY DO OR CAUSE TO BE DONE BY VIRTUE HEREOF AND HEREBY REVOKING ALL PROXIES HERETOFORE GIVEN BY THE UNDERSIGNED TO VOTE AT SAID MEETING OR ANY ADJOURNMENT THEREOF.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 143 of 260 UNASSIGNED JOHN H. HARLAND COMPANY SECURITY: 412693103 AGENDA NUMBER: 932465354 TICKER: JH MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 S. WILLIAM ANTLE III Mgmt For For 2 ROBERT J. CLANIN Mgmt For For 3 JOHN JOHNS Mgmt For For 4 EILEEN RUDDEN Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2006. 03 APPROVAL OF THE 2006 STOCK INCENTIVE Mgmt For For PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 144 of 260 UNASSIGNED JOURNAL REGISTER COMPANY SECURITY: 481138105 AGENDA NUMBER: 932481675 TICKER: JRC MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT M. JELENIC Mgmt For For 2 JOHN L. VOGELSTEIN Mgmt For For 02 TO RATIFY THE APPOINTMENT OF GRANT Mgmt For For THORNTON LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 145 of 260 UNASSIGNED K-SWISS INC. SECURITY: 482686102 AGENDA NUMBER: 932483299 TICKER: KSWS MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DAVID LEWIN Mgmt For For 2 MARK LOUIE Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For THORNTON LLP AS THE INDEPENDENT AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 146 of 260 UNASSIGNED KENNETH COLE PRODUCTIONS, INC. SECURITY: 193294105 AGENDA NUMBER: 932501984 TICKER: KCP MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KENNETH D. COLE Mgmt For For 2 ROBERT C. GRAYSON Mgmt For For 3 DENIS F. KELLY Mgmt For For 4 PHILIP B. MILLER Mgmt For For 5 MARTIN E. FRANKLIN Mgmt For For 6 PHILIP R. PELLER Mgmt For For 02 TO RATIFY THE SELECTION BY THE BOARD OF Mgmt For For DIRECTORS OF ERNST & YOUNG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 147 of 260 UNASSIGNED KNIGHT TRANSPORTATION, INC. SECURITY: 499064103 AGENDA NUMBER: 932422796 TICKER: KNX MEETING TYPE: Special ISIN: MEETING DATE: 21-Dec-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 PROPOSAL TO APPROVE THE COMPANY S 2005 Mgmt For For EXECUTIVE CASH BONUS PLAN, TO COMPLY WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. T 02 PROPOSAL TO AMEND THE COMPANY S 2003 Mgmt For For STOCK OPTION PLAN TO COMPLY WITH SECTION 162(M) OF THE CODE, AND TO APPROVE AND RATIFY THE COMPANY S AMENDED AND RESTATED 2003 STOCK OPTION PLAN, WHICH INCORPORATES ALL PRIOR AMENDMENTS TO THE 2003 STOCK OPTION PLAN. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 148 of 260 UNASSIGNED KNIGHT TRANSPORTATION, INC. SECURITY: 499064103 AGENDA NUMBER: 932506302 TICKER: KNX MEETING TYPE: Annual ISIN: MEETING DATE: 24-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GARY J. KNIGHT* Mgmt For For 2 G.D. MADDEN* Mgmt For For 3 KATHRYN L. MUNRO* Mgmt Withheld Against 4 RICHARD J. LEHMANN** Mgmt For For 02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM. PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS THE COMPANYS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 149 of 260 UNASSIGNED KOMAG, INCORPORATED SECURITY: 500453204 AGENDA NUMBER: 932501566 TICKER: KOMG MEETING TYPE: Annual ISIN: MEETING DATE: 24-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CHRIS A. EYRE Mgmt For For 2 DAVID G. TAKATA Mgmt For For 3 HARRY G. VAN WICKLE Mgmt For For 02 PROPOSAL TO AMEND OUR AMENDED AND Mgmt For For RESTATED 2002 QUALIFIED STOCK PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE BY 5,000,000 SHARES, FROM 4,242,054 SHARES TO 9,242,054 SHARES, AND MAKE CERTAIN OTHER CHANGES. 03 PROPOSAL TO AMEND OUR AMENDED AND Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF OUR COMMON STOCK BY 70,000,000 SHARES, FROM 50,000,000 SHARES TO 120,000,000 SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 150 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For KPMG LLP AS INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 151 of 260 UNASSIGNED KOS PHARMACEUTICALS, INC. SECURITY: 500648100 AGENDA NUMBER: 932469768 TICKER: KOSP MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL JAHARIS Mgmt Withheld Against 2 DANIEL M. BELL Mgmt Withheld Against 3 ROBERT E. BALDINI Mgmt Withheld Against 4 ADRIAN ADAMS Mgmt Withheld Against 5 JOHN BRADEMAS, PH.D. Mgmt For For 6 KEVIN T. FERRO Mgmt Withheld Against 7 STEVEN JAHARIS, MD Mgmt Withheld Against 8 NICOLAOS E. MADIAS, MD Mgmt For For 9 MARK NOVITCH, MD Mgmt For For 10 WILLIAM D. PRUITT Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 152 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 FREDERICK B. WHITTEMORE Mgmt For For 02 AMEND AND RESTATE THE KOS Mgmt Against Against PHARMACEUTICALS, INC. 1996 STOCK OPTION PLAN (I) TO INCREASE THE NUMBER OF SHARES OF THE COMPANY S COMMON STOCK FROM 17,000,000 TO 22,000,000; (II) TO PROVIDE FOR THE GRANTING OF RESTRICTED STOCK; (III) TO EXTEND THE TERMINATION DATE; AND (IV) TO MAKE CERTAIN OTHER MINOR AMENDMENTS TO THE PLAN BASED ON RECENT CHANGES IN THE LAW. 03 RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 153 of 260 UNASSIGNED KOSAN BIOSCIENCES INCORPORATED SECURITY: 50064W107 AGENDA NUMBER: 932497313 TICKER: KOSN MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KEVAN CLEMENS, PH. D. Mgmt For For 2 JEAN DELEAGE, PH.D. Mgmt For For 02 APPROVAL OF 2006 EQUITY INCENTIVE PLAN Mgmt Against Against 03 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 154 of 260 UNASSIGNED LENNOX INTERNATIONAL INC. SECURITY: 526107107 AGENDA NUMBER: 932463259 TICKER: LII MEETING TYPE: Annual ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LINDA G. ALVARADO Mgmt For For 2 STEVEN R. BOOTH Mgmt Withheld Against 3 JOHN E. MAJOR Mgmt For For 4 JEFFREY D. STOREY Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 155 of 260 UNASSIGNED LIN TV CORP. SECURITY: 532774106 AGENDA NUMBER: 932477854 TICKER: TVL MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROYAL W. CARSON III Mgmt For For 2 GARY R. CHAPMAN Mgmt For For 3 WILMA H. JORDAN Mgmt For For 02 TO APPROVE THE SECOND AMENDED AND Mgmt For For RESTATED 2002 NON-EMPLOYEE DIRECTOR STOCK PLAN, WHICH WILL (I) REVISE THE EQUITY AWARD TO DIRECTORS UPON INITIAL ELECTION TO THE BOARD OF DIRECTORS AND (II) INCREASE THE ANNUAL EQUITY AWARD TO DIRECTORS. 03 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 156 of 260 UNASSIGNED LOJACK CORPORATION SECURITY: 539451104 AGENDA NUMBER: 932487867 TICKER: LOJN MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOSEPH F. ABELY Mgmt For For 2 ROBERT J. MURRAY Mgmt For For 3 HARVEY ROSENTHAL Mgmt For For 4 MARIA RENNA SHARPE Mgmt For For 5 JOHN H. MACKINNON Mgmt For For 6 ROBERT L. REWEY Mgmt For For 7 RICHARD T. RILEY Mgmt For For 02 RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 157 of 260 UNASSIGNED LONE STAR TECHNOLOGIES, INC. SECURITY: 542312103 AGENDA NUMBER: 932448803 TICKER: LSS MEETING TYPE: Annual ISIN: MEETING DATE: 24-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RHYS J BEST* Mgmt For For 2 FREDERICK B. HEGI. JR* Mgmt For For 3 M JOSEPH MCHUGH* Mgmt For For 4 DAN O. DINGES** Mgmt For For 5 DAVID A REED** Mgmt For For 02 APPROVE THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 158 of 260 UNASSIGNED LONGS DRUG STORES CORPORATION SECURITY: 543162101 AGENDA NUMBER: 932465912 TICKER: LDG MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WARREN F. BRYANT Mgmt For For 2 LISA M. HARPER Mgmt For For 3 MARY S. METZ, PH.D. Mgmt For For 4 ANTHONY G. WAGNER Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE Mgmt For For LLP, OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, FOR FISCAL YEAR ENDING JANUARY 25, 2007 03 APPROVAL OF AMENDMENTS TO OUR Mgmt For For ARTICLES OF RESTATEMENT AND OUR AMENDED BYLAWS TO PROVIDE FOR THE ANNUAL ELECTION OF ALL OF OUR DIRECTORS AND TO ELIMINATE THE SUPERMAJORITY VOTE REQUIREMENT FOR REINSTATING A CLASSIFIED BOARD
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 159 of 260 UNASSIGNED MARITRANS INC. SECURITY: 570363101 AGENDA NUMBER: 932486322 TICKER: TUG MEETING TYPE: Annual ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MR. WILLIAM A. SMITH Mgmt For For 2 MR JONATHAN P WHITWORTH Mgmt For For 3 MR. GARY K. WRIGHT Mgmt For For 02 APPROVAL OF THE MARITRANS INC. Mgmt For For ANNUAL INCENTIVE PLAN. 03 RATIFICATION OF ERNST & YOUNG LLP Mgmt For For AS MARITRANS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 160 of 260 UNASSIGNED MAXIMUS, INC. SECURITY: 577933104 AGENDA NUMBER: 932436024 TICKER: MMS MEETING TYPE: Annual ISIN: MEETING DATE: 22-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 LYNN P. DAVENPORT Mgmt For For 2 RAYMOND B. RUDDY Mgmt For For 3 WELLINGTON E. WEBB Mgmt For For 02 AMENDMENT OF THE COMPANY S 1997 Mgmt For For EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF THE COMPANY S COMMON STOCK AS TO WHICH AWARDS MAY BE GRANTED UNDER THE PLAN TO 8,000,000 SHARES. 03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE 2006 FISCAL YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 161 of 260 UNASSIGNED MCGRATH RENTCORP SECURITY: 580589109 AGENDA NUMBER: 932530531 TICKER: MGRC MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM J. DAWSON Mgmt For For 2 ROBERT C. HOOD Mgmt Withheld Against 3 DENNIS C. KAKURES Mgmt Withheld Against 4 JOAN M. MCGRATH Mgmt Withheld Against 5 ROBERT P. MCGRATH Mgmt For For 6 DENNIS P. STRADFORD Mgmt Withheld Against 7 RONALD H. ZECH Mgmt Withheld Against 02 APPROVAL OF THE APPOINTMENT OF GRANT Mgmt For For THORNTON LLP AS MCGRATH RENTCORP S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 162 of 260 UNASSIGNED MEDICAL ACTION INDUSTRIES INC. SECURITY: 58449L100 AGENDA NUMBER: 932377927 TICKER: MDCI MEETING TYPE: Annual ISIN: MEETING DATE: 04-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DR. PHILIP F. CORSO Mgmt For For 2 WILLIAM W. BURKE Mgmt For For 3 HENRY A. BERLING Mgmt For For 02 APPROVAL OF THE RATIFICATION OF GRANT Mgmt For For THORNTON LLP AS INDEPENDENT PUBLIC AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING MARCH 31, 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 163 of 260 UNASSIGNED MEDICAL PROPERTIES TRUST, INC. SECURITY: 58463J304 AGENDA NUMBER: 932396648 TICKER: MPW MEETING TYPE: Annual ISIN: MEETING DATE: 12-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 EDWARD K. ALDAG, JR. Mgmt For For 2 VIRGINIA A. CLARKE Mgmt For For 3 G. STEVEN DAWSON Mgmt For For 4 BRYAN L. GOOLSBY Mgmt For For 5 R. STEVEN HAMNER Mgmt For For 6 ROBERT E. HOLMES, PH.D. Mgmt For For 7 WILLIAM G. MCKENZIE Mgmt For For 8 L. GLENN ORR, JR. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 164 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO APPROVE AMENDMENTS TO THE COMPANY S Mgmt For For CHARTER RELATED TO TRANSFERS OR OWNERSHIP RESTRICTIONS ON THE COMPANY S COMMON STOCK AS DESCRIBED IN THE PROXY STATEMENT. 03 TO APPROVE AN AMENDMENT TO THE AMENDED Mgmt For For AND RESTATED MEDICAL PROPERTIES TRUST, INC. 2004 EQUITY INCENTIVE PLAN AS DESCRIBED IN THE PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 165 of 260 UNASSIGNED MERITAGE HOMES CORPORATION SECURITY: 59001A102 AGENDA NUMBER: 932499177 TICKER: MTH MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 STEVEN J. HILTON Mgmt For For 2 RAYMOND OPPEL Mgmt For For 3 WILLIAM G. CAMPBELL Mgmt For For 4 RICHARD T. BURKE, SR. Mgmt For For 02 TO APPROVE THE INCREASE OF THE NUMBER OF Mgmt For For AUTHORIZED SHARES OF COMMON STOCK FROM 50 MILLION SHARES TO 125 MILLION SHARES. 03 TO APPROVE THE 2006 STOCK INCENTIVE Mgmt For For PLAN. 04 TO APPROVE THE 2006 ANNUAL INCENTIVE Mgmt For For PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 166 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 TO RATIFY THE COMPANY S INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 167 of 260 UNASSIGNED MICREL, INCORPORATED SECURITY: 594793101 AGENDA NUMBER: 932501958 TICKER: MCRL MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RAYMOND D. ZINN Mgmt For For 2 MICHAEL J. CALLAHAN Mgmt For For 3 DAVID CONRATH Mgmt For For 4 GEORGE KELLY Mgmt For For 5 DONALD LIVINGSTONE Mgmt For For 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 TO APPROVE THE IMPLEMENTATION OF THE Mgmt For For MICREL, INCORPORATED 2006 EMPLOYEE STOCK PURCHASE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 168 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO APPROVE AN AMENDMENT TO SECTION 3.2 Mgmt For For OF THE AMENDED AND RESTATED BYLAWS OF THE CORPORATION.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 169 of 260 UNASSIGNED MICROSTRATEGY INCORPORATED SECURITY: 594972408 AGENDA NUMBER: 932376393 TICKER: MSTR MEETING TYPE: Annual ISIN: MEETING DATE: 04-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL J. SAYLOR Mgmt For For 2 SANJU K. BANSAL Mgmt For For 3 MATTHEW W. CALKINS Mgmt For For 4 F. DAVID FOWLER Mgm For For 5 JARROD M. PATTEN Mgmt For For 6 CARL J. RICKERTSEN Mgmt For For 02 TO APPROVE THE MATERIAL TERMS OF Mgmt Against Against PERFORMANCE GOALS FOR CERTAIN EXECUTIVE INCENTIVE COMPENSATION. 03 TO RATIFY THE SELECTION OF GRANT Mgmt For For THORNTON LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 170 of 260 UNASSIGNED MICROSTRATEGY INCORPORATED SECURITY: 594972408 AGENDA NUMBER: 932522318 TICKER: MSTR MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL J. SAYLOR Mgmt For For 2 SANJU K. BANSAL Mgmt For For 3 MATTHEW W. CALKINS Mgmt For For 4 ROBERT H. EPSTEIN Mgmt For For 5 DAVID W. LARUE Mgmt For For 6 JARROD M. PATTEN Mgmt For For 7 CARL J. RICKERTSEN Mgmt For For 8 THOMAS P. SPAHR Mgmt For For 02 TO RATIFY THE SELECTION OF GRANT Mgmt For For THORNTON LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 171 of 260 UNASSIGNED MTS SYSTEMS CORPORATION SECURITY: 553777103 AGENDA NUMBER: 932429524 TICKER: MTSC MEETING TYPE: Annual ISIN: MEETING DATE: 31-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JEAN-LOU CHAMEAU Mgmt For For 2 MERLIN E. DEWING Mgmt For For 3 SIDNEY W. EMERY, JR. Mgmt For For 4 BRENDAN C. HEGARTY Mgmt For For 5 LOIS M. MARTIN Mgmt For For 6 BARB J. SAMARDZICH Mgmt For For 7 LINDA HALL WHITMAN Mgmt For For 02 TO ADOPT AND APPROVE THE MTS SYSTEMS Mgmt For For CORPORATION 2006 STOCK INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 172 of 260 UNASSIGNED MUELLER INDUSTRIES, INC. SECURITY: 624756102 AGENDA NUMBER: 932467132 TICKER: MLI MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ALEXANDER P. FEDERBUSH Mgmt For For 2 GENNARO J. FULVIO Mgmt For For 3 GARY S. GLADSTEIN Mgmt For For 4 TERRY HERMANSON Mgmt For For 5 ROBERT B. HODES Mgmt For For 6 HARVEY L. KARP Mgmt For For 7 WILLIAM D. O'HAGAN Mgmt For For 02 APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For THE COMPANY S 2002 STOCK OPTION PLAN. 03 APPROVE THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT AUDITORS OF THE COMPANY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 173 of 260 UNASSIGNED MULTI-FINELINE ELECTRONIX, INC. SECURITY: 62541B101 AGENDA NUMBER: 932435983 TICKER: MFLX MEETING TYPE: Annual ISIN: MEETING DATE: 21-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD J. DADAMO Mgmt For For 2 CHOON SENG TAN Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 APPROVAL OF THE AMENDMENT AND Mgmt For For RESTATEMENT OF THE 2004 STOCK INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 174 of 260 UNASSIGNED MWI VETERINARY SUPPLY, INC. SECURITY: 55402X105 AGENDA NUMBER: 932429978 TICKER: MWIV MEETING TYPE: Annual ISIN: MEETING DATE: 09-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES F. CLEARY, JR. Mgmt Withheld Against 2 KEITH E. ALESSI Mgmt Withheld Against 3 BRUCE C. BRUCKMANN Mgmt Withheld Against 4 JOHN F. MCNAMARA Mgmt For For 5 ROBERT N. REBHOLTZ Mgmt Withheld Against 02 RATIFICATION OF APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANT
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 175 of 260 UNASSIGNED NETFLIX, INC. SECURITY: 64110L106 AGENDA NUMBER: 932491791 TICKER: NFLX MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD BARTON Mgmt For For 02 TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006. 03 TO APPROVE THE COMPANY S AMENDED Mgmt For For AND RESTATED 2002 STOCK PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 176 of 260 UNASSIGNED NEUSTAR, INC. SECURITY: 64126X201 AGENDA NUMBER: 932512393 TICKER: NSR MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ANDRE DAHAN Mgmt For For 2 ROSS IRELAND Mgmt For For 3 PAMELA JOSEPH Mgmt For For 02 RATIFICATION OF ERNST & YOUNG LLP Mgmt For For AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 177 of 260 UNASSIGNED NOBLE INTERNATIONAL, LTD. SECURITY: 655053106 AGENDA NUMBER: 932511175 TICKER: NOBL MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT J. SKANDALARIS Mgmt For For 2 MARK T. BEHRMAN Mgmt For For 3 VAN E. CONWAY Mgmt For For 4 FRED L. HUBACKER Mgmt For For 5 THOMAS E. SAELI Mgmt For For 6 LARRY R. WENDLING Mgmt For For 7 JOSEPH C. DAY Mgmt For For 02 PROPOSED AMENDMENT TO THE Mgmt For For CERTIFICATE OF INCORPORATION
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 178 of 260 UNASSIGNED NORDSON CORPORATION SECURITY: 655663102 AGENDA NUMBER: 932434272 TICKER: NDSN MEETING TYPE: Annual ISIN: MEETING DATE: 21-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM P. MADAR Mgmt For For 2 WILLIAM W. COLVILLE Mgmt For For 3 EDWARD P. CAMPBELL Mgmt For For 4 DR. DAVID W. IGNAT Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 179 of 260 UNASSIGNED NOVATEL INC. SECURITY: 669954109 AGENDA NUMBER: 932375745 TICKER: NGPS MEETING TYPE: Annual ISIN: MEETING DATE: 29-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PATRICK C. FENTON Mgmt For For 2 WERNER GARTNER Mgmt For For 3 ROBERT J. IVERACH Mgmt For For 4 JONATHAN W. LADD Mgmt For For 5 RICHARD D. ORMAN Mgmt For For 6 JOEL A. SCHLEICHER Mgmt For For 7 CHARLES R. TRIMBLE Mgmt For For 8 DAVID E. VAUGHN Mgmt Withheld Against 02 TO APPOINT DELOITTE & TOUCHE LLP AS Mgmt For For THE AUDITORS OF NOVATEL.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 180 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO APPROVE THE AMENDMENTS TO THE Mgmt Against Against NOVATEL INC. EMPLOYEE STOCK OPTION PLAN, INCLUDING THE INCREASE IN THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE THEREUNDER BY 335,000, AS FURTHER SET OUT IN THE PROXY STATEMENT. 04 TO APPROVE THE AMENDMENTS TO THE Mgmt Against Against NOVATEL INC. DIRECTORS STOCK OPTION PLAN, INCLUDING THE INCREASE IN THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE THEREUNDER BY 45,000, AS FURTHER SET OUT IN THE PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 181 of 260 UNASSIGNED NPS PHARMACEUTICALS, INC. SECURITY: 62936P103 AGENDA NUMBER: 932474973 TICKER: NPSP MEETING TYPE:Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL W. BONNEY Mgmt For For 2 N. ANTHONY COLES Mgmt For For 3 SANTO J. COSTA Mgmt For For 4 JAMES G. GRONINGER Mgmt For For 5 HUNTER JACKSON Mgmt For For 6 JOSEPH KLEIN III Mgmt For For 7 DONALD E. KUHLA Mgmt For For 8 RACHEL R. SELISKER Mgmt For For 9 CALVIN R. STILLER Mgmt For For 10 PETER G. TOMBROS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 182 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF NPS FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 183 of 260 UNASSIGNED NS GROUP, INC. SECURITY: 628916108 AGENDA NUMBER: 932467928 TICKER: NSS MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CLIFFORD R. BORLAND Mgmt For For 2 DAVID A.B. BROWN Mgmt For For 3 PATRICK J.B. DONNELLY Mgmt For For 4 GEORGE A. HELLAND, JR. Mgmt For For 5 RENE J. ROBICHAUD Mgmt For For 6 JOHN F. SCHWARZ Mgmt For For 02 RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 184 of 260 UNASSIGNED NU SKIN ENTERPRISES, INC. SECURITY: 67018T105 AGENDA NUMBER: 932512165 TICKER: NUS MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BLAKE M. RONEY Mgmt Withheld Against 2 M. TRUMAN HUNT Mgmt Withheld Against 3 SANDRA N. TILLOTSON Mgmt Withheld Against 4 E.J. "JAKE" GARN Mgmt Withheld Against 5 PAULA F. HAWKINS Mgmt For For 6 DANIEL W. CAMPBELL Mgmt Withheld Against 7 ANDREW D. LIPMAN Mgmt Withheld Against 8 JOSE FERREIRA, JR. Mgmt Withheld Against 9 D. ALLEN ANDERSEN Mgmt Withheld Against 10 PATRICIA NEGRON Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 185 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO APPROVE THE 2006 STOCK INCENTIVE Mgmt For For PLAN. 03 TO APPROVE THE 2006 SENIOR EXECUTIVE Mgmt For For INCENTIVE PLAN. 04 TO RATIFY THE SELECTION OF Mgmt Against Against PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 186 of 260 UNASSIGNED ONYX PHARMACEUTICALS, INC. SECURITY: 683399109 AGENDA NUMBER: 932510414 TICKER: ONXX MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PAUL GODDARD, PH.D. Mgmt For For 2 A.J. GRILLO-LOPEZ, M.D. Mgmt For For 3 WENDELL WIERENGA, PH.D. Mgmt For For 02 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK FROM 50,000,000 TO 100,000,000 SHARES. 03 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THAT PLAN BY 75,000 SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 187 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 188 of 260 UNASSIGNED OSI PHARMACEUTICALS, INC. SECURITY: 671040103 AGENDA NUMBER: 932527635 TICKER: OSIP MEETING TYPE: Annual ISIN: MEETING DATE: 14-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT A. INGRAM Mgmt Withheld Against 2 COLIN GODDARD, PH.D. Mgmt Withheld Against 3 G. MORGAN BROWNE Mgmt Withheld Against 4 SANTO J. COSTA Mgmt Withheld Against 5 DARYL K. GRANNER, M.D. Mgmt Withheld Against 6 JOSEPH KLEIN, III Mgmt Withheld Against 7 W.M. LOVENBERG, PH.D. Mgmt Withheld Against 8 VIREN MEHTA Mgmt Withheld Against 9 DAVID W. NIEMIEC Mgmt Withheld Against 10 HERBERT PINEDO, MD, PHD Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 189 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 SIR MARK RICHMOND, PHD Mgmt Withheld Against 12 KATHARINE B. STEVENSON Mgmt Withheld Against 13 JOHN P. WHITE Mgmt Withheld Against 02 PROPOSAL TO AMEND THE OSI Mgmt For For PHARMACEUTICALS, INC. SECOND AMENDED AND RESTATED BYLAWS TO PERMIT STOCKHOLDERS UNDER CERTAIN CIRCUMSTANCES TO CALL SPECIAL MEETINGS. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 190 of 260 UNASSIGNED PALOMAR MEDICAL TECHNOLOGIES, INC. SECURITY: 697529303 AGENDA NUMBER: 932463918 TICKER: PMTI MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOSEPH P. CARUSO Mgmt For For 2 JEANNE COHANE Mgmt For For 3 NICHOLAS P. ECONOMOU Mgmt For For 4 JAMES G. MARTIN Mgmt For For 5 A. NEIL PAPPALARDO Mgmt For For 6 LOUIS P. VALENTE Mgmt For For 02 TO RATIFY ERNST & YOUNG LLP AS THE Mgmt For For COMPANY S INDEPENDENT AUDITORS FOR FISCAL 2006. 03 TO APPROVE THE 2006 STOCK INCENTIVE Mgmt Against Against PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 191 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Against Against PROPERLY COME BEFORE THE MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 192 of 260 UNASSIGNED PANACOS PHARMACEUTICALS, INC. SECURITY: 69811Q106 AGENDA NUMBER: 932531696 TICKER: PANC MEETING TYPE: Annual ISIN: MEETING DATE: 22-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MR. HAYWARD-SURRY Mgmt For For 2 MR. FLETCHER Mgmt For For 3 DR. HOOPER Mgmt For For 02 TO APPROVE THE AMENDMENT AND RESTATEMENT Mgmt For For OF OUR 2005 SUPPLEMENTAL EQUITY COMPENSATION PLAN. 03 TO APPROVE THE AMENDMENT AND RESTATEMENT Mgmt For For OF OUR AMENDED AND RESTATED 1998 EMPLOYEE STOCK PURCHASE PLAN. 04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 193 of 260 UNASSIGNED PANERA BREAD COMPANY SECURITY: 69840W108 AGENDA NUMBER: 932492870 TICKER: PNRA MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DOMENIC COLASACCO Mgmt For For 2 THOMAS E. LYNCH Mgmt For For 02 ADOPTION OF THE COMPANY S 2006 STOCK Mgmt For For INCENTIVE PLAN. 03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 26, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 194 of 260 UNASSIGNED PEROT SYSTEMS CORPORATION SECURITY: 714265105 AGENDA NUMBER: 932463095 TICKER: PER MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROSS PEROT Mgmt Withheld Against 2 ROSS PEROT, JR. Mgmt For For 3 PETER A. ALTABEF Mgmt For For 4 STEVEN BLASNIK Mgmt For For 5 JOHN S.T. GALLAGHER Mgmt For For 6 CARL HAHN Mgmt For For 7 DESOTO JORDAN Mgmt Withheld Against 8 THOMAS MEURER Mgmt For For 9 CECIL H. MOORE, JR. Mgmt For For 10 ANTHONY J. PRINCIPI Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 195 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 ANUROOP (TONY) SINGH Mgmt For For 02 APPROVAL OF THE 2006 NON-EMPLOYEE Mgmt Against Against DIRECTOR EQUITY COMPENSATION PLAN AND THE RESERVATION OF SHARES TO BE ISSUED UNDER THE PLAN. 03 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 196 of 260 UNASSIGNED PETROQUEST ENERGY, INC. SECURITY: 716748108 AGENDA NUMBER: 932486461 TICKER: PQ MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CHARLES T. GOODSON Mgmt For For 2 WILLIAM W. RUCKS, IV Mgmt For For 3 MICHAEL O. ALDRIDGE Mgmt For For 4 E. WAYNE NORDBERG Mgmt For For 5 MICHAEL L. FINCH Mgmt For For 6 W.J. GORDON, III Mgmt For For 7 C.F. MITCHELL, II, M.D. Mgmt For For 02 VOTE TO ADOPT THE AMENDED AND RESTATED Mgmt For For 1998 INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 197 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2006. 04 IN THEIR DISCRETION, UPON SUCH OTHER Mgmt Against Against MATTERS AS MAY PROPERLY COME BEFORE THE MEETING; HEREBY REVOKING ANY PROXY OR PROXIES HERETOFORE GIVEN BY THE UNDERSIGNED.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 198 of 260 UNASSIGNED PHOTRONICS, INC. SECURITY: 719405102 AGENDA NUMBER: 932442306 TICKER: PLAB MEETING TYPE: Annual ISIN: MEETING DATE: 04-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WALTER M. FIEDEROWICZ Mgmt For For 2 JOSEPH A. FIORITA, JR. Mgmt For For 3 MICHAEL J. LUTTATI Mgmt Withheld Against 4 C.S. MACRICOSTAS Mgmt For For 5 GEORGE C. MACRICOSTAS Mgmt Withheld Against 6 WILLEM D. MARIS Mgmt For For 7 MITCHELL G. TYSON Mgmt For For 02 TO RATIFY SELECTION OF DELOITTE & TOUCHE Mgmt For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 29, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 199 of 260 UNASSIGNED PORTALPLAYER, INC. SECURITY: 736187204 AGENDA NUMBER: 932518105 TICKER: PLAY MEETING TYPE: Annual ISIN: MEETING DATE: 09-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD L. SANQUINI Mgmt Withheld Against 2 GARY JOHNSON Mgmt For For 3 WILLIAM J. DALLY Mgmt For For 4 HENRY T. DENERO Mgmt For For 5 ROBERT A. GUNST Mgmt For For 6 TOMAS ISAKSSON Mgmt For For 7 SHAHAN D. SOGHIKIAN Mgmt For For 8 JAMES L. WHIMS Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 200 of 260 UNASSIGNED PREMIERE GLOBAL SERVICES, INC. SECURITY: 740585104 AGENDA NUMBER: 932482754 TICKER: PGI MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BOLAND T. JONES Mgmt For For 2 JEFFREY T. ARNOLD Mgmt For For 3 JOHN R. HARRIS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 201 of 260 UNASSIGNED QAD INC. SECURITY: 74727D108 AGENDA NUMBER: 932538400 TICKER: QADI MEETING TYPE: Annual ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KARL F. LOPKER Mgmt For For 2 PAMELA M. LOPKER Mgmt For For 3 PETER R. VAN CUYLENBURG Mgmt For For 4 A. BARRY PATMORE Mgmt For For 5 SCOTT J. ADELSON Mgmt For For 02 THE PROPOSAL TO APPROVE THE QAD INC. Mgmt For For 2006 STOCK INCENTIVE PROGRAM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 202 of 260 UNASSIGNED QUEST SOFTWARE, INC. SECURITY: 74834T103 AGENDA NUMBER: 932379058 TICKER: QSFT MEETING TYPE: Annual ISIN: MEETING DATE: 02-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 VINCENT C. SMITH Mgmt For For 2 JERRY MURDOCK, JR. Mgmt For For 3 RAYMOND J. LANE Mgmt For For 4 AUGUSTINE L. NIETO II Mgmt For For 5 KEVIN M. KLAUSMEYER Mgmt For For 6 PAUL SALLABERRY Mgmt For For 02 TO APPROVE AN AMENDMENT TO OUR ARTICLES Mgmt For For OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK BY 50,000,000 SHARES, FROM 150,000,000 TO 200,000,000 SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 203 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 204 of 260 UNASSIGNED QUIDEL CORPORATION SECURITY: 74838J101 AGENDA NUMBER: 932492818 TICKER: QDEL MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2006. 02 DIRECTOR 1 THOMAS D. BROWN Mgmt For For 2 RODNEY F. DAMMEYER Mgmt For For 3 D.S. HARRINGTON, M.D. Mgmt For For 4 CAREN L. MASON Mgmt For For 5 M.L. POLAN, MD,PHD,MPH Mgmt For For 6 MARK A. PULIDO Mgmt For For 7 JACK W. SCHULER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 205 of 260 UNASSIGNED REGENERON PHARMACEUTICALS, INC. SECURITY: 75886F107 AGENDA NUMBER: 932525542 TICKER: REGN MEETING TYPE: Annual ISIN: MEETING DATE: 09-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CHARLES A. BAKER Mgmt For For 2 MICHAEL S. BROWN, M.D. Mgmt For For 3 ARTHUR F. RYAN Mgmt For For 4 GEORGE L. SING Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 206 of 260 UNASSIGNED REGENT COMMUNICATIONS, INC. SECURITY: 758865109 AGENDA NUMBER: 932488059 TICKER: RGCI MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 A.J. ARMSTRONG, JR. Mgmt For For 2 WILLIAM H. INGRAM Mgmt For For 3 ANDREW L. LEWIS, IV Mgmt For For 4 TIMOTHY M. MOONEY Mgmt For For 5 WILLIAM L. STAKELIN Mgmt For For 6 WILLIAM P. SUTTER, JR. Mgmt For For 7 JOHN H. WYANT Mgmt For For 02 PROPOSAL TO APPROVE THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP TO SERVE AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 207 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 PROPOSAL TO APPROVE AND ADOPT THE REGENT Mgmt For For COMMUNICATIONS, INC. 2006 DIRECTORS EQUITY COMPENSATION PLAN, INCLUDING THE ISSUANCE OF UP TO 250,000 SHARES THEREUNDER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 208 of 260 UNASSIGNED RENT-WAY, INC. SECURITY: 76009U104 AGENDA NUMBER: 932435832 TICKER: RWY MEETING TYPE: Annual ISIN: MEETING DATE: 08-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM LERNER Mgmt For For 2 MARC W. JOSEFFER Mgmt For For 3 JACQUELINE E. WOODS Mgmt For For 02 APPROVE THE COMPANY S 2006 EQUITY Mgmt For For INCENTIVE PLAN. 03 RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 209 of 260 UNASSIGNED RIGEL PHARMACEUTICALS, INC. SECURITY: 766559603 AGENDA NUMBER: 932519664 TICKER: RIGL MEETING TYPE: Annual ISIN: MEETING DATE: 30-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES M. GOWER Mgmt For For 2 GARY A. LYONS Mgmt For For 3 DONALD G. PAYAN Mgmt For For 02 TO APPROVE THE COMPANY S 2000 Mgmt For For EQUITY INCENTIVE PLAN, AS AMENDED, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. 03 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 210 of 260 UNASSIGNED ROTECH HEALTHCARE INC. SECURITY: 778669101 AGENDA NUMBER: 932391977 TICKER: ROHI MEETING TYPE: Annual ISIN: MEETING DATE: 27-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ARTHUR J. REIMERS Mgmt Withheld Against 2 PHILIP L. CARTER Mgmt For For 3 BARBARA B. HILL Mgmt For For 4 EDWARD L. KUNTZ Mgmt For For 5 WILLIAM J. MERCER Mgmt For For 6 ARTHUR SIEGEL Mgmt For For 02 RATIFICATION AND APPROVAL OF THE Mgmt Against Against ROTECH HEALTHCARE INC. SENIOR MANAGEMENT INCENTIVE PLAN (2005- 2007). 03 RATIFICATION AND APPROVAL OF THE Mgmt For For ROTECH HEALTHCARE INC. NONEMPLOYEE DIRECTOR RESTRICTED STOCK PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 211 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 212 of 260 UNASSIGNED SALIX PHARMACEUTICALS, LTD. SECURITY: 795435106 AGENDA NUMBER: 932392246 TICKER: SLXP MEETING TYPE: Special ISIN: MEETING DATE: 30-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO APPROVE THE ISSUANCE OF SALIX Mgmt For For PHARMACEUTICALS, LTD. COMMON STOCK IN THE MERGER OF METAL ACQUISITION CORP, A WHOLLY OWNED SUBSIDIARY OF SALIX PHARMACEUTICALS, LTD., WITH AND INTO INKINE PHARMACEUTICAL COMPANY, INC.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 213 of 260 UNASSIGNED SALIX PHARMACEUTICALS, LTD. SECURITY: 795435106 AGENDA NUMBER: 932524235 TICKER: SLXP MEETING TYPE: Annual ISIN: MEETING DATE: 15-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN F. CHAPPELL Mgmt For For 2 THOMAS W. D'ALONZO Mgmt For For 3 RICHARD A. FRANCO, SR. Mgmt For For 4 WILLIAM HARRAL III Mgmt For For 5 WILLIAM P. KEANE Mgmt For For 6 CAROLYN J. LOGAN Mgmt For For 02 TO APPROVE THE AMENDMENT OF THE Mgmt For For 2005 STOCK PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 214 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 PROPOSAL TO RATIFY THE Mgmt For For APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 215 of 260 UNASSIGNED SCOTTISH RE GROUP LIMITED SECURITY: G7885T104 AGENDA NUMBER: 932478983 TICKER: SCT MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL AUSTIN Mgmt For For 2 LORD NORMAN LAMONT Mgmt For For 3 GLENN SCHAFER Mgmt For For 4 SCOTT WILLKOMM Mgmt For For 02 RATIFICATION OF ERNST & YOUNG LLP Mgmt For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 216 of 260 UNASSIGNED SEITEL, INC. SECURITY: 816074405 AGENDA NUMBER: 932486536 TICKER: SELA MEETING TYPE: Annual ISIN: MEETING DATE: 15-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 NED S. HOLMES Mgmt For For 2 CHARLES H. MOUQUIN Mgmt For For 3 GREGORY P. SPIVY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 217 of 260 UNASSIGNED SELECT COMFORT CORPORATION SECURITY: 81616X103 AGENDA NUMBER: 932476523 TICKER: SCSS MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CHRISTINE M. DAY Mgmt For For 2 STEPHEN L. GULIS, JR. Mgmt For For 3 ERVIN R. SHAMES Mgmt For For 02 PROPOSAL TO APPROVE THE MATERIAL Mgmt For For TERMS OF THE PERFORMANCE GOALS UNDER THE SELECT COMFORT CORPORATION EXECUTIVE AND KEY EMPLOYEE INCENTIVE PLAN. 03 PROPOSAL TO APPROVE THE SELECT Mgmt For For COMFORT CORPORATION NON- EMPLOYEE DIRECTOR EQUITY PLAN. 04 PROPOSAL TO RATIFY THE Mgmt For For APPOINTMENT OF KPMG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 30, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 218 of 260 UNASSIGNED SEMTECH CORPORATION SECURITY: 816850101 AGENDA NUMBER: 932531646 TICKER: SMTC MEETING TYPE: Annual ISIN: MEETING DATE: 15-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GLEN M. ANTLE Mgmt For For 2 JAMES P. BURRA Mgmt For For 3 ROCKELL N. HANKIN Mgmt For For 4 JAMES T. LINDSTROM Mgmt For For 5 MOHAN R. MAHESWARAN Mgmt For For 6 JOHN L. PIOTROWSKI Mgmt For For 7 JOHN D. POE Mgmt For For 8 JAMES T. SCHRAITH Mgmt For For 02 PROPOSAL TO RATIFY THE SELECTION Mgmt For For OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR THE CURRENT FISCAL YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 219 of 260 UNASSIGNED SERENA SOFTWARE, INC. SECURITY: 817492101 AGENDA NUMBER: 932438939 TICKER: SRNA MEETING TYPE: Special ISIN: MEETING DATE: 09-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO ADOPT THE AGREEMENT AND PLAN Mgmt For For OF MERGER, DATED AS OF NOVEMBER 11, 2005, BETWEEN SERENA SOFTWARE, INC. AND SPYGLASS MERGER CORP. 02 TO APPROVE THE ADJOURNMENT OF Mgmt Against Against THE MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE PROPOSAL 1.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 220 of 260 UNASSIGNED SIERRA HEALTH SERVICES, INC. SECURITY: 826322109 AGENDA NUMBER: 932492692 TICKER: SIE MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ALBERT L. GREENE Mgmt For For 2 ERIN E. MACDONALD Mgmt For For 3 CHARLES L. RUTHE Mgmt For For 02 TO APPROVE THE AMENDED AND Mgmt For For RESTATED SIERRA HEALTH SERVICES, INC. 1995 NON-EMPLOYEE DIRECTORS STOCK PLAN. 03 TO RATIFY THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 221 of 260 UNASSIGNED SIERRA PACIFIC RESOURCES SECURITY: 826428104 AGENDA NUMBER: 932474581 TICKER: SRP MEETING TYPE: Annual ISIN: MEETING DATE: 01-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MARY LEE COLEMAN Mgmt For For 2 T.J. DAY Mgmt For For 3 JERRY E. HERBST Mgmt For For 4 DONALD D. SNYDER Mgmt For For 02 TO APPROVE THE AMENDMENT TO Mgmt For For THE RESTATED ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK FROM 250,000,000 TO 350,000,000.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 222 of 260 UNASSIGNED SIGMATEL, INC. SECURITY: 82661W107 AGENDA NUMBER: 932460671 TICKER: SGTL MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN A. HIME Mgmt For For 2 KENNETH P. LAWLER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 223 of 260 UNASSIGNED SKECHERS U.S.A., INC. SECURITY: 830566105 AGENDA NUMBER: 932517963 TICKER: SKX MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT GREENBERG Mgmt Withheld Against 2 MORTON D. ERLICH Mgmt For For 02 APPROVE THE COMPANY S 2006 Mgmt For For ANNUAL INCENTIVE COMPENSATION PLAN. 03 RATIFY THE APPOINTMENT OF KPMG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 224 of 260 UNASSIGNED ST. MARY LAND & EXPLORATION COMPANY SECURITY: 792228108 AGENDA NUMBER: 932483617 TICKER: SM MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BARBARA M. BAUMANN Mgmt For For 2 LARRY W. BICKLE Mgmt For For 3 THOMAS E. CONGDON Mgmt For For 4 WILLIAM J. GARDINER Mgmt For For 5 MARK A. HELLERSTEIN Mgmt For For 6 JOHN M. SEIDL Mgmt For For 7 WILLIAM D. SULLIVAN Mgmt For For 02 THE PROPOSAL TO APPROVE THE Mgmt Against Against 2006 EQUITY INCENTIVE COMPENSATION PLAN TO SUCCEED THE ST. MARY LAND & EXPLORATION COMPANY: STOCK OPTION PLAN, INCENTIVE STOCK OPTION PLAN, RESTRICTED STOCK PLAN, AND THE ST. MARY LAND & EXPLORATION COMPANY NON-EMPLOYEE DIRECTOR STOCK
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 225 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- COMPENSATION PLAN; AND INCREASE THE NUMBER OF SHARES OF STOCK AVAILABLE FOR ISSUANCE TO EMPLOYEES. 03 THE PROPOSAL TO RATIFY THE Mgmt For For APPOINTMENT BY THE AUDIT COMMITTEE OF DELOITTE & TOUCHE, LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 226 of 260 UNASSIGNED STANDARD PACIFIC CORP. SECURITY: 85375C101 AGENDA NUMBER: 932474214 TICKER: SPF MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL C. CORTNEY Mgmt For For 2 RONALD R. FOELL Mgmt For For 3 JEFFREY V. PETERSON Mgmt For For 02 APPROVAL OF THE STOCKHOLDER Shr Against For PROPOSAL REGARDING ENERGY EFFICIENCY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 227 of 260 UNASSIGNED STANLEY FURNITURE COMPANY, INC. SECURITY: 854305208 AGENDA NUMBER: 932454503 TICKER: STLY MEETING TYPE: Annual ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MICHAEL P. HALEY Mgmt For For 2 ALBERT L. PRILLAMAN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 228 of 260 UNASSIGNED STERIS CORPORATION SECURITY: 859152100 AGENDA NUMBER: 932374084 TICKER: STE MEETING TYPE: Annual ISIN: MEETING DATE: 29-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CYNTHIA L. FELDMANN Mgmt For For 2 STEPHEN R. HARDIS Mgmt For For 3 JACQUELINE B. KOSECOFF Mgmt For For 4 RAYMOND A. LANCASTER Mgmt For For 5 J.B. RICHEY Mgmt For For 6 MOHSEN M. SOHI Mgmt For For 7 LES C. VINNEY Mgmt For For 8 MICHAEL B. WOOD Mgmt For For 02 APPROVAL OF THE STERIS Mgmt For For CORPORATION SENIOR EXECUTIVE MANAGEMENT INCENTIVE COMPENSATION PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 229 of 260 UNASSIGNED STRATEGIC HOTELS & RESORTS INC. SECURITY: 86272T106 AGENDA NUMBER: 932495179 TICKER: BEE MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT P. BOWEN Mgmt For For 2 MICHAEL W. BRENNAN Mgmt For For 3 EDWARD C. COPPOLA Mgmt For For 4 JOHN C. DETERDING Mgmt For For 5 RICHARD L. FISHER Mgmt For For 6 LAURENCE S. GELLER Mgmt For For 7 DAVID M.C. MICHELS Mgmt For For 8 WILLIAM A. PREZANT Mgmt For For 02 RATIFICATION OF THE APPOINTMENT Mgmt For For OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 230 of 260 UNASSIGNED SUN HYDRAULICS CORPORATION SECURITY: 866942105 AGENDA NUMBER: 932525631 TICKER: SNHY MEETING TYPE: Annual ISIN: MEETING DATE: 13-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ALLEN J. CARLSON Mgmt Withheld Against 2 JOHN S. KAHLER Mgmt Withheld Against 3 ROBERT E. KOSKI Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 231 of 260 UNASSIGNED SURMODICS, INC. SECURITY: 868873100 AGENDA NUMBER: 932423243 TICKER: SRDX MEETING TYPE: Annual ISIN: MEETING DATE: 30-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 SET THE NUMBER OF DIRECTORS AT Mgmt For For NINE (9). 02 DIRECTOR 1 BRUCE J BARCLAY Mgmt For For 2 JOSE H. BEDOYA Mgmt For For 3 JOHN A. MESLOW Mgmt For For 03 TO APPROVE AMENDMENT AND Mgmt For For RESTATEMENT OF THE COMPANY S 2003 EQUITY INCENTIVE PLAN TO PROVIDE FOR ADDITIONAL FORMS OF AWARDS UNDER THE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 232 of 260 UNASSIGNED SWIFT ENERGY COMPANY SECURITY: 870738101 AGENDA NUMBER: 932465594 TICKER: SFY MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CLYDE W. SMITH, JR.* Mgmt For For 2 TERRY E. SWIFT* Mgmt For For 3 CHARLES J. SWINDELLS* Mgmt For For 4 RAYMOND E. GALVIN** Mgmt For For 02 APPROVAL TO AMEND THE SWIFT Mgmt For For ENERGY COMPANY 2005 STOCK COMPENSATION PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR AWARDS. 03 RATIFICATION OF SELECTION OF ERNST Mgmt For For & YOUNG LLP AS SWIFT ENERGY COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 233 of 260 UNASSIGNED SYBASE, INC. SECURITY: 871130100 AGENDA NUMBER: 932515717 TICKER: SY MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD C. ALBERDING Mgmt For For 2 JACK E. SUM Mgmt For For 3 LINDA K. YATES Mgmt For For 02 RATIFICATION OF ERNST & YOUNG LLP Mgmt For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006 03 STOCKHOLDER PROPOSAL TO Shr For Against REORGANIZE THE BOARD OF DIRECTORS INTO A SINGLE CLASS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 234 of 260 UNASSIGNED TAYLOR CAPITAL GROUP, INC. SECURITY: 876851106 AGENDA NUMBER: 932525807 TICKER: TAYC MEETING TYPE: Annual ISIN: MEETING DATE: 15-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JEFFREY W. TAYLOR Mgmt For For 2 BRUCE W. TAYLOR Mgmt Withheld Against 3 RONALD BLIWAS Mgmt For For 4 RONALD D. EMANUEL Mgmt For For 5 EDWARD MCGOWAN Mgmt For For 6 LOUISE O'SULLIVAN Mgmt For For 7 MELVIN E. PEARL Mgmt For For 8 SHEPHERD G. PRYOR, IV Mgmt For For 9 RICHARD W. TINBERG Mgmt For For 10 MARK L. YEAGER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 235 of 260 UNASSIGNED TELEDYNE TECHNOLOGIES INCORPORATED SECURITY: 879360105 AGENDA NUMBER: 932452852 TICKER: TDY MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 SIMON M. LORNE Mgmt For For 2 PAUL D. MILLER Mgmt For For 02 APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 236 of 260 UNASSIGNED TENNANT COMPANY SECURITY: 880345103 AGENDA NUMBER: 932463374 TICKER: TNC MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JEFFREY A. BALAGNA Mgmt For For 2 EDWIN L. RUSSELL Mgmt For For 3 STEVEN A. SONNENBERG Mgmt For For 02 TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY. 03 TO APPROVE THE AMENDED AND Mgmt For For RESTATED 1999 STOCK INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 237 of 260 UNASSIGNED TEXAS INDUSTRIES, INC. SECURITY: 882491103 AGENDA NUMBER: 932391701 TICKER: TXI MEETING TYPE: Annual ISIN: MEETING DATE: 18-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT ALPERT Mgmt For For 2 SAM COATS Mgmt For For 3 THOMAS R. RANSDELL Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 238 of 260 UNASSIGNED THE ADVISORY BOARD COMPANY SECURITY: 00762W107 AGENDA NUMBER: 932407667 TICKER: ABCO MEETING TYPE: Annual ISIN: MEETING DATE: 15-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR T 1 MARC N. CASPER Mgmt For For 2 KELT KINDICK Mgmt For For 3 JOSEPH E. LAIRD, JR. Mgmt For For 4 MARK R. NEAMAN Mgmt For For 5 LEON D. SHAPIRO Mgmt For For 6 FRANK J. WILLIAMS Mgmt For For 7 LEANNE M. ZUMWALT Mgmt For For 02 APPROVE THE 2005 STOCK INCENTIVE PLAN Mgmt For For T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 239 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT REGISTERED ACCOUNTANT FOR THE YEAR ENDING MARCH 31, 2006 T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 240 of 260 UNASSIGNED THE BISYS GROUP, INC. SECURITY: 055472104 AGENDA NUMBER: 932532080 TICKER: BSG MEETING TYPE: Annual ISIN: MEETING DATE: 13-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT J. CASALE Mgmt For For 2 DENIS A. BOVIN Mgmt For For 3 THOMAS A. COOPER Mgmt For For 4 DONI L. FORDYCE Mgmt For For 5 RUSSELL P. FRADIN Mgmt For For 6 RICHARD J. HAVILAND Mgmt For For 7 JOSEPH J. MELONE Mgmt For For 02 THE PROPOSAL TO APPROVE THE Mgmt For For COMPANY S 2006 EMPLOYEE STOCK PURCHASE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 241 of 260
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 THE PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 242 of 260 UNASSIGNED THE MERIDIAN RESOURCE CORPORATION SECURITY: 58977Q109 AGENDA NUMBER: 932539298 TICKER: TMR MEETING TYPE: Annual ISIN: MEETING DATE: 21-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DAVID W. TAUBER Mgmt Withheld Against 2 JOHN B. SIMMONS Mgmt Withheld Against 02 APPROVAL OF THE MERIDIAN RESOURCE Mgmt For For CORPORATION 2006 NON-EMPLOYEE DIRECTORS INCENTIVE PLAN
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 243 of 260 UNASSIGNED THE STRIDE RITE CORPORATION SECURITY: 863314100 AGENDA NUMBER: 932445148 TICKER: SRR MEETING TYPE: Annual ISIN: MEETING DATE: 06-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DAVID M. CHAMBERLAIN Mgmt For For 2 SHIRA GOODMAN Mgmt For For 3 MYLES J. SLOSBERG Mgmt For For 02 PROPOSAL TO RATIFY SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 244 of 260 UNASSIGNED THE TALBOTS, INC. SECURITY: 874161102 AGENDA NUMBER: 932508053 TICKER: TLB MEETING TYPE: Annual ISIN: MEETING DATE: 25-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ARNOLD B. ZETCHER Mgmt Withheld Against 2 JOHN W. GLEESON Mgmt For For 3 TSUTOMU KAJITA Mgmt Withheld Against 4 MOTOYA OKADA Mgmt Withheld Against 5 GARY M. PFEIFFER Mgmt For For 6 YOSHIHIRO SANO Mgmt For For 7 SUSAN M. SWAIN Mgmt For For 8 ISAO TSURUTA Mgmt Withheld Against 02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2006 FISCAL YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 245 of 260 UNASSIGNED THE TIMKEN COMPANY SECURITY: 887389104 AGENDA NUMBER: 932448827 TICKER: TKR MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOSEPH W. RALSTON Mgmt For For 2 JOHN M. TIMKEN, JR. Mgmt For For 3 JACQUELINE F. WOODS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 246 of 260 UNASSIGNED THE TORO COMPANY SECURITY: 891092108 AGENDA NUMBER: 932435717 TICKER: TTC MEETING TYPE: Annual ISIN: MEETING DATE: 14-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J.K. COOPER Mgmt For For 2 G.W. STEINHAFEL Mgmt For For 02 APPROVE AMENDMENT OF THE TORO COMPANY Mgmt For For 2000 STOCK OPTION PLAN. 03 RATIFY SELECTION OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM. 04 TO TRANSACT ANY OTHER BUSINESS PROPERLY Mgmt For For BROUGHT BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT OF THE MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 247 of 260 UNASSIGNED THE TRIZETTO GROUP, INC. SECURITY: 896882107 AGENDA NUMBER: 932509649 TICKER: TZIX MEETING TYPE: Annual ISIN: MEETING DATE: 22-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PAUL F. LEFORT Mgmt For For 2 JERRY P. WIDMAN Mgmt For For 02 APPROVAL OF AMENDMENTS TO OUR 1998 Mgmt For For LONG-TERM INCENTIVE PLAN. 03 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 248 of 260 UNASSIGNED THQ INC. SECURITY: 872443403 AGENDA NUMBER: 932370341 TICKER: THQI MEETING TYPE: Annual ISIN: MEETING DATE: 19-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BRIAN J. FARRELL Mgmt For For 2 LAWRENCE BURSTEIN Mgmt For For 3 HENRY T. DENERO Mgmt For For 4 BRIAN P. DOUGHERTY Mgmt For For 5 JAMES L. WHIMS Mgmt For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE COMPANY S FISCAL YEAR ENDING MARCH 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 249 of 260 UNASSIGNED TITAN INTERNATIONAL, INC. SECURITY: 88830M102 AGENDA NUMBER: 932475115 TICKER: TWI MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ERWIN H. BILLIG Mgmt For For 2 ANTHONY L. SOAVE Mgmt For For 02 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM - TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP, AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 250 of 260 UNASSIGNED TRANSACTION SYSTEMS ARCHITECTS, INC. SECURITY: 893416107 AGENDA NUMBER: 932436264 TICKER: TSAI MEETING TYPE: Annual ISIN: MEETING DATE: 07-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROGER K. ALEXANDER Mgmt For For 2 JOHN D. CURTIS Mgmt For For 3 PHILIP G. HEASLEY Mgmt For For 4 JIM D. KEVER Mgmt For For 5 HARLAN F. SEYMOUR Mgmt For For 6 JOHN E. STOKELY Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For LLP AS INDEPENDENT AUDITORS OF THE COMPANY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 251 of 260 UNASSIGNED UNITED ONLINE, INC. SECURITY: 911268100 AGENDA NUMBER: 932482817 TICKER: UNTD MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES T. ARMSTRONG Mgmt For For 2 DENNIS HOLT Mgmt For For 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF UNITED ONLINE, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 IN ACCORDANCE WITH THE DISCRETION Mgmt Against Against OF THE PROXY HOLDERS, TO ACT UPON ALL MATTERS INCIDENT TO THE CONDUCT OF THE MEETING AND UPON OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 252 of 260 UNASSIGNED VARIAN SEMICONDUCTOR EQUIP. ASSOC., SECURITY: 922207105 AGENDA NUMBER: 932425033 TICKER: VSEA MEETING TYPE: Annual ISIN: MEETING DATE: 09-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GARY E. DICKERSON Mgmt For For 02 TO APPROVE OUR 2006 STOCK INCENTIVE Mgmt For For PLAN. 03 TO APPROVE OUR 2006 MANAGEMENT INCENTIVE Mgmt For For PLAN. 04 TO APPROVE AN AMENDMENT TO OUR EMPLOYEE Mgmt For For STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE THEREUNDER BY 500,000 SHARES. 05 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS VARIAN SEMICONDUCTOR S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING SEPTEMBER 29, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 253 of 260 UNASSIGNED VINTAGE PETROLEUM, INC. SECURITY: 927460105 AGENDA NUMBER: 932427241 TICKER: VPI MEETING TYPE: Special ISIN: MEETING DATE: 26-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 TO APPROVE AND ADOPT THE AGREEMENT AND Mgmt For For PLAN OF MERGER DATED AS OF OCTOBER 13, 2005, AMONG VINTAGE PETROLEUM, INC., OCCIDENTAL PETROLEUM CORPORATION AND OCCIDENTAL TRANSACTION 1, LLC, PROVIDING FOR THE MERGER OF VINTAGE INTO OCCIDENTAL TRANSACTION 1, LLC, A WHOLLY OWNED SUBSIDIARY OF OCCIDENTAL PETROLEUM CORPORATION. 02 TO APPROVE POSTPONEMENTS OR ADJOURNMENTS Mgmt Abstain Against OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 254 of 260 UNASSIGNED W & T OFFSHORE, INC. SECURITY: 92922P106 AGENDA NUMBER: 932499709 TICKER: WTI MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 TRACY W. KROHN Mgmt Withheld Against 2 JEROME F. FREEL Mgmt Withheld Against 3 JAMES L. LUIKART Mgmt For For 4 STUART B. KATZ Mgmt For For 5 VIRGINIA BOULET Mgmt Withheld Against 6 S. JAMES NELSON, JR. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 255 of 260 UNASSIGNED WATSON WYATT & COMPANY HOLDINGS SECURITY: 942712100 AGENDA NUMBER: 932372218 TICKER: WW MEETING TYPE: Special ISIN: MEETING DATE: 22-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- I APPROVAL OF A PROPOSAL TO ISSUE WATSON Mgmt For For WYATT & COMPANY HOLDINGS CLASS A COMMON STOCK IN CONNECTION WITH THE ACQUISITION OF ASSETS AND ASSUMPTION OF LIABILITIES FROM WATSON WYATT LLP. II DIRECTOR 1 C. RAMAMURTHY Mgmt For For III APPROVAL OF ADJOURNMENT(S) OR Mgmt For For POSTPONEMENT(S) OF THE SPECIAL MEETING, INCLUDING ADJOURNMENT(S) OR POSTPONEMENT(S) TO SOLICIT ADDITIONAL VOTES TO APPROVE THE ISSUANCE OF WATSON WYATT & COMPANY HOLDINGS CLASS A COMMON STOCK IN CONNECTION WITH THE ACQUISITION OF ASSETS AND ASSUMPTION OF LIABILITIES FROM WATSON WYATT LLP.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 256 of 260 UNASSIGNED WEBEX COMMUNICATIONS, INC. SECURITY 94767L109 AGENDA NUMBER: 932476763 TICKER: WEBX MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 SUBRAH IYAR Mgmt For For 02 PROPOSAL TO CONFIRM THE APPOINTMENT OF Mgmt For For KPMG LLP AS THE COMPANY S INDEPENDENT AUDITORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 257 of 260 UNASSIGNED WELLCARE HEALTH PLANS, INC. SECURITY: 94946T106 AGENDA NUMBER: 932519347 TICKER: WCG MEETING TYPE: Annual ISIN: MEETING DATE: 07-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ANDREW AGWUNOBI, M.D. Mgmt For For 2 R. JOSE KING-SHAW, JR. Mgmt For For 3 CHRISTIAN P. MICHALIK Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 258 of 260 UNASSIGNED WERNER ENTERPRISES, INC. SECURITY: 950755108 AGENDA NUMBER: 932481423 TICKER: WERN MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CLARENCE L. WERNER Mgmt For For 2 PATRICK J. JUNG Mgmt Withheld Against 3 DUANE K. SATHER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 259 of 260 UNASSIGNED WORLDSPACE, INC. SECURITY: 981579105 AGENDA NUMBER: 932485863 TICKER: WRSP MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KASSAHUN KEBEDE Mgmt For For 2 JAMES R. LARAMIE Mgmt For For 3 CHARLES MCC. MATHIAS Mgmt For For 02 TO RATIFY THE AUDIT COMMITTEE S Mgmt For For APPOINTMENT OF GRANT THORNTON LLP AS INDEPENDENT AUDITORS FOR THE COMPANY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 260 of 260 UNASSIGNED WRIGHT EXPRESS CORP. SECURITY: 98233Q105 AGENDA NUMBER: 932482831 TICKER: WXS MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JACK VANWOERKOM Mgmt Withheld Against 2 REGINA O. SOMMER Mgmt Withheld Against 02 PROPOSAL TO APPROVE THE WRIGHT EXPRESS Mgmt Abstain Against CORPORATION 2005 EQUITY AND INCENTIVE PLAN. 03 PROPOSAL TO RATIFY THE SELECTION OF Mgmt Abstain Against DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006.
Item 1. Proxy Voting Record Account Name: The Hartford Tax-Free Minnesota Fund There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2006 with respect to which the registrant excercised its voting rights. Page 1 Item 1. Proxy Voting Record Account Name: The Hartford Tax-Free National Fund There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2006 with respect to which the registrant excercised its voting rights. Page 1 Item 1. Proxy Voting Record Account Name: The Hartford US Government Securities Fund There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2006 with respect to which the registrant excercised its voting rights. Page 1 The Hartford Value Opportunities Fund MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 1 of 162 UNASSIGNED ACE LIMITED SECURITY: G0070K103 AGENDA NUMBER: 932501554 TICKER: ACE MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- A DIRECTOR 1 MICHAEL G. ATIEH Mgmt For For 2 MARY A. CIRILLO Mgmt For For 3 BRUCE L. CROCKETT Mgmt For For 4 THOMAS J. NEFF Mgmt For For 5 GARY M. STUART Mgmt For For B APPROVAL OF AMENDMENT TO ACE LIMITED Mgmt For For EMPLOYEE STOCK PURCHASE PLAN. C RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ACE LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 2 of 162 UNASSIGNED AIRTRAN HOLDINGS, INC. SECURITY: 00949P108 AGENDA NUMBER: 932497995 TICKER: AAI MEETING TYPE: Annual ISIN: MEETING DATE: 24-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOSEPH B. LEONARD Mgmt For For 2 LEWIS H. JORDAN Mgmt For For 3 DON L. CHAPMAN Mgmt For For 02 TO AMEND THE COMPANY S 2002 FIRST Mgmt For For AMENDED AND RESTATED LONG-TERM INCENTIVE COMPENSATION PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 3 of 162 UNASSIGNED ALBEMARLE CORPORATION SECURITY: 012653101 AGENDA NUMBER: 932458816 TICKER: ALB MEETING TYPE: Annual ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J. ALFRED BROADDUS, JR. Mgmt For For 2 FLOYD D. GOTTWALD, JR. Mgmt For For 3 JOHN D. GOTTWALD Mgmt For For 4 WILLIAM M. GOTTWALD Mgmt For For 5 R. WILLIAM IDE III Mgmt For For 6 RICHARD L. MORRILL Mgmt For For 7 SEYMOUR S. PRESTON III Mgmt For For 8 MARK C. ROHR Mgmt For For 9 JOHN SHERMAN, JR. Mgmt For For 10 CHARLES E. STEWART Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 4 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 ANNE MARIE WHITTEMORE Mgmt For For 02 THE PROPOSAL TO APPROVE THE 2006 STOCK Mgmt For For COMPENSATION PLAN FOR NON- EMPLOYEE DIRECTORS OF ALBEMARLE CORPORATION. 03 THE PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 5 of 162 UNASSIGNED ALCOA INC. SECURITY:013817101 AGENDA NUMBER: 932445085 TICKER: AA MEETING TYPE: Annual ISIN: MEETING DATE: 21-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KATHRYN S. FULLER Mgmt For For 2 JUDITH M. GUERON Mgmt For For 3 ERNESTO ZEDILLO Mgmt For For 02 PROPOSAL TO RATIFY THE INDEPENDENT Mgmt For For AUDITOR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 6 of 162 UNASSIGNED AMBAC FINANCIAL GROUP, INC. SECURITY: 023139108 AGENDA NUMBER: 932465138 TICKER: ABK MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PHILLIP B. LASSITER Mgmt For For 2 MICHAEL A. CALLEN Mgmt For For 3 JILL M. CONSIDINE Mgmt For For 4 ROBERT J. GENADER Mgmt For For 5 W. GRANT GREGORY Mgmt For For 6 THOMAS C. THEOBALD Mgmt For For 7 LAURA S. UNGER Mgmt For For 8 HENRY D.G. WALLACE Mgmt For For 02 RATIFY SELECTION OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 7 of 162 UNASSIGNED AMERICAN AXLE & MANUFACTURING HLDGS, SECURITY: 024061103 AGENDA NUMBER: 932457561 TICKER: AXL MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 FOREST J. FARMER Mgmt For For 2 RICHARD C. LAPPIN Mgmt For For 3 THOMAS K. WALKER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 8 of 162 UNASSIGNED AMERICAN INTERNATIONAL GROUP, INC. SECURITY: 026874107 AGENDA NUMBER: 932483857 TICKER: AIG MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PEI-YUAN CHIA Mgmt For For 2 MARSHALL A. COHEN Mgmt For For 3 MARTIN S. FELDSTEIN Mgmt For For 4 ELLEN V. FUTTER Mgmt For For 5 STEPHEN L. HAMMERMAN Mgmt For For 6 RICHARD C. HOLBROOKE Mgmt For For 7 FRED H. LANGHAMMER Mgmt For For 8 GEORGE L. MILES, JR. Mgmt For For 9 MORRIS W. OFFIT Mgmt For For 10 JAMES F. ORR III Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 9 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MARTIN J. SULLIVAN Mgmt For For 12 MICHAEL H. SUTTON Mgmt For For 13 EDMUND S.W. TSE Mgmt For For 14 ROBERT B. WILLUMSTAD Mgmt For For 15 FRANK G. ZARB Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS AIG S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 ADOPTION OF AN EXECUTIVE INCENTIVE PLAN. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 10 of 162 UNASSIGNED AMR CORPORATION SECURITY: 001765106 AGENDA NUMBER: 932503394 TICKER: AMR MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GERARD J. ARPEY Mgmt For For 2 JOHN W. BACHMANN Mgmt For For 3 DAVID L. BOREN Mgmt For For 4 EDWARD A. BRENNAN Mgmt For For 5 ARMANDO M. CODINA Mgmt For For 6 EARL G. GRAVES Mgmt For For 7 ANN M. KOROLOGOS Mgmt For For 8 MICHAEL A. MILES Mgmt For For 9 PHILIP J. PURCELL Mgmt For For 10 RAY M. ROBINSON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 11 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JUDITH RODIN Mgmt For For 12 MATTHEW K. ROSE Mgmt For For 13 ROGER T. STAUBACH Mgmt For For 02 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2006. 03 STOCKHOLDER PROPOSAL RELATING TO TERM Mgmt Against For LIMITS FOR NON-EMPLOYEE DIRECTORS. 04 STOCKHOLDER PROPOSAL RELATING TO A Shr For Against DIRECTOR ELECTION VOTE THRESHOLD. 05 STOCKHOLDER PROPOSAL RELATING TO AN Mgmt Against For INDEPENDENT BOARD CHAIRMAN. 06 STOCKHOLDER PROPOSAL RELATING TO Shr Against For CUMULATIVE VOTING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 12 of 162 UNASSIGNED APOLLO INVESTMENT COPORATION SECURITY: 03761U106 AGENDA NUMBER: 932392765 TICKER: AINV MEETING TYPE: Annual ISIN: MEETING DATE: 12-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MARTIN E. FRANKLIN Mgmt For For 2 CARL SPIELVOGEL Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 13 of 162 UNASSIGNED ARRIS GROUP, INC. SECURITY: 04269Q100 AGENDA NUMBER: 932506112 TICKER: ARRS MEETING TYPE: Annual ISIN: MEETING DATE: 24-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ALEX B. BEST Mgmt For For 2 HARRY L. BOSCO Mgmt For For 3 JOHN ANDERSON CRAIG Mgmt For For 4 MATTHEW B. KEARNEY Mgmt For For 5 WILLIAM H. LAMBERT Mgmt For For 6 JOHN R. PETTY Mgmt For For 7 ROBERT J. STANZIONE Mgmt For For 02 APPROVAL OF PERFORMANCE GOALS WITH Mgmt For For RESPECT TO THE 2001 STOCK INCENTIVE PLAN. 03 APPROVAL OF PERFORMANCE GOALS WITH Mgmt For For RESPECT TO THE 2004 STOCK INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 14 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 APPROVAL OF PERFORMANCE GOALS WITH Mgmt For For RESPECT TO THE MANAGEMENT INCENTIVE PLAN. 05 APPROVAL OF THE RETENTION OF ERNST & Mgmt For For YOUNG AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 15 of 162 UNASSIGNED ARROW ELECTRONICS, INC. SECURITY: 042735100 AGENDA NUMBER: 932477551 TICKER: ARW MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DANIEL W. DUVAL Mgmt For For 2 JOHN N. HANSON Mgmt For For 3 RICHARD S. HILL Mgmt For For 4 M.F. (FRAN) KEETH Mgmt For For 5 ROGER KING Mgmt For For 6 KAREN GORDON MILLS Mgmt For For 7 WILLIAM E. MITCHELL Mgmt For For 8 STEPHEN C. PATRICK Mgmt For For 9 BARRY W. PERRY Mgmt For For 10 JOHN C. WADDELL Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 16 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS ARROW S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 17 of 162 UNASSIGNED BANK OF AMERICA CORPORATION SECURITY: 060505104 AGENDA NUMBER: 932453866 TICKER: BAC MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM BARNET, III Mgmt For For 2 FRANK P. BRAMBLE, SR. Mgmt For For 3 JOHN T. COLLINS Mgmt For For 4 GARY L. COUNTRYMAN Mgmt For For 5 TOMMY R. FRANKS Mgmt For For 6 PAUL FULTON Mgmt For For 7 CHARLES K. GIFFORD Mgmt For For 8 W. STEVEN JONES Mgmt For For 9 KENNETH D. LEWIS Mgmt For For 10 MONICA C. LOZANO Mgmt For For
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FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 WALTER E. MASSEY Mgmt For For 12 THOMAS J. MAY Mgmt For For 13 PATRICIA E. MITCHELL Mgmt For For 14 THOMAS M. RYAN Mgmt For For 15 O. TEMPLE SLOAN, JR. Mgmt For For 16 MEREDITH R. SPANGLER Mgmt For For 17 ROBERT L. TILLMAN Mgmt For For 18 JACKIE M. WARD Mgmt For For 02 RATIFICATION OF THE INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 ADOPT AN AMENDMENT TO THE 2003 KEY Mgmt For For ASSOCIATE STOCK PLAN. 04 STOCKHOLDER PROPOSAL- POLITICAL Shr Against For CONTRIBUTIONS
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FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 STOCKHOLDER PROPOSAL- MAJORITY VOTING Shr For Against IN DIRECTOR ELECTIONS 06 STOCKHOLDER PROPOSAL- INDEPENDENT BOARD Mgmt For Against CHAIRMAN 07 STOCKHOLDER PROPOSAL- EQUAL EMPLOYMENT Shr Against For OPPORTUNITY POLICY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 20 of 162 UNASSIGNED CAPITAL ONE FINANCIAL CORPORATION SECURITY: 14040H105 AGENDA NUMBER: 932458777 TICKER: COF MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD D. FAIRBANK Mgmt For For 2 E.R. CAMPBELL Mgmt For For 3 STANLEY WESTREICH Mgmt For For 02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT AUDITORS OF THE CORPORATION FOR 2006. 03 APPROVAL AND ADOPTION OF THE AMENDED AND Mgmt For For RESTATED CAPITAL ONE 2004 STOCK INCENTIVE PLAN. 04 STOCKHOLDER PROPOSAL: DIRECTOR ELECTION Shr For Against MAJORITY VOTE STANDARD.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 21 of 162 UNASSIGNED CBRL GROUP, INC. SECURITY: 12489V106 AGENDA NUMBER: 932409445 TICKER: CBRL MEETING TYPE: Annual ISIN: MEETING DATE: 22-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTORS T 1 JAMES D. CARREKER Mgmt For For 2 ROBERT V. DALE Mgmt For For 3 RICHARD J. DOBKIN Mgmt For For 4 ROBERT C. HILTON Mgmt For For 5 CHARLES E. JONES, JR. Mgmt For For 6 B.F. (JACK) LOWERY Mgmt For For 7 MARTHA M. MITCHELL Mgmt For For 8 ERIK VONK Mgmt For For 9 ANDREA M. WEISS Mgmt For For 10 JIMMIE D. WHITE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 22 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MICHAEL A. WOODHOUSE Mgmt For For 02 TO APPROVE THE SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2006. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 23 of 162 UNASSIGNED CIE GENERALE DES ETABLISSEMENTS MICHELIN SA, CLERMONT-FERRAND SECURITY: F61824144 AGENDA NUMBER: 700908152 TICKER: MEETING TYPE: AGM ISIN: FR0000121261 MEETING DATE: 12-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT SHARE BLOCKING DOES NOT Non-Voting No vote APPLY AS MICHELINS SHARES ARE IN REGISTERED FORM. PLEASE NOTE THAT THIS IS A MIXED Non-Voting No vote SHAREHOLDERS MEETING. THANK YOU. PLEASE NOTE THAT THIS IS A MIXED Non-Voting No vote SHAREHOLDERS MEETING. THANK YOU. O.1 The Annual Shareholders Meeting, having Mgmt For * heard the Managing Partners Report, the Auditors Report and the Report of the Supervisory Board, hereby approves the Company s accounts for 2005 and the resulting profit recorded therein of EUR 270,156,351.29. The Annual Shareholders Meeting hereby approves the operations described in the above accounts and reports, specifically and insofar as necessary, those affecting the various reserve accounts O.2 Appropriation of profits for financial Mgmt For * year 2005. Upon recommendation by the Managing Partners and as approved by the Supervisory Board, The Annual Shareholders Meeting, in consideration of a profit for the year of EUR 270,156,351.29 The reserve account will amount to the minimum statutory 10% or EUR 120.00 Of capital EUR 8,894,230.50 Less the General Partners statutory share in the amount of EUR 261,262,000.79 Resulting in a balance of
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 24 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- EUR 163,141,247.14 Represente Augmented by profits brought forward of amounting to a distributable sum of EUR 424,403,247.93 Hereby rules as follows: I - To distribute a total amount of EUR 193,573,293.75 which amounts to a dividend of EUR 1.35 per share. The date of expiry for dividend entitlements shall be May 16, 2006, upon which date shares shall be quoted net of their dividend entitlement for financial year 2005. Note that the proposed dividend is eligible to a 40% tax rebate to the benefit of individuals whose fiscal residence is in France. Dividends distributed in respect of the 3 previous financial years are shown in the following table: Financial Year 2002: Dividends Distributed: EUR 131,867,238.90; Dividends: 0.93; Tax Credit: 0.465; Total Earnings: 1.365; Financial Year 2003: Dividends Distributed: EUR 133,349,933.25; Dividends: 0.93; Tax Credit: 0.465; Total Earnings: 1.365; Financial Year 2004: Dividends Distributed: EUR 179,233,781.25; Dividends: 1.25; II: To transfer the balance of EUR 230,829,954.18 to Profits carried forward O.3 The Annual Shareholders Meeting, having Mgmt For * heard the Managing Partners Report, the Auditors Report and the Report of the Supervisory Board, hereby approves the consolidated accounts for 2005 and the profit recorded therein of EUR 889,423,049.62 O.4 Annual Shareholders Meeting, having Mgmt For * heard the Special Auditors Report on regulated agreements pursuant to article L 226-10 of the French Commercial Code (Code de Commerce), hereby approves said reports and duly records that there are no such agreements to be submitted for approval
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FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.5 The Annual Shareholders Meeting, having Mgmt For * heard the Managing Partners Report and the Report of the Supervisory Board, fixes at EUR 320,000 the global annual fee allocated to the Supervisory Board O.6 Authorization for the Company to trade Mgmt For * in its own shares on the Stock Market The Annual Shareholders Meeting, having heard the Managing Partners Report and the Report of the Supervisory Board, Hereby authorizes the Company to trade in its own shares, pursuant to article L 225-209 of the French Commercial Code (Code de Commerce), subject to the following conditions: the maximum purchase price shall be EUR 70.00; the minimum selling price shall be EUR 40.00; the number of shares purchased shall not exceed 10% of the total number of equity shares, or a maximum amount of EUR 1,003,713,340; the term of this authorization shall be 18 months starting from the present date. In the event of a capital increase by way of incorporation of reserves and the allotment of free shares, or in the event of a share split or share combination, the above prices shall be adjusted by the application of a multiplier coefficient which shall be equal to the ratio between the number of equity shares before and after the operation concerned. This authorization purposes to enable the Company to avail itself of the right to trade in its own shares for the purposes of: the custody, sale or remittance by way of exchange or transfer of shares in lieu of payment, specifically for the purposes of financial transactions such as acquisitions or the issue of shares conferring direct or indirect access to equity capital; the granting of shares to the Company s senior and executive managers, or those of Group subsidiaries, as part of stock option plans; the cancellation of shares, whether in all or in part, for the purposes of optimizing the Company s share capital and net earnings per share; The regularization of the Stock Market share price or share liquidity by an investment services provider under a liquidity contract drafted in accordance with the ethical practices charter adopted by the French
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 26 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- Stock Market Regulatory Authorities (Autorite des Marches Financiers). Shares may be acquired at any time, on a single occasion or number of occasions, whether in the market, by mutual agreement, or by any other means and more specifically by way of the transfer of blocks of shares, the purchase of share options or the use of derivative products. For the purposes referred to above, the Annual Shareholders Meeting hereby assigns to the Managing Partners, or any one of the Managing Partners, full authority to enter into contracts, complete all declarations and formalities and, more generally, to conduct any and all measures as shall be necessary for the implementation of decisions taken as a result of this authorization. This authorization supersedes the resolution adopted for the same purpose by the Ordinary Annual Shareholders Meeting of May 20, 2005 O.7 Authorization for the Company to trade Mgmt For * in its own shares on the Stock Market The Annual Shareholders Meeting, having heard the Managing Partners Report and the Report of the Supervisory Board, Hereby authorizes the Company to trade in its own shares, pursuant to article L 225-209 of the French Commercial Code (Code de Commerce), subject to the following conditions: the maximum purchase price shall be EUR 70.00; the minimum selling price shall be EUR 40.00; the number of shares purchased shall not exceed 10% of the total number of equity shares, or a maximum amount of EUR 1,003,713,340; the term of this authorization shall be 18 months starting from the present date. In the event of a capital increase by way of incorporation of reserves and the allotment of free shares, or in the event of a share split or share combination, the above prices shall be adjusted by the application of a multiplier coefficient which shall be equal to the ratio between the number of equity shares before and after the operation concerned. This authorization purposes to enable the Company to avail itself of the right to trade in its own shares for the purposes of: the custody, sale or remittance by way of exchange or transfer of shares in lieu of
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FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- payment, specifically for the purposes of financial transactions such as acquisitions or the issue of shares conferring direct or indirect access to equity capital; the granting of shares to the Company s senior and executive managers, or those of Group subsidiaries, as part of stock option plans; the cancellation of shares, whether in all or in part, for the purposes of optimizing the Company s share capital and net earnings per share; The regularization of the Stock Market share price or share liquidity by an investment services provider under a liquidity contract drafted in accordance with the ethical practices charter adopted by the French Stock Market Regulatory Authorities (Autorite des Marches Financiers). Shares may be acquired at any time, on a single occasion or number of occasions, whether in the market, by mutual agreement, or by any other means and more specifically by way of the transfer of blocks of shares, the purchase of share options or the use of derivative products. For the purposes referred to above, the Annual Shareholders Meeting hereby assigns to the Managing Partners, or any one of the Managing Partners, full authority to enter into contracts, complete all declarations and formalities and, more generally, to conduct any and all measures as shall be necessary for the implementation of decisions taken as a result of this authorization. This authorization supersedes the resolution adopted for the same purpose by the Ordinary Annual Shareholders Meeting of May 20, 2005 E.8 Amendment of the Companys by-laws as a Mgmt For * result of Mr Rene Zingraff s retirement as Managing Partner and General Partner The Annual Shareholders Meeting, having heard the Managing Partners report and the report of the Supervisory Board, having taken due note of the consent of each of the General Partners, and ruling under the applicable quorum and majority conditions for Extraordinary Shareholders Meetings, Takes note of Mr Rene ZINGRAFF s retirement as Managing Partner and consequently as General Partner, And decides accordingly to amend the text of articles 1 and 3 of its by-
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FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- laws as follows: Article 1 - The text of paragraphs 2 and 3 is changed to read as follows: Mr Edouard MICHELIN and Mr Michel ROLLIER, Managing Partners, SOCIETE AUXILIAIRE DE GESTION - SAGES-, a simplified stock company, with a capital of forty thousand euros whose registered office is at Clermont-Ferrand (Puy- de-Dome, France), Are appointed as General Partners for an indefinite period and with joint and several liability. Article 3 - Paragraph 6 is replaced by the following text: Should the management function exercised by Mr Edouard MICHELIN cease, for any cause whatsoever, before those exercised by Mr Michel ROLLIER, the Company name and signatory status will, as a direct result of this fact, revert to: M. ROLLIER et Cie. E.9 Increase of the Companys capital by the Mgmt For * issuance of ordinary shares or securities giving access to capital with subscription rights being maintained The Annual Shareholders Meeting, having heard the Managing Partners Report, the Auditors Report and the Report of the Supervisory Board, having taken due note of the consent of each of the General Partners, and ruling under the applicable quorum and majority conditions for Extraordinary Shareholders Meetings, Gives the Managing Partners, or one of them, the ability to decide on one or several capital increases, by issuing, in France or abroad, ordinary shares or securities giving access by all means, immediately and/or after a certain lapse of time, to the Company s ordinary shares, these securities can be denominated in foreign currencies or in whatever basket of currencies. The term of this authorization shall be twenty-six months starting from the date of the present Meeting. Hereby rules as follows: that the total amount of capital increases that could be carried out immediately and/or over a certain lapse of time, cannot be in excess of one hundred million euros (EUR 100,000,000), or 35% of current issued capital, an amount to which will be added, as the case may be, the nominal amount of surplus shares to be issued in order to
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FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- protect, as required by law, security holders interests giving right to the allocation or the subscription of shares; the nominal amount of debt securities giving access, immediately and/or over a certain lapse of time, to Company shares that could be issued pursuant to this delegation, cannot exceed one billion euros (EUR 1,000,000,000) or its equivalent in any other currency or basket of currencies; that the Shareholders have, in proportion to the amount of shares held, a preemptive subscription right, as the case may be, for any shares and/or share equivalents not taken up by other Shareholders, ordinary shares and securities that could be issued according to the present delegation; that if the issue is not taken up in full by Shareholders exercizing their preemptive rights as described above, the Managing Partners will be able to offer all or some of the unsubscribed shares or share equivalents for subscription by the public. Notes that the present delegation cancels all previous delegations to the same purpose E.10 Increase of the Companys capital by the Mgmt For * issuance of ordinary shares or securities giving access to capital with subscription rights being canceled The Annual Shareholders Meeting, having heard the Managing Partners Report, the Auditors Report and the Report of the Supervisory Board, having taken due note of the consent of each of the General Partners, and ruling under the applicable quorum and majority conditions for Extraordinary Shareholders Meetings, Gives the Managing Partners, or one of them, the ability to decide on one or several capital increases, by issuing, in France or abroad, ordinary shares or securities giving access by all means, immediately and/or after a certain lapse of time, to the Company s ordinary shares, these securities can be denominated in foreign currencies or in whatever basket of currencies. The term of this authorization shall be twenty-six months starting from the date of the present Meeting. Hereby rules as follows: that the total amount of capital increases that can be carried out immediately and/or over a
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FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- certain lapse of time, cannot be in excess of forty-three million euros (EUR 43,000,000), or 15% of current issued capital; the nominal amount of debt securities giving access, immediately and/or over a certain lapse of time, to Company shares that could be issued pursuant to this delegation, cannot exceed seven hundred million euros (EUR 700,000,000) or its equivalent in any other currency or basket of currencies; to cancel the Shareholders preferential subscription right to these debt securities that will be issued according to the law and to grant the Managing Partners, pursuant to article L 225- 135 of the French Commercial Code (Code du Commerce), the power to establish a priority subscription right to the benefit of Shareholders; that the share issue price will be at least equal to the weighted average of the first prices quoted in the last three Stock Exchange days prior to the day when the price was fixed, reduced, as the case may be, by maximum 5% statutory below par rating E.11 Authorization given to the Managing Mgmt For * Partners to increase the amount of shares to be issued in the event of surplus demand within the framework of capital increases pursuant to the 9th and 10th resolutions The Annual Shareholders Meeting, having heard the Managing Partners Report, the Auditors Report and the Report of the Supervisory Board, having taken due note of the consent of each of the General Partners, and ruling under the applicable quorum and majority conditions for Extraordinary Shareholders Meetings, Grants the Managing Partners, or one of them, delegation to raise the amount of ordinary shares to be issued in the event of a capital increase with or without pre-emptive subscription rights within thirty days of the end of subscription, within the limit of 15% of the initial issue and at the same price as that fixed for the issue, within the limit of ceilings
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 31 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- respectively set forth in the above ninth and tenth resolutions. The term of this authorization shall be twenty-six months starting from the date of the present Meeting E.12 Authorization given to the Managing Mgmt For * Partners to determine the issuing price of ordinary shares or any other securities giving access to capital, in the event of the cancellation of the Shareholders preemptive subscription rights, capped at 10% per financial year of the Company s capital The Annual Shareholders Meeting, having heard the Managing Partners Report, the Auditors Report and the Report of the Supervisory Board, having taken due note of the consent of each of the General Partners, and ruling under the applicable quorum and majority conditions for Extraordinary Shareholders Meetings, Authorizes the Managing Partners, or one of them, pursuant to article L 225-136 of the French Commercial Code (Code de Commerce), for each issue decided under the tenth resolution above, capped at 10% of issued capital, over a twelve-month period, to depart from the price fixing conditions set forth in the tenth resolution and to fix the issue price of ordinary shares and/or securities to be issued, without pre-emptive subscription rights, pursuant to one of the two following options: weighted average share price over a maximum period of six months prior to the issue price fixation date; weighted average share price of the trading day preceding the issue price fixation date, reduced, as the case may be, in both cases, by a maximum 5% below par rate. The term of this authorization shall be twenty-six months starting from the date of the present Meeting E.13 Capital increase through incorporation Mgmt For * of reserves The Annual Shareholders Meeting, having heard the Managing Partners Report, the Auditors Report and the Report of Supervisory Board, having taken due note of the consent of each of the General Partners, and ruling under the applicable quorum and
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 32 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- majority conditions for Extraordinary Shareholders Meetings, Grants the Managing Partners, or one of them, delegation to make one or several issued capital increases, through incorporation of a maximum amount of EUR eighty million (EUR 80,000,000), of reserves, profits, issue or contribution premiums, through free share allocations or increase in the par value of existing shares or a combination of the two. The term of this authorization shall be twenty- six months starting from the date of the present Meeting E.14 Authorization given to the Managing Mgmt For * Partners to increase the Companys capital by issuing, without pre-emptive subscription rights, ordinary shares used to remunerate share contributions in the event of public exchange offerings or contributions in kind) The Annual Shareholders Meeting, having heard the Managing Partners Report, the Auditors Report and the Report of the Supervisory Board, having taken due note of the consent of each of the General Partners, and ruling under the applicable quorum and majority conditions for Extraordinary Shareholders Meetings, Grants the Managing Partners, or one of them, delegation to issue ordinary shares: used to remunerate share contributions to the Company in the event of public exchange offerings pursuant to provisions of article L 225-148 of French Commercial Code (Code de Commerce); based on a report from the Commissaire aux apports (non-cash contributions auditor) and capped to 10% of the Company s issued capital, to remunerate contributions in kind to the Company made up of equity capital or securities giving access to capital, should the provisions of article L 225-148 of French Commercial Code (Code de Commerce) not apply. In all circumstances, all capital increases carried out by virtue of this authorization will be included in the calculation of the overall maximum amount authorized under the above tenth resolution. The term of this authorization shall be twenty-
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FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- six months starting from the date of the present Meeting. Notes that the present delegation cancels all previous delegations to the same purpose E.15 Issuance of securities giving Mgmt For * entitlement to debt instruments that do not give access to capital The Annual Shareholders Meeting, having heard the Managing Partners Report, the Auditors Report and the Report of the Supervisory Board, having taken due note of the consent of each of the General Partners, and ruling under the applicable quorum and majority conditions for Extraordinary Shareholders Meetings, Authorizes the Managing Partners, or one of them, to make one or several issue(s), within the limit of a maximum nominal amount of one billion euros (EUR 1,000,000,000), all securities giving right to the allocation, immediately and/or over a certain lapse of time, of debt instruments that do not give access to capital, denominated either in euros, in foreign currencies or in any basket of currencies. The term of this authorization shall be twenty-six months starting from the date of the present Meeting. Notes that the present delegation cancels all previous delegations to the same purpose E.16 Capital increases reserved for Group and Mgmt For * Group subsidiary employees The Annual Shareholders Meeting, having heard the Managing Partners Report, the Auditors Report and the Report of the Supervisory Board, having taken due note of the consent of each of the General Partners, and ruling under the applicable quorum and majority conditions for Extraordinary Shareholders Meetings, Grants the Managing Partners, or one of them, as per the provisions of articles L 443-1 and following of the Labor Code and articles L 225-129-6 paragraph 1 and L 225- 138-1 of French Commercial Code (Code de Commerce), to make one or several increase(s) of the Company s issued capital, by issuing new shares reserved for the Group s and French or foreign subsidiaries
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FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- employees as defined by article L 225-180 of French Commercial Code (Code de Commerce) and for French employees having subscribed a Group Savings Scheme. The term of this delegation shall be twentysix months starting from the date of the present Meeting. Hereby rules as follows: to cancel the Shareholders pre-emptive rights to shares issued according to the present delegation to the benefit of these employees; to cap to six million euros (EUR 6,000,000), or 2% of current issued capital, the total nominal amount of capital increases allowed under this delegation. This delegation supersedes the resolution adopted for the same purpose by the Ordinary Annual Shareholders Meeting held on May 14, 2004 E.17 Granting of share subscription options Mgmt For * to the Companys senior and executive managers, or those of Group subsidiaries, as part of stock option plans The Annual Shareholders Meeting, having heard the Managing Partners Report, the Auditors Report and the Report of the Supervisory Board, having taken due note of the consent of each of the General Partners, and ruling under the applicable quorum and majority conditions for Extraordinary Shareholders Meetings, Authorizes the Managing Partners or one of them, as per provisions of articles L 225-177 and following of French Commercial Code (Code de Commerce) and of the by -laws, to grant to Company Directors and French or non-French Group related company employees as defined by article L 225-180 of French Commercial Code (Code de Commerce), options giving rights to the subscription of Company shares to be issued under capital increases or options giving a right of calling existing shares purchased by it. The term of this authorization shall be thirty eight months starting from the date of the present Meeting. Hereby rules as follows: that the number of shares issued on account of the share subscription options granted would be limited to 3,000,000, that is 2% of the Company s current issued capital, the maximum par value of capital increases so allowed being capped to six million euros
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FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- (EUR 6,000,000); that the share subscription price for the shares to be issued or the buyback price of existing shares will be fixed by the Managing Partners pursuant to the legal or regulatory provisions in force on the day when said share subscription or call options are granted, it being understood that such prices cannot be lower than the average of the opening prices in the twenty trading days prior to the day when such options are granted, rounded up to the nearest euro; that the prices so set by the Managing Partners for the subscription of new share issues or the buyback of existing shares will not be subject to review during the term of the option plans barring any adjustment, under the conditions provided by laws or regulations then in force, of the subscription price of share issue or buyback price and of the number of shares object of the option to take into account the impact of financial operations affecting the value of the rights so granted; that the deadline for exercising both of these options shall not exceed ten years after the granting date. Notes that pursuant to the provisions of article L 225-178 of French Commercial Code (Code de Commerce), this authorization provides, for the benefit of share subscription option beneficiaries, an express waiving by Shareholders of their pre-emptive share subscription rights for shares issued as the options are called. Grants the Managing Partners, or one of them, all powers to set the other terms and conditions for granting and calling options, and in particular to fix the list of beneficiaries and number of options granted to each of them, to set the share subscription or buyback price of shares object of the options as per the above, to declare the final completion of the single or successive capital increase(s) and to amend the bylaws accordingly and, more generally, to take all steps required or necessary to implement this authorization. This authorization supersedes, for the unused nominal amount, the resolution adopted for the same purpose by the Ordinary Annual Shareholders Meeting held on May 14, 2004
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FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.18 Capping of the global nominal amount of Mgmt For * capital increases and bond or debt issues The Annual Shareholders Meeting, having heard the Managing Partners Report and the Report of the Supervisory Board, having taken due note of the consent of each of the General Partners, and ruling under the applicable quorum and majority conditions for Extraordinary Shareholders Meetings, Decides to set at: one hundred million euros (EUR 100,000,000) the maximum par value amount of immediate or future capital increases liable to be issued pursuant to the above 9th, 10th and 14th resolutions, it being understood that this nominal amount will be increased by the nominal amount of shares to be issued to preserve the interests of holders of rights for allocation or subscription to other securities, as the case may be; One billion euros (EUR 1,000,000,000) or its equivalent in any other currency or basket of currencies, the maximum nominal amount of debt securities or instruments, giving access to capital or not, liable to be issued pursuant to the above seventh, ninth, tenth and fifteenth resolutions E.19 Harmonization of the by-laws with the Mgmt For * new regulatory requirements The Annual Shareholders Meeting, having heard the Managing Partners Report and the Report of the Supervisory Board, having taken due note of the consent of each of the General Partners, and ruling under the applicable quorum and majority conditions for Extraordinary Shareholders Meetings, Decides to harmonize the Company s bylaws with the new legal provisions referring to the laws 2003-706 of August 1, 2003 and 2005- 842 of July 26, 2005, and so to amend the following articles of the by-laws: Article 19, paragraph 1 - The text of the first paragraph of this article dealing with regulated agreements is replaced by the following to reflect the new 10% Shareholder voting right threshold instead of the previous 5% threshold indicated in the previous text: Any agreement signed either directly or via a third party, between the Company and one of the Managing Partners, a Supervisory Board
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FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- member, a Shareholder, owning more than 10% of the voting rights. (the rest of the first paragraph remains unchanged) Article 24, paragraph 2 - The text of this paragraph that concerns the quorum required for Ordinary Joint Shareholders Meetings, on first convening, is modified as follows: The terms: a quarter of the shares with voting rights attached are replaced by the following: the fifth of the shares with voting rights attached. Article 26, paragraph 3 - The text of this paragraph that concerns the quorum required for Extraordinary Joint Shareholders Meetings is modified as follows: The terms: a third, and on second convening, a quarter of shares with voting rights attached are replaced by the following: the quarter, and on second convening, the fifth of shares with voting rights attached.
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 38 of 162 UNASSIGNED CINRAM INTERNATIONAL INC. SECURITY: 17252T105 AGENDA NUMBER: 932480534 TICKER: CNRMF MEETING TYPE: Special ISIN: MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 ELECTION OF DIRECTORS. Mgmt No vote 02 TO APPOINT KPMG LLP, CHARTERED Mgmt No vote ACCOUNTANTS, AS THE AUDITORS OF THE CORPORATION AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. 03 TO APPROVE THE SPECIAL RESOLUTION Mgmt No vote REGARDING THE PLAN OF ARRANGEMENT UNDER SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT PROVIDING FOR, AMONG OTHER THINGS, THE CAPITALIZATION OF CINRAM INTERNATIONAL INCOME FUND, THE FULL TEXT OF WHICH IS SET OUT IN APPENDIX A ATTACHED TO THE CIRCULAR. 04 IF THE ARRANGEMENT RESOLUTION IS PASSED, Mgmt No vote TO PASS AN ORDINARY RESOLUTION APPROVING A LONG-TERM INCENTIVE PLAN, ALL AS MORE PARTICULARLY SET FORTH AND DESCRIBED IN THE CIRCULAR.
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FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 IF THE ARRANGEMENT RESOLUTION IS PASSED, Mgmt No vote TO PASS AN ORDINARY RESOLUTION APPROVING A DEFERRED UNIT PLAN, ALL AS MORE PARTICULARLY SET FORTH AND DESCRIBED IN THE CIRCULAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 40 of 162 UNASSIGNED CISCO SYSTEMS, INC. SECURITY: 17275R102 AGENDA NUMBER: 932399062 TICKER: CSCO MEETING TYPE: Annual ISIN: MEETING DATE: 15-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR T 1 CAROL A. BARTZ Mgmt For For 2 M. MICHELE BURNS Mgmt For For 3 LARRY R. CARTER Mgmt For For 4 JOHN T. CHAMBERS Mgmt For For 5 DR. JOHN L. HENNESSY Mgmt For For 6 RICHARD M. KOVACEVICH Mgmt For For 7 RODERICK C. MCGEARY Mgmt For For 8 JAMES C. MORGAN Mgmt For For 9 JOHN P. MORGRIDGE Mgmt For For 10 STEVEN M. WEST Mgmt For For
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FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 JERRY YANG Mgmt For For 02 TO APPROVE THE ADOPTION OF THE 2005 Mgmt For For STOCK INCENTIVE PLAN. T 03 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 29, 2006. T 04 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against For URGING THE BOARD OF DIRECTORS TO ADOPT A POLICY THAT A SIGNIFICANT PORTION OF FUTURE EQUITY COMPENSATION GRANTS TO SENIOR EXECUTIVES SHALL BE SHARES OF STOCK THAT REQUIRE THE ACHIEVEMENT OF PERFORMANCE GOALS AS A PREREQUISITE TO VESTING, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. T 05 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr Against For REQUESTING THAT THE BOARD S COMPENSATION COMMITTEE INITIATE A REVIEW OF CISCO S EXECUTIVE COMPENSATION POLICIES AND TO MAKE AVAILABLE, UPON REQUEST, A REPORT OF THAT REVIEW BY JANUARY 1, 2006, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. T
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FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr For Against REQUESTING THE BOARD TO PREPARE A REPORT TO SHAREHOLDERS DESCRIBING THE PROGRESS TOWARD DEVELOPMENT AND IMPLEMENTATION OF A COMPANY HUMAN RIGHTS POLICY AND THE PLAN FOR IMPLEMENTATION WITH PARTNERS AND RESELLERS BY MAY 31, 2006, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 43 of 162 UNASSIGNED CIT GROUP INC. SECURITY: 125581108 AGENDA NUMBER: 932470456 TICKER: CIT MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JEFFREY M. PEEK Mgmt For For 2 GARY C. BUTLER Mgmt For For 3 WILLIAM M. FREEMAN Mgmt For For 4 HON. THOMAS H. KEAN Mgmt For For 5 MARIANNE MILLER PARRS Mgmt For For 6 TIMOTHY M. RING Mgmt For For 7 JOHN R. RYAN Mgmt For For 8 SEYMOUR STERNBERG Mgmt For For 9 PETER J. TOBIN Mgmt For For 10 LOIS M. VAN DEUSEN Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 44 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS INDEPENDENT ACCOUNTANTS. 03 APPROVAL OF THE CIT GROUP INC. LONG-TERM Mgmt For For INCENTIVE PLAN. 04 APPROVAL OF THE CIT GROUP INC. EXECUTIVE Mgmt For For INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 45 of 162 UNASSIGNED CITIGROUP INC. SECURITY: 172967101 AGENDA NUMBER: 932447750 TICKER: C MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 C. MICHAEL ARMSTRONG Mgmt For For 2 ALAIN J.P. BELDA Mgmt For For 3 GEORGE DAVID Mgmt For For 4 KENNETH T. DERR Mgmt For For 5 JOHN M. DEUTCH Mgmt For For 6 R. HERNANDEZ RAMIREZ Mgmt For For 7 ANN DIBBLE JORDAN Mgmt For For 8 KLAUS KLEINFELD Mgmt For For 9 ANDREW N. LIVERIS Mgmt For For 10 DUDLEY C. MECUM Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 46 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 ANNE MULCAHY Mgmt For For 12 RICHARD D. PARSONS Mgmt For For 13 CHARLES PRINCE Mgmt For For 14 JUDITH RODIN Mgmt For For 15 ROBERT E. RUBIN Mgmt For For 16 FRANKLIN A. THOMAS Mgmt For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For LLP AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 PROPOSAL TO AMEND ARTICLE FOURTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION. 04 PROPOSAL TO AMEND ARTICLE EIGHTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION. 05 PROPOSAL TO AMEND ARTICLE NINTH OF THE Mgmt For For RESTATED CERTIFICATE OF INCORPORATION.
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FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 STOCKHOLDER PROPOSAL REQUESTING NO Shr Against For FUTURE NEW STOCK OPTION GRANTS AND NO RENEWAL OR REPRICING OF CURRENT STOCK OPTIONS. 7 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For ON POLITICAL CONTRIBUTIONS. 8 STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For ON CHARITABLE CONTRIBUTIONS. 9 STOCKHOLDER PROPOSAL REQUESTING THE Shr For Against ADOPTION OF A POLICY REGARDING PERFORMANCE-BASED EQUITY COMPENSATION FOR SENIOR EXECUTIVES. 10 STOCKHOLDER PROPOSAL REGARDING Shr Against For REIMBURSEMENT OF EXPENSES INCURRED BY A STOCKHOLDER IN A CONTESTED ELECTION OF DIRECTORS. 11 STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES OR RESPONSIBILITIES. 12 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For RECOUPMENT OF MANAGEMENT BONUSES IN THE EVENT OF A RESTATEMENT OF EARNINGS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 48 of 162 UNASSIGNED COMCAST CORPORATION SECURITY: 20030N101 AGENDA NUMBER: 932467815 TICKER: CMCSA MEETING TYPE: Annual ISIN: MEETING DATE: 18-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 S. DECKER ANSTROM Mgmt For For 2 KENNETH J. BACON Mgmt For For 3 SHELDON M. BONOVITZ Mgmt For For 4 EDWARD D. BREEN Mgmt For For 5 JULIAN A. BRODSKY Mgmt For For 6 JOSEPH J. COLLINS Mgmt For For 7 J. MICHAEL COOK Mgmt For For 8 JEFFREY A. HONICKMAN Mgmt For For 9 BRIAN L. ROBERTS Mgmt For For 10 RALPH J. ROBERTS Mgmt For For
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FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 DR. JUDITH RODIN Mgmt For For 12 MICHAEL I. SOVERN Mgmt For For 02 INDEPENDENT AUDITORS. Mgmt For For 03 2002 EMPLOYEE STOCK PURCHASE PLAN. Mgmt For For 04 2002 RESTRICTED STOCK PLAN. Mgmt For For 05 2006 CASH BONUS PLAN. Mgmt For For 06 PREVENT THE ISSUANCE OF NEW STOCK Shr Against For OPTIONS. 07 REQUIRE THAT THE CHAIRMAN OF THE BOARD Mgmt Against For NOT BE AN EMPLOYEE. 08 LIMIT COMPENSATION FOR MANAGEMENT. Shr Against For
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FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 09 ADOPT A RECAPITALIZATION PLAN. Shr For Against 10 ESTABLISH A MAJORITY VOTE SHAREHOLDER Shr Against For COMMITTEE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 51 of 162 UNASSIGNED CONTINENTAL AIRLINES, INC. SECURITY: 210795308 AGENDA NUMBER: 932494709 TICKER: CAL MEETING TYPE: Annual ISIN: MEETING DATE: 06-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 THOMAS J. BARRACK, JR. Mgmt For For 2 KIRBYJON H. CALDWELL Mgmt For For 3 LAWRENCE W. KELLNER Mgmt For For 4 DOUGLAS H. MCCORKINDALE Mgmt For For 5 HENRY L. MEYER III Mgmt For For 6 OSCAR MUNOZ Mgmt For For 7 GEORGE G.C. PARKER Mgmt For For 8 JEFFERY A. SMISEK Mgmt For For 9 KAREN HASTIE WILLIAMS Mgmt For For 10 RONALD B. WOODARD Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 52 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 CHARLES A. YAMARONE Mgmt For For 02 PROPOSAL TO AMEND THE AMENDED AND Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED CLASS B COMMON STOCK 03 PROPOSAL TO AMEND THE INCENTIVE PLAN Mgmt For For 2000 TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE UNDER THE PLAN 04 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS 05 PROPOSAL OF STOCKHOLDER REGARDING Shr Against For POLITICAL ACTIVITIES 06 PLEASE MARK FOR IF STOCK OWNED Mgmt Against BENEFICIALLY BY YOU IS OWNED OR CONTROLLED BY PERSONS WHO ARE NOT U.S. CITIZENS (AS DEFINED IN THE PROXY STATEMENT)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 53 of 162 UNASSIGNED CYTEC INDUSTRIES INC. SECURITY: 232820100 AGENDA NUMBER: 932456406 TICKER: CYT MEETING TYPE: Annual ISIN: MEETING DATE: 02-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BARRY C. JOHNSON Mgmt For For 2 JAMES R. STANLEY Mgmt For For 02 RATIFICATION OF KPMG LLP AS THE Mgmt For For COMPANY S AUDITORS FOR 2006
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 54 of 162 UNASSIGNED DEX MEDIA, INC. SECURITY: 25212E100 AGENDA NUMBER: 932428471 TICKER: DEX MEETING TYPE: Special ISIN: MEETING DATE: 25-Jan-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt For For OF MERGER DATED AS OF OCTOBER 3, 2005, BY AND AMONG DEX MEDIA, INC., R.H. DONNELLEY CORPORATION AND FORWARD ACQUISITION CORP., A WHOLLY OWNED SUBSIDIARY OF R.H. DONNELLEY CORPORATION, AND APPROVE THE MERGER OF DEX MEDIA WITH AND INTO FORWARD ACQUISITION CORP. 02 PROPOSAL TO APPROVE ADJOURNMENTS OR Mgmt Abstain Against POSTPONEMENTS OF THE SPECIAL MEETING, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT AND APPROVE THE MERGER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 55 of 162 UNASSIGNED E. I. DU PONT DE NEMOURS AND COMPANY SECURITY: 263534109 AGENDA NUMBER: 932457612 TICKER: DD MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ALAIN J.P. BELDA Mgmt For For 2 RICHARD H. BROWN Mgmt For For 3 CURTIS J. CRAWFORD Mgmt For For 4 JOHN T. DILLON Mgmt For For 5 ELEUTHERE I. DU PONT Mgmt For For 6 CHARLES O. HOLLIDAY, JR Mgmt For For 7 LOIS D. JULIBER Mgmt For For 8 MASAHISA NAITOH Mgmt For For 9 SEAN O'KEEFE Mgmt For For 10 WILLIAM K. REILLY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 56 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 CHARLES M. VEST Mgmt For For 02 ON RATIFICATION OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 03 ON EXECUTIVE COMPENSATION Shr Against For 04 ON GENETICALLY MODIFIED FOOD Mgmt Against For 05 ON PERFORMANCE-BASED COMPENSATION Mgmt For Against 06 ON PFOA Shr Against For 07 ON CHEMICAL FACILITY SECURITY Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 57 of 162 UNASSIGNED ELI LILLY AND COMPANY SECURITY: 532457108 AGENDA NUMBER: 932443803 TICKER: LLY MEETING TYPE: Annual ISIN: MEETING DATE: 24-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M.S. FELDSTEIN Mgmt For For 2 J.E. FYRWALD Mgmt For For 3 E.R. MARRAM Mgmt For For 4 S. TAUREL Mgmt For For 02 RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2006. 03 PROPOSAL BY SHAREHOLDERS ON EXTENDING Shr Against For THE COMPANY S ANIMAL CARE AND USE POLICY TO CONTRACT LABS. 04 PROPOSAL BY SHAREHOLDERS ON SEPARATING Mgmt For Against THE ROLES OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 58 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 PROPOSAL BY SHAREHOLDERS ON ANNUAL Mgmt For Against ELECTION OF EACH DIRECTOR. 06 PROPOSAL BY SHAREHOLDERS ON ELECTION Shr For Against OF DIRECTORS BY MAJORITY VOTE.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 59 of 162 UNASSIGNED ENDO PHARMACEUTICALS HOLDINGS INC. SECURITY: 29264F205 AGENDA NUMBER: 932518422 TICKER: ENDP MEETING TYPE: Annual ISIN: MEETING DATE: 30-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CAROL A. AMMON Mgmt For For 2 JOHN J. DELUCCA Mgmt For For 3 MICHEL DE ROSEN Mgmt For For 4 MICHAEL HYATT Mgmt Withheld Against 5 ROGER H. KIMMEL Mgmt Withheld Against 6 PETER A. LANKAU Mgmt Withheld Against 7 C.A. MEANWELL, M.D. PHD Mgmt Withheld Against 8 J.T. O'DONNELL, JR. Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 60 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY S FISCAL YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 61 of 162 UNASSIGNED ENGELHARD CORPORATION SECURITY: 292845104 AGENDA NUMBER: 932533955 TICKER: EC MEETING TYPE: Contested Annual ISIN: MEETING DATE: 30-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JULIAN A. BRODSKY Mgmt For * 2 JOHN C. LINEHAN Mgmt For * 3 A.M. DE GRAFFENRIED III Mgmt For * 4 WILLIAM T. VINSON Mgmt For * 5 STANFORD S. WARSHAWSKY Mgmt For * 02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For * INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 62 of 162 UNASSIGNED EVEREST RE GROUP, LTD. SECURITY: G3223R108 AGENDA NUMBER: 932497351 TICKER: RE MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MARTIN ABRAHAMS Mgmt For For 2 JOHN R. DUNNE Mgmt For For 3 JOHN A. WEBER Mgmt For For 02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For THE COMPANY S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2006 AND AUTHORIZE THE BOARD OF DIRECTORS ACTING BY THE AUDIT COMMITTEE OF THE BOARD TO SET THE FEES FOR THE INDEPENDENT AUDITORS. 03 TO APPROVE AN AMENDMENT TO THE EVEREST Mgmt For For RE GROUP, LTD. 2002 STOCK INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 63 of 162 UNASSIGNED EXXON MOBIL CORPORATION SECURITY: 30231G102 AGENDA NUMBER: 932485700 TICKER: XOM MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 M.J. BOSKIN Mgmt For For 2 W.W. GEORGE Mgmt For For 3 J.R. HOUGHTON Mgmt Withheld Against 4 W.R. HOWELL Mgmt Withheld Against 5 R.C. KING Mgmt Withheld Against 6 P.E. LIPPINCOTT Mgmt For For 7 H.A. MCKINNELL, JR. Mgmt For For 8 M.C. NELSON Mgmt For For 9 S.J. PALMISANO Mgmt For For 10 W.V. SHIPLEY Mgmt Withheld Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 64 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 J.S. SIMON Mgmt For For 12 R.W. TILLERSON Mgmt For For 02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For (PAGE 32) 03 CUMULATIVE VOTING (PAGE 34) Shr Against For 04 MAJORITY VOTE (PAGE 35) Shr For Against 05 INDUSTRY EXPERIENCE (PAGE 37) Shr Against For 06 DIRECTOR QUALIFICATIONS (PAGE 38) Shr Against For 07 DIRECTOR COMPENSATION (PAGE 40) Mgmt Against For 08 BOARD CHAIRMAN AND CEO (PAGE 41) Mgmt Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 65 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 09 EXECUTIVE COMPENSATION REPORT (PAGE 43) Shr Against For 10 EXECUTIVE COMPENSATION CRITERIA (PAGE Mgmt Against For 45) 11 POLITICAL CONTRIBUTIONS REPORT (PAGE 47) Shr Against For 12 CORPORATE SPONSORSHIPS REPORT (PAGE 49) Shr Against For 13 AMENDMENT OF EEO POLICY (PAGE 50) Mgmt Against For 14 BIODIVERSITY IMPACT REPORT (PAGE 52) Shr Against For 15 COMMUNITY ENVIRONMENTAL IMPACT (PAGE 53) Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 66 of 162 UNASSIGNED FAIRCHILD SEMICONDUCTOR INTL., INC. SECURITY: 303726103 AGENDA NUMBER: 932457319 TICKER: FCS MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RICHARD A. AURELIO Mgmt For For 2 CHARLES P. CARINALLI Mgmt For For 3 CHARLES M. CLOUGH Mgmt For For 4 ROBERT F. FRIEL Mgmt For For 5 THOMAS L. MAGNANTI Mgmt For For 6 KEVIN J. MCGARITY Mgmt For For 7 KIRK P. POND Mgmt For For 8 BRYAN R. ROUB Mgmt For For 9 RONALD W. SHELLY Mgmt For For 10 WILLIAM N. STOUT Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 67 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MARK S. THOMPSON Mgmt For For 02 PROPOSAL TO AMEND AND APPROVE THE Mgmt For For FAIRCHILD SEMICONDUCTOR STOCK PLAN. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 68 of 162 UNASSIGNED FEDERAL HOME LOAN MORTGAGE CORPORATI SECURITY: 313400301 AGENDA NUMBER: 932368637 TICKER: FRE MEETING TYPE: Annual ISIN: MEETING DATE: 15-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BARBARA T. ALEXANDER Mgmt For For 2 GEOFFREY T. BOISI Mgmt For For 3 JOAN E. DONOGHUE Mgmt For For 4 MICHELLE ENGLER Mgmt For For 5 RICHARD KARL GOELTZ Mgmt For For 6 THOMAS S. JOHNSON Mgmt For For 7 WILLIAM M. LEWIS, JR. Mgmt For For 8 EUGENE M. MCQUADE Mgmt For For 9 SHAUN F. O'MALLEY Mgmt For For 10 RONALD F. POE Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 69 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 STEPHEN A. ROSS Mgmt For For 12 RICHARD F. SYRON Mgmt For For 13 WILLIAM J. TURNER Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2005.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 70 of 162 UNASSIGNED FOOT LOCKER, INC. SECURITY: 344849104 AGENDA NUMBER: 932485976 TICKER: FL MEETING TYPE: Annual ISIN: MEETING DATE: 24-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ALAN D. FELDMAN* Mgmt For For 2 JAROBIN GILBERT JR.* Mgmt For For 3 DAVID Y. SCHWARTZ* Mgmt For For 4 CHERYL NIDO TURPIN* Mgmt For For 5 MATTHEW M. MCKENNA** Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. 03 REAPPROVAL OF THE PERFORMANCE GOALS Mgmt For For UNDER THE LONG-TERM INCENTIVE COMPENSATION PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 71 of 162 UNASSIGNED GLAXOSMITHKLINE SECURITY: G3910J112 AGENDA NUMBER: 700909421 TICKER: MEETING TYPE: AGM ISIN: GB0009252882 MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and adopt the Directors report Mgmt For * and the financial statements for the YE 31 DEC 2005 2. Approve the remuneration report for the Mgmt For * YE 31 DEC 2005 3. Elect Dr. Moncef Slaoui as a Director of Mgmt For * the Company 4. Elect Mr. Tom de Swaan as a Director of Mgmt For * the Company 5. Re-elect Mr. Larry Culp as a Director of Mgmt For * the Company 6. Re-elect Sir. Crispin Davis as a Mgmt For * Director of the Company 7. Re-elect Dr. Ronaldo Schmitz as a Mgmt For * Director of the Company
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 72 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Authorize the Audit Committee to Mgmt For * re-appoint PricewaterhousCoopers LLP as the Auditors to the Company until the end of the next meeting at which accounts are laid before the Company 9. Authorize the Audit Committee to Mgmt For * determine the remuneration of the Auditors 10. Authorize the Company, in accordance Mgmt For * with 347C of the Companies Act 1985 the Act, to make donations to EU political organizations and to incur EU political expenditure up to a maximum aggregate amount of GBP 50,000; Authority expires the earlier of the conclusion of the next AGM in 2007 or 16 NOV 2007 11. Authorize the Directors, in substitution Mgmt For * for all substituting authorities, to allot relevant securities Section 80 of the Act up to an aggregate nominal amount of GBP 485,201,557; Authority expires the earlier of the conclusion of the Company s AGM in 2007 or 16 NOV 2007 ; and the Directors may allot relevant securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.12 Authorize the Directors, for the Mgmt For * purposes of Article 12 of the Company s Articles of Association and pursuant to Section 95 of the Act, to allot equity securities Section 94 of the Act for cash pursuant to the authority conferred on Directors by Resolution 11 and /or where such allotment constitutes an allotment of equity securities by virtue of Section 94(3A)of the Act, disapplying the statutory pre-emption rights Section 89(1), provided that this power is limited to the allotment of equity securities: a) in connection with a rights issue as defined in Article 12.5 of the Company s Articles of Association
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 73 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- provided that an offer of equity securities pursuant to any such rights issue need not be open to any shareholder holding ordinary shares as treasury shares; and b) up to an aggregate nominal amount of GBP 72,780,233; Authority expires the earlier of the conclusion of the next AGM of the Company in 2007 or on 16 NOV 2007 ; and the Directors to allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.13 Authorize the Company, for the purposes Mgmt For * of Section 166 of the Act, to make market purchases Section 163 of the Act of up to 582,241,869 ordinary shares of 25p each, at a minimum price of 25p and up to 105% of the average middle market quotations for such shares derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires the earlier of the conclusion of the next AGM of the Company held in 2007 or on 16 NOV 2007 ; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 74 of 162 UNASSIGNED GLAXOSMITHKLINE PLC SECURITY: 37733W105 AGENDA NUMBER: 932456836 TICKER: GSK MEETING TYPE: Annual ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O1 TO RECEIVE AND ADOPT THE DIRECTORS Mgmt For For REPORT AND THE FINANCIAL STATEMENTS O2 TO APPROVE THE REMUNERATION REPORT Mgmt For For O3 TO ELECT DR MONCEF SLAOUI AS A DIRECTOR Mgmt For For O4 TO ELECT MR TOM DE SWAAN AS A DIRECTOR Mgmt For For O5 TO RE-ELECT MR LARRY CULP AS A DIRECTOR Mgmt For For O6 TO RE-ELECT SIR CRISPIN DAVIS AS A Mgmt For For DIRECTOR O7 TO RE-ELECT DR RONALDO SCHMITZ AS A Mgmt For For DIRECTOR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 75 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O8 RE-APPOINTMENT OF AUDITORS Mgmt For For O9 REMUNERATION OF AUDITORS Mgmt For For S10 TO AUTHORISE THE COMPANY TO MAKE Mgmt For For DONATIONS TO EU POLITICAL ORGANISATIONS AND INCUR EU POLITICAL EXPENDITURE S11 AUTHORITY TO ALLOT SHARES Mgmt For For S12 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For (INDICATES A SPECIAL RESOLUTION) S13 AUTHORITY FOR THE COMPANY TO PURCHASE Mgmt For For ITS OWN SHARES (INDICATES A SPECIAL RESOLUTION)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 76 of 162 UNASSIGNED GLOBALSANTAFE CORPORATION SECURITY: G3930E101 AGENDA NUMBER: 932493187 TICKER: GSF MEETING TYPE: Annual ISIN: MEETING DATE: 23-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 THOMAS W. CASON Mgmt For For 2 JON A. MARSHALL Mgmt For For 3 CARROLL W. SUGGS Mgmt For For 2A AMEND THE COMPANY S AMENDED AND RESTATED Mgmt Against Against ARTICLES OF ASSOCIATION, AS AMENDED TO DATE; TO PROVIDE THAT THE ISSUANCE OF PREFERENCE SHARES IS NOT A VARIATION OF THE RIGHTS OF THE HOLDERS OF ORDINARY SHARES AND TO MAKE A RELATED CLARIFYING CHANGE, AND AMEND THE COMPANY S AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION TO MAKE A RELATED CLARIFYING CHANGE. 2B AMEND THE EXISTING ARTICLES OF Mgmt For For ASSOCIATION TO INCREASE THE COMPANY S FLEXIBILITY IN REPURCHASING ITS SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 77 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 2C AMEND THE EXISTING ARTICLES OF Mgmt For For ASSOCIATION TO DELETE OBSOLETE PROVISIONS RELATING TO KUWAIT PETROLEUM CORPORATION AND ITS AFFILIATES. 2D AMEND THE EXISTING MEMORANDUM OF Mgmt For For ASSOCIATION AND THE EXISTING ARTICLES OF ASSOCIATION TO CLARIFY, UPDATE AND MAKE MINOR CHANGES TO CERTAIN PROVISIONS. 2E AMEND AND RESTATE THE EXISTING Mgmt For For MEMORANDUM OF ASSOCIATION AND THE EXISTING ARTICLES OF ASSOCIATION TO INCORPORATE ALL PREVIOUS AMENDMENTS THERETO. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 78 of 162 UNASSIGNED GOLDEN WEST FINANCIAL CORPORATION SECURITY: 381317106 AGENDA NUMBER: 932446772 TICKER: GDW MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 MARYELLEN C. HERRINGER Mgmt For For 2 KENNETH T. ROSEN Mgmt For For 3 HERBERT M. SANDLER Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP TO SERVE AS THE COMPANY S INDEPENDENT OUTSIDE AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 79 of 162 UNASSIGNED GOODRICH CORPORATION SECURITY: 382388106 AGENDA NUMBER: 932447116 TICKER: GR MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DIANE C. CREEL Mgmt Withheld Against 2 GEORGE A. DAVIDSON, JR. Mgmt For For 3 HARRIS E. DELOACH, JR. Mgmt For For 4 JAMES W. GRIFFITH Mgmt For For 5 WILLIAM R. HOLLAND Mgmt For For 6 JOHN P. JUMPER Mgmt For For 7 MARSHALL O. LARSEN Mgmt For For 8 DOUGLAS E. OLESEN Mgmt For For 9 ALFRED M. RANKIN, JR. Mgmt For For 10 JAMES R. WILSON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 80 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 A. THOMAS YOUNG Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 81 of 162 UNASSIGNED INTERNATIONAL RECTIFIER CORPORATION SECURITY: 460254105 AGENDA NUMBER: 932404926 TICKER: IRF MEETING TYPE: Annual ISIN: MEETING DATE: 21-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR T 1 ALEXANDER LIDOW Mgmt For For 2 ROCHUS E. VOGT Mgmt For For 02 AMENDMENT OF EMPLOYEE STOCK PURCHASE Mgmt For For PLAN. TO APPROVE THE PROPOSED AMENDMENT AND RESTATEMENT OF THE COMPANY S EMPLOYEE STOCK PURCHASE PLAN. T 03 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY TO SERVE FOR FISCAL YEAR 2006. T
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 82 of 162 UNASSIGNED KKR FINANCIAL CORP. SECURITY: 482476306 AGENDA NUMBER: 932483908 TICKER: KFN MEETING TYPE: Annual ISIN: MEETING DATE: 03-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM F. ALDINGER Mgmt For For 2 PATRICK COWELL Mgmt For For 3 KENNETH M. DEREGT Mgmt For For 4 VINCENT PAUL FINIGAN Mgmt For For 5 SATURNINO S. FANLO Mgmt For For 6 PAUL M. HAZEN Mgmt For For 7 R. GLENN HUBBARD Mgmt For For 8 ROSS J. KARI Mgmt For For 9 ELY L. LICHT Mgmt For For 10 DEBORAH H. MCANE NY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 83 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 SCOTT C. NUTTALL Mgmt For For 02 TO RATIFY THE BOARD OF DIRECTOR S Mgmt For For APPOINTMENT OF DELOITTE & TOUCHE LLP AS KKR FINANCIAL CORP. S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 84 of 162 UNASSIGNED LAM RESEARCH CORPORATION SECURITY: 512807108 AGENDA NUMBER: 932401425 TICKER: LRCX MEETING TYPE: Annual ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES W. BAGLEY Mgmt For For 2 DAVID G. ARSCOTT Mgmt For For 3 ROBERT M. BERDAHL Mgmt For For 4 RICHARD J. ELKUS, JR. Mgmt For For 5 JACK R. HARRIS Mgmt For For 6 GRANT M. INMAN Mgmt For For 7 STEPHEN G. NEWBERRY Mgmt For For 8 SEIICHI WATANABE Mgmt For For 02 PROPOSAL TO APPROVE AMENDMENT OF THE LAM Mgmt For For 2004 EXECUTIVE INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 85 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 86 of 162 UNASSIGNED LEAR CORPORATION SECURITY: 521865105 AGENDA NUMBER: 932471852 TICKER: LEA MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DAVID E. FRY Mgmt For For 2 DAVID P. SPALDING Mgmt Withheld Against 3 JAMES A. STERN Mgmt For For 4 HENRY D.G. WALLACE Mgmt For For 02 RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 APPROVE AN AMENDMENT TO THE LEAR Mgmt For For CORPORATION LONG-TERM STOCK INCENTIVE PLAN. 04 STOCKHOLDER PROPOSAL TO ELECT EACH Mgmt For For DIRECTOR ANNUALLY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 87 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 STOCKHOLDER PROPOSAL REGARDING GLOBAL Shr Against For HUMAN RIGHTS STANDARDS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 88 of 162 UNASSIGNED LIBERTY GLOBAL, INC. SECURITY: 530555101 AGENDA NUMBER: 932522546 TICKER: LBTYA MEETING TYPE: Annual ISIN: MEETING DATE: 22-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JOHN P. COLE, JR. Mgmt For For 2 DAVID E. RAPLEY Mgmt For For 3 GENE W. SCHNEIDER Mgmt For For 02 AUDITORS RATIFICATION Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 89 of 162 UNASSIGNED MARATHON OIL CORPORATION SECURITY: 565849106 AGENDA NUMBER: 932449007 TICKER: MRO MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CLARENCE P. CAZALOT, JR Mgmt For For 2 DAVID A. DABERKO 3 WILLIAM L. DAVIS Mgmt For For 02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS INDEPENDENT AUDITORS FOR 2006. 03 BOARD PROPOSAL TO AMEND THE RESTATED Mgmt For For CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. 04 BOARD PROPOSAL TO AMEND THE RESTATED Mgmt For For CERTIFICATE OF INCORPORATION TO REVISE THE PURPOSE CLAUSE, ELIMINATE THE SERIES A JUNIOR PREFERRED STOCK AND MAKE OTHER TECHNICAL CHANGES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 90 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 05 STOCKHOLDER PROPOSAL TO ELECT DIRECTORS Shr For Against BY A MAJORITY VOTE. 06 STOCKHOLDER PROPOSAL FOR A SIMPLE Shr For Against MAJORITY VOTE OF STOCKHOLDERS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 91 of 162 UNASSIGNED MBNA CORPORATION SECURITY: 55262L100 AGENDA NUMBER: 932399757 TICKER: KRB MEETING TYPE: Special ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF THE MERGER WITH BANK OF Mgmt For For AMERICA CORPORATION 02 APPROVAL OF PROPOSAL TO ADJOURN THE MBNA Mgmt For For SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 92 of 162 UNASSIGNED MICROSOFT CORPORATION SECURITY: 594918104 AGENDA NUMBER: 932397981 TICKER: MSFT MEETING TYPE: Annual ISIN: MEETING DATE: 09-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM H. GATES III Mgmt For For 2 STEVEN A. BALLMER Mgmt For For 3 JAMES I. CASH JR. Mgmt For For 4 DINA DUBLON Mgmt For For 5 RAYMOND V. GILMARTIN Mgmt For For 6 A. MCLAUGHLIN KOROLOGOS Mgmt For For 7 DAVID F. MARQUARDT Mgmt For For 8 CHARLES H. NOSKI Mgmt For For 9 HELMUT PANKE Mgmt For For 10 JON A. SHIRLEY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 93 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 94 of 162 UNASSIGNED NCR CORPORATION SECURITY: 62886E108 AGENDA NUMBER: 932451608 TICKER: NCR MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM R. NUTI Mgmt For For 2 JAMES M. RINGLER Mgmt For For 02 APPROVAL OF THE APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 APPROVAL OF THE NCR MANAGEMENT INCENTIVE Mgmt For For PLAN. 04 APPROVAL OF THE NCR STOCK INCENTIVE Mgmt For For PLAN. 05 APPROVAL OF THE NCR EMPLOYEE STOCK Mgmt For For PURCHASE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 95 of 162 UNASSIGNED NEWELL RUBBERMAID INC. SECURITY: 651229106 AGENDA NUMBER: 932474416 TICKER: NWL MEETING TYPE: Annual ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 THOMAS E. CLARKE Mgmt Withheld Against 2 E. CUTHBERT MILLETT Mgmt Withheld Against 3 STEVEN J. STROBEL Mgmt For For 02 APPROVAL OF AMENDED AND RESTATED NEWELL Mgmt For For RUBBERMAID INC. 2003 STOCK PLAN 03 APPROVAL OF NEWELL RUBBERMAID INC. Mgmt For For EMPLOYEE STOCK PURCHASE PLAN 04 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006 05 APPROVAL OF STOCKHOLDER PROPOSAL - Shr For Against REDEEM OR VOTE POISON PILL, IF PROPERLY PRESENTED AT THE ANNUAL MEETING
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 96 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 APPROVAL OF STOCKHOLDER PROPOSAL - Mgmt For Against REPEAL CLASSIFIED BOARD, IF PROPERLY PRESENTED AT THE ANNUAL MEETING
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 97 of 162 UNASSIGNED NEXTEL COMMUNICATIONS, INC. SECURITY: 65332V103 AGENDA NUMBER: 932362394 TICKER: NXTL MEETING TYPE: Annual ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt For For MERGER, AS AMENDED. 02 APPROVAL OF ANY MOTION TO ADJOURN THE Mgmt For For ANNUAL MEETING. 03 DIRECTOR 1 TIMOTHY M. DONAHUE Mgmt For For 2 FRANK M DRENDEL Mgmt For For 3 WILLIAM E. KENNARD Mgmt For For 04 APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For NEXTEL S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. 05 APPROVAL OF THE NEXTEL COMMUNICATIONS, Mgmt For For INC. AMENDED AND RESTATED INCENTIVE EQUITY PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 98 of 162 UNASSIGNED NOBLE CORPORATION SECURITY: G65422100 AGENDA NUMBER: 932459058 TICKER: NE MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES C. DAY Mgmt For For 2 JULIE H. EDWARDS Mgmt For For 3 MARC E. LELAND Mgmt For For 02 APPROVAL OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR 2006. 03 MEMBER (SHAREHOLDER) PROPOSAL TO Mgmt Against For SEPARATE THE POSITIONS OF CHAIRMAN/CHIEF EXECUTIVE OFFICER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 99 of 162 UNASSIGNED NOBLE ENERGY, INC. SECURITY: 655044105 AGENDA NUMBER: 932460835 TICKER: NBL MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JEFFREY L. BERENSON Mgmt For For 2 MICHAEL A. CAWLEY Mgmt For For 3 EDWARD F. COX Mgmt For For 4 CHARLES D. DAVIDSON Mgmt For For 5 THOMAS J. EDELMAN Mgmt For For 6 KIRBY L. HEDRICK Mgmt For For 7 BRUCE A. SMITH Mgmt For For 8 WILLIAM T. VAN KLEEF Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For KPMG LLP AS THE COMPANY S INDEPENDENT AUDITOR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 100 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 STOCKHOLDER PROPOSAL THAT THE BOARD OF Mgmt Against For DIRECTORS REVISE THE CORPORATE GOVERNANCE GUIDELINES OF THE COMPANY TO ESTABLISH A POLICY OF SEPARATING THE POSITIONS OF CHAIRMAN OF THE BOARD OF DIRECTORS AND CHIEF EXECUTIVE OFFICER SO THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS WILL BE AN INDEPENDENT MEMBER OF THE BOARD, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 101 of 162 UNASSIGNED PARKER-HANNIFIN CORPORATION SECURITY: 701094104 AGENDA NUMBER: 932396903 TICKER: PH MEETING TYPE: Annual ISIN: MEETING DATE: 26-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM E. KASSLING Mgmt For For 2 PETER W. LIKINS Mgmt For For 3 JOSEPH M. SCAMINACE Mgmt For For 4 WOLFGANG R. SCHMITT Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FY06. 03 APPROVAL OF THE PARKER-HANNIFIN Mgmt For For CORPORATION PERFORMANCE BONUS PLAN. 04 A SHAREHOLDER PROPOSAL TO DECLASSIFY THE Shr For Against ELECTION OF DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 102 of 162 UNASSIGNED PINNACLE AIRLINES CORP. SECURITY: 723443107 AGENDA NUMBER: 932479620 TICKER: PNCL MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DONALD J. BREEDING Mgmt For For 2 R. PHILIP SHANNON Mgmt For For 02 RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 103 of 162 UNASSIGNED PLATINUM UNDERWRITERS HOLDINGS, LTD. SECURITY: G7127P100 AGENDA NUMBER: 932460784 TICKER: PTP MEETING TYPE: Annual ISIN: MEETING DATE: 25-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 H. FURLONG BALDWIN Mgmt For For 2 JONATHAN F. BANK Mgmt For For 3 DAN R. CARMICHAEL Mgmt For For 4 ROBERT V. DEUTSCH Mgmt For For 5 STEVEN H. NEWMAN Mgmt For For 6 MICHAEL D. PRICE Mgmt For For 7 PETER T. PRUITT Mgmt For For 02 TO CONSIDER AND TAKE ACTION ON A Mgmt For For PROPOSAL TO AMEND THE BYE-LAWS OF THE COMPANY BY REMOVING BYE-LAW 51(4), WHICH WOULD LIMIT THE VOTING RIGHTS OF THE COMPANY S 6% SERIES A MANDATORY CONVERTIBLE PREFERRED SHARES.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 104 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 03 TO CONSIDER AND TAKE ACTION ON A Mgmt Against Against PROPOSAL TO APPROVE THE 2006 SHARE INCENTIVE PLAN. 04 TO CONSIDER AND TAKE ACTION UPON A Mgmt For For PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2006 FISCAL YEAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 105 of 162 UNASSIGNED QLOGIC CORPORATION SECURITY: 747277101 AGENDA NUMBER: 932377509 TICKER: QLGC MEETING TYPE: Annual ISIN: MEETING DATE: 23-Aug-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 H.K. DESAI Mgmt For For 2 JOEL S. BIRNBAUM Mgmt For For 3 LARRY R. CARTER Mgmt For For 4 JAMES R. FIEBIGER Mgmt For For 5 BALAKRISHNAN S. IYER Mgmt For For 6 CAROL L. MILTNER Mgmt For For 7 GEORGE D. WELLS Mgmt For For 02 APPROVAL OF THE QLOGIC CORPORATION 2005 Mgmt For For PERFORMANCE INCENTIVE PLAN 03 RATIFICATION OF APPOINTMENT OF KPMG LLP Mgmt For For AS INDEPENDENT AUDITORS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 106 of 162 UNASSIGNED R.H. DONNELLEY CORPORATION SECURITY: 74955W307 AGENDA NUMBER: 932512836 TICKER: RHD MEETING TYPE: Annual ISIN: MEETING DATE: 01-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1A ELECTION OF CLASS I MEMBER OF THE BOARD Mgmt For For OF DIRECTORS: NANCY E. COOPER 1B ELECTION OF CLASS I MEMBER OF THE BOARD Mgmt For For OF DIRECTORS: R. GLENN HUBBARD 1C ELECTION OF CLASS I MEMBER OF THE BOARD Mgmt For For OF DIRECTORS: ROBERT KAMERSCHEN 1D ELECTION OF CLASS I MEMBER OF THE BOARD Mgmt For For OF DIRECTORS: DAVID C. SWANSON 02 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 107 of 162 UNASSIGNED ROYAL BANK OF SCOTLAND GROUP PLC SECURITY: G76891111 AGENDA NUMBER: 700903467 TICKER: MEETING TYPE: AGM ISIN: GB0007547838 MEETING DATE: 28-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1. Receive and approve the report and the Mgmt For * accounts 2. Approve the remuneration report Mgmt For * 3. Declare a final dividend on the ordinary Mgmt For * shares 4. Re-elect Mr. R.A. Scott as a Director Mgmt For * 5. Re-elect Mr. P.D. Sutherland as a Director Mgmt For * 6. Re-elect Mr. C.A.M. Buchan as a Director Mgmt For * 7. Elect Sir Tom McKilllop as a Director Mgmt For *
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 108 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 8. Elect Mrs J.C. Kong as a Director Mgmt For * 9. Elect Mr. G. R. Whittaker as a Director Mgmt For * 10. Elect Mr. J.A.N. Cameron as a Director Mgmt For * 11. Elect Mr. M.A. Fisher as a Director Mgmt For * 12. Elect Mr. W.M. Friedrich as a Director Mgmt For * 13. Re-appoint Deloitte and Touche LLP as the Mgmt For * Auditors 14. Authorize the Audit Committee to fix the Mgmt For * remuneration of the Auditors 15. Grant authority to issue equity or Mgmt For * equity-linked securities with pre-emptive rights up to aggregate nominal amount of GBP 266,482,100
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 109 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- S.16 Grant authority to issue equity or Mgmt For * equity-linked securities without pre-emptive rights up to an aggregate nominal amount of GBP 39,972,315 S.17 Authorise 319,778,520 ordinary shares for Mgmt For * market purchase 18. Approve EU Political Donations up to GBP Mgmt For * 250,000 and incur EU Political Expenditure up to GBP 250,000
AN * IN THE FOR/AGAINST MANAGEMENT FIELD INDICATES MANAGEMENT POSITION UNKNOWN SINCE INFORMATION REGARDING NON-U.S. ISSUERS IS NOT READILY AVAILABLE. Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 110 of 162 UNASSIGNED RUBY TUESDAY, INC. SECURITY: 781182100 AGENDA NUMBER: 932388285 TICKER: RI MEETING TYPE: Annual ISIN: MEETING DATE: 05-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 BERNARD LANIGAN, JR. Mgmt For For 2 JAMES A. HASLAM, III Mgmt Withheld Against 3 STEPHEN I. SADOVE Mgmt For For 02 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For 2003 STOCK INCENTIVE PLAN. 03 TO RATIFY THE SELECTION OF KPMG LLP TO Mgmt For For SERVE AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 6, 2006. 04 TO CONSIDER THE SHAREHOLDER PROPOSAL Shr Against For REQUESTING THAT AN INDEPENDENT COMMITTEE OF THE BOARD OF DIRECTORS REVIEW THE COMPANY S POLICIES FOR MONITORING FOOD PRODUCTS CONTAINING GENETICALLY ENGINEERED
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 111 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- INGREDIENTS AND ISSUE A REPORT TO SHAREHOLDERS WITHIN SIX MONTHS, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 112 of 162 UNASSIGNED SANOFI-AVENTIS SECURITY: 80105N105 AGENDA NUMBER: 932529413 TICKER: SNY MEETING TYPE: Annual ISIN: MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O1 APPROVAL OF THE INDIVIDUAL COMPANY Mgmt For For FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2005 O2 APPROVAL OF THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2005 O3 APPROPRIATION OF PROFITS; Mgmt For For DECLARATION OF DIVIDEND O4 APPROVAL OF TRANSACTIONS COVERED Mgmt For For BY THE STATUTORY AUDITORS SPECIAL REPORT PREPARED IN ACCORDANCE WITH ARTICLE L.225-40 OF THE COMMERCIAL CODE O5 REAPPOINTMENT OF A DIRECTOR Mgmt For For O6 APPOINTMENT OF A DIRECTOR Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 113 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O7 REAPPOINTMENT OF A STATUTORY Mgmt For For AUDITOR O8 APPOINTMENT OF A DEPUTY STATUTORY Mgmt For For AUDITOR O9 DIRECTORS ATTENDANCE FEES Mgmt For For O10 AUTHORIZATION TO THE BOARD OF Mgmt For For DIRECTORS TO CARRY OUT TRANSACTIONS IN SHARES ISSUED BY THE COMPANY E11 REVIEW AND APPROVAL OF THE MERGER Mgmt For For OF RHONE COOPER INTO SANOFI- AVENTIS - APPROVAL OF THE CONSIDERATION FOR THE MERGER AND OF THE RESULTING CAPITAL INCREASE E12 APPROPRIATION OF MERGER PREMIUM Mgmt For For E13 FORMAL RECORDING OF FINAL Mgmt For For COMPLETION OF THE MERGER ON MAY 31, 2006 AND OF THE RESULTING CAPITAL INCREASE E14 AMENDMENT TO ARTICLE 6 OF THE Mgmt For For BYLAWS AFTER THE CAPITAL INCREASE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 114 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E15 AMENDMENT TO ARTICLES 12 AND 16 OF Mgmt For For THE BYLAWS E16 POWERS Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 115 of 162 UNASSIGNED SANOFI-AVENTIS, PARIS SECURITY: F5548N101 AGENDA NUMBER: 700931618 TICKER: MEETING TYPE: EGM ISIN: FR0000120578 MEETING DATE: 31-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- PLEASE NOTE THAT THIS IS A MIX Non-Voting No vote MEETING. THANK YOU A Verification Period exists in France. Non-Voting No vote Please see http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on the Company s By-laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: PLEASE NOTE THAT THE MEETING TO BE Non-Voting No vote HELD ON 19 MAY 2006 HAS BEEN POSTPONED DUE TO LACK OF QUORUM AND THAT THE SECOND CONVOCATION WILL BE HELD ON 31 MAY 2006. PLEASE ALSO NOTE THE NEW CUTOFF DATE 18 MAY 2006. IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. O.1 Receive the report of the Board of Mgmt No vote Directors and the Auditors general report and approve the Company s financial statements and the balance sheet for the 2005 FY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 116 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.2 Receive the reports of the Board of Mgmt No vote Directors and the Statutory Auditors and approve the consolidated financial statements for the said FY O.3 Approve the income for the FY be Mgmt No vote appropriated as follows: income for the FY: EUR 6,146,952,608.18 plus retained earnings: EUR 1,205,678,019.78, distributable income: EUR 7,352,630,627.96 allocated to: payment of dividends: EUR 2,057,005,434.48, retained earnings: EUR 5,295,625,193.48, following a capital increase and a capital reduction, the capital was brought from EUR 2,802,613,138.00 on 31 DEC 2005, to EUR 2,708,476,850.00 divided in 1,354,238,425 fully paid-up shares, whose 1,353,293,049 shares are entitled to the existing dividend, and 945,376 shall bear an accruing dividend as of 01 JAN 2006; the shareholders will receive a net dividend of EUR 1.52 per share, for each of the 1,353,293,049 shares, this dividend will be paid on 07 JUN 2006 as required by law O.4 Receive the special report of the Mgmt No vote Auditors on agreements governed by Articles L.225-38 Et Seq. of the French Commercial Code and approve said report and the agreements referred to therein O.5 Approve to renew the appointment of Mr. Mgmt No vote Lord Douro as a Director for a 4-year period O.6 Appoint Mr. Gerard Le Fur as a Director Mgmt No vote for a 4-year period
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 117 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- O.7 Approve to renew the appointment of the Mgmt No vote Company Ernst and Young Audit as the Statutory Auditor for a 6-year period O.8 Appoint the Company Auditex as the Mgmt No vote Deputy Auditor for a 6-year period O.9 Approve the award total annual fees of Mgmt No vote EUR 1,200,000.00 to the Board of Directors O.10 Authorize the Board of Directors, in Mgmt No vote supersession to all earlier delegations, to trade in the Company s shares on the stock market, subject to the conditions described below: maximum purchase price: EUR 100.00, maximum number of shares to be acquired: 10% of the share capital, i.e. 1,401,306,569 shares, maximum funds invested in the share buybacks: EUR 14,013,065,700.00; Authority expires at the end of 18 months; to take all necessary measures and accomplish all necessary formalities E.11 Approve: to review the report of the Mgmt No vote Board of Directors, the reports of Mr. De Courcel, the Merger Auditors and the Merger Agreement as per the private deed dated 03 APR 2006; all the provisions of this Merger Agreement, pursuant to which Rhone Cooper contributes to Sanofi-Aventis, all of its assets, with the corresponding taking-over of all its liabilities: the valuation of the assets contributed amounting to EUR 460,949,630.75 and the liabilities at EUR 3,857,602.25, i.e. net assets contributed of EUR 457,092,028.50; the consideration for the contributions according to an exchange ratio of 10 Sanofi-Aventis shares against 1 Rhone Cooper share; the unconditional completion date of the Merger, in a juridical point of view, fixed on 31 MAY 2006 and on 01 JAN 2006 in an accounting
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 118 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- and financial point of view; Rhone Cooper shares held by Sanofi -Aventis will not be exchanged; to increase the capital in consideration for the contribution in connection with the Merger, by EUR 237,300.00 by the creation of 118,650 new fully paid-up shares of a par value of EUR 2.00 each, carrying rights to the 2006 dividend and to be distributed among the shareholders of the acquired Company, according to an exchange ratio of 10 Sanofi - Aventis shares against 1 Rhone Cooper share; the capital will thus increase from EUR 2,708,476,850.00 to EUR 2,708,714,150.00; these new shares created by Sanofi - Aventis will be assimilated in all respects to the other shares comprising the share capital; the difference between: the amount of the net assets contributed by Rhone Cooper: EUR 457,092,028.50; less the quota of the net assets contributed by Rhone Cooper corresponding to shares held by Sanofi - Aventis: EUR 452,475,399.01; and the amount of the share capital increase: EUR 237,300.00 represents the share premium of EUR 4,379,329.49 and will be allocated to the Merger premium account to which Sanofi - Aventis existing and new shareholders will hold rights; the difference between: the quota of the net assets contributed by Rhone Cooper corresponding to shares held by Sanofi-Aventis: EUR 452,475,399.01; plus the dividend received by Sanofi -Aventis as a result of its holding in Rhone Cooper: EUR 3,567,944.70; and the accounting net value of the Rhone Cooper shares held by Sanofi- Aventis: EUR 461,177,959.12 represents the capital loss on transferred shares of EUR 5,134,615.41 and will be allocated to Sanofi - Aventis balance sheet assets as intangible assets E.12 Authorize the Board of Directors to Mgmt No vote proceed with drawings upon the merger premium
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 119 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- E.13 Acknowledge the unconditional completion Mgmt No vote date of the merger will, in a juridical point of view, be fixed on 31 MAY 2006 and on 01 JAN 2006 in an accounting and financial point of view; the 118,650 new fully paid-up shares of a par value of EUR 2.00 each, created in consideration for the merger by Sanofi - Aventis will be distributed among the shareholders of the acquired Company on 31 MAY 2006, according to an exchange ratio of 10 Sanofi -Aventis shares against 1 Rhone Cooper share E.14 Amend, pursuant to the adoption of the Mgmt No vote above resolutions, the Article 6 of the Bylaws as follows: the share capital of is set at EUR 2,708,714,150.00 and is divided in to 1,354,357,075 shares of par value of EUR 2.00 each of the same class and fully paid in E.15 Approve to modify the duration of the Mgmt No vote term of office of the Chairman; amend the Articles 12 and 16 of the Articles of the Bylaws E.16 Grant all powers to the bearer of a copy Mgmt No vote or an extract of the minutes of this meeting in order to accomplish all formalities, filings and registration prescribed by law
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 120 of 162 UNASSIGNED SCIENTIFIC-ATLANTA, INC. SECURITY: 808655104 AGENDA NUMBER: 932400473 TICKER: SFA MEETING TYPE: Annual ISIN: MEETING DATE: 03-Nov-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DAVID W. DORMAN Mgmt For For 2 WILLIAM E. KASSLING Mgmt For For 3 MYLLE H. MANGUM Mgmt For For 02 RATIFICATION OF THE SELECTION BY THE Mgmt For For AUDIT COMMITTEE OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2006. 03 RE-APPROVAL OF THE SENIOR OFFICER Mgmt For For ANNUAL INCENTIVE PLAN, AS AMENDED. 04 APPROVAL AND ADOPTION OF THE 2005 EQUITY Mgmt For For PLAN FOR NON-EMPLOYEE DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 121 of 162 UNASSIGNED SEAGATE TECHNOLOGY SECURITY: G7945J104 AGENDA NUMBER: 932396941 TICKER: STX MEETING TYPE: Annual ISIN: MEETING DATE: 27-Oct-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 WILLIAM W. BRADLEY Mgmt Withheld Against 2 JAMES G. COULTER Mgmt Withheld Against 3 JAMES A. DAVIDSON Mgmt Withheld Against 4 GLENN H. HUTCHINS Mgmt Withheld Against 5 DONALD E. KIERNAN Mgmt For For 6 STEPHEN J. LUCZO Mgmt Withheld Against 7 DAVID F. MARQUARDT Mgmt Withheld Against 8 LYDIA M. MARSHALL Mgmt Withheld Against 9 GREGORIO REYES Mgmt For For 10 JOHN W. THOMPSON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 122 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 WILLIAM D. WATKINS Mgmt Withheld Against 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP TO SERVE AS INDEPENDENT REGISTERED ACCOUNTING FIRM OF SEAGATE TECHNOLOGY FOR THE FISCAL YEAR ENDING JUNE 30, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 123 of 162 UNASSIGNED SEAGATE TECHNOLOGY SECURITY: G7945J104 AGENDA NUMBER: 932498884 TICKER: STX MEETING TYPE: Special ISIN: MEETING DATE: 17-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 PROPOSAL TO APPROVE THE ISSUANCE OF Mgmt For For SEAGATE COMMON SHARES PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 20, 2005 (AS AMENDED, SUPPLEMENTED OR MODIFIED FROM TIME TO TIME, THE MERGER AGREEMENT) BY AND AMONG SEAGATE TECHNOLOGY, MD MERGER CORPORATION AND MAXTOR CORPORATION 02 PROPOSAL TO APPROVE ADJOURNMENT OF THE Mgmt Against Against EXTRAORDINARY GENERAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE EXTRAORDINARY GENERAL MEETING TO APPROVE THE ISSUANCE OF SEAGATE COMMON SHARES IN THE MERGER.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 124 of 162 UNASSIGNED SMURFIT-STONE CONTAINER CORPORATION SECURITY: 832727101 AGENDA NUMBER: 932469201 TICKER: SSCC MEETING TYPE: Annual ISIN: MEETING DATE: 10-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES R. BORIS Mgmt For For 2 CONNIE K. DUCKWORTH Mgmt For For 3 ALAN E. GOLDBERG Mgmt For For 4 WILLIAM T. LYNCH, JR. Mgmt For For 5 PATRICK J. MOORE Mgmt For For 6 JAMES J. O'CONNOR Mgmt For For 7 JERRY K. PEARLMAN Mgmt For For 8 THOMAS A. REYNOLDS, III Mgmt For For 9 EUGENE C. SIT Mgmt For For 10 WILLIAM D. SMITHBURG Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 125 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 126 of 162 UNASSIGNED SPRINT CORPORATION SECURITY: 852061100 AGENDA NUMBER: 932364502 TICKER: FON MEETING TYPE: Annual ISIN: MEETING DATE: 13-Jul-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF SPRINT SERIES 1 COMMON STOCK. 02 AMENDMENT TO SPRINT S ARTICLES OF Mgmt For For INCORPORATION TO CREATE THE CLASS OF NON-VOTING COMMON STOCK AND CREATE THE NINTH SERIES PREFERRED STOCK AND ADD A PROVISION STATING THAT STOCKHOLDER APPROVAL IS NOT REQUIRED FOR THE ACQUISITION BY SPRINT NEXTEL OF NON-VOTING COMMON STOCK OR THE NINTH SERIES PREFERRED STOCK FROM A HOLDER OF THAT STOCK. 03 ADOPTION OF THE SPRINT NEXTEL AMENDED Mgmt For For AND RESTATED ARTICLES OF INCORPORATION. 04 ISSUANCE OF SPRINT NEXTEL SERIES 1 Mgmt For For COMMON STOCK, NON-VOTING COMMON STOCK AND THE NINTH SERIES PREFERRED STOCK IN THE MERGER. 05 POSSIBLE ADJOURNMENT OF THE SPRINT Mgmt For For ANNUAL MEETING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 127 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 DIRECTOR 1 GORDON M. BETHUNE Mgmt For For 2 DR. E. LINN DRAPER, JR. Mgmt For For 3 JAMES H. HANCE, JR. Mgmt For For 4 DEBORAH A. HENRETTA Mgmt For For 5 IRVINE O. HOCKADAY, JR. Mgmt For For 6 LINDA KOCH LORIMER Mgmt For For 7 GERALD L. STORCH Mgmt For For 8 WILLIAM H. SWANSON Mgmt For For 07 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS OF SPRINT FOR 2005. 08 STOCKHOLDER PROPOSAL CONCERNING SENIOR Shr For Against EXECUTIVE RETIREMENT BENEFITS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 128 of 162 UNASSIGNED SPRINT NEXTEL CORPORATION SECURITY: 852061100 AGENDA NUMBER: 932451773 TICKER: S MEETING TYPE: Annual ISIN: MEETING DATE: 18-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 KEITH J. BANE Mgmt For For 2 GORDON M. BETHUNE Mgmt For For 3 TIMOTHY M. DONAHUE Mgmt For For 4 FRANK M. DRENDEL Mgmt For For 5 GARY D. FORSEE Mgmt For For 6 JAMES H. HANCE, JR. Mgmt For For 7 V. JANET HILL Mgmt For For 8 IRVINE O. HOCKADAY, JR. Mgmt For For 9 WILLIAM E. KENNARD Mgmt For For 10 LINDA KOCH LORIMER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 129 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 STEPHANIE M. SHERN Mgmt For For 12 WILLIAM H. SWANSON Mgmt For For 02 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL FOR 2006. 03 SHAREHOLDER PROPOSAL CONCERNING Shr For Against MAJORITY VOTING. 04 SHAREHOLDER PROPOSAL CONCERNING Shr Against For CUMULATIVE VOTING.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 130 of 162 UNASSIGNED TALISMAN ENERGY INC. SECURITY: 87425E103 AGENDA NUMBER: 932459832 TICKER: TLM MEETING TYPE: Special ISIN: MEETING DATE: 09-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 DOUGLAS D. BALDWIN Mgmt For For 2 JAMES W. BUCKEE Mgmt For For 3 WILLIAM R.P. DALTON Mgmt For For 4 KEVIN S. DUNNE Mgmt For For 5 LAWRENCE G. TAPP Mgmt For For 6 STELLA M. THOMPSON Mgmt For For 7 ROBERT G. WELTY Mgmt For For 8 CHARLES R. WILLIAMSON Mgmt For For 9 CHARLES W. WILSON Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 131 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 REAPPOINTMENT OF ERNST & YOUNG LLP Mgmt For For CHARTERED ACCOUNTANTS AS AUDITOR OF THE COMPANY FOR THE ENSUING YEAR. 03 RESOLUTION TO AMEND THE ARTICLES TO Mgmt For For EFFECT A THREE FOR ONE DIVISION OF COMMON SHARES. PLEASE READ THE RESOLUTION IN FULL IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 132 of 162 UNASSIGNED TEKTRONIX, INC. SECURITY: 879131100 AGENDA NUMBER: 932386293 TICKER: TEK MEETING TYPE: Annual ISIN: MEETING DATE: 22-Sep-05
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 PAULINE LO ALKER Mgmt For For 2 A. GARY AMES Mgmt For For 3 GERRY B. CAMERON Mgmt For For 4 DAVID N. CAMPBELL Mgmt For For 5 FRANK C. GILL Mgmt For For 6 MERRILL A. MCPEAK Mgmt For For 7 ROBIN L. WASHINGTON Mgmt For For 8 RICHARD H. WILLS Mgmt For For 9 CYRIL J. YANSOUNI Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 133 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2006. 03 APPROVAL OF THE COMPANY S 2005 STOCK Mgmt For For INCENTIVE PLAN. 04 APPROVAL OF THE COMPANY S EMPLOYEE SHARE Mgmt For For PURCHASE PLAN, AS AMENDED.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 134 of 162 UNASSIGNED TEMPLE-INLAND INC. SECURITY: 879868107 AGENDA NUMBER: 932457991 TICKER: TIN MEETING TYPE: Annual ISIN: MEETING DATE: 05-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CASSANDRA C. CARR Mgmt For For 2 JAMES T. HACKETT Mgmt For For 3 ARTHUR TEMPLE, III Mgmt For For 4 LARRY E. TEMPLE Mgmt For For 02 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For ERNST & YOUNG LLP AS REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM OF TEMPLE-INLAND INC. FOR THE FISCAL YEAR ENDING DECEMBER 30, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 135 of 162 UNASSIGNED THE ALLSTATE CORPORATION SECURITY: 020002101 AGENDA NUMBER: 932460277 TICKER: ALL MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 F. DUANE ACKERMAN Mgmt For For 2 JAMES G. ANDRESS Mgmt For For 3 W. JAMES FARRELL Mgmt For For 4 JACK M. GREENBERG Mgmt For For 5 RONALD T. LEMAY Mgmt For For 6 EDWARD M. LIDDY Mgmt For For 7 J. CHRISTOPHER REYES Mgmt For For 8 H. JOHN RILEY, JR. Mgmt For For 9 JOSHUA I. SMITH Mgmt For For 10 JUDITH A. SPRIESER Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 136 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 MARY ALICE TAYLOR Mgmt For For 02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For INDEPENDENT AUDITORS FOR 2006. 03 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For 2001 EQUITY INCENTIVE PLAN. 04 APPROVAL OF THE 2006 EQUITY COMPENSATION Mgmt For For PLAN FOR NON- EMPLOYEE DIRECTORS. 05 PROVIDE FOR DIRECTOR ELECTION MAJORITY Shr For Against VOTE STANDARD. 06 PROVIDE FOR SIMPLE MAJORITY VOTE. Shr For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 137 of 162 UNASSIGNED THE REYNOLDS AND REYNOLDS COMPANY SECURITY: 761695105 AGENDA NUMBER: 932542017 TICKER: REY MEETING TYPE: Annual ISIN: MEETING DATE: 15-Jun-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CLEVE L. KILLINGSWORTH Mgmt For For 2 FINBARR J. O'NEILL Mgmt For For 3 RENATO ZAMBONINI Mgmt For For 02 RATIFICATION OF REAPPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 138 of 162 UNASSIGNED TIME WARNER INC. SECURITY: 887317105 AGENDA NUMBER: 932481574 TICKER: TWX MEETING TYPE: Annual ISIN: MEETING DATE: 19-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 JAMES L. BARKSDALE Mgmt For For 2 STEPHEN F. BOLLENBACH Mgmt For For 3 FRANK J. CAUFIELD Mgmt For For 4 ROBERT C. CLARK Mgmt For For 5 JESSICA P. EINHORN Mgmt For For 6 REUBEN MARK Mgmt For For 7 MICHAEL A. MILES Mgmt For For 8 KENNETH J. NOVACK Mgmt For For 9 RICHARD D. PARSONS Mgmt For For 10 FRANCIS T. VINCENT, JR. Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 139 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 DEBORAH C. WRIGHT Mgmt For For 02 RATIFICATION OF AUDITORS. Mgmt For For 03 APPROVAL OF TIME WARNER INC. 2006 Mgmt For For STOCK INCENTIVE PLAN. 04 STOCKHOLDER PROPOSAL REGARDING Shr For Against SIMPLE MAJORITY VOTE. 05 STOCKHOLDER PROPOSAL REGARDING Mgmt Against For SEPARATION OF ROLES OF CHAIRMAN AND CEO. 06 STOCKHOLDER PROPOSAL REGARDING CODE Shr Against For OF VENDOR CONDUCT.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 140 of 162 UNASSIGNED TOTAL S.A. SECURITY: 89151E109 AGENDA NUMBER: 932506249 TICKER: TOT MEETING TYPE: Annual ISIN: MEETING DATE: 12-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 APPROVAL OF PARENT COMPANY FINANCIAL Mgmt For STATEMENTS 02 APPROVAL OF CONSOLIDATED FINANCIAL Mgmt For STATEMENTS 03 ALLOCATION OF EARNINGS, DECLARATION OF Mgmt For DIVIDEND 04 AUTHORIZATION TO BE GIVEN TO THE BOARD Mgmt For OF DIRECTORS TO TRANSFER THE SPECIAL LONG-TERM CAPITAL GAINS RESERVED TO THE ACCOUNT 05 AGREEMENTS COVERED BY ARTICLE L.225-38 Mgmt For OF THE FRENCH COMMERCIAL CODE 06 AUTHORIZATION FOR THE BOARD OF DIRECTORS Mgmt For TO TRADE SHARES OF THE COMPANY 07 DIRECTOR
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 141 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1 ANNE LAUVERGEON Mgmt For 2 DANIEL BOUTON Mgmt For 3 BERTRAND COLLOMB Mgmt For 4 A JEANCOURT-GALIGNANI Mgmt For 5 MICHEL PEBEREAU Mgmt For 6 PIERRE VAILLAUD Mgmt For 7 CHRISTOPHE DE MARGERIE Mgmt For 14 APPROVAL OF THE ASSET CONTRIBUTION BY Mgmt For THE COMPANY TO ARKEMA, GOVERNED BY THE LEGAL REGIME APPLICABLE TO DEMERGERS 15 FOUR-FOR-ONE STOCK SPLIT Mgmt For 16 AMENDMENT OF ARTICLE 11 -3 OF THE Mgmt For COMPANY S ARTICLES OF ASSOCIATION FIXING THE NUMBER OF SHARES OF THE COMPANY
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 142 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- RA RESOLUTION A (NOT APPROVED BY THE BOARD Mgmt For OF DIRECTORS) RB RESOLUTION B (NOT APPROVED BY THE BOARD Mgmt For OF DIRECTORS)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 143 of 162 UNASSIGNED TRW AUTOMOTIVE HOLDINGS CORP. SECURITY: 87264S106 AGENDA NUMBER: 932458880 TICKER: TRW MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ROBERT L. FRIEDMAN Mgmt Withheld Against 2 J. MICHAEL LOSH Mgmt For For 02 THE RATIFICATION OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT PUBLIC ACCOUNTANTS TO AUDIT THE CONSOLIDATED FINANCIAL STATEMENTS OF TRW AUTOMOTIVE HOLDINGS CORP. FOR 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 144 of 162 UNASSIGNED TYCO INTERNATIONAL LTD. SECURITY: 902124106 AGENDA NUMBER: 932432773 TICKER: TYC MEETING TYPE: Annual ISIN: MEETING DATE: 09-Mar-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 1A SET THE MAXIMUM NUMBER OF Mgmt For For DIRECTORS AT 12 1B DIRECTOR 1 DENNIS C. BLAIR Mgmt For For 2 EDWARD D. BREEN Mgmt For For 3 BRIAN DUPERREAULT Mgmt For For 4 BRUCE S. GORDON Mgmt For For 5 RAJIV L. GUPTA Mgmt For For 6 JOHN A. KROL Mgmt For For 7 MACKEY J. MCDONALD Mgmt For For 8 H. CARL MCCALL Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 145 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 9 BRENDAN R. O'NEILL Mgmt For For 10 SANDRA S. WIJNBERG Mgmt For For 11 JEROME B. YORK Mgmt For For 1C AUTHORIZATION FOR THE BOARD OF DIRECTORS Mgmt For For TO APPOINT AN ADDITIONAL DIRECTOR TO FILL THE VACANCY PROPOSED TO BE CREATED ON THE BOARD 02 RE-APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP AS TYCO S INDEPENDENT AUDITORS AND AUTHORIZATION FOR THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITORS REMUNERATION
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 146 of 162 UNASSIGNED UBS AG SECURITY: H8920M855 AGENDA NUMBER: 932467598 TICKER: UBS MEETING TYPE: Annual ISIN: MEETING DATE: 19-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 ANNUAL REPORT, GROUP AND PARENT COMPANY Mgmt For For ACCOUNTS FOR FINANCIAL YEAR 2005 REPORTS OF THE GROUP AND STATUTORY AUDITORS 02 APPROPRIATION OF RETAINED EARNINGS Mgmt For For DIVIDEND FOR FINANCIAL YEAR 2005 03 DISCHARGE OF THE MEMBERS OF THE BOARD Mgmt For For OF DIRECTORS AND THE GROUP EXECUTIVE BOARD 4A1 RE-ELECTION OF BOARD MEMBER: ROLF A. Mgmt For For MEYER 4A2 RE-ELECTION OF BOARD MEMBER: ERNESTO Mgmt For For BERTARELLI 4B1 ELECTION OF NEW BOARD MEMBER: GABRIELLE Mgmt For For KAUFMANN-KOHLER 4B2 ELECTION OF NEW BOARD MEMBER: JOERG Mgmt For For WOLLE
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 147 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 4A ELECTION OF THE GROUP AND STATUTORY Mgmt For For AUDITORS 4B ELECTION OF THE SPECIAL AUDITORS Mgmt For For 5A CANCELLATION OF SHARES REPURCHASED Mgmt For For UNDER THE 2005/2006 SHARE BUYBACK PROGRAM 5B APPROVAL OF NEW SHARE BUYBACK PROGRAM Mgmt For For FOR 2006/2007 5C ONE-TIME PAYOUT IN THE FORM OF A PAR Mgmt For For VALUE REPAYMENT 5D SHARE SPLIT Mgmt For For 5E1 AMENDMENTS TO ARTICLE 4 PARA. 1 AND Mgmt For For ARTICLE 4A OF THE ARTICLES OF ASSOCIATION 5E2 REDUCTION OF THE THRESHOLD VALUE FOR Mgmt For For AGENDA ITEM REQUESTS (ARTICLE 12 PARA. 1 OF THE ARTICLES OF ASSOCIATION)
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 148 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 06 CREATION OF CONDITIONAL CAPITAL, Mgmt For For APPROVAL OF ARTICLE 4A PARA. 2 OF THE ARTICLES OF ASSOCIATION
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 149 of 162 UNASSIGNED UGI CORPORATION SECURITY: 902681105 AGENDA NUMBER: 932429942 TICKER: UGI MEETING TYPE: Annual ISIN: MEETING DATE: 22-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J.W. STRATTON Mgmt For For 2 S.D. BAN Mgmt For For 3 R.C. GOZON Mgmt For For 4 L.R. GREENBERG Mgmt For For 5 M.O. SCHLANGER Mgmt For For 6 A. POL Mgmt For For 7 E.E. JONES Mgmt For For 8 J.L. WALSH Mgmt For For 9 R.B. VINCENT Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 150 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 151 of 162 UNASSIGNED UNISYS CORPORATION SECURITY: 909214108 AGENDA NUMBER: 932451684 TICKER: UIS MEETING TYPE: Annual ISIN: MEETING DATE: 20-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 RANDALL J. HOGAN Mgmt For For 2 EDWIN A. HUSTON Mgmt For For 3 LESLIE F. KENNE Mgmt For For 4 JOSEPH W. MCGRATH Mgmt For For 02 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 152 of 162 UNASSIGNED VARIAN SEMICONDUCTOR EQUIP. ASSOC., SECURITY: 922207105 AGENDA NUMBER: 932425033 TICKER: VSEA MEETING TYPE: Annual ISIN: MEETING DATE: 09-Feb-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 GARY E. DICKERSON Mgmt For For 02 TO APPROVE OUR 2006 STOCK INCENTIVE Mgmt For For PLAN. 03 TO APPROVE OUR 2006 MANAGEMENT INCENTIVE Mgmt For For PLAN. 04 TO APPROVE AN AMENDMENT TO OUR Mgmt For For EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE THEREUNDER BY 500,000 SHARES. 05 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS VARIAN SEMICONDUCTOR S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING SEPTEMBER 29, 2006.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 153 of 162 UNASSIGNED VERIZON COMMUNICATIONS INC. SECURITY: 92343V104 AGENDA NUMBER: 932454313 TICKER: VZ MEETING TYPE: Annual ISIN: MEETING DATE: 04-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 J.R. BARKER Mgmt For For 2 R.L. CARRION Mgmt For For 3 R.W. LANE Mgmt For For 4 S.O. MOOSE Mgmt For For 5 J. NEUBAUER Mgmt Withheld Against 6 D.T. NICOLAISEN Mgmt For For 7 T.H. O'BRIEN Mgmt For For 8 C. OTIS, JR. Mgmt For For 9 H.B. PRICE Mgmt For For 10 I.G. SEIDENBERG Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 154 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 W.V. SHIPLEY Mgmt For For 12 J.R. STAFFORD Mgmt For For 13 R.D. STOREY Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT REGISTERED ACCOUNTING FIRM 03 CUMULATIVE VOTING Shr For Against 04 MAJORITY VOTE REQUIRED FOR ELECTION OF Shr For Against DIRECTORS 05 COMPOSITION OF BOARD OF DIRECTORS Mgmt Against For 06 DIRECTORS ON COMMON BOARDS Mgmt Against For 07 SEPARATE CHAIRMAN AND CEO Mgmt For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 155 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 08 PERFORMANCE-BASED EQUITY COMPENSATION Shr Against For 09 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shr Against For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 156 of 162 UNASSIGNED VISHAY INTERTECHNOLOGY, INC. SECURITY: 928298108 AGENDA NUMBER: 932486031 TICKER: VSH MEETING TYPE: Annual ISIN: MEETING DATE: 11-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 ZIV SHOSHANI Mgmt For For 2 THOMAS C. WERTHEIMER Mgmt For For 3 MARC ZANDMAN Mgmt For For 4 RUTA ZANDMAN Mgmt For For 02 TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS VISHAY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006. 03 TO AMEND THE COMPANY S CHARTER DOCUMENTS Mgmt Against Against TO PROVIDE THAT THE NUMBER OF DIRECTORS WILL BE DETERMINED BY THE BOARD OF DIRECTORS.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 157 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 04 TO AMEND ARTICLE FOURTH OF THE COMPOSITE Mgmt Against Against AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF VISHAY INTERTECHNOLOGY, INC. AS SET FORTH IN APPENDIX A. 05 STOCKHOLDER PROPOSAL: TO ASK THE BOARD Shr For Against OF DIRECTORS TO RETAIN AN INVESTMENT BANKER TO DEVELOP A PLAN FOR A RECAPITALIZATION TO RESULT IN ONE VOTE PER SHARE FOR ALL OUTSTANDING STOCK OF THE COMPANY.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 158 of 162 UNASSIGNED WALTER INDUSTRIES, INC. SECURITY: 93317Q105 AGENDA NUMBER: 932471268 TICKER: WLT MEETING TYPE: Annual ISIN: MEETING DATE: 26-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 HOWARD L. CLARK, JR. Mgmt Withheld Against 2 GREGORY E. HYLAND Mgmt For For 3 JERRY W. KOLB Mgmt For For 4 PATRICK A. KRIEGSHAUSER Mgmt For For 5 JOSEPH B. LEONARD Mgmt For For 6 MARK J. O'BRIEN Mgmt For For 7 BERNARD G. RETHORE Mgmt For For 8 MICHAEL T. TOKARZ Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 159 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2006. 03 PROPOSAL TO APPROVE THE WALTER Mgmt For For INDUSTRIES, INC. EXECUTIVE INCENTIVE PLAN.
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 160 of 162 UNASSIGNED WYETH SECURITY: 983024100 AGENDA NUMBER: 932450783 TICKER: WYE MEETING TYPE: Annual ISIN: MEETING DATE: 27-Apr-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 R. ESSNER Mgmt For For 2 J.D. FEERICK Mgmt For For 3 F.D. FERGUSSON Mgmt For For 4 V.F. GANZI Mgmt For For 5 R. LANGER Mgmt For For 6 J.P. MASCOTTE Mgmt For For 7 M.L. POLAN Mgmt For For 8 G.L. ROGERS Mgmt For For 9 I.G. SEIDENBERG Mgmt For For 10 W.V. SHIPLEY Mgmt For For
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 161 of 162
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 11 J.R. TORELL III Mgmt For For 02 RATIFY INDEPENDENT REGISTERED PUBLIC Mgmt For For ACCOUNTING FIRM 03 ADOPT NON-EMPLOYEE DIRECTOR STOCK Mgmt For For INCENTIVE PLAN 04 LIMITING SUPPLY OF PRESCRIPTION DRUGS IN Shr Against For CANADA 05 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shr Against For 06 DISCLOSURE OF ANIMAL WELFARE POLICY Shr Against For 07 ELECTION OF DIRECTORS BY MAJORITY VOTE Shr For Against 08 SEPARATING ROLES OF CHAIRMAN & CEO Mgmt Against For 09 ADOPTION OF SIMPLE MAJORITY VOTE Mgmt For Against
Investment Company Report MEETING DATE RANGE: 01-Jul-2005 - 30-Jun-2006 REPORT DATE: 02-Aug-2006 Page 162 of 162 UNASSIGNED YRC WORLDWIDE INC. SECURITY: 984249102 AGENDA NUMBER: 932481295 TICKER: YRCW MEETING TYPE: Annual ISIN: MEETING DATE: 16-May-06
FOR/AGAINST PROP. # PROPOSAL PROPOSED BY PROPOSAL VOTE MANAGEMENT ------- -------- ----------- ------------- ----------- 01 DIRECTOR 1 CASSANDRA C. CARR Mgmt For For 2 HOWARD M. DEAN Mgmt For For 3 JOHN F. FIEDLER Mgmt For For 4 DENNIS E. FOSTER Mgmt For For 5 JOHN C. MCKELVEY Mgmt For For 6 PHILLIP J. MEEK Mgmt For For 7 WILLIAM L. TRUBECK Mgmt For For 8 CARL W. VOGT Mgmt For For 9 WILLIAM D. ZOLLARS Mgmt For For
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to be have been voted against management 's recommendation, regardless of whether the recommendation is 'For' or 'Against,' except where management has made no recommendation. Where management has made no recommendation on a ballot item, the abbreviation N/A is used to denote that there is no applicable recommendation compared to which a vote may be 'For' or 'Against' the recommendation of management. SIGNATURES: Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. The Hartford Mutual Funds II, Inc. (Registrant) By David M. Znamierowski President ---------------------------------- (Signature & Title) Date August 14, 2006 Page 1