0001550096-16-000009.txt : 20161116 0001550096-16-000009.hdr.sgml : 20161116 20161116152218 ACCESSION NUMBER: 0001550096-16-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161114 FILED AS OF DATE: 20161116 DATE AS OF CHANGE: 20161116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ILLINOIS TOOL WORKS INC CENTRAL INDEX KEY: 0000049826 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 361258310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 155 HARLEM AVENUE CITY: GLENVIEW STATE: IL ZIP: 60025 BUSINESS PHONE: 8477247500 MAIL ADDRESS: STREET 1: 155 HARLEM AVENUE CITY: GLENVIEW STATE: IL ZIP: 60025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartnett John R. CENTRAL INDEX KEY: 0001550096 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04797 FILM NUMBER: 162002278 MAIL ADDRESS: STREET 1: 155 HARLEM AVE CITY: GLENVIEW STATE: IL ZIP: 60025 4 1 wf-form4_147932772427331.xml FORM 4 X0306 4 2016-11-14 0 0000049826 ILLINOIS TOOL WORKS INC ITW 0001550096 Hartnett John R. ILLINOIS TOOL WORKS INC. 155 HARLEM AVENUE GLENVIEW IL 60025 0 1 0 0 Executive Vice President Common Stock 2016-11-14 4 M 0 7500 48.51 A 16399 D Common Stock 2016-11-14 4 S 0 7500 123.69 D 8899 D Employee Stock Option 48.51 2016-11-14 4 M 0 7500 0 D 2009-02-08 2018-02-08 Common Stock 7500.0 0 D Employee Stock Option 43.64 2011-02-12 2020-02-12 Common Stock 13889.0 13889 D Employee Stock Option 55.71 2013-02-10 2022-02-10 Common Stock 13066.0 13066 D Employee Stock Option 63.25 2014-02-15 2023-02-15 Common Stock 28823.0 28823 D Employee Stock Option 55.81 2012-02-11 2021-02-11 Common Stock 11750.0 11750 D Employee Stock Option 78.59 2015-02-14 2024-02-14 Common Stock 24202.0 24202 D Employee Stock Option 91.88 2017-02-12 2026-02-12 Common Stock 19980.0 19980 D Employee Stock Option 98.26 2016-02-13 2025-02-13 Common Stock 19436.0 19436 D Performance Restricted Stock Unit (granted 2/12/2016) 0.0 Common Stock 4353.0 4353 D Performance Restricted Stock Unit (granted 2/13/15) 0.0 Common Stock 4070.0 4070 D Performance Restricted Stock Unit (granted 2/14/2014) 0.0 Common Stock 4665.0 4665 D Options vest in four (4) equal annual installments beginning one year from date of grant. Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of the Company's common stock. Each PRSU vests 100% three years from the date of grant if performance goals are met. John R. Hartnett, by Janet O. Love, Deputy General Counsel & Assistant Secretary, Attorney-In-Fact on File 2016-11-16