0001307581-18-000002.txt : 20181214
0001307581-18-000002.hdr.sgml : 20181214
20181214172704
ACCESSION NUMBER: 0001307581-18-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181212
FILED AS OF DATE: 20181214
DATE AS OF CHANGE: 20181214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SANTI ERNEST SCOTT
CENTRAL INDEX KEY: 0001307581
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04797
FILM NUMBER: 181236434
MAIL ADDRESS:
STREET 1: ILLINOIS TOOL WORKS INC.
STREET 2: 155 HARLEM AVE.
CITY: GLENVIEW
STATE: IL
ZIP: 60025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ILLINOIS TOOL WORKS INC
CENTRAL INDEX KEY: 0000049826
STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560]
IRS NUMBER: 361258310
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 155 HARLEM AVENUE
CITY: GLENVIEW
STATE: IL
ZIP: 60025
BUSINESS PHONE: 8477247500
MAIL ADDRESS:
STREET 1: 155 HARLEM AVENUE
CITY: GLENVIEW
STATE: IL
ZIP: 60025
4
1
wf-form4_154482640808541.xml
FORM 4
X0306
4
2018-12-12
0
0000049826
ILLINOIS TOOL WORKS INC
ITW
0001307581
SANTI ERNEST SCOTT
ILLINOIS TOOL WORKS INC.
155 HARLEM AVENUE
GLENVIEW
IL
60025
1
1
0
0
Chairman & CEO
Common Stock
2018-12-12
4
M
0
45128
55.71
A
149777
D
Common Stock
2018-12-12
4
S
0
45128
132.54
D
104649
D
Common Stock
2018-12-12
4
M
0
48557
55.71
A
153206
D
Common Stock
2018-12-12
4
S
0
48557
133.43
D
104649
D
Common Stock
2018-12-12
4
M
0
15200
55.71
A
119849
D
Common Stock
2018-12-12
4
S
0
15200
134.37
D
104649
D
Common Stock
2018-12-12
4
G
0
3500
0
D
101149
D
Common Stock
3771
I
See Footnote
Employee Stock Option
128.0
2018-02-10
2027-02-10
Common Stock
195676.0
195676
D
Employee Stock Option
98.26
2016-02-13
2025-02-13
Common Stock
184645.0
184645
D
Employee Stock Option
78.59
2015-02-14
2024-02-14
Common Stock
224422.0
224422
D
Employee Stock Option
63.25
2014-02-15
2023-02-15
Common Stock
305188.0
305188
D
Employee Stock Option
91.88
2017-02-12
2026-02-12
Common Stock
199800.0
199800
D
Employee Stock Option
55.71
2018-12-12
4
M
0
108885
0
D
2013-02-10
2022-02-10
Common Stock
108885.0
0
D
Employee Stock Option
163.36
2019-02-15
2028-02-15
Common Stock
143453.0
143453
D
Performance Restricted Stock Unit (granted 2/12/2016)
0.0
Common Stock
32651.0
32651
D
Performance Share Units (granted 2/10/17)
0.0
Common Stock
20805.0
20805
D
Performance Share Units (granted 2/15/18)
0.0
Common Stock
16833.0
16833
D
This transaction was executed at multiple trades at prices ranging from $132.11 to $133.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed at multiple trades at prices ranging from $133.11 to $133.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed at multiple trades at prices ranging from $134.22 to $134.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
Shares of common stock allocated to my account in the Illinois Tool Works Inc. Savings & Investment Plan---Information reported as of December 12, 2018.
Options vest in four (4) equal annual installments beginning one year from date of grant.
Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.
Each PRSU and PSU vests 100% three years from the date of grant if performance goals are met.
PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents, if any, accrued to date.
Ernest Scott Santi by Janet O. Love, Deputy General Counsel & Assistant Secretary, Attorney-In-Fact POA on File
2018-12-14