0001127602-22-003615.txt : 20220207 0001127602-22-003615.hdr.sgml : 20220207 20220207184213 ACCESSION NUMBER: 0001127602-22-003615 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220129 FILED AS OF DATE: 20220207 DATE AS OF CHANGE: 20220207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pickett Denise CENTRAL INDEX KEY: 0001730101 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 22598842 MAIL ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4/A 1 form4a.xml PRIMARY DOCUMENT X0306 4/A 2022-01-29 2022-02-01 0000004962 AMERICAN EXPRESS CO AXP 0001730101 Pickett Denise 200 VESEY STREET, AMERICAN EXPRESS TOWER NEW YORK NY 10285-5001 1 Pres., GSG and TLS Common Stock 2022-01-29 4 A 0 15451 0 A 31095.83 D Common Stock 2022-01-29 4 F 0 8351 177.06 D 22806.093 D Common Stock 2022-02-03 4 S 0 7000 183.955 D 15806.093 D Common Stock 1400.4375 I by ESOP Employee Stock Option (Right to Buy) 100.96 2022-01-29 4 A 0 16688 0 A 2022-01-29 2029-01-29 Common Stock 16688 16688 D Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Includes shares acquired pursuant to dividend reinvestment. Includes shares held in the reporting person's account under the Company's Employee Stock Ownership Plan. The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period. The original Form 4, filed on February 1, 2022, is being amended by this Form 4 amendment to include shares acquired pursuant to dividend reinvestment and shares held in the reporting person's account under the Company's Employee Stock Ownership Plan (as reflected in the footnotes above) that were inadvertently omitted in the original filing. /s/ Kristina V. Fink, attorney-in-fact 2022-02-07