0001127602-22-003615.txt : 20220207
0001127602-22-003615.hdr.sgml : 20220207
20220207184213
ACCESSION NUMBER: 0001127602-22-003615
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220129
FILED AS OF DATE: 20220207
DATE AS OF CHANGE: 20220207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pickett Denise
CENTRAL INDEX KEY: 0001730101
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07657
FILM NUMBER: 22598842
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10285
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN EXPRESS CO
CENTRAL INDEX KEY: 0000004962
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 134922250
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
BUSINESS PHONE: 2126402000
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
4/A
1
form4a.xml
PRIMARY DOCUMENT
X0306
4/A
2022-01-29
2022-02-01
0000004962
AMERICAN EXPRESS CO
AXP
0001730101
Pickett Denise
200 VESEY STREET, AMERICAN EXPRESS TOWER
NEW YORK
NY
10285-5001
1
Pres., GSG and TLS
Common Stock
2022-01-29
4
A
0
15451
0
A
31095.83
D
Common Stock
2022-01-29
4
F
0
8351
177.06
D
22806.093
D
Common Stock
2022-02-03
4
S
0
7000
183.955
D
15806.093
D
Common Stock
1400.4375
I
by ESOP
Employee Stock Option (Right to Buy)
100.96
2022-01-29
4
A
0
16688
0
A
2022-01-29
2029-01-29
Common Stock
16688
16688
D
Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.
The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
Includes shares acquired pursuant to dividend reinvestment.
Includes shares held in the reporting person's account under the Company's Employee Stock Ownership Plan.
The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period.
The original Form 4, filed on February 1, 2022, is being amended by this Form 4 amendment to include shares acquired pursuant to dividend reinvestment and shares held in the reporting person's account under the Company's Employee Stock Ownership Plan (as reflected in the footnotes above) that were inadvertently omitted in the original filing.
/s/ Kristina V. Fink, attorney-in-fact
2022-02-07