0001127602-21-023098.txt : 20210804
0001127602-21-023098.hdr.sgml : 20210804
20210804180335
ACCESSION NUMBER: 0001127602-21-023098
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210802
FILED AS OF DATE: 20210804
DATE AS OF CHANGE: 20210804
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAMPBELL JEFFREY C
CENTRAL INDEX KEY: 0001196907
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07657
FILM NUMBER: 211145457
MAIL ADDRESS:
STREET 1: 4333 AMON CARTER BLVD
CITY: FORT WORTH
STATE: TX
ZIP: 76155
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN EXPRESS CO
CENTRAL INDEX KEY: 0000004962
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 134922250
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
BUSINESS PHONE: 2126402000
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-08-02
0000004962
AMERICAN EXPRESS CO
AXP
0001196907
CAMPBELL JEFFREY C
200 VESEY STREET, AMERICAN EXPRESS TOWER
NEW YORK
NY
10285-5001
1
Vice Chairman and CFO
Common Stock
2021-08-02
4
M
0
24892
73.77
A
111016.628
D
Common Stock
2021-08-02
4
M
0
49785
73.77
A
160801.628
D
Common Stock
2021-08-02
4
S
0
20901
169.51
D
139900.628
D
Common Stock
2021-08-02
4
S
0
11426
170.24
D
128474.628
D
Common Stock
2021-08-02
4
S
0
10024
171.29
D
118450.628
D
Common Stock
2021-08-02
4
S
0
5334
172.28
D
113116.628
D
Common Stock
2021-08-02
4
S
0
2100
173.05
D
111016.628
D
Common Stock
2021-08-02
4
S
0
9810
169.49
D
101206.628
D
Common Stock
2021-08-02
4
S
0
6182
170.18
D
95024.628
D
Common Stock
2021-08-02
4
S
0
5300
171.29
D
89724.628
D
Common Stock
2021-08-02
4
S
0
3200
172.41
D
86524.628
D
Common Stock
2021-08-02
4
S
0
400
173.18
D
86124.628
D
Employee Stock Option (Right to Buy)
73.77
2021-08-02
4
M
0
24892
0
D
2016-01-29
2023-07-31
Common Stock
24892
0
D
Employee Stock Option (Right to Buy)
73.77
2021-08-02
4
M
0
49785
0
D
2016-07-31
2023-07-31
Common Stock
49785
0
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.85 to $169.84. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.85 to $170.84. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.85 to $171.83. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.86 to $172.85. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.86 to $173.35. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.83 to $169.82. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.83 to $170.79. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.86 to $171.85. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.93 to $172.91. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.99 to $173.34. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Includes shares acquired pursuant to dividend reinvestment.
The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on March 12, 2021.
/s/ Kristina V. Fink, attorney-in-fact
2021-08-04