SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
O'Neill Michael John

(Last) (First) (Middle)
200 VESEY STREET

(Street)
NEW YORK NY 10285-5001

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/29/2014
3. Issuer Name and Ticker or Trading Symbol
AMERICAN EXPRESS CO [ AXP ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Corp Affairs & Comm
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 25,061 D
Common Stock 989 I by 401(k) Plan(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) 01/25/2008(2) 01/25/2017 Common Stock 16,600 $57.77 D
Employee Stock Option (Right to Buy) 01/31/2009(3) 01/31/2018 Common Stock 37,500 $49.13 D
Employee Stock Option (Right to Buy) 01/29/2010(3) 01/29/2019 Common Stock 8,379 $16.71 D
Employee Stock Option (Right to Buy) 01/26/2011(3) 01/26/2020 Common Stock 15,749 $38.1 D
Employee Stock Option (Right to Buy) 01/27/2012(4) 01/27/2021 Common Stock 13,472 $44.54 D
Employee Stock Option (Right to Buy) 10/30/2013 10/30/2019 Common Stock 43,054 $34.84 D
Employee Stock Option (Right to Buy) 01/24/2013(4) 01/24/2022 Common Stock 12,188 $49.23 D
Phantom Stock Units (5) (5) Common Stock 635 (6) D
Explanation of Responses:
1. Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
2. 7,450 of these options became exercisable on January 25, 2010 and 9,150 of these options became exercisable on January 25, 2011.
3. These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."
4. These options become exercisable in four equal annual installments beginning on the date shown as "Date Exercisable."
5. The units are to be settled following the reporting person's retirement or other termination of service.
6. The phantom stock converts into common stock on a one-for-one basis.
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney
/s/ Michael G. Kuchs, attorney-in-fact 10/01/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.