0000049096-18-000005.txt : 20180503
0000049096-18-000005.hdr.sgml : 20180503
20180502173417
ACCESSION NUMBER: 0000049096-18-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180503
DATE AS OF CHANGE: 20180502
EFFECTIVENESS DATE: 20180503
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WAYNE HUMMER INVESTMENTS L.L.C.
CENTRAL INDEX KEY: 0000049096
IRS NUMBER: 361245570
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17513
FILM NUMBER: 18800935
BUSINESS ADDRESS:
STREET 1: 231 SOUTH LASALLE STREET
STREET 2: 13TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60604
BUSINESS PHONE: 312 431-1700
MAIL ADDRESS:
STREET 1: P.O. BOX 750
CITY: CHICAGO
STATE: IL
ZIP: 60690-0750
FORMER COMPANY:
FORMER CONFORMED NAME: HUMMER WAYNE INVESTMENTS LLC / /BD
DATE OF NAME CHANGE: 20020222
FORMER COMPANY:
FORMER CONFORMED NAME: HUMMER WAYNE INVESTMENTS LLC /IL/
DATE OF NAME CHANGE: 19980402
FORMER COMPANY:
FORMER CONFORMED NAME: HUMMER WAYNE INVESTMENTS LLC /BD
DATE OF NAME CHANGE: 19960712
13F-HR
1
primary_doc.xml
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0000049096
XXXXXXXX
03-31-2018
03-31-2018
WAYNE HUMMER INVESTMENTS L.L.C.
P.O. BOX 750
CHICAGO
IL
60690-0750
13F HOLDINGS REPORT
028-17513
N
James Sommerfield Jr.
Sr. Compliance Officer
312-431-1700
James Sommerfield Jr.
Chicago
IL
05-02-2018
0
263
394273
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0
0
77833
FIRST TRUST LARGE ETF CAP CORE ALPHADEX FUND
ETF
33734K109
609
10428
SH
SOLE
0
0
10428
FIRST TRUST ENERGY ETF ALPHADEX FUND
ETF
33734X127
1231
85655
SH
SOLE
0
0
85655
FIRST TRUST ETF FINANCIAL ALPHADEX FUND
ETF
33734X135
1444
46521
SH
SOLE
0
0
46521
FIRST TRST HLTH CARE ETF ALPHADEX FUND
ETF
33734X143
1427
20568
SH
SOLE
0
0
20568
FIRST TRUST ETF INDUSTRIALS/PRODUCERDURABLES ALPHADEXTM FUND
ETF
33734X150
404
10197
SH
SOLE
0
0
10197
FIRST TRUST MATERIAL ETF ALPHADEX FUND
ETF
33734X168
844
20009
SH
SOLE
0
0
20009
FIRST TRUST TECHNLGY ETF ALPHADEX FUND
ETF
33734X176
2724
49517
SH
SOLE
0
0
49517
FIRST TRUST DOW ETF JONES GLOBAL SELECTDIVIDEND INDEX FUND
ETF
33734X200
939
36689
SH
SOLE
0
0
36689
FIRST TRUST SMALL ETF CAP CORE ALPHADEX FUND
ETF
33734Y109
1452
24119
SH
SOLE
0
0
24119
FIRST TRUST MID CAP ETF CORE ALPHADEX FUND
ETF
33735B108
1413
21598
SH
SOLE
0
0
21598
FIRST TRUST LARGE ETF CAP VALUE OPPORTUNITIES
ETF
33735J101
3841
72823
SH
SOLE
0
0
72823
FIRST TRUST LARGE ETF CAP GROWTH OPPORTUNITIESALPHADEX FUND
ETF
33735K108
4206
65919
SH
SOLE
0
0
65919
FIRST TRUST STOXX ETF EUROPEAN SELECT DIVIDINDEX FUND
ETF
33735T109
1453
104996
SH
SOLE
0
0
104996
FIRST TR NASDAQ ABA ETF COMMUNITY BANK
ETF
33736Q104
236
4463
SH
SOLE
0
0
4463
FIRST TR EUROPE ETF ALPHADEX FUND
ETF
33737J117
3907
98543
SH
SOLE
0
0
98543
FIRST TR JAPAN ETF ALPHADEX FUND
ETF
33737J158
1687
28633
SH
SOLE
0
0
28633
FIRST TR EMERGING ETF MARKETS ALPHADEX FUND
ETF
33737J182
2673
91264
SH
SOLE
0
0
91264
FIRST TRUST FD IV ETF NORTH AMERICAN ENERGYINFRASTRUCTURE FUND
ETF
33738D101
1232
56248
SH
SOLE
0
0
56248
FIRST TRUST ETF IV ETF FIRST TR TACTICAL HIGHYIELD ETF
ETF
33738D408
1721
36142
SH
SOLE
0
0
36142
FIRST TRUST VI ETF NASDAQ TECH DIVID INDEXFUND
ETF
33738R118
915
25564
SH
SOLE
0
0
25564
FIRST TR DORSEY ETF WRIGHT FOCUS FIVE FUND
ETF
33738R605
781
27201
SH
SOLE
0
0
27201
FIRST TR EXCHANGE ETF TRADED FD VINASDAQ BK
ETF
33738R860
1311
44399
SH
SOLE
0
0
44399
FIRST TRUST III ETF PREFERRED SECS & INCOME
ETF
33739E108
2010
103282
SH
SOLE
0
0
103282
FIRST TR GLOBAL ETF TACTICAL COMMODITYSTRATEGY FUND
ETF
33739H101
413
19791
SH
SOLE
0
0
19791
FIRST TR RIVERFRONT ETF DYNAMIC DEVELOPED INTL
ETF
33739P608
436
6826
SH
SOLE
0
0
6826
FIRST TR ETF IV ETF FIRST TR LOW DURATION MTG OPPORTUNITIES ETF
ETF
33739Q200
5956
115938
SH
SOLE
0
0
115938
FIRST TR ENHANCED ETF SHORT MATURITY
ETF
33739Q408
447
7454
SH
SOLE
0
0
7454
FIRST TR EXCHANGE ETF TRADED FD IV SSISTRATEGIC CONV SECS
ETF
33739Q507
516
17640
SH
SOLE
0
0
17640
GENERAL MOTORS CO
COM
37045V100
1332
36652
SH
SOLE
0
0
36652
CALL GENERAL MOTORS CO
OPT
37045V900
200
5000
SH
SOLE
0
0
5000
GLAXOSMITHKLINE PLC ADR
ADR
37733W105
203
5207
SH
SOLE
0
0
5207
HERTZ GLOBAL HOLDINGSINC
COM
42806J106
417
21000
SH
SOLE
0
0
21000
CALL HUMANA INC
OPT
444859902
6020
21500
SH
SOLE
0
0
21500
CALL INTL BUSINESS MACH
OPT
459200901
613
3500
SH
SOLE
0
0
3500
ISHARES ETF EDGE MSCI MIN VOL EAFE
ETF
46429B689
1812
24592
SH
SOLE
0
0
24592
ISHARES EDGE MSCI ETF MIN VOL USA ETF
ETF
46429B697
6003
115607
SH
SOLE
0
0
115607
ISHARES CORE MSCI ETF EAFE ETF
ETF
46432F842
877
13312
SH
SOLE
0
0
13312
ISHARES CORE MSCI ETF EMERGING MARKETS ETF
ETF
46434G103
5117
87621
SH
SOLE
0
0
87621
ISHARES EDGE MSCI ETF MULTIFACTOR USA
ETF
46434V282
929
29490
SH
SOLE
0
0
29490
ISHARES CORE ETF DIVIDEND GROWTH
ETF
46434V621
1251
36895
SH
SOLE
0
0
36895
ISHARES GLOBAL REIT ETF
ETF
46434V647
562
22892
SH
SOLE
0
0
22892
ISHARES CURRENCY ETF HEDGED MSCI EAFE ETF
ETF
46434V803
1496
52093
SH
SOLE
0
0
52093
JPMORGAN CHASE & CO
COM
46625H100
1437
13065
SH
SOLE
0
0
13065
JONES LANG LASALLE INC
COM
48020Q107
286
1638
SH
SOLE
0
0
1638
KINDER MORGAN INC DEL
COM
49456B101
1274
84568
SH
SOLE
0
0
84568
MRC GLOBAL INC
COM
55345K103
1007
61250
SH
SOLE
0
0
61250
MACY'S INC
COM
55616P104
583
19600
SH
SOLE
0
0
19600
MCKESSON CORPORATION
COM
58155Q103
337
2390
SH
SOLE
0
0
2390
MERCK & CO INC NEW
COM
58933Y105
660
12113
SH
SOLE
0
0
12113
NETFLIX COM INC
COM
64110L106
236
800
SH
SOLE
0
0
800
NEXTERA ENERGY INC
COM
65339F101
465
2846
SH
SOLE
0
0
2846
NOVARTIS AGSPON ADR
ADR
66987V109
275
3400
SH
SOLE
0
0
3400
NUVEEN MUNICIPAL CREDITINCOME FUND
COM
67070X101
291
20593
SH
SOLE
0
0
20593
ORACLE CORPORATION
COM
68389X105
295
6442
SH
SOLE
0
0
6442
PACER FDS TR ETF TRENDPILOT 750 ETF
ETF
69374H105
249
8765
SH
SOLE
0
0
8765
PAYPAL HOLDINGS INC
COM
70450Y103
842
11104
SH
SOLE
0
0
11104
POWERSHARES QQQ TR ETF SERIES 1
ETF
73935A104
305
1904
SH
SOLE
0
0
1904
POWERSHARES INTL DIV ETF ACHIEVERS PORTFOLIO
ETF
73935X716
1026
65173
SH
SOLE
0
0
65173
POWERSHARES SENIOR ETF LOAN PORTFOLIO
ETF
73936Q769
590
25500
SH
SOLE
0
0
25500
PROSHARES TR ETF SHORT S&P 500 NEW
ETF
74347B425
229
7560
SH
SOLE
0
0
7560
PROSHARES TRUST ETF SHORT 20 YR TREASURY
ETF
74347X849
279
12281
SH
SOLE
0
0
12281
CALL QUALCOMM
OPT
747525903
300
5000
SH
SOLE
0
0
5000
CALL RED HAT
OPT
756577902
760
5100
SH
SOLE
0
0
5100
GUGGENHEIM S&P 500 XXXEQUAL WEIGHT FINANCIALS
COM
78355W858
752
17143
SH
SOLE
0
0
17143
SPDR S&P 500 TRUST ETF
ETF
78462F103
6965
26468
SH
SOLE
0
0
26468
CALL SPY OPTION
OPT
78462F903
5472
19000
SH
SOLE
0
0
19000
SPDR BLOOMBERG ETF BARCLAYS CONVERTIBLESECURITIES ETF
ETF
78464A359
316
6124
SH
SOLE
0
0
6124
SPDR S&P DIVIDEND ETF
ETF
78464A763
223
2449
SH
SOLE
0
0
2449
SPDR SER TR ETF SPDR BLOOMBERG BARCLAYS1 3 MNTH T BILL ETF NEW
ETF
78468R663
717
7829
SH
SOLE
0
0
7829
SELECT SECTOR SPDR F ETF MATERIALS
ETF
81369Y100
313
5500
SH
SOLE
0
0
5500
SELECT SECTOR SPDR F ETF HEALTH CARE
ETF
81369Y209
318
3911
SH
SOLE
0
0
3911
ENERGY SELECT ETF SECTOR SPDR
ETF
81369Y506
615
9119
SH
SOLE
0
0
9119
SELECT SECTOR SPDR ETF TR FINANCIAL
ETF
81369Y605
1117
40506
SH
SOLE
0
0
40506
INDUSTRIAL SELECT ETF SECTOR SPDR
ETF
81369Y704
518
6978
SH
SOLE
0
0
6978
SELECT SECTOR SPDR ETF TR REAL ESTATE SELECTSECTOR SPDR FD
ETF
81369Y860
280
9017
SH
SOLE
0
0
9017
SELECT SECTOR SPDR T ETF UTILITIES SELECT SECTOR
ETF
81369Y886
839
16600
SH
SOLE
0
0
16600
TRAVELERS COS INC/ THE
COM
89417E109
231
1662
SH
SOLE
0
0
1662
VANECK VECTORS ETF TR ETF GOLD MINERS ETF
ETF
92189F106
230
10481
SH
SOLE
0
0
10481
VANECK VECTORS TR ETF PFD SECS EX FINL ETF
ETF
92189F429
741
38550
SH
SOLE
0
0
38550
VANECK VECTORS TR ETF PHARMACEUTICAL ETF
ETF
92189F692
619
10900
SH
SOLE
0
0
10900
VANGUARD CONSUMER ST ETF ETF
ETF
92204A207
4019
29522
SH
SOLE
0
0
29522
VANGUARD FINANCIALS ETF
ETF
92204A405
492
7086
SH
SOLE
0
0
7086
VANGUARD HEALTH CARE ETF
ETF
92204A504
2039
13282
SH
SOLE
0
0
13282
VANGUARD SHORT TERM ETF CORP BD
ETF
92206C409
2508
31981
SH
SOLE
0
0
31981
VANGUARD INTERMEDIATE ETF TERM CORP BOND
ETF
92206C870
331
3904
SH
SOLE
0
0
3904
VENTAS INC
COM
92276F100
286
5783
SH
SOLE
0
0
5783
VERIZON COMMUNICATIONSCOM
COM
92343V104
283
5922
SH
SOLE
0
0
5922
VISA INC CLASS A
COM
92826C839
1066
8914
SH
SOLE
0
0
8914
WEC ENERGY GROUP INC
COM
92939U106
262
4180
SH
SOLE
0
0
4180
WINTRUST FINL CORP
COM
97650W108
359
4175
SH
SOLE
0
0
4175
ALLERGAN PLC
COM
G0177J108
211
1257
SH
SOLE
0
0
1257
CALL ALLERGAN PLC
OPT
G0177J908
1235
6500
SH
SOLE
0
0
6500
IHS MARKIT LTD
COM
G47567105
427
8850
SH
SOLE
0
0
8850
INTERNATIONAL GAMETECHNOLOGY PLC
COM
G4863A108
652
24400
SH
SOLE
0
0
24400
LIBERTY GLOBAL PLCSHS CL A
COM
G5480U104
1716
54803
SH
SOLE
0
0
54803
MEDTRONIC PLC
COM
G5960L103
322
4009
SH
SOLE
0
0
4009
LIBERTY LATINAMERICA LTD CL A
COM
G9001E102
227
11681
SH
SOLE
0
0
11681
LIBERTY LATIN AMERLTD CL C
COM
G9001E128
624
32690
SH
SOLE
0
0
32690
NXP SEMICONDUCTORS NV
COM
N6596X109
335
2865
SH
SOLE
0
0
2865