0000049096-18-000005.txt : 20180503 0000049096-18-000005.hdr.sgml : 20180503 20180502173417 ACCESSION NUMBER: 0000049096-18-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180503 DATE AS OF CHANGE: 20180502 EFFECTIVENESS DATE: 20180503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WAYNE HUMMER INVESTMENTS L.L.C. CENTRAL INDEX KEY: 0000049096 IRS NUMBER: 361245570 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17513 FILM NUMBER: 18800935 BUSINESS ADDRESS: STREET 1: 231 SOUTH LASALLE STREET STREET 2: 13TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 312 431-1700 MAIL ADDRESS: STREET 1: P.O. BOX 750 CITY: CHICAGO STATE: IL ZIP: 60690-0750 FORMER COMPANY: FORMER CONFORMED NAME: HUMMER WAYNE INVESTMENTS LLC / /BD DATE OF NAME CHANGE: 20020222 FORMER COMPANY: FORMER CONFORMED NAME: HUMMER WAYNE INVESTMENTS LLC /IL/ DATE OF NAME CHANGE: 19980402 FORMER COMPANY: FORMER CONFORMED NAME: HUMMER WAYNE INVESTMENTS LLC /BD DATE OF NAME CHANGE: 19960712 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000049096 XXXXXXXX 03-31-2018 03-31-2018 WAYNE HUMMER INVESTMENTS L.L.C.
P.O. BOX 750 CHICAGO IL 60690-0750
13F HOLDINGS REPORT 028-17513 N
James Sommerfield Jr. Sr. Compliance Officer 312-431-1700 James Sommerfield Jr. Chicago IL 05-02-2018 0 263 394273 false
INFORMATION TABLE 2 LST13FREPORTQ12018.xml WHI13FQ12018 ABBOTT LABORATORIES COM 002824100 853 14235 SH SOLE 0 0 14235 AMAZON COM INC COM 023135106 894 618 SH SOLE 0 0 618 AMERICAN EXPRESS COMPANY COM 025816109 609 6530 SH SOLE 0 0 6530 AMERICAN INTL GROUP INC COM 026874784 616 11323 SH SOLE 0 0 11323 AMGEN INC COM 031162100 394 2311 SH SOLE 0 0 2311 CALL AMGEN INC OPT 031162900 770 3500 SH SOLE 0 0 3500 APPLE INC COM 037833100 3397 20248 SH SOLE 0 0 20248 AUTOMATIC DATAPROCESSING COM 053015103 516 4549 SH SOLE 0 0 4549 BP PLC SPONS ADR ADR 055622104 308 7598 SH SOLE 0 0 7598 BANK OF AMERICA CORP COM 060505104 598 19946 SH SOLE 0 0 19946 BAXTER INTERNATIONAL INC COM 071813109 211 3246 SH SOLE 0 0 3246 BECTON DICKINSON & CO COM 075887109 239 1103 SH SOLE 0 0 1103 BERKSHIRE HATHAWAY INCSERIES B NEW COM 084670702 2183 10945 SH SOLE 0 0 10945 BOEING CO COM 097023105 286 872 SH SOLE 0 0 872 BRISTOL MYERS SQUIBBCO COM 110122108 625 9884 SH SOLE 0 0 9884 CVS HEALTHCORPORATION COM 126650100 1066 17140 SH SOLE 0 0 17140 CHEVRON CORPORATION COM 166764100 650 5696 SH SOLE 0 0 5696 CITIGROUP INC NEW COM 172967424 909 13473 SH SOLE 0 0 13473 XTRACKERS MSCI EAFE ETF EQUITY ETF 233051200 208 6773 SH SOLE 0 0 6773 DANAHER CORP COM 235851102 399 4076 SH SOLE 0 0 4076 DISNEY WALT COMPANY COM 254687106 419 4174 SH SOLE 0 0 4174 EMERSON ELECTRIC CO COM 291011104 309 4520 SH SOLE 0 0 4520 EXPEDITORS INTL WASH INC COM 302130109 264 4165 SH SOLE 0 0 4165 FIDELITY MSCI ETF INDUSTRIALS INDEX ETF 316092709 1838 48592 SH SOLE 0 0 48592 FIRST TRUST MORNNGSTR ETF DIVIDEND LEADERS INDEXETF ETF 336917109 1241 43962 SH SOLE 0 0 43962 FIRST TRUST US ETF EQUITY OPPORTUNITIES ETF 336920103 2015 29389 SH SOLE 0 0 29389 FLUOR CORP (NEW) COM 343412102 428 7473 SH SOLE 0 0 7473 FORD MOTOR COMPANY COM 345370860 174 15699 SH SOLE 0 0 15699 GARTNER INC NEW COM 366651107 403 3430 SH SOLE 0 0 3430 GENERAL ELECTRIC COMPANY COM 369604103 174 12916 SH SOLE 0 0 12916 GENERAL MILLS INC COM 370334104 244 5426 SH SOLE 0 0 5426 GILEAD SCIENCES INC COM 375558103 721 9558 SH SOLE 0 0 9558 GRAINGER W W INC COM 384802104 259 917 SH SOLE 0 0 917 HOME DEPOT INC COM 437076102 309 1734 SH SOLE 0 0 1734 HONEYWELL INTERNATIONALINC COM 438516106 504 3490 SH SOLE 0 0 3490 HUMANA INC COM 444859102 457 1700 SH SOLE 0 0 1700 ILLINOIS TOOL WORKS INC COM 452308109 1102 7032 SH SOLE 0 0 7032 INTEL CORP COM 458140100 1108 21274 SH SOLE 0 0 21274 INTERNATIONAL BUSINESS MACHINE CORP COM 459200101 336 2187 SH SOLE 0 0 2187 INTERNATIONAL PAPER CO COM 460146103 213 3988 SH SOLE 0 0 3988 ISHARES EDGE MSCI ETFMIN VOL EMERGING MARKETS ETF ETF 464286533 1371 21985 SH SOLE 0 0 21985 ISHARES MSCI MEXICO ETF ETF 464286822 258 5000 SH SOLE 0 0 5000 ISHARES SELECT ETF DIVIDEND ETF 464287168 231 2432 SH SOLE 0 0 2432 ISHARES TIP BOND ETF ETF 464287176 2551 22567 SH SOLE 0 0 22567 ISHARES CORE S&P 500 ETF S&P 500 INDEX FD ETF 464287200 24245 91362 SH SOLE 0 0 91362 ISHARES CORE U S ETF AGGREGATE BOND ETF 464287226 231 2158 SH SOLE 0 0 2158 ISHARES IBOXX & ETF INVESTMENT GRADE CORP BD ETF 464287242 956 8148 SH SOLE 0 0 8148 ISHARES S&P500 VALUE ETF ETF 464287408 1482 13551 SH SOLE 0 0 13551 ISHARES 20 YEAR ETF TREASURY BOND ETF 464287432 11287 92590 SH SOLE 0 0 92590 ISHARES MSCI EAFE IN ETF ETF 464287465 567 8140 SH SOLE 0 0 8140 ISHARES RUSSELL ETF MIDCAP ETF 464287499 385 1865 SH SOLE 0 0 1865 ISHARES CORE S&P MID ETF ETF ETF 464287507 29443 156971 SH SOLE 0 0 156971 ISHARES NASDAQ ETF BIOTECHNOLOGY ETF 464287556 220 2063 SH SOLE 0 0 2063 ISHARES ETF RUSSELL 1000 VALUE ETF 464287598 1141 9515 SH SOLE 0 0 9515 ISHARES ETF RUSSELL 2000 ETF 464287655 21732 143134 SH SOLE 0 0 143134 ISHARES ETF U S TECHNOLOGY ETF 464287721 437 2600 SH SOLE 0 0 2600 ISHARES ETF U S FINANCIALS ETF 464287788 249 2116 SH SOLE 0 0 2116 ISHARES ETF U S ENERGY ETF 464287796 449 12140 SH SOLE 0 0 12140 ISHARES CORE S&P ETF SMALLCAP ETF 464287804 3659 47512 SH SOLE 0 0 47512 ISHARES MSCI EAFE ETF SMALL CAP ETF 464288273 811 12434 SH SOLE 0 0 12434 ISHARES JP MORGAN ETF USD EMERGING MAKETS BOND ETF 464288281 2738 24268 SH SOLE 0 0 24268 ISHARES ETF INTL SELECT DIVIDEND ETF 464288448 442 13392 SH SOLE 0 0 13392 ISHARES ETF 3 7 YEAR TREASURY BOND ETF 464288661 308 2556 SH SOLE 0 0 2556 ISHARES ETF U S PREFERRED STOCK ETF 464288687 1136 30234 SH SOLE 0 0 30234 ISHARES ETF U S AEROSPACE & DEFENSE ETF 464288760 4623 23351 SH SOLE 0 0 23351 JOHNSON & JOHNSON COM 478160104 1468 11456 SH SOLE 0 0 11456 KENNEDY WILSON HOLDINGSINC COM 489398107 458 26350 SH SOLE 0 0 26350 KORN FERRY INTL COM 500643200 467 9055 SH SOLE 0 0 9055 LEUCADIA NATIONALCORP COM 527288104 205 9000 SH SOLE 0 0 9000 LIBBEY INC COM 529898108 73 15000 SH SOLE 0 0 15000 LIBERTY BROADBANDCORP COM SER C COM 530307305 204 2383 SH SOLE 0 0 2383 LIBERTY MEDIA CORP DELCOM SER A SIRIUSXM GRP COM 531229409 509 12393 SH SOLE 0 0 12393 LIBERTY MEDIA CORP DELCOM SER C SIRIUSXM GROUP COM 531229607 238 5836 SH SOLE 0 0 5836 ELI LILLY & CO COM 532457108 239 3086 SH SOLE 0 0 3086 LOCKHEED MARTIN CORP COM 539830109 454 1344 SH SOLE 0 0 1344 LOEWS CORPORATION COM 540424108 236 4750 SH SOLE 0 0 4750 LOWES COMPANIES INC COM 548661107 309 3522 SH SOLE 0 0 3522 MARKEL CORP COM 570535104 216 185 SH SOLE 0 0 185 MCDONALDS CORP COM 580135101 467 2986 SH SOLE 0 0 2986 MICROSOFT CORP COM 594918104 1767 19357 SH SOLE 0 0 19357 MIDWESTONE FINANCIALGROUP IOWA COM 598511103 200 6000 SH SOLE 0 0 6000 NASDAQ INC COM 631103108 324 3761 SH SOLE 0 0 3761 PATTERSON COMPANIES INC COM 703395103 671 30200 SH SOLE 0 0 30200 PEPSICO INCORPORATED COM 713448108 432 3954 SH SOLE 0 0 3954 PFIZER INCORPORATED COM 717081103 918 25868 SH SOLE 0 0 25868 PHILIP MORRISINTERNATIONAL INC COM 718172109 594 5974 SH SOLE 0 0 5974 PHILLIPS 66 COM 718546104 538 5609 SH SOLE 0 0 5609 PROCTER & GAMBLE CO COM 742718109 559 7050 SH SOLE 0 0 7050 PRUDENTIAL FINANCIAL INC COM 744320102 225 2172 SH SOLE 0 0 2172 QUALCOMM INC COM 747525103 238 4295 SH SOLE 0 0 4295 REALTY INCOME CORPREIT COM 756109104 381 7360 SH SOLE 0 0 7360 RED HAT INC COM 756577102 926 6196 SH SOLE 0 0 6196 RIO TINTO PLCSPONSORED ADR ADR 767204100 430 8350 SH SOLE 0 0 8350 SCHWAB US LARGE CAP ETF VALUE ETF 808524409 1313 24856 SH SOLE 0 0 24856 SCHWAB U S MID CAP ETF ETF 808524508 1078 20394 SH SOLE 0 0 20394 SCHWAB STRATEGIC TR ETF US SMALL CAP ETF ETF 808524607 1125 16277 SH SOLE 0 0 16277 STARBUCKS CORP COM 855244109 453 7832 SH SOLE 0 0 7832 SYSCO CORPORATION COM 871829107 209 3479 SH SOLE 0 0 3479 TEXAS INSTRUMENTS INC COM 882508104 323 3113 SH SOLE 0 0 3113 UNION PACIFIC CORP COM 907818108 534 3973 SH SOLE 0 0 3973 UNITED TECHNOLOGIES CORP COM 913017109 333 2648 SH SOLE 0 0 2648 UNIVERSAL CORP VIRGINIA COM 913456109 2186 45075 SH SOLE 0 0 45075 VANGUARD DIVIDEND ETF APPRECIATION ETF 921908844 4994 49419 SH SOLE 0 0 49419 VANGUARD FTSE ETF DEVELOPED MARKETS ETF ETF 921943858 25009 565164 SH SOLE 0 0 565164 VANGUARD GLOBAL ETF EX U S REAL ESTATE ETF 922042676 344 5647 SH SOLE 0 0 5647 VANGUARD INTL EQTY ETF INDEX FDS FTSE ALL WORLDEX US ETF 922042775 4975 91494 SH SOLE 0 0 91494 VANGUARD INTL EQUITY ETF INDEX FDS FTSE EMERGINGMKTS ETF ETF 922042858 25318 538909 SH SOLE 0 0 538909 VANGUARD INDEX FDS ETF S&P 500 ETF SHS NEW ETF 922908363 7525 31086 SH SOLE 0 0 31086 VANGUARD MID CAP ETF GROWTH FUND ETF 922908538 235 1810 SH SOLE 0 0 1810 VANGUARD INDEX FDS ETF REAL ESTATE INDEX FD ETF 922908553 1020 13511 SH SOLE 0 0 13511 VANGUARD MID CAP ETF ETF 922908629 355 2302 SH SOLE 0 0 2302 VANGUARD EXTENDED ETF MARKET ETF 922908652 979 8776 SH SOLE 0 0 8776 VANGUARD SMALL CAP ETF ETF 922908751 4558 31026 SH SOLE 0 0 31026 VANGUARD TOTAL STOCK ETF MARKET ETF ETF 922908769 1001 7379 SH SOLE 0 0 7379 WALMART INC COM 931142103 1029 11566 SH SOLE 0 0 11566 WALGREENS BOOTSALLIANCE INC COM 931427108 3083 47088 SH SOLE 0 0 47088 WELLS FARGO & CO NEW COM 949746101 516 9839 SH SOLE 0 0 9839 AT & T INC COM 00206R102 863 24203 SH SOLE 0 0 24203 ABBVIE INC COM 00287Y109 1272 13435 SH SOLE 0 0 13435 AETNA INC(NEW) COM 00817Y108 424 2510 SH SOLE 0 0 2510 ALPHABET INC NON VOTINGCAP STK CL C COM 02079K107 1357 1315 SH SOLE 0 0 1315 ALPHABET INC VOTINGCAP STK CL A COM 02079K305 423 408 SH SOLE 0 0 408 ALTRIA GROUP INC COM 02209S103 657 10543 SH SOLE 0 0 10543 ANHEUSER BUSCH INBEVSA/NV SPONSORED ADR ADR 03524A108 245 2227 SH SOLE 0 0 2227 ARCONIC INC COM 03965L100 237 10298 SH SOLE 0 0 10298 ARES CAPITAL CORP COM 04010L103 177 11165 SH SOLE 0 0 11165 ARES DYNAMIC CREDITALLOCATION FUND INC COM 04014F102 189 11633 SH SOLE 0 0 11633 BGC PARTNERS INC CL A COM 05541T101 1374 102161 SH SOLE 0 0 102161 BLACKROCK INC COM 09247X101 350 646 SH SOLE 0 0 646 BLACKROCK ENHANCEDEQUITY DIVIDEND TRUST COM 09251A104 128 14625 SH SOLE 0 0 14625 BLACKSTONE GROUP LP/THE COM 09253U108 408 12759 SH SOLE 0 0 12759 BLACKROCK RESOURCES &COMMODITIES STRATEGY TRSHS COM 09257A108 158 17847 SH SOLE 0 0 17847 BLACKSTONE/GSO STRATEGICCREDIT FUND SHS OF BENINTEREST COM 09257R101 316 19923 SH SOLE 0 0 19923 BOOKING HLDGS INC COM 09857L108 350 168 SH SOLE 0 0 168 CBRE CLARION GLOBAL REALESTATE INCOME FUND COM 12504G100 263 36034 SH SOLE 0 0 36034 CARDINAL HEALTH INC COM 14149Y108 588 9388 SH SOLE 0 0 9388 CISCO SYSTEMS INC COM 17275R102 340 7917 SH SOLE 0 0 7917 GUGGENGEIM XXXBULLETSHARES 2023CORPORATE BOND COM 18383M241 220 10800 SH SOLE 0 0 10800 GUGGENHEIM XXXBULLETSHARES 2022CORPORATE BOND COM 18383M258 503 24225 SH SOLE 0 0 24225 GUGGENHEIM XXXBULLETSHARES 2021CORPORATE BOND ETF ETF 18383M266 648 31100 SH SOLE 0 0 31100 GUGGENHEIM BULLETSHS XXX2019 HIGH YIELD COM 18383M373 1256 51645 SH SOLE 0 0 51645 GUGGENHEIM XXXBULLETSHARES2018 HIGH YIELD CORP BD COM 18383M381 2443 97250 SH SOLE 0 0 97250 GUGGENHEIM XXXBULLETSHARES 2020CORPORATE BOND FUND COM 18383M514 1444 68550 SH SOLE 0 0 68550 GUGGENHEIM XXXBULLETSHARES 2019CORPORATE BOND FUND COM 18383M522 1294 61700 SH SOLE 0 0 61700 GUGGENHEIM BULLETSHS XXX20182018 CORP BOND COM 18383M530 911 43100 SH SOLE 0 0 43100 COLONY NORTHSTAR CRREAL ESTATE INC CL A COM 19626A101 686 36215 SH SOLE 0 0 36215 COMCAST CORP NEW CL A COM 20030N101 246 7190 SH SOLE 0 0 7190 COSTCO WHSL CORP NEWCOM COM 22160K105 391 2073 SH SOLE 0 0 2073 DELL TECHNOLOGIESINC CLASS V COM 24703L103 353 4819 SH SOLE 0 0 4819 DIREXIONSHARES ETF ENERGY BULL 3X SHARESNON TRADITIONAL ETF ETF 25459W888 468 17000 SH SOLE 0 0 17000 DOWDUPONT INC COM 26078J100 411 6458 SH SOLE 0 0 6458 DREYFUS MUNICIPAL BONDINFRASTRUCTURE FUND INC COM 26203D101 143 11669 SH SOLE 0 0 11669 DUN & BRADSTREET CORPDEL NEW COM 26483E100 278 2380 SH SOLE 0 0 2380 EDWARDS LIFESCIENCE CORP COM 28176E108 315 2255 SH SOLE 0 0 2255 EXXON MOBIL CORP COM 30231G102 571 7648 SH SOLE 0 0 7648 FACEBOOK INC CLASS A COM 30303M102 496 3103 SH SOLE 0 0 3103 CALL FACEBOOK INC OPT 30303M902 263 1500 SH SOLE 0 0 1500 FIRST DATA CORP CL A COM 32008D106 570 35600 SH SOLE 0 0 35600 FIRST TRUST MULTI ETF CAP VALUE ALPHADEX FUND ETF 33733C108 629 11511 SH SOLE 0 0 11511 FIRST TRUST CAPITAL ETF STRENGTH ETF 33733E104 736 14548 SH SOLE 0 0 14548 FIRST TRUST ETF NYSE ARCA BIOTEC ETF 33733E203 769 5783 SH SOLE 0 0 5783 FIRST TRUST DOW JONE ETF INTERNET INDEX FUND ETF 33733E302 1270 10539 SH SOLE 0 0 10539 FIRST TRUST MULTI ETF CAP GROWTH ALPHADEX FUND ETF 33733F101 626 9209 SH SOLE 0 0 9209 FIRST TR VALUE LINE ETF ETF 33734H106 2326 77833 SH SOLE 0 0 77833 FIRST TRUST LARGE ETF CAP CORE ALPHADEX FUND ETF 33734K109 609 10428 SH SOLE 0 0 10428 FIRST TRUST ENERGY ETF ALPHADEX FUND ETF 33734X127 1231 85655 SH SOLE 0 0 85655 FIRST TRUST ETF FINANCIAL ALPHADEX FUND ETF 33734X135 1444 46521 SH SOLE 0 0 46521 FIRST TRST HLTH CARE ETF ALPHADEX FUND ETF 33734X143 1427 20568 SH SOLE 0 0 20568 FIRST TRUST ETF INDUSTRIALS/PRODUCERDURABLES ALPHADEXTM FUND ETF 33734X150 404 10197 SH SOLE 0 0 10197 FIRST TRUST MATERIAL ETF ALPHADEX FUND ETF 33734X168 844 20009 SH SOLE 0 0 20009 FIRST TRUST TECHNLGY ETF ALPHADEX FUND ETF 33734X176 2724 49517 SH SOLE 0 0 49517 FIRST TRUST DOW ETF JONES GLOBAL SELECTDIVIDEND INDEX FUND ETF 33734X200 939 36689 SH SOLE 0 0 36689 FIRST TRUST SMALL ETF CAP CORE ALPHADEX FUND ETF 33734Y109 1452 24119 SH SOLE 0 0 24119 FIRST TRUST MID CAP ETF CORE ALPHADEX FUND ETF 33735B108 1413 21598 SH SOLE 0 0 21598 FIRST TRUST LARGE ETF CAP VALUE OPPORTUNITIES ETF 33735J101 3841 72823 SH SOLE 0 0 72823 FIRST TRUST LARGE ETF CAP GROWTH OPPORTUNITIESALPHADEX FUND ETF 33735K108 4206 65919 SH SOLE 0 0 65919 FIRST TRUST STOXX ETF EUROPEAN SELECT DIVIDINDEX FUND ETF 33735T109 1453 104996 SH SOLE 0 0 104996 FIRST TR NASDAQ ABA ETF COMMUNITY BANK ETF 33736Q104 236 4463 SH SOLE 0 0 4463 FIRST TR EUROPE ETF ALPHADEX FUND ETF 33737J117 3907 98543 SH SOLE 0 0 98543 FIRST TR JAPAN ETF ALPHADEX FUND ETF 33737J158 1687 28633 SH SOLE 0 0 28633 FIRST TR EMERGING ETF MARKETS ALPHADEX FUND ETF 33737J182 2673 91264 SH SOLE 0 0 91264 FIRST TRUST FD IV ETF NORTH AMERICAN ENERGYINFRASTRUCTURE FUND ETF 33738D101 1232 56248 SH SOLE 0 0 56248 FIRST TRUST ETF IV ETF FIRST TR TACTICAL HIGHYIELD ETF ETF 33738D408 1721 36142 SH SOLE 0 0 36142 FIRST TRUST VI ETF NASDAQ TECH DIVID INDEXFUND ETF 33738R118 915 25564 SH SOLE 0 0 25564 FIRST TR DORSEY ETF WRIGHT FOCUS FIVE FUND ETF 33738R605 781 27201 SH SOLE 0 0 27201 FIRST TR EXCHANGE ETF TRADED FD VINASDAQ BK ETF 33738R860 1311 44399 SH SOLE 0 0 44399 FIRST TRUST III ETF PREFERRED SECS & INCOME ETF 33739E108 2010 103282 SH SOLE 0 0 103282 FIRST TR GLOBAL ETF TACTICAL COMMODITYSTRATEGY FUND ETF 33739H101 413 19791 SH SOLE 0 0 19791 FIRST TR RIVERFRONT ETF DYNAMIC DEVELOPED INTL ETF 33739P608 436 6826 SH SOLE 0 0 6826 FIRST TR ETF IV ETF FIRST TR LOW DURATION MTG OPPORTUNITIES ETF ETF 33739Q200 5956 115938 SH SOLE 0 0 115938 FIRST TR ENHANCED ETF SHORT MATURITY ETF 33739Q408 447 7454 SH SOLE 0 0 7454 FIRST TR EXCHANGE ETF TRADED FD IV SSISTRATEGIC CONV SECS ETF 33739Q507 516 17640 SH SOLE 0 0 17640 GENERAL MOTORS CO COM 37045V100 1332 36652 SH SOLE 0 0 36652 CALL GENERAL MOTORS CO OPT 37045V900 200 5000 SH SOLE 0 0 5000 GLAXOSMITHKLINE PLC ADR ADR 37733W105 203 5207 SH SOLE 0 0 5207 HERTZ GLOBAL HOLDINGSINC COM 42806J106 417 21000 SH SOLE 0 0 21000 CALL HUMANA INC OPT 444859902 6020 21500 SH SOLE 0 0 21500 CALL INTL BUSINESS MACH OPT 459200901 613 3500 SH SOLE 0 0 3500 ISHARES ETF EDGE MSCI MIN VOL EAFE ETF 46429B689 1812 24592 SH SOLE 0 0 24592 ISHARES EDGE MSCI ETF MIN VOL USA ETF ETF 46429B697 6003 115607 SH SOLE 0 0 115607 ISHARES CORE MSCI ETF EAFE ETF ETF 46432F842 877 13312 SH SOLE 0 0 13312 ISHARES CORE MSCI ETF EMERGING MARKETS ETF ETF 46434G103 5117 87621 SH SOLE 0 0 87621 ISHARES EDGE MSCI ETF MULTIFACTOR USA ETF 46434V282 929 29490 SH SOLE 0 0 29490 ISHARES CORE ETF DIVIDEND GROWTH ETF 46434V621 1251 36895 SH SOLE 0 0 36895 ISHARES GLOBAL REIT ETF ETF 46434V647 562 22892 SH SOLE 0 0 22892 ISHARES CURRENCY ETF HEDGED MSCI EAFE ETF ETF 46434V803 1496 52093 SH SOLE 0 0 52093 JPMORGAN CHASE & CO COM 46625H100 1437 13065 SH SOLE 0 0 13065 JONES LANG LASALLE INC COM 48020Q107 286 1638 SH SOLE 0 0 1638 KINDER MORGAN INC DEL COM 49456B101 1274 84568 SH SOLE 0 0 84568 MRC GLOBAL INC COM 55345K103 1007 61250 SH SOLE 0 0 61250 MACY'S INC COM 55616P104 583 19600 SH SOLE 0 0 19600 MCKESSON CORPORATION COM 58155Q103 337 2390 SH SOLE 0 0 2390 MERCK & CO INC NEW COM 58933Y105 660 12113 SH SOLE 0 0 12113 NETFLIX COM INC COM 64110L106 236 800 SH SOLE 0 0 800 NEXTERA ENERGY INC COM 65339F101 465 2846 SH SOLE 0 0 2846 NOVARTIS AGSPON ADR ADR 66987V109 275 3400 SH SOLE 0 0 3400 NUVEEN MUNICIPAL CREDITINCOME FUND COM 67070X101 291 20593 SH SOLE 0 0 20593 ORACLE CORPORATION COM 68389X105 295 6442 SH SOLE 0 0 6442 PACER FDS TR ETF TRENDPILOT 750 ETF ETF 69374H105 249 8765 SH SOLE 0 0 8765 PAYPAL HOLDINGS INC COM 70450Y103 842 11104 SH SOLE 0 0 11104 POWERSHARES QQQ TR ETF SERIES 1 ETF 73935A104 305 1904 SH SOLE 0 0 1904 POWERSHARES INTL DIV ETF ACHIEVERS PORTFOLIO ETF 73935X716 1026 65173 SH SOLE 0 0 65173 POWERSHARES SENIOR ETF LOAN PORTFOLIO ETF 73936Q769 590 25500 SH SOLE 0 0 25500 PROSHARES TR ETF SHORT S&P 500 NEW ETF 74347B425 229 7560 SH SOLE 0 0 7560 PROSHARES TRUST ETF SHORT 20 YR TREASURY ETF 74347X849 279 12281 SH SOLE 0 0 12281 CALL QUALCOMM OPT 747525903 300 5000 SH SOLE 0 0 5000 CALL RED HAT OPT 756577902 760 5100 SH SOLE 0 0 5100 GUGGENHEIM S&P 500 XXXEQUAL WEIGHT FINANCIALS COM 78355W858 752 17143 SH SOLE 0 0 17143 SPDR S&P 500 TRUST ETF ETF 78462F103 6965 26468 SH SOLE 0 0 26468 CALL SPY OPTION OPT 78462F903 5472 19000 SH SOLE 0 0 19000 SPDR BLOOMBERG ETF BARCLAYS CONVERTIBLESECURITIES ETF ETF 78464A359 316 6124 SH SOLE 0 0 6124 SPDR S&P DIVIDEND ETF ETF 78464A763 223 2449 SH SOLE 0 0 2449 SPDR SER TR ETF SPDR BLOOMBERG BARCLAYS1 3 MNTH T BILL ETF NEW ETF 78468R663 717 7829 SH SOLE 0 0 7829 SELECT SECTOR SPDR F ETF MATERIALS ETF 81369Y100 313 5500 SH SOLE 0 0 5500 SELECT SECTOR SPDR F ETF HEALTH CARE ETF 81369Y209 318 3911 SH SOLE 0 0 3911 ENERGY SELECT ETF SECTOR SPDR ETF 81369Y506 615 9119 SH SOLE 0 0 9119 SELECT SECTOR SPDR ETF TR FINANCIAL ETF 81369Y605 1117 40506 SH SOLE 0 0 40506 INDUSTRIAL SELECT ETF SECTOR SPDR ETF 81369Y704 518 6978 SH SOLE 0 0 6978 SELECT SECTOR SPDR ETF TR REAL ESTATE SELECTSECTOR SPDR FD ETF 81369Y860 280 9017 SH SOLE 0 0 9017 SELECT SECTOR SPDR T ETF UTILITIES SELECT SECTOR ETF 81369Y886 839 16600 SH SOLE 0 0 16600 TRAVELERS COS INC/ THE COM 89417E109 231 1662 SH SOLE 0 0 1662 VANECK VECTORS ETF TR ETF GOLD MINERS ETF ETF 92189F106 230 10481 SH SOLE 0 0 10481 VANECK VECTORS TR ETF PFD SECS EX FINL ETF ETF 92189F429 741 38550 SH SOLE 0 0 38550 VANECK VECTORS TR ETF PHARMACEUTICAL ETF ETF 92189F692 619 10900 SH SOLE 0 0 10900 VANGUARD CONSUMER ST ETF ETF ETF 92204A207 4019 29522 SH SOLE 0 0 29522 VANGUARD FINANCIALS ETF ETF 92204A405 492 7086 SH SOLE 0 0 7086 VANGUARD HEALTH CARE ETF ETF 92204A504 2039 13282 SH SOLE 0 0 13282 VANGUARD SHORT TERM ETF CORP BD ETF 92206C409 2508 31981 SH SOLE 0 0 31981 VANGUARD INTERMEDIATE ETF TERM CORP BOND ETF 92206C870 331 3904 SH SOLE 0 0 3904 VENTAS INC COM 92276F100 286 5783 SH SOLE 0 0 5783 VERIZON COMMUNICATIONSCOM COM 92343V104 283 5922 SH SOLE 0 0 5922 VISA INC CLASS A COM 92826C839 1066 8914 SH SOLE 0 0 8914 WEC ENERGY GROUP INC COM 92939U106 262 4180 SH SOLE 0 0 4180 WINTRUST FINL CORP COM 97650W108 359 4175 SH SOLE 0 0 4175 ALLERGAN PLC COM G0177J108 211 1257 SH SOLE 0 0 1257 CALL ALLERGAN PLC OPT G0177J908 1235 6500 SH SOLE 0 0 6500 IHS MARKIT LTD COM G47567105 427 8850 SH SOLE 0 0 8850 INTERNATIONAL GAMETECHNOLOGY PLC COM G4863A108 652 24400 SH SOLE 0 0 24400 LIBERTY GLOBAL PLCSHS CL A COM G5480U104 1716 54803 SH SOLE 0 0 54803 MEDTRONIC PLC COM G5960L103 322 4009 SH SOLE 0 0 4009 LIBERTY LATINAMERICA LTD CL A COM G9001E102 227 11681 SH SOLE 0 0 11681 LIBERTY LATIN AMERLTD CL C COM G9001E128 624 32690 SH SOLE 0 0 32690 NXP SEMICONDUCTORS NV COM N6596X109 335 2865 SH SOLE 0 0 2865