0000049071-14-000091.txt : 20140519
0000049071-14-000091.hdr.sgml : 20140519
20140519121536
ACCESSION NUMBER: 0000049071-14-000091
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140515
FILED AS OF DATE: 20140519
DATE AS OF CHANGE: 20140519
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARGULIS HEIDI S
CENTRAL INDEX KEY: 0001103605
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 14853810
MAIL ADDRESS:
STREET 1: C/O HUMANA INC
STREET 2: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-05-15
0000049071
HUMANA INC
HUM
0001103605
MARGULIS HEIDI S
HUMANA INC.
500 WEST MAIN STREET
LOUISVILLE
KY
40202
0
1
0
0
Senior V.P. - Public Affairs
Humana Common
8730
D
Humana Common
2014-05-15
4
S
0
3345
119.56
D
3668
I
See Footnote
Options
72.84
2020-02-20
Humana Common
4680
4680
D
Options
102.155
2021-02-18
Humana Common
7264
7264
D
Restricted Stock Units
Humana Common
2820
2820
D
Restricted Stock Units
Humana Common
1544
1544
D
Restricted Stock Units
Humana Common
1591
1591
D
Phantom Stock Units
Humana Common
358
358
I
See Footnote
Shares held for the benefit of reporting person as of May 16, 2014 under the Humana Retirement & Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan.
Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan.
Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.
Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 2/23/12, 100% of the award is vesting on 2/23/15.
Restricted stock units granted to reporting person on 2/20/13, 100% of the award is vesting on 2/20/16.
Restricted stock units granted to reporting person on 2/18/14, 100% of the award is vesting on 2/18/17.
Phantom Stock Units held for the benefit of reporting person as of April 30, 2014 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.
Heidi S. Margulis
2014-05-16