0000049071-13-000137.txt : 20130906 0000049071-13-000137.hdr.sgml : 20130906 20130906152357 ACCESSION NUMBER: 0000049071-13-000137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130905 FILED AS OF DATE: 20130906 DATE AS OF CHANGE: 20130906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bierbower Elizabeth D CENTRAL INDEX KEY: 0001561149 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 131082857 MAIL ADDRESS: STREET 1: HUMANA INC., 500 W. MAIN ST. CITY: LOUISVILLE STATE: KY ZIP: 40202 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-09-05 0000049071 HUMANA INC HUM 0001561149 Bierbower Elizabeth D HUMANA INC. 500 WEST MAIN STREET LOUISVILLE KY 40202 0 1 0 0 Segment Pres., Employer Group Humana Common 2013-09-05 4 M 0 17673 45.975 A 34146 D Humana Common 2013-09-05 4 S 0 17673 96.0115 D 16473 D Options 45.975 2013-09-05 4 M 0 17673 0 D 2015-04-01 Humana Common 17673 0 D Options 41.83 2016-02-19 Humana Common 6981 6981 D Options 79.655 2019-06-20 Humana Common 5411 5411 D Options 72.84 2020-02-20 Humana Common 5200 5200 D Restricted Stock Units .1667 Humana Common 2860 2860 D Restricted Stock Units 0 Humana Common 1692 1692 D Restricted Stock Units 0 Humana Common 1883 1883 D Restricted Stock Units Humana Common 1716 1716 D Right to buy pursuant to the Company's 2003 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 4/1/08, 100% vested. Non-Qualified stock options granted to reporting person on 2/19/09, 100% vested. Non-Qualified stock options granted to reporting person on 6/20/12, vesting in three increments from 6/20/13 to 6/20/15. Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16. Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan. Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14. Restricted stock units granted to reporting person on 2/23/12, 100% of the award is vesting on 2/23/15. Restricted stock units granted to reporting person on 6/20/12, 100% of the award is vesting on 6/20/15. Restricted stock units granted to reporting person on 02/20/13, 100% of the award is vesting on 02/20/16. Sold at prices ranging from $96.00 to $96.02. Elizabeth D. Bierbower 2013-09-06