0000049071-11-000063.txt : 20110307 0000049071-11-000063.hdr.sgml : 20110307 20110307160351 ACCESSION NUMBER: 0000049071-11-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110304 FILED AS OF DATE: 20110307 DATE AS OF CHANGE: 20110307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Christopher M Todoroff CENTRAL INDEX KEY: 0001441437 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 11668721 MAIL ADDRESS: STREET 1: HUMANA INC. STREET 2: 500 WEST MAIN STREET CITY: LOUISVILLE STATE: KY ZIP: 40202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-03-04 0000049071 HUMANA INC HUM 0001441437 Christopher M Todoroff HUMANA INC. 500 WEST MAIN STREET LOUISVILLE KY 40202 0 1 0 0 Sr. VP and General Counsel Humana Common 18500 D Humana Common 2011-03-04 4 M 0 30000 45.98 A 48500 D Humana Common 2011-03-04 4 M 0 38701 41.83 A 87201 D Humana Common 2011-03-04 4 M 0 11666 29.53 A 98867 D Humana Common 2011-03-04 4 M 0 13848 46.40 A 112715 D Humana Common 2011-03-04 4 S 0 67200 64.0414 D 45515 D Humana Common 2011-03-04 4 F 0 12317 64.375 D 33198 D Humana Common 2011-03-04 4 M 0 3105 64.375 D 30093 D Options 45.98 2011-03-04 4 M 0 30000 45.98 D 2015-08-28 Humana Common 30000 15000 D Options 41.83 2011-03-04 4 M 0 38701 41.83 D 2016-02-19 Humana Common 38701 19351 D Options 29.53 2011-03-04 4 M 0 11666 29.53 D 2016-04-28 Humana Common 11666 23334 D Options 46.40 2011-03-04 4 M 0 13848 46.40 D 2017-02-18 Humana Common 13848 27697 D Options 61.18 2018-02-17 Humana Common 22767 22767 D Restricted Stock Units Humana Common 5149 5149 D The shares sold in multiple lots ranging from $63.97 to $64.16 The weighted average sale price was $64.0414. Right to buy pursuant to the Company's 2003 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 8/28/08 vesting in three increments from 8/28/09 to 8/28/2011. Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/19/10 to 2/19/12. Non-Qualified stock option grant vests in three increments from 4/28/10 to 4/28/12. Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13. Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14. Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14. Christopher M. Todoroff 2011-03-07