0001193125-13-015556.txt : 20130117 0001193125-13-015556.hdr.sgml : 20130117 20130117103630 ACCESSION NUMBER: 0001193125-13-015556 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130117 DATE AS OF CHANGE: 20130117 EFFECTIVENESS DATE: 20130117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE, NATIONAL ASSOCIATION CENTRAL INDEX KEY: 0000047288 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 720210640 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04203 FILM NUMBER: 13533868 BUSINESS ADDRESS: STREET 1: 313 CARONDELET ST CITY: NEW ORLEANS STATE: LA ZIP: 70130 BUSINESS PHONE: 5045335333 MAIL ADDRESS: STREET 1: PO BOX 61540 CITY: NEW ORLEANS STATE: LA ZIP: 70161 FORMER COMPANY: FORMER CONFORMED NAME: CAPITAL ONE, N.A. DATE OF NAME CHANGE: 20060428 FORMER COMPANY: FORMER CONFORMED NAME: HIBERNIA NATIONAL BANK DATE OF NAME CHANGE: 20060214 FORMER COMPANY: FORMER CONFORMED NAME: HIBERNIA CORP DATE OF NAME CHANGE: 19920703 13F-HR 1 d467564d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 31-Dec-12 Check here if Amendment [_]; Amendment Number: ______ This Amendment (Check only one.): [_]; is a restatement. [_]; adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Capital One, National Association -------------------------------------- Address: 201 St. Charles Ave., Suite 1715 -------------------------------------- New Orleans, Louisiana 70170 -------------------------------------- Form 13F File Number: 28-931 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on behalf of Reporting Manager: Name: Johnell Smith -------------------------------------- Title: Chief Compliance Officer -------------------------------------- Phone: (504) 533-2349 -------------------------------------- Signature, Place, and Date of Signing: /s/Johnell B. Smith New Orleans, Louisiana 1/11/2013 ----------------------------- ---------------------- --------- (Signature) (City, State) (Date) Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager (s). ) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager (s). ) Form 13F SUMMARY PAGE Report Summary: 0 Number of Other Included Managers: ----------- Form 13F Information Table Entry Totals: 724 Form 13F Information Table Value Total: 828,514 ------------ (thousands) List of other Included Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None FORM 13F INFORMATION TABLE
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- ------- -------- -------- -------- ---------- ----- ----------- INVESTMENT MARKET DISCRETION TYPE OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE ----------------------------- ------- -------- -------- -------- --- ---- --- --- --- ----- ------- --- ------ ABM INDS INC COM 957100 608 30,000 SH X 30,000 AFLAC INC COM 1055102 272 5,126 SH X 5,126 AFLAC INC COM 1055102 2 44 SH X 44 AIA GROUP LTD SP ADR 1317205 327 20,953 SH X 20,953 ABBOTT LABS COM 2824100 6,946 106,042 SH X 82,042 24,000 ABBOTT LABS COM 2824100 301 4,603 SH X 4,603 ACXIOM CORP COM 5125109 567 32,485 SH X 32,485 ADVANCED MICRO DEVICES INC COM 7903107 25 10,265 SH X 10,265 ADVANCED MICRO DEVICES INC COM 7903107 2 800 SH X 800 AIR PRODS & CHEMS INC COM 9158106 1,290 15,350 SH X 350 15,000 ALASKA AIR GROUP INC COM 11659109 3,776 87,632 SH X 87,632 ALASKA AIR GROUP INC COM 11659109 211 4,908 SH X 4,908 ALLERGAN INC COM 18490102 1,151 12,546 SH X 546 12,000 ALLIANT ENERGY CORP COM 18802108 1,015 23,123 SH X 23,123 ALLIANT ENERGY CORP COM 18802108 8 186 SH X 186 ALLSTATE CORP COM 20002101 6,575 163,680 SH X 163,680 ALLSTATE CORP COM 20002101 258 6,417 SH X 6,417 ALTERA CORP COM 21441100 1,448 42,103 SH X 42,103 ALTERA CORP COM 21441100 1 40 SH X 40 AMAZON COM INC COM 23135106 2,396 9,552 SH X 9,552 AMAZON COM INC COM 23135106 46 183 SH X 183 AMERICAN ELEC PWR INC COM 25537101 4,181 97,961 SH X 97,961 AMERICAN ELEC PWR INC COM 25537101 642 15,035 SH X 14,235 800 AMERICAN EXPRESS CO COM 25816109 911 15,857 SH X 15,857 AMERICAN EXPRESS CO COM 25816109 1,110 19,319 SH X 19,144 175 AMERICAN WTR WKS CO INC NEW COM 30420103 978 26,330 SH X 26,330 AMGEN INC COM 31162100 1,294 15,007 SH X 15,007 AMGEN INC COM 31162100 166 1,923 SH X 1,723 200 AMPHENOL CORP NEW CL A 32095101 1,293 19,979 SH X 19,979 AMPHENOL CORP NEW CL A 32095101 9 137 SH X 137 ANADARKO PETE CORP COM 32511107 1,947 26,203 SH X 26,203 ANADARKO PETE CORP COM 32511107 142 1,910 SH X 1,726 184 ANN INC COM 35623107 621 18,357 SH X 18,357 APACHE CORP COM 37411105 1,627 20,725 SH X 8,725 12,000 APACHE CORP COM 37411105 320 4,074 SH X 4,074 APOLLO GROUP INC CL A 37604105 295 14,090 SH X 14,090 APOLLO GROUP INC CL A 37604105 2 100 SH X 100 APPLE INC COM 37833100 28,886 54,280 SH X 52,380 1,900 APPLE INC COM 37833100 2,127 3,996 SH X 3,996 APPLIED MATLS INC COM 38222105 79 6,868 SH X 6,868 APPLIED MATLS INC COM 38222105 44 3,810 SH X 3,810 ARCHER DANIELS MIDLAND CO COM 39483102 3,735 136,370 SH X 98,370 38,000 ARCHER DANIELS MIDLAND CO COM 39483102 73 2,674 SH X 2,674 ASSA ABLOY AB ADR 45387107 344 18,415 SH X 18,415 ATMOS ENERGY CORP COM 49560105 2,440 69,476 SH X 25,476 44,000 AUTOMATIC DATA PROCESSING IN COM 53015103 683 12,005 SH X 12,005 AUTOMATIC DATA PROCESSING IN COM 53015103 667 11,710 SH X 11,370 340 AUTOZONE INC COM 53332102 678 1,913 SH X 1,913 BG GROUP PLC ADR 55434203 199 12,080 SH X 12,080 BANK OF AMERICA CORPORATION COM 60505104 5,702 491,124 SH X 491,124 BANK OF AMERICA CORPORATION COM 60505104 152 13,121 SH X 12,621 500 BANK HAWAII CORP COM 62540109 57 1,300 SH X 1,300 BANK HAWAII CORP COM 62540109 145 3,300 SH X 3,300 BANK NEW YORK MELLON CORP COM 64058100 209 8,126 SH X 8,126 BANK NEW YORK MELLON CORP COM 64058100 29 1,130 SH X 1,130
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- -------- --------- -------- -------- ---------- ----- ------------- INVESTMENT MARKET DISCRETION TYPE OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE ----------------------------- -------- --------- -------- -------- --- ---- --- --- --- ----- ------- ----- ------ BAXTER INTL INC COM 71813109 1,599 23,980 SH X 1,980 22,000 BAXTER INTL INC COM 71813109 25 375 SH X 375 BECTON DICKINSON & CO COM 75887109 577 7,384 SH X 7,384 BECTON DICKINSON & CO COM 75887109 156 1,992 SH X 1,992 BERKSHIRE HATHAWAY INC DEL CL B NEW 84670702 1,011 11,268 SH X 11,268 BERKSHIRE HATHAWAY INC DEL CL B NEW 84670702 524 5,840 SH X 5,840 BIO RAD LABS INC CL A 90572207 215 2,051 SH X 2,051 BOEING CO COM 97023105 4,000 53,081 SH X 53,081 BOEING CO COM 97023105 570 7,560 SH X 6,560 1,000 BRANDYWINE RLTY TR BEN INT 105368203 1,124 92,238 SH X 92,238 BRIGGS & STRATTON CORP COM 109043109 160 7,602 SH X 7,602 BRIGGS & STRATTON CORP COM 109043109 158 7,500 SH X 7,500 BRINKER INTL INC COM 109641100 849 27,412 SH X 27,412 BRINKER INTL INC COM 109641100 270 8,720 SH X 8,720 BRISTOL MYERS SQUIBB CO COM 110122108 384 11,778 SH X 11,778 BRISTOL MYERS SQUIBB CO COM 110122108 1,063 32,610 SH X 28,050 4,560 BROADCOM CORP CL A 111320107 273 8,231 SH X 8,231 BROADCOM CORP CL A 111320107 26 783 SH X 783 BUCKEYE PARTNERS L P LMTPR 118230101 213 4,680 SH X 4,680 BUCKEYE PARTNERS L P LMTPR 118230101 23 500 SH X 500 CBL & ASSOC PPTYS INC COM 124830100 520 24,500 SH X 24,500 CF INDS HLDGS INC COM 125269100 5,483 26,987 SH X 26,987 CF INDS HLDGS INC COM 125269100 216 1,063 SH X 1,063 CIGNA CORPORATION COM 125509109 758 14,182 SH X 14,182 CNOOC LTD SP ADR 126132109 293 1,334 SH X 1,334 CSX CORP COM 126408103 1,563 79,201 SH X 79,201 CSX CORP COM 126408103 156 7,896 SH X 6,096 1,800 CVS CAREMARK CORPORATION COM 126650100 4,889 101,126 SH X 101,126 CVS CAREMARK CORPORATION COM 126650100 419 8,659 SH X 8,459 200 CABOT OIL & GAS CORP COM 127097103 1,844 37,081 SH X 37,081 CABOT OIL & GAS CORP COM 127097103 10 198 SH X 198 CADENCE DESIGN SYSTEM INC COM 127387108 4,416 326,847 SH X 326,847 CADENCE DESIGN SYSTEM INC COM 127387108 140 10,392 SH X 10,392 CAMDEN PPTY TR BEN INT 133131102 670 9,829 SH X 9,829 CANADIAN NATL RY CO COM 136375102 325 3,571 SH X 3,571 CARBO CERAMICS INC COM 140781105 351 4,000 SH X 4,000 CARNIVAL CORP COM 143658300 376 10,223 SH X 10,223 CARTER INC COM 146229109 1,118 20,092 SH X 20,092 CATERPILLAR INC DEL COM 149123101 1,704 19,014 SH X 19,014 CATERPILLAR INC DEL COM 149123101 328 3,665 SH X 3,665 CELGENE CORP COM 151020104 2,646 33,717 SH X 33,717 CELGENE CORP COM 151020104 66 846 SH X 846 CENTER BANCORP INC COM 151408101 287 24,795 SH X 24,795 CENTURYLINK INC COM 156700106 381 9,747 SH X 9,747 CENTURYLINK INC COM 156700106 66 1,699 SH X 1,699 CHARLES RIV LABS INTL INC COM 159864107 480 12,819 SH X 12,819 CHEVRON CORP NEW COM 166764100 13,707 126,755 SH X 126,755 CHEVRON CORP NEW COM 166764100 1,957 18,099 SH X 17,295 804 CHICAGO BRIDGE & IRON CO N V COM 167250109 275 5,923 SH X 5,923 CHUBB CORP COM 171232101 1,992 26,451 SH X 4,451 22,000 CHUBB CORP COM 171232101 128 1,705 SH X 1,705
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- ------- --------- -------- -------- ---------- ----- ------------- INVESTMENT MARKET DISCRETION TYPE OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE ----------------------------- ------- --------- -------- -------- --- ---- --- --- --- ----- ------- ----- ------ CITIGROUP INC COM NEW 172967424 3,985 100,729 SH X 100,729 CITIGROUP INC COM NEW 172967424 62 1,575 SH X 1,445 130 CITY NATL CORP COM 178566105 737 14,879 SH X 14,879 CLOROX CO DEL COM 189054109 378 5,165 SH X 5,165 CLOROX CO DEL COM 189054109 212 2,900 SH X 2,900 COACH INC COM 189754104 825 14,867 SH X 14,867 COACH INC COM 189754104 35 635 SH X 635 COCA COLA CO COM 191216100 4,740 130,756 SH X 130,756 COCA COLA CO COM 191216100 483 13,314 SH X 12,714 600 COLGATE PALMOLIVE CO COM 194162103 1,613 15,427 SH X 15,427 COLGATE PALMOLIVE CO COM 194162103 725 6,936 SH X 6,926 10 COMMUNITY HEALTH SYS INC NEW COM 203668108 1,725 56,110 SH X 56,110 COMMUNITY HEALTH SYS INC NEW COM 203668108 16 518 SH X 518 CONSOLIDATED EDISON INC COM 209115104 171 3,075 SH X 3,075 CONSOLIDATED EDISON INC COM 209115104 132 2,377 SH X 1,377 1,000 CONVERGYS CORP COM 212485106 665 40,530 SH X 40,530 COOPER TIRE & RUBR CO COM 216831107 2,437 96,084 SH X 96,084 COOPER TIRE & RUBR CO COM 216831107 9 347 SH X 347 CORNING INC COM 219350105 86 6,810 SH X 6,810 CORNING INC COM 219350105 50 3,955 SH X 3,605 350 COVANCE INC COM 222816100 697 12,061 SH X 12,061 CROWN CASTLE INTL CORP COM 228227104 1,564 21,677 SH X 21,677 CROWN CASTLE INTL CORP COM 228227104 12 163 SH X 163 CULLEN FROST BANKERS INC COM 229899109 1,241 22,871 SH X 2,871 20,000 CULLEN FROST BANKERS INC COM 229899109 13 235 SH X 235 CUMMINS INC COM 231021106 414 3,819 SH X 3,819 CUMMINS INC COM 231021106 29 268 SH X 268 DARDEN RESTAURANTS INC COM 237194105 1,356 30,086 SH X 30,086 DARDEN RESTAURANTS INC COM 237194105 18 396 SH X 396 DASSAULT SYS S A SP ADR 237545108 208 1,869 SH X 1,869 DEAN FOODS CO NEW COM 242370104 608 36,841 SH X 36,841 DEERE & CO COM 244199105 972 11,249 SH X 11,249 DEERE & CO COM 244199105 92 1,070 SH X 1,006 64 DICKS SPORTING GOODS INC COM 253393102 1,649 36,242 SH X 36,242 DICKS SPORTING GOODS INC COM 253393102 8 176 SH X 176 DISNEY WALT CO COM 254687106 3,805 76,418 SH X 76,418 DISNEY WALT CO COM 254687106 549 11,031 SH X 10,881 150 DISCOVER FINL SVCS COM 254709108 6,750 175,101 SH X 175,101 DISCOVER FINL SVCS COM 254709108 168 4,357 SH X 4,357 DOVER CORP COM 260003108 392 5,960 SH X 5,960 DOVER CORP COM 260003108 26 400 SH X 400 DOW CHEM CO COM 260543103 277 8,565 SH X 8,565 DOW CHEM CO COM 260543103 141 4,369 SH X 4,369 DRIL-QUIP INC COM 262037104 208 2,841 SH X 2,841 DU PONT E I DE NEMOURS & CO COM 263534109 2,645 58,812 SH X 32,812 26,000 DU PONT E I DE NEMOURS & CO COM 263534109 1,037 23,065 SH X 20,924 2,141 E M C CORP MASS COM 268648102 3,193 126,221 SH X 126,221 E M C CORP MASS COM 268648102 235 9,288 SH X 9,088 200 EASTMAN CHEM CO COM 277432100 880 12,933 SH X 12,933 EDISON INTL COM 281020107 618 13,670 SH X 13,670 EDISON INTL COM 281020107 113 2,494 SH X 2,494
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- ------- --------- -------- -------- ---------- ----- ------------- INVESTMENT MARKET DISCRETION TYPE OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE ----------------------------- ------- --------- -------- -------- --- ---- --- --- --- ----- ------- ----- ------ EMERSON ELEC CO COM 291011104 1,687 31,859 SH X 6,859 25,000 EMERSON ELEC CO COM 291011104 39 735 SH X 735 EXAR CORP COM 300645108 100 11,266 SH X 11,266 FAIR ISAAC CORP COM 303250104 202 4,800 SH X 4,800 FANUC CORPORATION ADR 307305102 337 10,987 SH X 10,987 F5 NETWORKS INC COM 315616102 2,079 21,403 SH X 21,403 F5 NETWORKS INC COM 315616102 105 1,085 SH X 1,085 FLUOR CORP NEW COM 343412102 1,132 19,263 SH X 19,263 FLUOR CORP NEW COM 343412102 142 2,413 SH X 2,413 FLSMIDTH & CO A S SP ADR 343793105 154 26,680 SH X 26,680 FOOT LOCKER INC COM 344849104 2,053 63,901 SH X 63,901 FOOT LOCKER INC COM 344849104 12 362 SH X 362 FORD MTR CO DEL COM 345370860 176 13,553 SH X 13,553 FORD MTR CO DEL COM 345370860 201 15,500 SH X 14,872 628 FOSSIL INC COM 349882100 203 2,180 SH X 2,180 FRANKLIN RES INC COM 354613101 1,567 12,467 SH X 12,467 FRANKLIN RES INC COM 354613101 85 677 SH X 677 FRESENIUS MED CARE AG&CO KGA SP ADR 358029106 350 10,197 SH X 10,197 GATX CORP COM 361448103 747 17,263 SH X 17,263 GATX CORP COM 361448103 17 400 SH X 400 GANNETT INC COM 364730101 266 14,774 SH X 14,774 GANNETT INC COM 364730101 5 275 SH X 75 200 GARTNER INC COM 366651107 612 13,307 SH X 13,307 GENERAL CABLE CORP DEL NEW COM 369300108 693 22,800 SH X 22,800 GENERAL DYNAMICS CORP COM 369550108 416 6,005 SH X 6,005 GENERAL DYNAMICS CORP COM 369550108 39 570 SH X 570 GENERAL ELECTRIC CO COM 369604103 8,289 394,905 SH X 329,905 65,000 GENERAL ELECTRIC CO COM 369604103 1,688 80,434 SH X 76,818 3,616 GENERAL MLS INC COM 370334104 764 18,891 SH X 18,891 GENERAL MLS INC COM 370334104 801 19,805 SH X 17,505 2,300 GENUINE PARTS CO COM 372460105 367 5,771 SH X 5,771 GENUINE PARTS CO COM 372460105 62 975 SH X 975 GILEAD SCIENCES INC COM 375558103 934 12,714 SH X 12,714 GILEAD SCIENCES INC COM 375558103 280 3,810 SH X 3,310 500 GOODYEAR TIRE & RUBR CO COM 382550101 181 13,142 SH X 13,142 GOODYEAR TIRE & RUBR CO COM 382550101 8 600 SH X 600 GRAINGER W W INC COM 384802104 2,672 13,203 SH X 13,203 GRAINGER W W INC COM 384802104 31 155 SH X 155 GREIF INC CL A 397624107 261 5,865 SH X 5,865 HCC INS HLDGS INC COM 404132102 581 15,605 SH X 15,605 HSBC HLDGS PLC SP ADR 404280406 338 6,371 SH X 6,371 HSN INC COM 404303109 3,999 72,605 SH X 72,605 HSN INC COM 404303109 29 528 SH X 528 HALLIBURTON CO COM 406216101 1,578 45,498 SH X 45,498 HALLIBURTON CO COM 406216101 248 7,141 SH X 7,141 HANMI FINL CORP COM NEW 410495204 203 14,957 SH X 14,957 HEINZ H J CO COM 423074103 415 7,200 SH X 7,200 HEINZ H J CO COM 423074103 84 1,450 SH X 1,450 HELMERICH & PAYNE INC COM 423452101 890 15,884 SH X 15,884 HENNES & MAURITZ AB ADR 425883105 368 53,313 SH X 53,313 HENRY JACK & ASSOC INC COM 426281101 237 6,041 SH X 6,041
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- ------- --------- -------- -------- ---------- ----- ----------- INVESTMENT MARKET DISCRETION TYPE OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE ----------------------------- ------- --------- -------- -------- --- ---- --- --- --- ----- ------- --- ------ HOLOGIC INC COM 436440101 735 36,735 SH X 36,735 HOLOGIC INC COM 436440101 59 2,970 SH X 2,970 HOME DEPOT INC COM 437076102 3,103 50,176 SH X 50,176 HOME DEPOT INC COM 437076102 102 1,655 SH X 1,655 HONEYWELL INTL INC COM 438516106 5,964 93,966 SH X 93,966 HONEYWELL INTL INC COM 438516106 864 13,610 SH X 13,176 434 HUBBELL INC CL B 443510201 981 11,586 SH X 11,586 HUDSON CITY BANCORP COM 443683107 2 245 SH X 245 HUDSON CITY BANCORP COM 443683107 163 20,000 SH X 20,000 HUMANA INC COM 444859102 251 3,656 SH X 3,656 HUMANA INC COM 444859102 4 51 SH X 51 HUNT J B TRANS SVCS INC COM 445658107 540 9,039 SH X 9,039 HUNTINGTON INGALLS INDS INC COM 446413106 2,456 56,674 SH X 56,674 HUNTINGTON INGALLS INDS INC COM 446413106 14 327 SH X 327 IDACORP INC COM 451107106 784 18,077 SH X 18,077 INDUSTRIAL & COML BK CHINA ADR 455807107 293 20,679 SH X 20,679 INDUSTRIAL NANOTECH INC COM 456277102 1 60,000 SH X 60,000 INGREDION INC COM 457187102 4,395 68,211 SH X 68,211 INGREDION INC COM 457187102 107 1,653 SH X 1,653 INTEL CORP COM 458140100 4,067 197,240 SH X 137,240 60,000 INTEL CORP COM 458140100 586 28,417 SH X 27,817 600 INTERNATIONAL BUSINESS MACHS COM 459200101 10,465 54,633 SH X 54,633 INTERNATIONAL BUSINESS MACHS COM 459200101 2,165 11,300 SH X 11,204 96 INTL PAPER CO COM 460146103 1,489 37,370 SH X 37,370 INTL PAPER CO COM 460146103 60 1,494 SH X 1,045 449 INTUIT COM 461202103 1,349 22,684 SH X 22,684 INTUIT COM 461202103 5 90 SH X 90 ISHARES INC COM 464286103 469 20,000 SH X 20,000 ISHARES INC COM 464286400 671 12,000 SH X 12,000 ISHARES INC COM 464286509 836 31,000 SH X 31,000 ISHARES INC COM 464286665 1,056 26,000 SH X 26,000 ISHARES INC COM 464286848 376 40,000 SH X 40,000 ISHARES TR COM 464287184 1,169 28,900 SH X 28,900 ISHARES TR COM 464287200 1,401 9,791 SH X 9,791 ISHARES TR COM 464287234 1,117 33,100 SH X 33,100 ISHARES TR COM 464287465 6,035 106,142 SH X 106,142 ISHARES TR COM 464287465 203 3,569 SH X 3,569 ISHARES TR COM 464287630 11,782 156,029 SH X 156,029 ISHARES TR COM 464287630 373 4,937 SH X 4,937 ITAU UNIBANCO HLDG SA SP ADR 465562106 348 21,143 SH X 21,143 ITRON INC COM 465741106 4,023 90,310 SH X 90,310 ITRON INC COM 465741106 37 825 SH X 825 JARDEN CORP COM 471109108 5,173 100,052 SH X 100,052 JARDEN CORP COM 471109108 170 3,282 SH X 3,282 JOHNSON & JOHNSON COM 478160104 4,502 64,227 SH X 44,227 20,000 JOHNSON & JOHNSON COM 478160104 1,845 26,314 SH X 26,089 225 JOHNSON CTLS INC COM 478366107 885 28,849 SH X 2,849 26,000 JOHNSON CTLS INC COM 478366107 37 1,200 SH X 1,200 KLA-TENCOR CORP COM 482480100 263 5,505 SH X 5,505 KEYCORP NEW COM 493267108 351 41,723 SH X 41,723
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- ------- --------- -------- -------- ---------- ----- ----------- INVESTMENT MARKET DISCRETION TYPE OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE ----------------------------- ------- --------- -------- -------- --- ---- --- --- --- ----- ------- --- ------ KIMBERLY CLARK CORP COM 494368103 827 9,794 SH X 9,794 KIMBERLY CLARK CORP COM 494368103 1,005 11,900 SH X 11,900 KINDER MORGAN ENERGY PARTNER LMPTR 494550106 419 5,255 SH X 5,255 KINDER MORGAN ENERGY PARTNER LMPTR 494550106 8 100 SH X 100 KINGFISHER PLC SP ADR 495724403 410 44,415 SH X 44,415 KIRBY CORP COM 497266106 264 4,262 SH X 4,262 KOMATSU LTD SP ADR 500458401 384 15,213 SH X 15,213 KULICKE & SOFFA INDS INC COM 501242101 139 11,585 SH X 11,585 LI & FUNG LTD ADR 501897102 211 59,770 SH X 59,770 LSI CORPORATION COM 502161102 2,046 289,415 SH X 289,415 LSI CORPORATION COM 502161102 13 1,806 SH X 1,806 LVMH MOET HENNESSY LOU VUITT ADR 502441306 480 13,115 SH X 13,115 LAMAR ADVERTISING CO CL A 512815101 514 13,268 SH X 13,268 LANDSTAR SYS INC COM 515098101 834 15,890 SH X 15,890 LAS VEGAS SANDS CORP COM 517834107 266 5,767 SH X 5,767 LEGGETT & PLATT INC COM 524660107 1,638 60,159 SH X 60,159 LEGGETT & PLATT INC COM 524660107 96 3,535 SH X 3,535 LENNAR CORP CL A 526057104 496 12,826 SH X 12,826 LEXINGTON REALTY TRUST COM 529043101 133 12,718 SH X 12,718 LIBERTY MEDIA CORPORATION CL A 530322106 1,576 13,583 SH X 13,583 LIBERTY MEDIA CORPORATION CL A 530322106 11 94 SH X 94 LILLY ELI & CO COM 532457108 2,080 42,168 SH X 42,168 LILLY ELI & CO COM 532457108 215 4,355 SH X 4,355 LINCOLN NATL CORP IND COM 534187109 1,974 76,233 SH X 76,233 LINCOLN NATL CORP IND COM 534187109 12 470 SH X 470 LOCKHEED MARTIN CORP COM 539830109 522 5,661 SH X 5,661 LOCKHEED MARTIN CORP COM 539830109 24 265 SH X 265 LOUISIANA PAC CORP COM 546347105 742 38,412 SH X 38,412 LOWES COS INC COM 548661107 2,687 75,634 SH X 30,634 45,000 LOWES COS INC COM 548661107 126 3,550 SH X 3,550 M D C HLDGS INC COM 552676108 641 17,439 SH X 17,439 MACK CALI RLTY CORP COM 554489104 2,959 113,332 SH X 113,332 MACK CALI RLTY CORP COM 554489104 22 861 SH X 861 MANHATTAN ASSOCS INC COM 562750109 224 3,714 SH X 3,714 MARSH & MCLENNAN COS INC COM 571748102 1,087 40,000 SH X 40,000 MATRIX SVC CO COM 576853105 138 12,010 SH X 12,010 MAXIMUS INC COM 577933104 204 3,226 SH X 3,226 MCDONALDS CORP COM 580135101 1,852 20,998 SH X 20,998 MCDONALDS CORP COM 580135101 457 5,177 SH X 4,677 500 MCGRAW HILL COS INC COM 580645109 392 7,179 SH X 7,179 MCGRAW HILL COS INC COM 580645109 44 800 SH X 800 MEDTRONIC INC COM 585055106 3,004 73,224 SH X 39,224 34,000 MEDTRONIC INC COM 585055106 183 4,455 SH X 4,455 MICROSOFT CORP COM 594918104 4,179 156,448 SH X 97,448 59,000 MICROSOFT CORP COM 594918104 414 15,510 SH X 15,510 MITSUBISHI UFJ FINL GROUP IN SP ADR 606822104 257 47,346 SH X 47,346 MONSTER BEVERAGE CORP COM 611740101 255 4,824 SH X 4,824 MONSTER BEVERAGE CORP COM 611740101 3 55 SH X 55 MORGAN STANLEY COM NEW 617446448 235 12,307 SH X 12,307 MORGAN STANLEY COM NEW 617446448 41 2,122 SH X 2,122 MORNINGSTAR INC COM 617700109 281 4,468 SH X 4,468 MULTIMEDIA GAMES HLDG CO IN COM 625453105 165 11,220 SH X 11,220
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- ------- --------- -------- -------- ---------- ----- ----------- INVESTMENT MARKET DISCRETION TYPE OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE ----------------------------- ------- --------- -------- -------- --- ---- --- --- --- ----- ------- --- ------ NASDAQ OMX GROUP INC COM 631103108 371 14,847 SH X 14,847 NATIONAL FUEL GAS CO N J COM 636180101 452 8,913 SH X 8,913 NATIONAL OILWELL VARCO INC COM 637071101 2,588 37,867 SH X 37,867 NATIONAL OILWELL VARCO INC COM 637071101 162 2,375 SH X 2,375 NATIONAL RETAIL PPTYS INC COM 637417106 750 24,026 SH X 24,026 NESTLE S A SP ADR 641069406 323 4,962 SH X 4,962 NEWELL RUBBERMAID INC COM 651229106 1,272 57,123 SH X 57,123 NEWELL RUBBERMAID INC COM 651229106 8 380 SH X 380 NEWMARKET CORP COM 651587107 913 3,483 SH X 3,483 4 NEWMONT MINING CORP COM 651639106 284 6,109 SH X 6,109 NIKE INC CL B 654106103 235 4,560 SH X 4,560 NIKE INC CL B 654106103 79 1,530 SH X 1,360 170 NOBLE ENERGY INC COM 655044105 2,921 28,710 SH X 28,710 NOBLE ENERGY INC COM 655044105 189 1,857 SH X 1,857 NORFOLK SOUTHERN CORP COM 655844108 419 6,781 SH X 6,781 NORFOLK SOUTHERN CORP COM 655844108 256 4,146 SH X 4,146 NORTHEAST UTILS COM 664397106 761 19,462 SH X 19,462 NORTHEAST UTILS COM 664397106 4 100 SH X 100 NORTHROP GRUMMAN CORP COM 666807102 2,416 35,746 SH X 35,746 NORTHROP GRUMMAN CORP COM 666807102 82 1,210 SH X 1,210 NOVO-NORDISK A S ADR 670100205 452 2,771 SH X 2,771 NUCOR CORP COM 670346105 540 12,504 SH X 12,504 NUCOR CORP COM 670346105 68 1,573 SH X 891 682 OCEANEERING INTL INC COM 675232102 923 17,163 SH X 17,163 ODYSSEY MARINE EXPLORATION I COM 676118102 45 15,000 SH X 15,000 OMNICOM GROUP INC COM 681919106 1,549 31,007 SH X 31,007 OMNICOM GROUP INC COM 681919106 115 2,295 SH X 2,295 OMEGA HEALTHCARE INVS INC COM 681936100 706 29,593 SH X 29,593 OSHKOSH CORP COM 688239201 684 23,079 SH X 23,079 OWENS & MINOR INC NEW COM 690732102 565 19,810 SH X 19,810 PNC FINL SVCS GROUP INC COM 693475105 340 5,826 SH X 5,826 PNC FINL SVCS GROUP INC COM 693475105 511 8,760 SH X 8,760 PPG INDS INC COM 693506107 1,049 7,751 SH X 7,751 PACKAGING CORP AMER COM 695156109 650 16,887 SH X 16,887 PARKER HANNIFIN CORP COM 701094104 227 2,669 SH X 2,669 PEARSON PLC SP ADR 705015105 243 12,444 SH X 12,444 PEPSICO INC COM 713448108 2,870 41,945 SH X 24,945 17,000 PEPSICO INC COM 713448108 515 7,530 SH X 7,330 200 PETSMART INC COM 716768106 931 13,629 SH X 13,629 PFIZER INC COM 717081103 8,472 337,807 SH X 337,807 PFIZER INC COM 717081103 909 36,247 SH X 35,272 975 PHILIP MORRIS INTL INC COM 718172109 10,510 125,656 SH X 125,656 PHILIP MORRIS INTL INC COM 718172109 551 6,583 SH X 6,583 PHILLIPS 66 COM 718546104 1,873 35,282 SH X 35,282 PHILLIPS 66 COM 718546104 151 2,842 SH X 2,072 770 PLAINS ALL AMERN PIPELINE L LMPTR 726503105 381 8,420 SH X 8,420 PLAINS ALL AMERN PIPELINE L LMPTR 726503105 68 1,500 SH X 1,500 PLAINS EXPL& PRODTN CO COM 726505100 1,663 35,434 SH X 35,434 PLAINS EXPL& PRODTN CO COM 726505100 6 125 SH X 125 PLANTRONICS INC NEW COM 727493108 884 23,974 SH X 23,974 PLANTRONICS INC NEW COM 727493108 23 625 SH X 625
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- ------- --------- -------- -------- ---------- ----- ------------ INVESTMENT MARKET DISCRETION TYPE OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE ----------------------------- ------- --------- -------- -------- --- ---- --- --- --- ----- ------ ----- ------ POLARIS INDS INC COM 731068102 2,981 35,429 SH X 35,429 POLARIS INDS INC COM 731068102 10 123 SH X 123 PRICELINE COM INC COM NEW 741503403 1,488 2,399 SH X 2,399 PRICELINE COM INC COM NEW 741503403 154 249 SH X 249 PROCTER & GAMBLE CO COM 742718109 3,830 56,414 SH X 38,414 18,000 PROCTER & GAMBLE CO COM 742718109 753 11,097 SH X 10,647 450 PUBLIC SVC ENTERPRISE GROUP COM 744573106 355 11,615 SH X 11,615 PUBLIC SVC ENTERPRISE GROUP COM 744573106 1,066 34,850 SH X 33,250 1,600 PULTE GROUP INC COM 745867101 984 54,167 SH X 54,167 PULTE GROUP INC COM 745867101 8 451 SH X 451 QUALCOMM INC COM 747525103 5,816 94,023 SH X 94,023 QUALCOMM INC COM 747525103 371 5,994 SH X 5,994 RAYONIER INC COM 754907103 188 3,623 SH X 3,623 RAYONIER INC COM 754907103 159 3,060 SH X 3,060 RAYTHEON CO COM NEW 755111507 1,789 31,080 SH X 31,080 RAYTHEON CO COM NEW 755111507 198 3,435 SH X 3,135 300 REALTY INCOME CORP COM 756109104 328 8,164 SH X 8,164 RECKITT BENCKISER PLC SP ADR 756255204 367 28,892 SH X 28,892 RESMED INC COM 761152107 3,383 81,388 SH X 81,388 RESMED INC COM 761152107 20 480 SH X 480 ROBERT HALF INTL INC COM 770323103 1,059 33,286 SH X 33,286 ROCHE HLDG LTD SP ADR 771195104 2,279 45,356 SH X 45,356 ROCHE HLDG LTD SP ADR 771195104 211 4,195 SH X 4,195 ROLLINS INC COM 775711104 298 13,525 SH X 13,525 ROSETTA RESOURCES INC COM 777779307 1,140 25,151 SH X 25,151 ROSETTA RESOURCES INC COM 777779307 7 163 SH X 163 ROSS STORES INC COM 778296103 264 4,876 SH X 4,876 ROSS STORES INC COM 778296103 7 122 SH X 122 ROYAL BK SCOTLAND GROUP PLC SP ADR 780097689 175 16,209 SH X 16,209 ROYAL DUTCH SHELL PLC SP ADR 780259206 5,784 83,881 SH X 73,881 10,000 ROYAL DUTCH SHELL PLC SP ADR 780259206 271 3,937 SH X 3,670 267 RYLAND GROUP INC COM 783764103 232 6,349 SH X 6,349 SAP AG SP ADR 803054204 419 5,210 SH X 5,210 SCHEIN HENRY INC COM 806407102 1,331 16,548 SH X 16,548 SCHLUMBERGER LTD COM 806857108 2,004 28,921 SH X 13,921 15,000 SCHLUMBERGER LTD COM 806857108 28 400 SH X 400 SEMPRA ENERGY COM 816851109 1,465 20,651 SH X 20,651 SEMPRA ENERGY COM 816851109 34 482 SH X 482 SIEMENS A G SP ADR 826197501 261 2,388 SH X 2,388 SILICON LABORATORIES INC COM 826919102 670 17,000 SH X 17,000 SIMON PPTY GROUP INC NEW COM 828806109 2,498 15,804 SH X 15,804 SIMON PPTY GROUP INC NEW COM 828806109 259 1,640 SH X 1,640 SMITHFIELD FOODS INC COM 832248108 248 11,518 SH X 11,518 SMITHFIELD FOODS INC COM 832248108 3 150 SH X 150 SONIC CORP COM 835451105 109 10,472 SH X 10,472 SONOCO PRODS CO COM 835495102 1,435 48,254 SH X 18,254 30,000 SOUTHERN CO COM 842587107 261 6,108 SH X 6,108 SOUTHERN CO COM 842587107 603 14,090 SH X 10,000 4,090 SPECTRA ENERGY CORP COM 847560109 1,648 60,194 SH X 60,194 SPECTRA ENERGY CORP COM 847560109 294 10,725 SH X 9,775 950 SPLUNK INC COM 848637104 1,307 45,042 SH X 45,042
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- ------- --------- -------- -------- ---------- ----- ----------- INVESTMENT MARKET DISCRETION TYPE OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE ----------------------------- ------- --------- -------- -------- --- ---- --- --- --- ----- ------- --- ------ SPLUNK INC COM 848637104 8 290 SH X 290 STARBUCKS CORP COM 855244109 2,144 39,977 SH X 39,977 STARBUCKS CORP COM 855244109 184 3,425 SH X 3,425 STEEL DYNAMICS INC COM 858119100 489 35,591 SH X 35,591 STERIS CORP COM 859152100 339 9,767 SH X 9,767 STERIS CORP COM 859152100 3 90 SH X 90 SWATCH GROUP AG ADR 870123106 283 11,234 SH X 11,234 SYNOPSYS INC COM 871607107 1,129 35,471 SH X 35,471 SYNOPSYS INC COM 871607107 31 980 SH X 980 SYSCO CORP COM 871829107 1,985 62,687 SH X 23,687 39,000 SYSCO CORP COM 871829107 38 1,211 SH X 1,211 T-BAY HOLDINGS INC COM 872237102 2 19,074 SH X 19,074 TJX COS INC NEW COM 872540109 4,505 106,122 SH X 106,122 TJX COS INC NEW COM 872540109 474 11,162 SH X 11,162 TAIWAN SEMICONDUCTOR MFG LTD SP ADR 874039100 186 10,836 SH X 10,836 TAUBMAN CTRS INC COM 876664103 330 4,189 SH X 4,189 TECH DATA CORP COM 878237106 1,192 26,176 SH X 26,176 TESORO CORP COM 881609101 2,134 48,456 SH X 48,456 TESORO CORP COM 881609101 17 383 SH X 383 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 393 10,531 SH X 10,531 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 54 1,445 SH X 1,445 TEXAS INSTRS INC COM 882508104 1,999 64,726 SH X 24,726 40,000 TEXAS INSTRS INC COM 882508104 74 2,400 SH X 2,400 TEXTRON INC COM 883203101 3,052 123,097 SH X 123,097 TEXTRON INC COM 883203101 26 1,035 SH X 1,035 THERMO FISHER SCIENTIFIC INC COM 883556102 1,784 27,968 SH X 27,968 THERMO FISHER SCIENTIFIC INC COM 883556102 132 2,075 SH X 2,075 TIME WARNER INC COM NEW 887317303 1,716 35,880 SH X 35,880 TIME WARNER INC COM NEW 887317303 138 2,877 SH X 2,877 TIMKEN CO COM 887389104 203 4,246 SH X 4,246 TORO CO COM 891092108 581 13,519 SH X 13,519 TOTAL SYS SVCS INC COM 891906109 898 41,945 SH X 41,945 TOYOTA MOTOR CORP SP ADR 892331307 436 4,675 SH X 4,675 TRINITY INDS INC COM 896522109 1,036 28,918 SH X 28,918 TULLOW OIL PLC ADR 899415202 174 17,006 SH X 17,006 TUPPERWARE BRANDS CORP COM 899896104 494 7,704 SH X 7,704 TUPPERWARE BRANDS CORP COM 899896104 4 61 SH X 61 TURKIYE GARANTI BANKASI A S SP ADR 900148701 177 34,064 SH X 34,064 TURNER VY OIL & GAS INC COM 900382102 0 10,000 SH X 10,000 TYSON FOODS INC CL A 902494103 361 18,598 SH X 18,598 UBS AG JERSEY BRH COM 902641646 389 11,955 SH X 11,955 UBS AG JERSEY BRH COM 902641646 25 777 SH X 777 US BANCORP DEL COM NEW 902973304 3,480 108,947 SH X 108,947 US BANCORP DEL COM NEW 902973304 344 10,759 SH X 10,759 UNILEVER N V COM 904784709 1,258 32,843 SH X 32,843 UNILEVER N V COM 904784709 30 771 SH X 280 491 UNION PAC CORP COM 907818108 2,465 19,604 SH X 19,604 UNION PAC CORP COM 907818108 334 2,653 SH X 2,223 430 UNITED ONLINE INC COM 911268100 68 12,156 SH X 12,156 UNITED PARCEL SERVICE INC CL B 911312106 1,358 18,413 SH X 2,413 16,000 UNITED PARCEL SERVICE INC CL B 911312106 22 302 SH X 302
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- -------- --------- -------- -------- ---------- ----- ----------- INVESTMENT MARKET DISCRETION TYPE OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE ----------------------------- -------- --------- -------- -------- --- ---- --- --- --- ----- ------- --- ------ UNITED STATES STL CORP NEW COM 912909108 3,324 139,385 SH X 139,385 UNITED STATES STL CORP NEW COM 912909108 157 6,569 SH X 6,569 UNITED TECHNOLOGIES CORP COM 913017109 1,074 13,092 SH X 13,092 UNITED TECHNOLOGIES CORP COM 913017109 73 896 SH X 896 V F CORP COM 918204108 1,360 9,009 SH X 9,009 V F CORP COM 918204108 131 865 SH X 865 VALLEY NATL BANCORP COM 919794107 103 11,025 SH X 11,025 VALMONT INDS INC COM 920253101 705 5,166 SH X 5,166 VANGUARD INTL EQUITY INDEX F COM 922042858 1,327 29,792 SH X 29,792 VANGUARD INTL EQUITY INDEX F COM 922042858 49 1,100 SH X 1,100 VANGUARD INDEX FDS COM 922908553 806 12,250 SH X 12,250 VANGUARD INDEX FDS COM 922908553 58 885 SH X 885 VMWARE INC CL A COM 928563402 5,165 54,863 SH X 54,863 VMWARE INC CL A COM 928563402 150 1,596 SH X 1,596 WADDELL & REED FINL INC CL A 930059100 881 25,288 SH X 25,288 WADDELL & REED FINL INC CL A 930059100 15 425 SH X 425 WAL-MART STORES INC COM 931142103 4,710 69,025 SH X 69,025 WAL-MART STORES INC COM 931142103 1,315 19,271 SH X 19,271 WALGREEN CO COM 931422109 419 11,325 SH X 11,325 WALGREEN CO COM 931422109 47 1,275 SH X 1,025 250 WATSON PHARMACEUTICALS INC COM 942683103 396 4,599 SH X 4,599 WATSON PHARMACEUTICALS INC COM 942683103 28 330 SH X 330 WEBSTER FINL CORP CONN COM 947890109 688 33,497 SH X 33,497 WEINGARTEN RLTY INVS BEN INT 948741103 624 23,325 SH X 325 23,000 WELLS FARGO & CO NEW COM 949746101 7,812 228,556 SH X 228,556 WELLS FARGO & CO NEW COM 949746101 584 17,090 SH X 16,911 179 WEYERHAEUSER CO COM 962166104 2,169 77,949 SH X 77,949 WEYERHAEUSER CO COM 962166104 8 293 SH X 293 WHIRLPOOL CORP COM 963320106 351 3,450 SH X 3,450 WHOLE FOODS MKT INC COM 966837106 1,583 17,361 SH X 17,361 WHOLE FOODS MKT INC COM 966837106 42 460 SH X 460 WISCONSIN ENERGY CORP COM 976657106 205 5,560 SH X 5,560 WISCONSIN ENERGY CORP COM 976657106 115 3,110 SH X 3,110 WORTHINGTON INDS INC COM 981811102 1,111 42,761 SH X 42,761 WORTHINGTON INDS INC COM 981811102 341 13,125 SH X 13,125 WYNN RESORTS LTD COM 983134107 353 3,136 SH X 3,136 YAHOO INC COM 984332106 1,558 78,275 SH X 8,275 70,000 YUM BRANDS INC COM 988498101 5,031 75,765 SH X 65,765 10,000 YUM BRANDS INC COM 988498101 247 3,718 SH X 3,718 ZEBRA TECHNOLOGIES CORP CL A 989207105 396 10,074 SH X 10,074 LENDER PROCESSING SVCS INC COM 52602E102 1,298 52,711 SH X 52,711 LENDER PROCESSING SVCS INC COM 52602E102 5 198 SH X 198 QUANTA SVCS INC COM 74762E102 1,094 40,070 SH X 40,070 AMERISOURCEBERGEN CORP COM 03073E105 3,280 75,971 SH X 75,971 AMERISOURCEBERGEN CORP COM 03073E105 185 4,287 SH X 4,287 NEWS CORP CL A 65248E104 3,412 133,754 SH X 133,754 NEWS CORP CL A 65248E104 515 20,195 SH X 20,195 TARGET CORP COM 87612E106 1,901 32,128 SH X 9,128 23,000 TARGET CORP COM 87612E106 65 1,106 SH X 1,106 DR PEPPER SNAPPLE GROUP INC COM 26138E109 336 7,603 SH X 7,603 TRAVELERS COMPANIES INC COM 89417E109 3,296 45,894 SH X 45,894
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- -------- --------- -------- -------- ---------- ----- ------------- INVESTMENT MARKET DISCRETION TYPE OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE ----------------------------- -------- --------- -------- -------- --- ---- --- --- --- ----- ------- ----- ------ TRAVELERS COMPANIES INC COM 89417E109 545 7,591 SH X 7,591 ALPS ETF TR COM 00162Q866 716 44,891 SH X 44,891 ALPS ETF TR COM 00162Q866 113 7,060 SH X 7,060 AT&T INC COM 00206R102 7,283 216,036 SH X 176,036 40,000 AT&T INC COM 00206R102 1,948 57,796 SH X 55,793 2,003 ACTUANT CORP CL A NEW 00508X203 223 7,989 SH X 7,989 ADIDAS AG ADR 00687A107 315 7,108 SH X 7,108 AETNA INC NEW COM 00817Y108 2,011 43,422 SH X 43,422 AETNA INC NEW COM 00817Y108 40 873 SH X 673 200 AKAMAI TECHNOLOGIES INC COM 00971T101 653 20,000 SH X 20,000 ALTRIA GROUP INC COM 02209S103 1,840 58,536 SH X 58,536 ALTRIA GROUP INC COM 02209S103 171 5,430 SH X 5,130 300 AMERICAN CAP LTD COM 02503Y103 1,003 83,457 SH X 83,457 AMERICAN TOWER CORP NEW COM 03027X100 299 3,868 SH X 3,868 AMERICAN TOWER CORP NEW COM 03027X100 12 159 SH X 159 ANHEUSER BUSCH INBEV SA/NV SP ADR 03524A108 1,049 12,000 SH X 12,000 ASSURANT INC COM 04621X108 783 22,558 SH X 22,558 BIOGEN IDEC INC COM 09062X103 2,204 15,058 SH X 15,058 BIOGEN IDEC INC COM 09062X103 130 890 SH X 740 150 BLACKROCK INC COM 09247X101 1,033 4,998 SH X 4,998 BLACKROCK INC COM 09247X101 76 367 SH X 367 BLYTH INC COM NEW 09643P207 311 19,985 SH X 19,985 BLYTH INC COM NEW 09643P207 2 135 SH X 135 CLECO CORP NEW COM 12561W105 603 15,063 SH X 15,063 CA INC COM 12673P105 277 12,616 SH X 12,616 CAMERON INTERNATIONAL CORP COM 13342B105 674 11,946 SH X 11,946 CAMERON INTERNATIONAL CORP COM 13342B105 3 50 SH X 50 CAPITAL TRUST INC MD CL A NEW 14052H506 65 31,016 SH X 31,016 CARDINAL HEALTH INC COM 14149Y108 3,056 74,204 SH X 74,204 CARDINAL HEALTH INC COM 14149Y108 133 3,230 SH X 3,230 CISCO SYS INC COM 17275R102 5,240 266,660 SH X 200,660 66,000 CISCO SYS INC COM 17275R102 443 22,526 SH X 22,226 300 COCA COLA ENTERPRISES INC NE COM 19122T109 5,553 174,995 SH X 174,995 COCA COLA ENTERPRISES INC NE COM 19122T109 245 7,707 SH X 7,707 COMCAST CORP NEW CL A 20030N101 670 17,947 SH X 17,947 COMCAST CORP NEW CL A 20030N101 61 1,631 SH X 1,357 274 COMPASS GROUP PLC SP ADR 20449X203 165 14,036 SH X 14,036 CONOCOPHILLIPS COM 20825C104 1,902 32,791 SH X 12,791 20,000 CONOCOPHILLIPS COM 20825C104 311 5,357 SH X 3,817 1,540 CORELOGIC INC COM 21871D103 655 24,319 SH X 24,319 COSTCO WHSL CORP NEW COM 22160K105 3,196 32,373 SH X 32,373 COSTCO WHSL CORP NEW COM 22160K105 130 1,315 SH X 1,315 DEVON ENERGY CORP NEW COM 25179M103 1,885 36,215 SH X 18,215 18,000 DEVON ENERGY CORP NEW COM 25179M103 12 225 SH X 225 DISH NETWORK CORP CL A 25470M109 40 1,100 SH X 1,100 DISH NETWORK CORP CL A 25470M109 166 4,550 SH X 4,550 DIRECTV COM 25490A309 2,606 51,954 SH X 51,954 DIRECTV COM 25490A309 59 1,185 SH X 1,185 DOMINION RES INC VA NEW COM 25746U109 449 8,666 SH X 8,666 DOMINION RES INC VA NEW COM 25746U109 170 3,281 SH X 2,283 998 DUKE ENERGY CORP NEW COM NEW 26441C204 2,356 36,925 SH X 36,925
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- -------- --------- -------- -------- ---------- ----- ------------- INVESTMENT MARKET DISCRETION TYPE OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE ----------------------------- -------- --------- -------- -------- --- ---- --- --- --- ----- ------- ----- ------ DUKE ENERGY CORP NEW COM NEW 26441C204 193 3,028 SH X 2,795 233 EOG RES INC COM 26875P101 2,760 22,852 SH X 22,852 EOG RES INC COM 26875P101 154 1,274 SH X 1,199 75 EAST WEST BANCORP INC COM 27579R104 779 36,232 SH X 36,232 ELEKTA AB ADR 28617Y101 164 10,504 SH X 10,504 EMBRAER S A SP ADR 29082A107 340 11,943 SH X 11,943 EMCOR GROUP INC COM 29084Q100 210 6,080 SH X 6,080 EQUITY RESIDENTIAL BEN INT 29476L107 436 7,700 SH X 7,700 EXELIS INC COM 30162A108 111 9,822 SH X 9,822 EXELIS INC COM 30162A108 10 927 SH X 927 EXPEDIA INC DEL COM NEW 30212P303 2,981 48,518 SH X 48,518 EXPEDIA INC DEL COM NEW 30212P303 13 214 SH X 214 EXPONENT INC COM 30214U102 246 4,402 SH X 4,402 EXPRESS SCRIPTS HLDG CO COM 30219G108 3,395 62,864 SH X 52,864 10,000 EXPRESS SCRIPTS HLDG CO COM 30219G108 209 3,868 SH X 3,868 EXTRA SPACE STORAGE INC COM 30225T102 1,153 31,691 SH X 31,691 EXTERRAN HLDGS INC COM 30225X103 1,427 65,098 SH X 65,098 EXTERRAN HLDGS INC COM 30225X103 6 252 SH X 252 EXXON MOBIL CORP COM 30231G102 19,707 227,690 SH X 209,690 18,000 EXXON MOBIL CORP COM 30231G102 6,232 72,004 SH X 70,104 1,900 FEI CO COM 30241L109 954 17,192 SH X 3,192 14,000 FEDEX CORP COM 31428X106 1,280 13,955 SH X 13,955 FEDEX CORP COM 31428X106 151 1,650 SH X 1,650 FIDELITY NATIONAL FINANCIAL CL A 31620R105 613 26,031 SH X 26,031 FIRST AMERN FINL CORP COM 31847R102 398 16,501 SH X 16,501 FLOWSERVE CORP COM 34354P105 912 6,215 SH X 6,215 FLOWSERVE CORP COM 34354P105 41 278 SH X 278 FREEPORT-MCMORAN COPPER & GO COM 35671D857 1,402 40,989 SH X 40,989 FREEPORT-MCMORAN COPPER & GO COM 35671D857 138 4,034 SH X 4,034 GOLDMAN SACHS GROUP INC COM 38141G104 3,282 25,729 SH X 25,729 GOLDMAN SACHS GROUP INC COM 38141G104 270 2,116 SH X 2,066 50 GOOGLE INC CL A 38259P508 5,226 7,388 SH X 5,488 1,900 GOOGLE INC CL A 38259P508 504 713 SH X 713 GRACE W R & CO DEL NEW COM 38388F108 655 9,745 SH X 9,745 HCP INC COM 40414L109 1,627 36,022 SH X 36,022 HCP INC COM 40414L109 5 109 SH X 109 HALCON RES CORP COM NEW 40537Q209 231 33,334 SH X 33,334 HANG LUNG PPTYS LTD SP ADR 41043M104 229 11,540 SH X 11,540 HEALTH NET INC COM 42222G108 732 30,132 SH X 30,132 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 477 23,097 SH X 23,097 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 4 170 SH X 170 HONG KONG EXCHANGES & CLEARI ADR 43858F109 214 12,557 SH X 12,557 INTUITIVE SURGICAL INC COM NEW 46120E602 2,169 4,424 SH X 4,424 INTUITIVE SURGICAL INC COM NEW 46120E602 159 324 SH X 324 JPMORGAN CHASE & CO COM 46625H100 11,978 272,419 SH X 242,419 30,000 JPMORGAN CHASE & CO COM 46625H100 992 22,559 SH X 21,647 912 JONES GROUP INC COM 48020T101 112 10,121 SH X 10,121 KDDI CORP ADR 48667L106 186 10,555 SH X 10,555 LIFE TECHNOLOGIES CORP COM 53217V109 2,374 48,413 SH X 48,413 LIFE TECHNOLOGIES CORP COM 53217V109 111 2,255 SH X 2,255 LINKEDIN CORP COM CL A 53578A108 2,294 19,978 SH X 19,978
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- -------- --------- -------- -------- ---------- ----- ------------- INVESTMENT MARKET DISCRETION TYPE OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE ----------------------------- -------- --------- -------- -------- --- ---- --- --- --- ----- ------- ----- ------ LINKEDIN CORP COM CL A 53578A108 17 148 SH X 148 LIQUIDITY SERVICES INC COM 53635B107 4,018 98,337 SH X 98,337 LIQUIDITY SERVICES INC COM 53635B107 18 439 SH X 439 MACYS INC COM 55616P104 2,240 57,417 SH X 57,417 MACYS INC COM 55616P104 218 5,590 SH X 5,590 MARATHON PETE CORP COM 56585A102 2,408 38,219 SH X 38,219 MARATHON PETE CORP COM 56585A102 133 2,105 SH X 2,105 MASTERCARD INC CL A 57636Q104 2,817 5,733 SH X 5,733 MASTERCARD INC CL A 57636Q104 288 587 SH X 587 MAXIM INTEGRATED PRODS INC COM 57772K101 687 23,370 SH X 23,370 MCKESSON CORP COM 58155Q103 2,040 21,042 SH X 21,042 MCKESSON CORP COM 58155Q103 12 124 SH X 124 MERCADOLIBRE INC COM 58733R102 206 2,626 SH X 2,626 MERCK & CO INC NEW COM 58933Y105 1,593 38,906 SH X 10,906 28,000 MERCK & CO INC NEW COM 58933Y105 379 9,253 SH X 9,053 200 METLIFE INC COM 59156R108 4,419 134,151 SH X 134,151 METLIFE INC COM 59156R108 145 4,393 SH X 4,393 MICHELIN COMPAGNIE GENERALE ADR 59410T106 252 13,336 SH X 13,336 MOLSON COORS BREWING CO CL B 60871R209 235 5,490 SH X 5,490 MONSANTO CO NEW COM 61166W101 3,457 36,519 SH X 36,519 MONSANTO CO NEW COM 61166W101 221 2,335 SH X 2,335 MOSAIC CO NEW COM 61945C103 1,160 20,480 SH X 480 20,000 MOSAIC CO NEW COM 61945C103 1 25 SH X 25 MYRIAD GENETICS INC COM 62855J104 2,039 74,824 SH X 74,824 MYRIAD GENETICS INC COM 62855J104 86 3,145 SH X 3,145 NATIONAL FINL PARTNERS CORP COM 63607P208 174 10,134 SH X 10,134 NEXTERA ENERGY INC COM 65339F101 5,383 77,796 SH X 77,796 NEXTERA ENERGY INC COM 65339F101 377 5,446 SH X 4,446 1,000 NISOURCE INC COM 65473P105 206 8,295 SH X 8,295 NOVARTIS A G SP ADR 66987V109 2,311 36,516 SH X 36,516 NOVARTIS A G SP ADR 66987V109 231 3,645 SH X 3,645 ORACLE CORP COM 68389X105 4,080 122,439 SH X 122,439 ORACLE CORP COM 68389X105 704 21,139 SH X 21,139 PANERA BREAD CO CL A 69840W108 362 2,278 SH X 2,278 POTASH CORP SASK INC COM 73755L107 270 6,645 SH X 6,645 POWERSHARES INDIA ETF TR COM 73935L100 1,040 60,000 SH X 60,000 PRICE T ROWE GROUP INC COM 74144T108 1,325 20,351 SH X 2,351 18,000 PUBLIC STORAGE COM 74460D109 813 5,609 SH X 5,609 PUBLIC STORAGE COM 74460D109 188 1,300 SH X 1,300 PUBLICIS S A NEW SP ADR 74463M106 293 19,649 SH X 19,649 RANGE RES CORP COM 75281A109 300 4,782 SH X 4,782 RANGE RES CORP COM 75281A109 4 65 SH X 65 REGIONS FINL CORP NEW COM 7591EP100 87 12,200 SH X 12,200 SBA COMMUNICATIONS CORP COM 78388J106 311 4,387 SH X 4,387 SPDR S&P 500 ETF TR COM 78462F103 18,120 127,241 SH X 127,211 30 SPDR S&P 500 ETF TR COM 78462F103 272 1,910 SH X 845 1,065 SPDR GOLD TRUST COM 78463V107 431 2,662 SH X 2,662 SPDR S&P MIDCAP 400 ETF TR COM 78467Y107 9,798 52,762 SH X 52,747 15 SPDR S&P MIDCAP 400 ETF TR COM 78467Y107 296 1,595 SH X 1,595 SBERBANK RUSSIA SP ADR 80585Y308 168 13,794 SH X 13,794 SOLARWINDS INC COM 83416B109 818 15,593 SH X 15,593
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- -------- --------- -------- -------- ---------- ----- ------------- INVESTMENT MARKET DISCRETION TYPE OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE ----------------------------- -------- --------- -------- -------- --- ---- --- --- --- ----- ------- ----- ------ SOLARWINDS INC COM 83416B109 8 146 SH X 146 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 563 10,494 SH X 10,494 TENCENT HLDGS LTD ADR 88032Q109 357 11,120 SH X 11,120 3M CO COM 88579Y101 1,530 16,475 SH X 16,475 3M CO COM 88579Y101 1,876 20,201 SH X 20,201 UNITED THERAPEUTICS CORP DEL COM 91307C102 632 11,835 SH X 11,835 UNITEDHEALTH GROUP INC COM 91324P102 71 1,317 SH X 1,317 UNITEDHEALTH GROUP INC COM 91324P102 222 4,100 SH X 4,100 VALERO ENERGY CORP NEW COM 91913Y100 348 10,195 SH X 10,195 VALERO ENERGY CORP NEW COM 91913Y100 78 2,275 SH X 1,100 1,175 VERIZON COMMUNICATIONS INC COM 92343V104 6,801 157,177 SH X 157,177 VERIZON COMMUNICATIONS INC COM 92343V104 2,033 46,981 SH X 45,361 1,620 VERTEX PHARMACEUTICALS INC COM 92532F100 1,396 33,316 SH X 33,316 VERTEX PHARMACEUTICALS INC COM 92532F100 115 2,755 SH X 2,755 VISA INC COM CL A 92826C839 4,994 32,948 SH X 32,948 VISA INC COM CL A 92826C839 236 1,555 SH X 1,555 VODAFONE GROUP PLC NEW SP ADR 92857W209 2,661 105,656 SH X 85,656 20,000 VODAFONE GROUP PLC NEW SP ADR 92857W209 252 10,020 SH X 10,020 WAL MART DE MEXICO S A B DE SP ADR 93114W107 204 6,280 SH X 6,280 WELLPOINT INC COM 94973V107 1,467 24,088 SH X 24,088 WELLPOINT INC COM 94973V107 41 670 SH X 670 WESCO INTL INC COM 95082P105 706 10,469 SH X 10,469 WESCO INTL INC COM 95082P105 3 45 SH X 45 WEX INC COM 96208T104 776 10,300 SH X 10,300 WILSHIRE BANCORP INC COM 97186T108 196 33,317 SH X 33,317 XCEL ENERGY INC COM 98389B100 1,502 56,220 SH X 1,220 55,000 XCEL ENERGY INC COM 98389B100 35 1,315 SH X 1,315 ZIMMER HLDGS INC COM 98956P102 460 6,897 SH X 6,897 ZIMMER HLDGS INC COM 98956P102 31 466 SH X 100 366 ASSURED GUARANTY LTD COM G0585R106 596 41,882 SH X 41,882 ASSURED GUARANTY LTD COM G0585R106 7 475 SH X 475 ACCENTURE PLC IRELAND CL A G1151C101 3,923 58,995 SH X 58,995 ACCENTURE PLC IRELAND COM CL A G1151C101 811 12,191 SH X 12,191 BUNGE LIMITED COM G16962105 1,149 15,804 SH X 15,804 BUNGE LIMITED COM G16962105 105 1,450 SH X 1,450 COVIDIEN PLC COM G2554F113 4,692 81,266 SH X 81,266 COVIDIEN PLC COM G2554F113 137 2,367 SH X 2,367 EATON CORP PLC COM G29183103 726 13,402 SH X 13,402 EATON CORP PLC COM G29183103 19 347 SH X 347 ENSCO PLC COM CL A G3157S106 2,913 49,146 SH X 49,146 ENSCO PLC COM CL A G3157S106 183 3,091 SH X 3,091 HERBALIFE LTD COM G4412G101 1,107 33,606 SH X 33,606 HERBALIFE LTD COM G4412G101 113 3,420 SH X 3,420 INGERSOLL-RAND PLC COM G47791101 1,675 34,921 SH X 34,921 INGERSOLL-RAND PLC COM G47791101 261 5,445 SH X 4,645 800 INVESCO LTD COM G491BT108 708 27,150 SH X 27,150 INVESCO LTD COM G491BT108 72 2,745 SH X 2,745 MICHAEL KORS HLDGS LTD COM G60754101 1,620 31,737 SH X 31,737 MICHAEL KORS HLDGS LTD COM G60754101 10 194 SH X 194 WARNER CHILCOTT PLC IRELAND COM G94368100 197 16,321 SH X 16,321 ACE LTD COM H0023R105 475 5,950 SH X 5,950
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- ------- --------- -------- -------- ---------- ----- ---------- INVESTMENT MARKET DISCRETION TYPE OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE ----------------------------- ------- --------- -------- -------- --- ---- --- --- --- ----- ------ --- ---- ACE LTD COM H0023R105 16 200 SH X 200 ALLIED WRLD ASSUR COM HLDG A COM H01531104 1,294 16,423 SH X 16,423 LYONDELLBASELL INDUSTRIES N COM N53745100 447 7,831 SH X 7,831 LYONDELLBASELL INDUSTRIES N COM N53745100 39 690 SH X 690 AVAGO TECHNOLOGIES LTD COM Y0486S104 1,507 47,599 SH X 47,599 AVAGO TECHNOLOGIES LTD COM Y0486S104 7 225 SH X 225