0001193125-12-010170.txt : 20120112 0001193125-12-010170.hdr.sgml : 20120112 20120112101255 ACCESSION NUMBER: 0001193125-12-010170 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120112 DATE AS OF CHANGE: 20120112 EFFECTIVENESS DATE: 20120112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE, NATIONAL ASSOCIATION CENTRAL INDEX KEY: 0000047288 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 720210640 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04203 FILM NUMBER: 12523358 BUSINESS ADDRESS: STREET 1: 313 CARONDELET ST CITY: NEW ORLEANS STATE: LA ZIP: 70130 BUSINESS PHONE: 5045335333 MAIL ADDRESS: STREET 1: PO BOX 61540 CITY: NEW ORLEANS STATE: LA ZIP: 70161 FORMER COMPANY: FORMER CONFORMED NAME: CAPITAL ONE, N.A. DATE OF NAME CHANGE: 20060428 FORMER COMPANY: FORMER CONFORMED NAME: HIBERNIA NATIONAL BANK DATE OF NAME CHANGE: 20060214 FORMER COMPANY: FORMER CONFORMED NAME: HIBERNIA CORP DATE OF NAME CHANGE: 19920703 13F-HR 1 d281312d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 31-Dec-11 Check here if Amendment [_]; Amendment Number: ______ This Amendment (Check only one.): [_]; is a restatement. [_]; adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Capital One, National Association -------------------------------------- Address: 201 St. Charles Ave., Suite 2300 -------------------------------------- New Orleans, Louisiana 70170 -------------------------------------- Form 13F File Number: 28-931 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on behalf of Reporting Manager: Name: Johnell Smith -------------------------------------- Title: Chief Compliance Officer -------------------------------------- Phone: (504) 533-2349 -------------------------------------- Signature, Place, and Date of Signing: /s/Johnell B. Smith New Orleans, Louisiana 1/6/2012 ----------------------------- ---------------------- -------- (Signature) (City, State) (Date) Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager (s). ) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager (s). ) Form 13F SUMMARY PAGE Report Summary: 0 Number of Other Included Managers: ----------- Form 13F Information Table Entry Totals: 682 Form 13F Information Table Value Total: 733,929 ------------ (thousands) List of other Included Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None FORM 13F INFORMATION TABLE
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- ----- -------- -------- -------- ---------- ----- ------------ INVESTMENT TYPE MARKET DISCRETION OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE ----------------------------- ----- -------- -------- -------- --- ---- --- --- --- ----- ------ ----- ---- AFLAC INC COM 1055102 243 5,609 SH X 5,609 AFLAC INC COM 1055102 9 204 SH X 204 ABBOTT LABS COM 2824100 2,662 47,339 SH X 47,339 ABBOTT LABS COM 2824100 455 8,087 SH X 8,087 ACI WORLDWIDE INC COM 4498101 397 13,871 SH X 13,871 ADVANCED MICRO DEVICES INC COM 7903107 54 10,015 SH X 10,015 ADVANCED MICRO DEVICES INC COM 7903107 4 800 SH X 800 ALASKA AIR GROUP INC COM 11659109 3,358 44,717 SH X 44,717 ALASKA AIR GROUP INC COM 11659109 169 2,255 SH X 2,255 ALCOA INC COM 13817101 145 16,707 SH X 16,707 ALCOA INC COM 13817101 12 1,350 SH X 1,225 125 ALLERGAN INC COM 18490102 707 8,063 SH X 8,063 ALLIANCE DATA SYSTEMS CORP COM 18581108 1,304 12,559 SH X 12,559 ALLIANCE DATA SYSTEMS CORP COM 18581108 7 72 SH X 72 ALLIANT ENERGY CORP COM 18802108 391 8,869 SH X 8,869 ALLIANT ENERGY CORP COM 18802108 11 254 SH X 254 ALTERA CORP COM 21441100 2,147 57,858 SH X 57,858 ALTERA CORP COM 21441100 124 3,340 SH X 3,340 AMAZON COM INC COM 23135106 1,061 6,130 SH X 6,130 AMAZON COM INC COM 23135106 47 271 SH X 171 100 AMERICAN ELEC PWR INC COM 25537101 715 17,301 SH X 17,301 AMERICAN ELEC PWR INC COM 25537101 505 12,226 SH X 10,986 1,240 AMERICAN EXPRESS CO COM 25816109 913 19,357 SH X 19,357 AMERICAN EXPRESS CO COM 25816109 956 20,259 SH X 12,610 7,649 AMERICAN TOWER CORP CL A 29912201 1,005 16,743 SH X 16,743 AMERICAN TOWER CORP CL A 29912201 92 1,534 SH X 1,534 AMERICAN WTR WKS CO INC NEW COM 30420103 1,129 35,447 SH X 35,447 AMGEN INC COM 31162100 901 14,037 SH X 14,037 AMGEN INC COM 31162100 167 2,598 SH X 2,223 375 ANADARKO PETE CORP COM 32511107 193 2,534 SH X 2,534 ANADARKO PETE CORP COM 32511107 56 735 SH X 226 509 ANCESTRY COM INC COM 32803108 210 9,156 SH X 9,156 APACHE CORP COM 37411105 4,477 49,426 SH X 49,426 APACHE CORP COM 37411105 541 5,975 SH X 5,875 100 APPLE INC COM 37833100 23,313 57,563 SH X 57,563 APPLE INC COM 37833100 1,997 4,931 SH X 4,871 60 APPLIED MATLS INC COM 38222105 693 64,667 SH X 64,667 APPLIED MATLS INC COM 38222105 41 3,810 SH X 3,810 ARCH COAL INC COM 39380100 150 10,346 SH X 10,346 ARCHER DANIELS MIDLAND CO COM 39483102 744 26,001 SH X 26,001 ARCHER DANIELS MIDLAND CO COM 39483102 87 3,040 SH X 3,040 ARROW ELECTRS INC COM 42735100 206 5,494 SH X 5,494 ARROW ELECTRS INC COM 42735100 6 157 SH X 157 ASHLAND INC NEW COM 44209104 242 4,229 SH X 4,229 ASHLAND INC NEW COM 44209104 17 297 SH X 297 ASSA ABLOY AB ADR 45387107 335 26,647 SH X 26,647 ATMEL CORP COM 49513104 182 22,513 SH X 22,513 ATMEL CORP COM 49513104 4 517 SH X 517 AUTODESK INC COM 52769106 1,499 49,412 SH X 49,412 AUTODESK INC COM 52769106 74 2,435 SH X 2,435 AUTOMATIC DATA PROCESSING IN COM 53015103 598 11,072 SH X 11,072 AUTOMATIC DATA PROCESSING IN COM 53015103 691 12,795 SH X 11,370 1,425 AUTOZONE INC COM 53332102 946 2,911 SH X 2,911 BG GROUP PLC ADR 55434203 334 3,123 SH X 3,123 BMC SOFTWARE INC COM 55921100 277 8,445 SH X 8,445
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- ------- --------- -------- -------- ---------- ----- ------------- INVESTMENT TYPE MARKET DISCRETION OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE ----------------------------- ------- --------- -------- -------- --- ---- --- --- --- ----- ------- ----- ---- BMC SOFTWARE INC COM 55921100 47 1,425 SH X 1,425 BAKER HUGHES INC COM 57224107 436 8,961 SH X 8,961 BAKER HUGHES INC COM 57224107 100 2,053 SH X 1,488 565 BANK OF AMERICA CORPORATION COM 60505104 476 85,597 SH X 85,597 BANK OF AMERICA CORPORATION COM 60505104 76 13,645 SH X 12,995 650 BANK HAWAII CORP COM 62540109 71 1,600 SH X 1,600 BANK HAWAII CORP COM 62540109 158 3,550 SH X 3,550 BAXTER INTL INC COM 71813109 295 5,955 SH X 5,955 BAXTER INTL INC COM 71813109 15 300 SH X 300 BEAM INC COM 73730103 153 2,995 SH X 2,995 BEAM INC COM 73730103 64 1,250 SH X 1,250 BECTON DICKINSON & CO COM 75887109 945 12,648 SH X 12,648 BECTON DICKINSON & CO COM 75887109 209 2,803 SH X 2,803 BERKSHIRE HATHAWAY INC DEL CL B 84670702 1,145 15,013 SH X 15,013 BERKSHIRE HATHAWAY INC DEL CL B 84670702 470 6,155 SH X 6,155 BOEING CO COM 97023105 3,652 49,795 SH X 49,795 BOEING CO COM 97023105 588 8,020 SH X 6,970 1,050 BORGWARNER INC COM 99724106 289 4,536 SH X 4,536 BOSTON PRIVATE FINL HLDGS IN COM 101119105 87 11,010 SH X 11,010 BOSTON SCIENTIFIC CORP COM 101137107 486 91,073 SH X 91,073 BRANDYWINE RLTY TR BEN INT 105368203 907 95,517 SH X 95,517 BRIGGS & STRATTON CORP COM 109043109 42 2,725 SH X 2,725 BRIGGS & STRATTON CORP COM 109043109 137 8,825 SH X 8,400 425 BRINKER INTL INC COM 109641100 946 35,345 SH X 35,345 BRINKER INTL INC COM 109641100 294 10,995 SH X 10,995 BRISTOL MYERS SQUIBB CO COM 110122108 431 12,243 SH X 12,243 BRISTOL MYERS SQUIBB CO COM 110122108 1,154 32,760 SH X 28,200 4,560 BROADCOM CORP CL A 111320107 277 9,429 SH X 9,429 BROADCOM CORP CL A 111320107 13 441 SH X 441 BUCKEYE PARTNERS L P LMTPR 118230101 256 4,000 SH X 4,000 BUCKEYE PARTNERS L P LMTPR 118230101 32 500 SH X 500 CF INDS HLDGS INC COM 125269100 391 2,699 SH X 2,699 CF INDS HLDGS INC COM 125269100 62 430 SH X 430 CIGNA CORPORATION COM 125509109 647 15,393 SH X 15,393 CNOOC LTD SP ADR 126132109 309 1,770 SH X 1,770 CSX CORP COM 126408103 2,182 103,611 SH X 103,611 CSX CORP COM 126408103 191 9,061 SH X 7,261 1,800 CVS CAREMARK CORPORATION COM 126650100 2,493 61,138 SH X 61,138 CVS CAREMARK CORPORATION COM 126650100 181 4,440 SH X 3,915 525 CADENCE DESIGN SYSTEM INC COM 127387108 745 71,667 SH X 71,667 CAMDEN PPTY TR BEN INT 133131102 588 9,442 SH X 9,442 CANADIAN NATL RY CO COM 136375102 343 4,362 SH X 4,362 CANON INC ADR 138006309 357 8,117 SH X 8,117 CARNIVAL CORP COM 143658300 381 11,660 SH X 11,660 CATERPILLAR INC DEL COM 149123101 4,336 47,858 SH X 47,858 CATERPILLAR INC DEL COM 149123101 371 4,091 SH X 4,091 CELGENE CORP COM 151020104 1,717 25,397 SH X 25,397 CELGENE CORP COM 151020104 156 2,314 SH X 2,314 CENTER BANCORP INC COM 151408101 242 24,795 SH X 24,795 CENTURYLINK INC COM 156700106 335 9,015 SH X 9,015 CENTURYLINK INC COM 156700106 71 1,913 SH X 1,913
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- ------- --------- -------- -------- ---------- ----- ------------- INVESTMENT MARKET DISCRETION TYPE OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE ----------------------------- ------- --------- -------- -------- --- ---- --- --- --- ----- ------- ----- ---- CHEVRON CORP NEW COM 166764100 18,306 172,048 SH X 172,048 CHEVRON CORP NEW COM 166764100 2,162 20,319 SH X 18,057 2,262 CHICAGO BRIDGE & IRON CO N V COM 167250109 756 20,013 SH X 20,013 CHIPOTLE MEXICAN GRILL INC COM 169656105 3,118 9,232 SH X 9,232 CHIPOTLE MEXICAN GRILL INC COM 169656105 42 125 SH X 125 CHUBB CORP COM 171232101 5,629 81,322 SH X 81,322 CHUBB CORP COM 171232101 334 4,827 SH X 4,827 CITIGROUP INC COM NEW 172967424 743 28,237 SH X 28,237 CITIGROUP INC COM NEW 172967424 43 1,646 SH X 1,516 130 CLOROX CO DEL COM 189054109 260 3,911 SH X 3,911 CLOROX CO DEL COM 189054109 223 3,350 SH X 3,150 200 COACH INC COM 189754104 948 15,536 SH X 15,536 COACH INC COM 189754104 88 1,445 SH X 1,445 COCA COLA CO COM 191216100 6,445 92,117 SH X 92,117 COCA COLA CO COM 191216100 797 11,386 SH X 11,086 300 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 427 6,647 SH X 6,647 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 13 200 SH X 200 COLGATE PALMOLIVE CO COM 194162103 1,747 18,908 SH X 18,908 COLGATE PALMOLIVE CO COM 194162103 713 7,714 SH X 7,639 75 COMMERCE BANCSHARES INC COM 200525103 533 13,988 SH X 13,988 COMMONWEALTH REIT BEN INT 203233101 595 35,765 SH X 35,765 COMMONWEALTH REIT BEN INT 203233101 8 500 SH X 500 CONSOLIDATED EDISON INC COM 209115104 250 4,025 SH X 4,025 CONSOLIDATED EDISON INC COM 209115104 151 2,427 SH X 1,427 1,000 CORN PRODS INTL INC COM 219023108 975 18,536 SH X 18,536 CORNING INC COM 219350105 110 8,483 SH X 8,483 CORNING INC COM 219350105 54 4,185 SH X 3,835 350 CRANE CO COM 224399105 1,205 25,808 SH X 25,808 CREDIT SUISSE GROUP SP ADR 225401108 269 11,457 SH X 11,457 CYPRESS SEMICONDUCTOR CORP COM 232806109 797 47,169 SH X 47,169 DANAHER CORP DEL COM 235851102 378 8,026 SH X 8,026 DANAHER CORP DEL COM 235851102 9 194 SH X 194 DEERE & CO COM 244199105 1,043 13,488 SH X 13,488 DEERE & CO COM 244199105 93 1,201 SH X 1,011 190 DENTSPLY INTL INC NEW COM 249030107 1,898 54,231 SH X 54,231 DISNEY WALT CO COM 254687106 2,431 64,817 SH X 64,817 DISNEY WALT CO COM 254687106 502 13,376 SH X 12,776 600 DISCOVER FINL SVCS COM 254709108 4,994 208,073 SH X 208,073 DISCOVER FINL SVCS COM 254709108 107 4,475 SH X 4,475 DOMTAR CORP COM NEW 257559203 1,004 12,557 SH X 12,557 DOVER CORP COM 260003108 824 14,195 SH X 14,195 DOVER CORP COM 260003108 44 750 SH X 750 DOW CHEM CO COM 260543103 337 11,704 SH X 11,704 DOW CHEM CO COM 260543103 118 4,094 SH X 4,094 DU PONT E I DE NEMOURS & CO COM 263534109 6,627 144,755 SH X 144,755 DU PONT E I DE NEMOURS & CO COM 263534109 1,188 25,961 SH X 22,385 3,576 DYCOM INDS INC COM 267475101 290 13,843 SH X 13,843 E M C CORP MASS COM 268648102 3,141 145,815 SH X 145,815 E M C CORP MASS COM 268648102 283 13,124 SH X 12,824 300 EASTMAN CHEM CO COM 277432100 458 11,722 SH X 11,722 EATON CORP COM 278058102 463 10,627 SH X 10,627
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- ------- --------- -------- -------- ---------- ----- ------------- INVESTMENT MARKET DISCRETION TYPE OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE ----------------------------- ------- --------- -------- -------- --- ---- --- --- --- ----- ------- ----- ---- EDISON INTL COM 281020107 626 15,110 SH X 15,110 EDISON INTL COM 281020107 119 2,869 SH X 2,869 ELECTRONIC ARTS INC COM 285512109 892 43,320 SH X 43,320 EMERSON ELEC CO COM 291011104 478 10,251 SH X 10,251 EMERSON ELEC CO COM 291011104 34 735 SH X 735 ESSEX PPTY TR INC COM 297178105 785 5,588 SH X 5,588 EXPRESS SCRIPTS INC COM 302182100 2,679 59,942 SH X 59,942 EXPRESS SCRIPTS INC COM 302182100 99 2,220 SH X 2,020 200 FAIR ISAAC CORP COM 303250104 712 19,873 SH X 19,873 FAMILY DLR STORES INC COM 307000109 641 11,111 SH X 11,111 FAMILY DLR STORES INC COM 307000109 37 650 SH X 300 350 FANUC CORPORATION ADR 307305102 271 10,629 SH X 10,629 FASTENAL CO COM 311900104 246 5,645 SH X 5,645 FASTENAL CO COM 311900104 36 820 SH X 820 F5 NETWORKS INC COM 315616102 2,554 24,064 SH X 24,064 F5 NETWORKS INC COM 315616102 283 2,671 SH X 2,671 FLUOR CORP NEW COM 343412102 2,128 42,348 SH X 42,348 FLUOR CORP NEW COM 343412102 145 2,883 SH X 2,883 FLSMIDTH & CO A S SP ADR 343793105 155 26,335 SH X 26,335 FOOT LOCKER INC COM 344849104 804 33,714 SH X 33,714 FOOT LOCKER INC COM 344849104 5 213 SH X 213 FORD MTR CO DEL COM PAR 345370860 264 24,489 SH X 24,489 FORD MTR CO DEL COM PAR 345370860 174 16,200 SH X 15,572 628 FOSSIL INC COM 349882100 227 2,855 SH X 2,855 FRANKLIN RES INC COM 354613101 1,459 15,190 SH X 15,190 FRANKLIN RES INC COM 354613101 102 1,067 SH X 1,067 FRESENIUS MED CARE AG&CO KGA SP ADR 358029106 337 4,958 SH X 4,958 GANNETT INC COM 364730101 143 10,691 SH X 10,691 GANNETT INC COM 364730101 1 75 SH X 75 GARTNER INC COM 366651107 335 9,641 SH X 9,641 GENERAL DYNAMICS CORP COM 369550108 3,305 49,772 SH X 49,772 GENERAL DYNAMICS CORP COM 369550108 133 2,008 SH X 2,008 GENERAL ELECTRIC CO COM 369604103 8,005 446,956 SH X 446,956 GENERAL ELECTRIC CO COM 369604103 1,622 90,579 SH X 82,881 7,698 GENERAL MLS INC COM 370334104 989 24,473 SH X 24,473 GENERAL MLS INC COM 370334104 877 21,710 SH X 19,110 2,600 GENUINE PARTS CO COM 372460105 2,272 37,132 SH X 37,132 GENUINE PARTS CO COM 372460105 57 925 SH X 925 GILEAD SCIENCES INC COM 375558103 3,956 96,645 SH X 96,645 GILEAD SCIENCES INC COM 375558103 329 8,030 SH X 7,330 700 GOODYEAR TIRE & RUBR CO COM 382550101 179 12,626 SH X 12,626 GOODYEAR TIRE & RUBR CO COM 382550101 14 962 SH X 962 GRAINGER W W INC COM 384802104 5,005 26,735 SH X 26,735 GRAINGER W W INC COM 384802104 80 425 SH X 350 75 GREIF INC CL A 397624107 267 5,865 SH X 2,745 3,120 HSN INC COM 404303109 1,814 50,023 SH X 50,023 HSN INC COM 404303109 15 425 SH X 425 HALLIBURTON CO COM 406216101 2,349 68,055 SH X 68,055 HALLIBURTON CO COM 406216101 174 5,043 SH X 5,043 HANSEN NAT CORP COM 411310105 5,649 61,306 SH X 61,306 HANSEN NAT CORP COM 411310105 173 1,878 SH X 1,878
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- ------- --------- -------- -------- ---------- ----- ------------- INVESTMENT MARKET DISCRETION TYPE OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE ----------------------------- ------- --------- -------- -------- --- ---- --- --- --- ----- ------- ----- ---- HEINZ H J CO COM 423074103 377 6,970 SH X 6,970 HEINZ H J CO COM 423074103 156 2,896 SH X 2,896 HELMERICH & PAYNE INC COM 423452101 2,249 38,538 SH X 38,538 HENNES & MAURITZ AB ADR 425883105 378 58,513 SH X 58,513 HENRY JACK & ASSOC INC COM 426281101 205 6,098 SH X 6,098 HEWLETT PACKARD CO COM 428236103 512 19,883 SH X 19,883 HEWLETT PACKARD CO COM 428236103 140 5,423 SH X 4,668 755 HILL ROM HLDGS INC COM 431475102 2,738 81,263 SH X 81,263 HILL ROM HLDGS INC COM 431475102 6 177 SH X 177 HOLLYFRONTIER CORP COM 436106108 393 16,774 SH X 16,774 HOME DEPOT INC COM 437076102 775 18,423 SH X 18,423 HOME DEPOT INC COM 437076102 135 3,217 SH X 3,217 HONEYWELL INTL INC COM 438516106 4,445 81,793 SH X 81,793 HONEYWELL INTL INC COM 438516106 865 15,922 SH X 14,047 1,875 HORMEL FOODS CORP COM 440452100 857 29,252 SH X 29,252 HUBBELL INC CL B 443510201 347 5,190 SH X 5,190 HUDSON CITY BANCORP COM 443683107 2 245 SH X 245 HUDSON CITY BANCORP COM 443683107 125 20,000 SH X 20,000 HUMANA INC COM 444859102 1,427 16,285 SH X 16,285 HUMANA INC COM 444859102 17 196 SH X 196 IDACORP INC COM 451107106 1,083 25,534 SH X 25,534 INDUSTRIAL & COML BK CHINA ADR 455807107 236 19,869 SH X 19,869 ING GROEP N V SP ADR 456837103 213 29,691 SH X 29,691 INTEL CORP COM 458140100 5,297 218,426 SH X 218,426 INTEL CORP COM 458140100 683 28,157 SH X 27,157 1,000 INTERNATIONAL BUSINESS MACHS COM 459200101 10,979 59,706 SH X 59,706 INTERNATIONAL BUSINESS MACHS COM 459200101 2,237 12,164 SH X 11,639 525 INTL PAPER CO COM 460146103 1,235 41,739 SH X 41,739 INTL PAPER CO COM 460146103 106 3,580 SH X 1,420 2,160 INTUIT COM 461202103 241 4,585 SH X 4,585 INTUIT COM 461202103 22 427 SH X 427 ISHARES TR COM 464287200 670 5,317 SH X 5,317 ISHARES TR COM 464287465 9,367 189,114 SH X 189,114 ISHARES TR COM 464287465 526 10,620 SH X 10,620 ISHARES TR COM 464287630 15,639 238,253 SH X 238,253 ISHARES TR COM 464287630 674 10,261 SH X 8,974 425 862 ISHARES TR COM 464287739 218 3,830 SH X 3,830 ITAU UNIBANCO HLDG SA SP ADR 465562106 339 18,246 SH X 18,246 JABIL CIRCUIT INC COM 466313103 948 48,238 SH X 48,238 JOHNSON & JOHNSON COM 478160104 3,799 57,927 SH X 57,927 JOHNSON & JOHNSON COM 478160104 2,074 31,625 SH X 31,200 425 JOY GLOBAL INC COM 481165108 1,496 19,951 SH X 19,951 JOY GLOBAL INC COM 481165108 18 242 SH X 242 KANSAS CITY SOUTHERN COM NEW 485170302 153 2,253 SH X 2,253 KANSAS CITY SOUTHERN COM NEW 485170302 80 1,180 SH X 1,180 KEMPER CORP DEL COM 488401100 349 11,935 SH X 11,935 KENNAMETAL INC COM 489170100 1,440 39,424 SH X 39,424 KEYCORP NEW COM 493267108 1,998 259,786 SH X 259,786 KEYCORP NEW COM 493267108 1 150 SH X 150 KIMBERLY CLARK CORP COM 494368103 712 9,679 SH X 9,679 KIMBERLY CLARK CORP COM 494368103 1,171 15,916 SH X 15,691 225
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- -------- --------- -------- -------- ---------- ----- ----------- INVESTMENT MARKET DISCRETION TYPE OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE ----------------------------- -------- --------- -------- -------- --- ---- --- --- --- ----- ------- --- ---- KINDER MORGAN ENERGY PARTNER LMTPR 494550106 391 4,600 SH X 4,600 KINDER MORGAN ENERGY PARTNER LMTPR 494550106 8 100 SH X 100 KINGFISHER PLC SP ADR 495724403 335 43,056 SH X 43,056 KIRBY CORP COM 497266106 1,028 15,610 SH X 15,610 KOMATSU LTD SP ADR 500458401 289 12,347 SH X 12,347 LKQ CORP COM 501889208 218 7,243 SH X 7,243 LI & FUNG LTD ADR 501897102 227 61,203 SH X 61,203 L-3 COMMUNICATIONS HLDGS INC COM 502424104 402 6,030 SH X 6,030 LVMH MOET HENNESSY LOU VUITT ADR 502441306 435 15,329 SH X 15,329 LAMAR ADVERTISING CO CL A 512815101 403 14,672 SH X 14,672 LAS VEGAS SANDS CORP COM 517834107 304 7,123 SH X 7,123 LATTICE SEMICONDUCTOR CORP COM 518415104 68 11,413 SH X 11,413 LAUDER ESTEE COS INC CL A 518439104 611 5,437 SH X 5,437 LIBERTY MEDIA CORPORATION COM 530322106 697 8,928 SH X 8,928 LILLY ELI & CO COM 532457108 385 9,263 SH X 9,263 LILLY ELI & CO COM 532457108 87 2,105 SH X 1,855 250 LIMITED BRANDS INC COM 532716107 1,256 31,117 SH X 31,117 LIMITED BRANDS INC COM 532716107 105 2,598 SH X 2,598 LINCOLN NATL CORP IND COM 534187109 248 12,749 SH X 12,749 LINCOLN NATL CORP IND COM 534187109 7 357 SH X 357 LOWES COS INC COM 548661107 212 8,346 SH X 8,346 LOWES COS INC COM 548661107 16 640 SH X 640 MARATHON OIL CORP COM 565849106 1,387 47,370 SH X 47,370 MARATHON OIL CORP COM 565849106 107 3,653 SH X 3,653 MATTEL INC COM 577081102 1,054 37,970 SH X 37,970 MATTEL INC COM 577081102 6 200 SH X 200 MCDERMOTT INTL INC COM 580037109 260 22,609 SH X 22,609 MCDERMOTT INTL INC COM 580037109 9 757 SH X 757 MCDONALDS CORP COM 580135101 4,176 41,619 SH X 41,619 MCDONALDS CORP COM 580135101 515 5,134 SH X 4,509 625 MCGRAW HILL COS INC COM 580645109 314 6,990 SH X 6,990 MCGRAW HILL COS INC COM 580645109 57 1,264 SH X 1,264 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 863 25,964 SH X 25,964 MEDTRONIC INC COM 585055106 1,890 49,405 SH X 49,405 MEDTRONIC INC COM 585055106 235 6,140 SH X 6,040 100 METROPCS COMMUNICATIONS INC COM 591708102 137 15,757 SH X 15,757 METROPCS COMMUNICATIONS INC COM 591708102 3 390 SH X 390 MICROSOFT CORP COM 594918104 1,966 75,732 SH X 75,732 MICROSOFT CORP COM 594918104 453 17,440 SH X 17,290 150 MILLER HERMAN INC COM 600544100 427 23,170 SH X 23,170 MITSUBISHI UFJ FINL GROUP IN SP ADR 606822104 226 54,005 SH X 54,005 MOLYCORP INC DEL COM 608753109 2,324 96,919 SH X 96,919 MOLYCORP INC DEL COM 608753109 104 4,320 SH X 4,320 MORGAN STANLEY COM NEW 617446448 234 15,496 SH X 15,496 MORGAN STANLEY COM NEW 617446448 52 3,447 SH X 3,122 325 MORNINGSTAR INC COM 617700109 251 4,215 SH X 4,215 MURPHY OIL CORP COM 626717102 303 5,439 SH X 5,439 MURPHY OIL CORP COM 626717102 8 150 SH X 150 NASDAQ OMX GROUP INC COM 631103108 3,105 126,680 SH X 126,680 NASDAQ OMX GROUP INC COM 631103108 81 3,321 SH X 3,321 NATIONAL OILWELL VARCO INC COM 637071101 4,128 60,708 SH X 60,708
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- ------- --------- -------- -------- ---------- ----- ------------- INVESTMENT MARKET DISCRETION TYPE OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE ----------------------------- ------- --------- -------- -------- --- ---- --- --- --- ----- ------- ----- ---- NATIONAL OILWELL VARCO INC COM 637071101 145 2,140 SH X 2,140 NESTLE S A SP ADR 641069406 322 5,577 SH X 5,577 NEWMARKET CORP COM 651587107 628 3,168 SH X 3,168 NIKE INC CL B 654106103 214 2,225 SH X 2,225 NIKE INC CL B 654106103 81 840 SH X 755 85 NOBLE ENERGY INC COM 655044105 3,682 39,007 SH X 39,007 NOBLE ENERGY INC COM 655044105 134 1,417 SH X 1,417 NORFOLK SOUTHERN CORP COM 655844108 2,480 34,032 SH X 34,032 NORFOLK SOUTHERN CORP COM 655844108 304 4,171 SH X 3,316 855 NORTHEAST UTILS COM 664397106 1,888 52,337 SH X 52,337 NORTHEAST UTILS COM 664397106 125 3,465 SH X 3,465 NORTHROP GRUMMAN CORP COM 666807102 1,979 33,847 SH X 33,847 NORTHROP GRUMMAN CORP COM 666807102 57 978 SH X 978 NOVO-NORDISK A S ADR 670100205 387 3,356 SH X 3,356 NUCOR CORP COM 670346105 1,198 30,288 SH X 30,288 NUCOR CORP COM 670346105 83 2,102 SH X 261 1,841 OCCIDENTAL PETE CORP DEL COM 674599105 134 1,432 SH X 1,432 OCCIDENTAL PETE CORP DEL COM 674599105 164 1,750 SH X 150 1,600 OCEANEERING INTL INC COM 675232102 231 5,000 SH X 5,000 ODYSSEY MARINE EXPLORATION I COM 676118102 41 15,000 SH X 15,000 OMNICOM GROUP INC COM 681919106 1,278 28,658 SH X 28,658 OMNICOM GROUP INC COM 681919106 134 3,005 SH X 3,005 OWENS & MINOR INC NEW COM 690732102 642 23,107 SH X 23,107 OWENS CORNING NEW COM 690742101 277 9,657 SH X 9,657 PNC FINL SVCS GROUP INC COM 693475105 2,257 39,139 SH X 39,139 PNC FINL SVCS GROUP INC COM 693475105 516 8,948 SH X 8,948 PPG INDS INC COM 693506107 243 2,906 SH X 2,906 PEABODY ENERGY CORP COM 704549104 136 4,093 SH X 4,093 PEABODY ENERGY CORP COM 704549104 66 1,988 SH X 1,988 PEPSICO INC COM 713448108 2,196 33,103 SH X 33,103 PEPSICO INC COM 713448108 533 8,031 SH X 7,731 300 PERKINELMER INC COM 714046109 770 38,501 SH X 38,501 PERKINELMER INC COM 714046109 58 2,885 SH X 2,885 PFIZER INC COM 717081103 7,077 327,027 SH X 327,027 PFIZER INC COM 717081103 832 38,435 SH X 37,085 1,350 PHILIP MORRIS INTL INC COM 718172109 11,102 141,465 SH X 141,465 PHILIP MORRIS INTL INC COM 718172109 402 5,128 SH X 5,128 PLAINS ALL AMERN PIPELINE L LMPTR 726503105 332 4,515 SH X 4,515 PLAINS ALL AMERN PIPELINE L LMPTR 726503105 55 750 SH X 750 PLAINS EXPL & PRODTN CO COM 726505100 1,485 40,434 SH X 40,434 PLANTRONICS INC NEW COM 727493108 1,026 28,790 SH X 28,790 PLANTRONICS INC NEW COM 727493108 31 875 SH X 375 500 POLARIS INDS INC COM 731068102 360 6,428 SH X 6,428 PRICELINE COM INC COM NEW 741503403 4,294 9,181 SH X 9,181 PRICELINE COM INC COM NEW 741503403 142 304 SH X 304 PROCTER & GAMBLE CO COM 742718109 7,861 117,843 SH X 117,843 PROCTER & GAMBLE CO COM 742718109 1,094 16,398 SH X 16,098 300 PROGRESS ENERGY INC COM 743263105 218 3,885 SH X 3,885 PROGRESS ENERGY INC COM 743263105 46 820 SH X 820 PUBLIC SVC ENTERPRISE GROUP COM 744573106 275 8,319 SH X 8,319 PUBLIC SVC ENTERPRISE GROUP COM 744573106 1,157 35,050 SH X 32,200 2,850
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- ------- --------- -------- -------- ---------- ----- ------------- INVESTMENT MARKET DISCRETION TYPE OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE ----------------------------- ------- --------- -------- -------- --- ---- --- --- --- ----- ------- ----- ---- QUALCOMM INC COM 747525103 6,653 121,619 SH X 121,619 QUALCOMM INC COM 747525103 357 6,528 SH X 6,528 QUALITY SYS INC COM 747582104 266 7,200 SH X 7,200 RLI CORP COM 749607107 214 2,936 SH X 2,936 RF MICRODEVICES INC COM 749941100 394 72,963 SH X 72,963 RF MICRODEVICES INC COM 749941100 9 1,725 SH X 1,725 RALCORP HLDGS INC NEW COM 751028101 243 2,837 SH X 2,837 RALCORP HLDGS INC NEW COM 751028101 12 142 SH X 142 RAYONIER INC COM 754907103 3,426 76,756 SH X 76,756 RAYONIER INC COM 754907103 141 3,169 SH X 3,169 RAYTHEON CO COM NEW 755111507 1,638 33,867 SH X 33,867 RAYTHEON CO COM NEW 755111507 227 4,700 SH X 3,555 1,145 RECKITT BENCKISER GROUP PLC ADR 756255105 405 40,937 SH X 40,937 REINSURANCE GROUP AMER INC COM NEW 759351604 264 5,048 SH X 5,048 REINSURANCE GROUP AMER INC COM NEW 759351604 7 140 SH X 140 ROCK-TENN CO CL A 772739207 214 3,716 SH X 3,716 ROSS STORES INC COM 778296103 633 13,318 SH X 13,318 ROSS STORES INC COM 778296103 13 284 SH X 284 ROYAL DUTCH SHELL PLC SP ADR 780259206 2,067 28,285 SH X 28,285 ROYAL DUTCH SHELL PLC SP ADR 780259206 179 2,448 SH X 1,420 1,028 SABINE ROYALTY TR BEN INT 785688102 231 3,668 SH X 3,668 SAP AG SP ADR 803054204 395 7,468 SH X 7,468 SCHLUMBERGER LTD COM 806857108 1,047 15,320 SH X 15,320 SCHLUMBERGER LTD COM 806857108 225 3,297 SH X 3,297 SEACOR HOLDINGS INC COM 811904101 757 8,512 SH X 8,512 SEMPRA ENERGY COM 816851109 1,423 25,878 SH X 25,878 SEMPRA ENERGY COM 816851109 4 80 SH X 80 SIEMENS A G SP ADR 826197501 315 3,292 SH X 3,292 SIMON PPTY GROUP INC NEW COM 828806109 4,920 38,160 SH X 38,160 SIMON PPTY GROUP INC NEW COM 828806109 203 1,572 SH X 1,572 SMITHFIELD FOODS INC COM 832248108 3,978 163,852 SH X 163,852 SMITHFIELD FOODS INC COM 832248108 133 5,492 SH X 5,492 SONOCO PRODS CO COM 835495102 602 18,254 SH X 18,254 SOUTHERN CO COM 842587107 377 8,136 SH X 8,136 SOUTHERN CO COM 842587107 782 16,890 SH X 12,800 4,090 SPECTRA ENERGY CORP COM 847560109 2,162 70,318 SH X 70,318 SPECTRA ENERGY CORP COM 847560109 361 11,730 SH X 10,780 950 STARBUCKS CORP COM 855244109 2,214 48,112 SH X 48,112 STARBUCKS CORP COM 855244109 150 3,265 SH X 3,265 SYSCO CORP COM 871829107 1,867 63,655 SH X 63,655 SYSCO CORP COM 871829107 55 1,885 SH X 1,885 T-BAY HOLDINGS INC COM COM 872237102 2 19,074 SH X 19,074 TJX COS INC NEW COM 872540109 5,405 83,731 SH X 83,731 TJX COS INC NEW COM 872540109 501 7,758 SH X 7,758 TECH DATA CORP COM 878237106 996 20,164 SH X 20,164 TELEFONICA S A SP ADR 879382208 183 10,633 SH X 10,633 TERADYNE INC COM 880770102 609 44,707 SH X 44,707 TERADYNE INC COM 880770102 5 339 SH X 339 TESCO PLC SP ADR 881575302 359 19,073 SH X 19,073 TESORO CORP COM 881609101 975 41,721 SH X 41,721 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 572 14,173 SH X 14,173
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- -------- --------- -------- -------- ---------- ----- ------------- INVESTMENT MARKET DISCRETION TYPE OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE ----------------------------- -------- --------- -------- -------- --- ---- --- --- --- ----- ------- ----- ---- TEVA PHARMACEUTICAL INDS LTD ADR 881624209 109 2,697 SH X 2,697 TEXAS INSTRS INC COM 882508104 923 31,701 SH X 31,701 TEXAS INSTRS INC COM 882508104 119 4,078 SH X 3,653 425 THERMO FISHER SCIENTIFIC INC COM 883556102 555 12,346 SH X 12,346 THERMO FISHER SCIENTIFIC INC COM 883556102 18 405 SH X 405 THORATEC CORP COM NEW 885175307 804 23,951 SH X 23,951 THORATEC CORP COM NEW 885175307 62 1,860 SH X 1,860 TIME WARNER INC COM NEW 887317303 1,815 50,208 SH X 50,208 TIME WARNER INC COM NEW 887317303 108 2,980 SH X 2,980 TIMKEN CO COM 887389104 1,387 35,837 SH X 35,837 TIMKEN CO COM 887389104 7 175 SH X 175 TORO CO COM 891092108 1,037 17,093 SH X 17,093 TORO CO COM 891092108 6 100 SH X 100 TOTAL SYS SVCS INC COM 891906109 568 29,017 SH X 29,017 TOYOTA MOTOR CORP SP ADR 892331307 336 5,084 SH X 5,084 TRIUMPH GROUP INC NEW COM 896818101 292 4,999 SH X 4,999 TRUSTMARK CORP COM 898402102 918 37,785 SH X 37,785 TUPPERWARE BRANDS CORP COM 899896104 1,605 28,675 SH X 28,675 TUPPERWARE BRANDS CORP COM 899896104 7 131 SH X 131 TURKIYE GARANTI BANKASI A S SP ADR 900148701 186 59,448 SH X 59,448 TURNER VY OIL & GAS INC COM 900382102 0 10,000 SH X 10,000 TYSON FOODS INC CL A 902494103 228 11,049 SH X 11,049 US BANCORP DEL COM NEW 902973304 5,389 199,211 SH X 199,211 US BANCORP DEL COM NEW 902973304 222 8,189 SH X 8,189 UNILEVER N V COM 904784709 1,019 29,661 SH X 29,661 UNILEVER N V COM 904784709 74 2,155 SH X 280 1,875 UNION PAC CORP COM 907818108 395 3,726 SH X 3,726 UNION PAC CORP COM 907818108 380 3,589 SH X 2,319 1,270 UNITED PARCEL SERVICE INC CL B 911312106 306 4,178 SH X 4,178 UNITED PARCEL SERVICE INC CL B 911312106 28 387 SH X 387 UNITED STATES CELLULAR CORP COM 911684108 272 6,230 SH X 6,230 UNITED TECHNOLOGIES CORP COM 913017109 1,258 17,207 SH X 17,207 UNITED TECHNOLOGIES CORP COM 913017109 156 2,134 SH X 2,034 100 V F CORP COM 918204108 3,000 23,625 SH X 23,625 V F CORP COM 918204108 139 1,095 SH X 1,095 VALLEY NATL BANCORP COM 919794107 130 10,500 SH X 10,500 VANGUARD INTL EQUITY INDEX F COM 922042858 2,071 54,206 SH X 54,206 VANGUARD INTL EQUITY INDEX F COM 922042858 93 2,445 SH X 1,547 295 603 VMWARE INC CL A COM 928563402 3,360 40,386 SH X 40,386 VMWARE INC CL A COM 928563402 117 1,405 SH X 1,405 WAL MART STORES INC COM 931142103 2,465 41,240 SH X 41,240 WAL MART STORES INC COM 931142103 1,190 19,905 SH X 19,905 WALGREEN CO COM 931422109 1,018 30,801 SH X 30,801 WALGREEN CO COM 931422109 83 2,500 SH X 2,250 250 WARNACO GROUP INC COM NEW 934390402 1,130 22,588 SH X 22,588 WATSON PHARMACEUTICALS INC COM 942683103 360 5,974 SH X 5,974 WEBSTER FINL CORP CONN COM 947890109 667 32,698 SH X 32,698 WELLS FARGO & CO NEW COM 949746101 6,531 236,985 SH X 236,985 WELLS FARGO & CO NEW COM 949746101 541 19,633 SH X 19,454 179 WERNER ENTERPRISES INC COM 950755108 609 25,263 SH X 25,263 WERNER ENTERPRISES INC COM 950755108 1 50 SH X 50
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- -------- --------- -------- -------- ---------- ----- ------------- INVESTMENT MARKET DISCRETION TYPE OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE ----------------------------- -------- --------- -------- -------- --- ---- --- --- --- ----- ------- ----- ------ WHIRLPOOL CORP COM 963320106 875 18,442 SH X 18,442 WHIRLPOOL CORP COM 963320106 68 1,425 SH X 1,425 WHITING PETE CORP NEW COM 966387102 288 6,171 SH X 6,171 WHITING PETE CORP NEW COM 966387102 8 171 SH X 171 WHOLE FOODS MKT INC COM 966837106 1,489 21,402 SH X 21,402 WILLIAMS COS INC DEL COM 969457100 469 14,200 SH X 14,200 WILLIAMS COS INC DEL COM 969457100 10 294 SH X 294 WILLIAMS SONOMA INC COM 969904101 288 7,474 SH X 7,474 WILLIAMS SONOMA INC COM 969904101 67 1,750 SH X 1,750 WORTHINGTON INDS INC COM 981811102 610 37,232 SH X 37,232 WORTHINGTON INDS INC COM 981811102 239 14,575 SH X 14,075 500 WYNN RESORTS LTD COM 983134107 603 5,459 SH X 5,459 WYNN RESORTS LTD COM 983134107 6 58 SH X 58 YUM BRANDS INC COM 988498101 2,712 45,964 SH X 45,964 YUM BRANDS INC COM 988498101 295 4,997 SH X 4,997 AMERISOURCEBERGEN CORP COM 3073E105 2,648 71,195 SH X 71,195 AMERISOURCEBERGEN CORP COM 3073E105 188 5,061 SH X 5,061 NEWS CORP CL A 65248E104 2,948 165,271 SH X 165,271 NEWS CORP CL A 65248E104 396 22,195 SH X 22,195 TARGET CORP COM 87612E106 382 7,451 SH X 7,451 TARGET CORP COM 87612E106 104 2,037 SH X 2,037 NCR CORP NEW COM 62886E108 577 35,072 SH X 35,072 NAVISTAR INTL CORP NEW COM 63934E108 338 8,924 SH X 8,924 NAVISTAR INTL CORP NEW COM 63934E108 23 605 SH X 605 TRAVELERS COMPANIES INC COM 89417E109 3,860 65,242 SH X 65,242 TRAVELERS COMPANIES INC COM 89417E109 567 9,581 SH X 9,381 200 AES CORP COM 00130H105 346 29,184 SH X 29,184 AES CORP COM 00130H105 10 835 SH X 835 AT&T INC COM 00206R102 2,509 82,968 SH X 82,968 AT&T INC COM 00206R102 1,867 61,739 SH X 58,836 2,903 ADIDAS AG ADR 00687A107 233 7,142 SH X 7,142 AETNA INC NEW COM 00817Y108 1,304 30,899 SH X 30,899 AETNA INC NEW COM 00817Y108 50 1,195 SH X 995 200 ALTRIA GROUP INC COM 02209S103 1,983 66,886 SH X 66,886 ALTRIA GROUP INC COM 02209S103 207 6,998 SH X 6,698 300 AMERIGROUP CORP COM 03073T102 981 16,600 SH X 16,600 AQUA AMERICA INC COM 03836W103 85 3,851 SH X 3,851 AQUA AMERICA INC COM 03836W103 133 6,050 SH X 5,850 200 ASSURANT INC COM 04621X108 935 22,777 SH X 22,777 BIOGEN IDEC INC COM 09062X103 2,479 22,527 SH X 22,527 BIOGEN IDEC INC COM 09062X103 207 1,885 SH X 1,585 300 BLACKROCK INC COM 09247X101 844 4,734 SH X 4,734 BLACKROCK INC COM 09247X101 65 367 SH X 367 CBOE HLDGS INC COM 12503M108 547 21,165 SH X 21,165 CLECO CORP NEW COM 12561W105 721 18,926 SH X 18,926 CAMERON INTERNATIONAL CORP COM 13342B105 542 11,019 SH X 11,019 CAMERON INTERNATIONAL CORP COM 13342B105 2 50 SH X 50 CAPITAL ONE FINL CORP COM 14040H105 707 16,714 SH X 16,714 CAPITAL TRUST INC MD CL A NEW 14052H506 70 31,016 SH X 31,016 CARDINAL HEALTH INC COM 14149Y108 4,704 115,842 SH X 115,842 CARDINAL HEALTH INC COM 14149Y108 148 3,635 SH X 3,635
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- -------- --------- -------- -------- ---------- ----- ------------- INVESTMENT MARKET DISCRETION TYPE OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE ----------------------------- -------- --------- -------- -------- --- ---- --- --- --- ----- ------- ----- ---- CISCO SYS INC COM 17275R102 2,992 165,467 SH X 165,467 CISCO SYS INC COM 17275R102 322 17,830 SH X 17,305 525 CLIFFS NATURAL RESOURCES INC COM 18683K101 605 9,701 SH X 9,701 CLIFFS NATURAL RESOURCES INC COM 18683K101 98 1,571 SH X 1,571 COCA COLA ENTERPRISES INC NE COM 19122T109 1,954 75,786 SH X 75,786 COCA COLA ENTERPRISES INC NE COM 19122T109 5 175 SH X 175 COMCAST CORP NEW CL A 20030N101 737 31,090 SH X 31,090 COMCAST CORP NEW CL A 20030N101 57 2,402 SH X 1,837 565 CONOCOPHILLIPS COM 20825C104 3,794 52,061 SH X 52,061 CONOCOPHILLIPS COM 20825C104 434 5,956 SH X 4,416 1,540 COSTCO WHSL CORP NEW COM 22160K105 3,774 45,290 SH X 45,290 COSTCO WHSL CORP NEW COM 22160K105 126 1,510 SH X 1,510 DSW INC CL A 23334L102 530 11,996 SH X 11,996 DELL INC COM 24702R101 262 17,932 SH X 17,932 DELL INC COM 24702R101 88 6,040 SH X 6,040 DEVON ENERGY CORP NEW COM 25179M103 330 5,325 SH X 5,325 DEVON ENERGY CORP NEW COM 25179M103 14 225 SH X 225 DISH NETWORK CORP CL A 25470M109 388 13,621 SH X 13,621 DISH NETWORK CORP CL A 25470M109 132 4,622 SH X 4,550 72 DIRECTV COM CL A 25490A101 3,393 79,344 SH X 79,344 DIRECTV COM CL A 25490A101 46 1,065 SH X 1,065 DOMINION RES INC VA NEW COM 25746U109 2,222 41,862 SH X 41,862 DOMINION RES INC VA NEW COM 25746U109 295 5,561 SH X 4,563 998 DOUGLAS EMMETT INC COM 25960P109 839 46,008 SH X 46,008 DUKE ENERGY CORP NEW COM 26441C105 4,144 188,346 SH X 188,346 DUKE ENERGY CORP NEW COM 26441C105 267 12,125 SH X 11,425 700 EOG RES INC COM 26875P101 441 4,477 SH X 4,477 EOG RES INC COM 26875P101 66 675 SH X 600 75 EQT CORP COM 26884L109 574 10,480 SH X 10,480 EAST WEST BANCORP INC COM 27579R104 1,722 87,194 SH X 87,194 EAST WEST BANCORP INC COM 27579R104 7 353 SH X 353 EL PASO CORP COM 28336L109 854 32,142 SH X 32,142 EL PASO CORP COM 28336L109 56 2,111 SH X 2,111 EMBRAER S A SP ADR 29082A107 266 10,558 SH X 10,558 ENSCO PLC SP ADR 29358Q109 509 10,853 SH X 10,853 ENSCO PLC SP ADR 29358Q109 126 2,685 SH X 2,685 ENTERGY CORP NEW COM 29364G103 370 5,068 SH X 5,068 ENTERGY CORP NEW COM 29364G103 21 282 SH X 282 EQUITY RESIDENTIAL BEN INT 29476L107 439 7,700 SH X 7,700 EXXON MOBIL CORP COM 30231G102 22,963 270,915 SH X 270,915 EXXON MOBIL CORP COM 30231G102 7,688 90,707 SH X 88,607 2,100 FMC TECHNOLOGIES INC COM 30249U101 552 10,566 SH X 10,566 FEDEX CORP COM 31428X106 1,440 17,238 SH X 17,238 FEDEX CORP COM 31428X106 172 2,057 SH X 2,057 FIDELITY NATIONAL FINANCIAL CL A 31620R105 239 15,014 SH X 15,014 FREEPORT-MCMORAN COPPER & GO COM 35671D857 2,713 73,738 SH X 73,738 FREEPORT-MCMORAN COPPER & GO COM 35671D857 179 4,865 SH X 4,865 FRONTIER COMMUNICATIONS CORP COM 35906A108 27 5,161 SH X 5,161 FRONTIER COMMUNICATIONS CORP COM 35906A108 27 5,320 SH X 5,015 305 GAMESTOP CORP NEW CL A 36467W109 220 9,123 SH X 9,123 GAMESTOP CORP NEW CL A 36467W109 6 254 SH X 254
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- ------- --------- -------- -------- ---------- ----- ------------- INVESTMENT MARKET DISCRETION TYPE OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE ----------------------------- ------- --------- -------- -------- --- ---- --- --- --- ----- ------- ----- ---- GOLDMAN SACHS GROUP INC COM 38141G104 1,088 12,028 SH X 12,028 GOLDMAN SACHS GROUP INC COM 38141G104 211 2,330 SH X 2,200 130 GOOGLE INC CL A 38259P508 2,937 4,547 SH X 4,547 GOOGLE INC CL A 38259P508 514 796 SH X 796 GRACE W R & CO DEL NEW COM 38388F108 443 9,651 SH X 9,651 HEALTH NET INC COM 42222G108 563 18,519 SH X 18,519 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 310 19,595 SH X 19,595 HONG KONG EXCHANGES & CLEARI ADR 43858F109 194 12,169 SH X 12,169 ITT EDUCATIONAL SERVICES INC COM 45068B109 556 9,769 SH X 9,769 INTEGRYS ENERGY GROUP INC COM 45822P105 231 4,264 SH X 4,264 INTEGRYS ENERGY GROUP INC COM 45822P105 54 1,000 SH X 1,000 INTUITIVE SURGICAL INC COM NEW 46120E602 3,476 7,508 SH X 7,508 INTUITIVE SURGICAL INC COM NEW 46120E602 262 565 SH X 565 JPMORGAN CHASE & CO COM 46625H100 7,675 230,827 SH X 230,827 JPMORGAN CHASE & CO COM 46625H100 878 26,420 SH X 25,083 1,337 JUNIPER NETWORKS INC COM 48203R104 188 9,207 SH X 9,207 JUNIPER NETWORKS INC COM 48203R104 13 624 SH X 624 KBR INC COM 48242W106 485 17,404 SH X 17,404 KDDI CORP ADR 48667L106 167 10,355 SH X 10,355 LIFE TECHNOLOGIES CORP COM 53217V109 266 6,824 SH X 6,824 LIFE TECHNOLOGIES CORP COM 53217V109 30 763 SH X 763 LIQUIDITY SERVICES INC COM 53635B107 5,391 146,101 SH X 146,101 LIQUIDITY SERVICES INC COM 53635B107 8 217 SH X 217 M & T BK CORP COM 55261F104 248 3,251 SH X 3,251 M & T BK CORP COM 55261F104 21 280 SH X 280 MACYS INC COM 55616P104 5,103 158,579 SH X 158,579 MACYS INC COM 55616P104 173 5,376 SH X 5,376 MANPOWERGROUP INC COM 56418H100 1,672 46,763 SH X 46,763 MANPOWERGROUP INC COM 56418H100 7 200 SH X 200 MARATHON PETE CORP COM 56585A102 473 14,207 SH X 14,207 MARATHON PETE CORP COM 56585A102 5 155 SH X 155 MASTERCARD INC CL A 57636Q104 5,781 15,506 SH X 15,506 MASTERCARD INC CL A 57636Q104 274 736 SH X 736 MCKESSON CORP COM 58155Q103 1,219 15,642 SH X 15,642 MCKESSON CORP COM 58155Q103 16 207 SH X 207 MEDCO HEALTH SOLUTIONS INC COM 58405U102 892 15,955 SH X 15,955 MEDCO HEALTH SOLUTIONS INC COM 58405U102 23 413 SH X 413 MERCK & CO INC NEW COM 58933Y105 348 9,226 SH X 9,226 MERCK & CO INC NEW COM 58933Y105 360 9,541 SH X 8,991 550 METLIFE INC COM 59156R108 3,685 118,199 SH X 118,199 METLIFE INC COM 59156R108 112 3,596 SH X 3,271 325 MOLSON COORS BREWING CO CL B 60871R209 377 8,649 SH X 8,649 MONSANTO CO NEW COM 61166W101 1,307 18,652 SH X 18,652 MONSANTO CO NEW COM 61166W101 138 1,966 SH X 1,966 MOSAIC CO NEW COM 61945C103 233 4,626 SH X 4,626 MOSAIC CO NEW COM 61945C103 46 921 SH X 896 25 MYRIAD GENETICS INC COM 62855J104 1,038 49,552 SH X 49,552 MYRIAD GENETICS INC COM 62855J104 63 2,995 SH X 2,995 NEUSTAR INC CL A 64126X201 256 7,506 SH X 7,506 NEXTERA ENERGY INC COM 65339F101 3,468 56,969 SH X 56,969 NEXTERA ENERGY INC COM 65339F101 309 5,076 SH X 4,026 1,050
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- -------- --------- -------- -------- ---------- ----- ------------- INVESTMENT MARKET DISCRETION TYPE OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE ----------------------------- -------- --------- -------- -------- --- ---- --- --- --- ----- ------- ----- ----- NISOURCE INC COM 65473P105 762 32,018 SH X 32,018 NOVARTIS A G SP ADR 66987V109 3,213 56,207 SH X 56,207 NOVARTIS A G SP ADR 66987V109 281 4,910 SH X 4,760 150 NVIDIA CORP COM 67066G104 297 21,408 SH X 21,408 NVIDIA CORP COM 67066G104 2 150 SH X 150 ORACLE CORP COM 68389X105 7,323 285,492 SH X 285,492 ORACLE CORP COM 68389X105 626 24,388 SH X 24,388 PANERA BREAD CO CL A 69840W108 279 1,969 SH X 1,969 PENSKE AUTOMOTIVE GRP INC COM 70959W103 588 30,552 SH X 30,552 POTASH CORP SASK INC COM 73755L107 266 6,454 SH X 6,454 PUBLIC STORAGE COM 74460D109 172 1,277 SH X 1,277 PUBLIC STORAGE COM 74460D109 114 845 SH X 845 PUBLICIS S A NEW SP ADR 74463M106 225 9,739 SH X 9,739 SPDR S&P 500 ETF TR COM 78462F103 10,818 86,202 SH X 86,172 30 SPDR S&P 500 ETF TR COM 78462F103 669 5,329 SH X 1,892 1,970 1,467 SPDR GOLD TRUST COM 78463V107 405 2,662 SH X 2,662 SPDR S&P MIDCAP 400 ETF TR COM 78467Y107 7,752 48,608 SH X 48,583 25 SPDR S&P MIDCAP 400 ETF TR COM 78467Y107 141 883 SH X 883 SVB FINL GROUP COM 78486Q101 378 7,921 SH X 7,921 SXC HEALTH SOLUTIONS CORP COM 78505P100 308 5,460 SH X 5,460 SANDISK CORP COM 80004C101 1,905 38,716 SH X 38,716 SANDISK CORP COM 80004C101 113 2,305 SH X 2,305 SBERBANK RUSSIA SP ADR 80585Y308 196 19,917 SH X 19,917 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 355 10,878 SH X 10,878 TENCENT HLDGS LTD ADR 88032Q109 248 12,349 SH X 12,349 3M CO COM 88579Y101 1,580 19,330 SH X 19,330 3M CO COM 88579Y101 1,758 21,511 SH X 21,386 125 TIBCO SOFTWARE INC COM 88632Q103 1,004 42,007 SH X 42,007 UNITED THERAPEUTICS CORP DEL COM 91307C102 955 20,217 SH X 20,217 UNITED THERAPEUTICS CORP DEL COM 91307C102 4 95 SH X 95 UNITEDHEALTH GROUP INC COM 91324P102 336 6,628 SH X 6,628 UNITEDHEALTH GROUP INC COM 91324P102 226 4,461 SH X 4,461 VALERO ENERGY CORP NEW COM 91913Y100 328 15,570 SH X 15,570 VALERO ENERGY CORP NEW COM 91913Y100 49 2,340 SH X 540 1,800 VARIAN MED SYS INC COM 92220P105 2,040 30,382 SH X 30,382 VARIAN MED SYS INC COM 92220P105 15 225 SH X 225 VERIFONE SYS INC COM 92342Y109 219 6,157 SH X 6,157 VERIFONE SYS INC COM 92342Y109 15 425 SH X 425 VERIZON COMMUNICATIONS INC COM 92343V104 9,187 228,998 SH X 228,998 VERIZON COMMUNICATIONS INC COM 92343V104 2,039 50,824 SH X 47,531 3,293 VISA INC COM CL A 92826C839 929 9,151 SH X 9,151 VISA INC COM CL A 92826C839 107 1,053 SH X 1,053 VODAFONE GROUP PLC NEW SP ADR 92857W209 2,967 105,844 SH X 105,844 VODAFONE GROUP PLC NEW SP ADR 92857W209 228 8,130 SH X 7,930 200 WAL MART DE MEXICO S A B DE SP ADR 93114W107 239 8,692 SH X 8,692 WELLCARE HEALTH PLANS INC COM 94946T106 725 13,816 SH X 13,816 WELLPOINT INC COM 94973V107 1,805 27,247 SH X 27,247 WELLPOINT INC COM 94973V107 100 1,515 SH X 1,515 WESCO INTL INC COM 95082P105 1,219 22,989 SH X 22,989 ZIMMER HLDGS INC COM 98956P102 1,568 29,344 SH X 29,344 ZIMMER HLDGS INC COM 98956P102 129 2,411 SH X 2,045 366
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- ----- --------- -------- -------- ---------- ----- ----------- INVESTMENT TYPE MARKET DISCRETION OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE ----------------------------- ----- --------- -------- -------- --- ---- --- --- --- ----- ------- --- ---- ASSURED GUARANTY LTD COM G0585R106 2,245 170,879 SH X 170,879 ASSURED GUARANTY LTD COM G0585R106 8 626 SH X 626 ACCENTURE PLC IRELAND CL A G1151C101 3,216 60,414 SH X 60,414 ACCENTURE PLC IRELAND CL A G1151C101 614 11,535 SH X 11,535 BUNGE LIMITED COM G16962105 969 16,934 SH X 16,934 BUNGE LIMITED COM G16962105 98 1,710 SH X 1,710 COVIDIEN PLC SHS G2554F113 2,129 47,303 SH X 47,303 COVIDIEN PLC SHS G2554F113 92 2,042 SH X 2,042 HERBALIFE LTD COM G4412G101 5,665 109,646 SH X 109,646 HERBALIFE LTD COM G4412G101 163 3,152 SH X 3,152 SIGNET JEWELERS LIMITED SHS G81276100 857 19,497 SH X 19,497 ACE LTD SHS H0023R105 412 5,872 SH X 5,872 ACE LTD SHS H0023R105 20 290 SH X 290 ALLIED WRLD ASSUR COM HLDG A SHS H01531104 1,106 17,580 SH X 17,580 AVAGO TECHNOLOGIES LTD SHS Y0486S104 1,323 45,838 SH X 45,838