0001193125-11-266289.txt : 20111007 0001193125-11-266289.hdr.sgml : 20111007 20111007085106 ACCESSION NUMBER: 0001193125-11-266289 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111007 DATE AS OF CHANGE: 20111007 EFFECTIVENESS DATE: 20111007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE, NATIONAL ASSOCIATION CENTRAL INDEX KEY: 0000047288 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 720210640 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04203 FILM NUMBER: 111130706 BUSINESS ADDRESS: STREET 1: 313 CARONDELET ST CITY: NEW ORLEANS STATE: LA ZIP: 70130 BUSINESS PHONE: 5045335333 MAIL ADDRESS: STREET 1: PO BOX 61540 CITY: NEW ORLEANS STATE: LA ZIP: 70161 FORMER COMPANY: FORMER CONFORMED NAME: CAPITAL ONE, N.A. DATE OF NAME CHANGE: 20060428 FORMER COMPANY: FORMER CONFORMED NAME: HIBERNIA NATIONAL BANK DATE OF NAME CHANGE: 20060214 FORMER COMPANY: FORMER CONFORMED NAME: HIBERNIA CORP DATE OF NAME CHANGE: 19920703 13F-HR 1 d240989d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 30-Sep-11 Check here if Amendment [_]; Amendment Number: __________ This Amendment (Check only one.): [_]; is a restatement. [_]; adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Capital One, National Association ------------------------------------- Address: 201 St. Charles Ave., Suite 2300 ------------------------------------- New Orleans, Louisiana 70170 ------------------------------------- Form 13F File Number: 28-931 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on behalf of Reporting Manager: Name: Johnell Smith ------------------------------------- Title: Chief Compliance Officer ------------------------------------- Phone: (504) 533-2349 ------------------------------------- Signature, Place, and Date of Signing: /s/Johnell B. Smith New Orleans, Louisiana 10/7/2011 ----------------------------- ----------------------------- ---------------- (Signature) (City, State) (Date) Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager (s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager (s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Totals: 684 ----------- Form 13F Information Table Value Total: 650,024 ----------- (thousands) List of other Included Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None FORM 13F INFORMATION TABLE
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- -------- --------- -------- -------- ----------- ----- --------------------- INVESTMENT TYPE MARKET DISCRETION OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE -------------- -------- --------- -------- -------- --- ---- --- --- --- ----- ------- ------ ------ AFLAC INC COM 1055102 199 5,686 SH X 5,686 AFLAC INC COM 1055102 7 204 SH X 204 ABBOTT LABS COM 2824100 2,305 45,069 SH X 45,069 ABBOTT LABS COM 2824100 405 7,912 SH X 6,412 1,500 ABERCROMBIE & FITCH CO CL A 2896207 253 4,103 SH X 4,103 ACI WORLDWIDE INC COM 4498101 407 14,788 SH X 14,788 ADVANCED MICRO DEVICES INC COM 7903107 61 12,015 SH X 12,015 ADVANCED MICRO DEVICES INC COM 7903107 4 800 SH X 800 AFFILIATED MANAGERS GROUP COM 8252108 701 8,984 SH X 8,984 ALASKA AIR GROUP INC COM 11659109 2,540 45,115 SH X 45,115 ALASKA AIR GROUP INC COM 11659109 131 2,331 SH X 2,331 ALCOA INC COM 13817101 1,080 112,829 SH X 112,829 ALCOA INC COM 13817101 19 2,015 SH X 1,890 125 ALLERGAN INC COM 18490102 667 8,101 SH X 8,101 ALLIANCE DATA SYSTEMS CORP COM 18581108 1,222 13,178 SH X 13,178 ALLIANCE DATA SYSTEMS CORP COM 18581108 7 72 SH X 72 ALLIANT ENERGY CORP COM 18802108 335 8,649 SH X 8,649 ALLIANT ENERGY CORP COM 18802108 10 254 SH X 254 ALTERA CORP COM 21441100 3,279 14,005 SH X 104,005 ALTERA CORP COM 21441100 100 3,175 SH X 2,775 400 AMAZON COM INC COM 23135106 3,892 17,999 SH X 17,999 AMAZON COM INC COM 23135106 68 314 SH X 214 100 AMERICAN ELEC PWR INC COM 25537101 266 6,997 SH X 6,997 AMERICAN ELEC PWR INC COM 25537101 465 12,226 SH X 4,986 1,240 6,000 AMERICAN EXPRESS CO COM 25816109 1,674 37,292 SH X 37,292 AMERICAN EXPRESS CO COM 25816109 910 20,259 SH X 6,250 8,009 6,000 AMERICAN TOWER CORP CL A 29912201 888 16,505 SH X 16,505 AMERICAN TOWER CORP CL A 29912201 83 1,534 SH X 1,534 AMERICAN WTR WKS CO INC NEW COM 30420103 1,144 37,907 SH X 37,907 AMGEN INC COM 31162100 769 13,997 SH X 13,997 AMGEN INC COM 31162100 151 2,748 SH X 2,173 575 AMTRUST FINANCIAL SERVICES I COM 32359309 221 9,913 SH X 9,913 ANCESTRY COM INC COM 32803108 216 9,196 SH X 9,196 APACHE CORP COM 37411105 2,563 31,936 SH X 31,936 APACHE CORP COM 37411105 471 5,875 SH X 5,625 250 APPLE INC COM 37833100 20,525 53,826 SH X 53,826 APPLE INC COM 37833100 1,805 4,733 SH X 4,673 60 APPLIED MATLS INC COM 38222105 691 66,727 SH X 66,727 APPLIED MATLS INC COM 38222105 45 4,355 SH X 3,980 375 ARCH COAL INC COM 39380100 201 13,797 SH X 13,797 ARCH COAL INC COM 39380100 1 59 SH X 59 ARCHER DANIELS MIDLAND CO COM 39483102 646 26,043 SH X 26,043 ARCHER DANIELS MIDLAND CO COM 39483102 78 3,140 SH X 2,940 200 ASSA ABLOY AB ADR 45387107 276 26,592 SH X 26,592 ATMEL CORP COM 49513104 306 37,935 SH X 37,935 ATMEL CORP COM 49513104 6 764 SH X 764 AUTODESK INC COM 52769106 1,855 66,754 SH X 66,754 AUTODESK INC COM 52769106 61 2,200 SH X 2,100 100 AUTOLIV INC COM 52800109 300 6,184 SH X 6,184 AUTOMATIC DATA PROCESSING IN COM 53015103 489 10,361 SH X 10,361 AUTOMATIC DATA PROCESSING IN COM 53015103 608 12,895 SH X 470 1,425 11,000 AUTOZONE INC COM 53332102 926 2,900 SH X 2,900 AUTOZONE INC COM 53332102 9 27 SH X 27 BG GROUP PLC ADR 55434203 301 3,108 SH X 3,108 BMC SOFTWARE INC COM 55921100 354 9,170 SH X 9,170 BMC SOFTWARE INC COM 55921100 65 1,675 SH X 1,675 BAKER HUGHES INC COM 57224107 408 8,830 SH X 8,830 BAKER HUGHES INC COM 57224107 117 2,533 SH X 1,993 540
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- -------- --------- -------- -------- ----------- ----- --------------------- INVESTMENT TYPE MARKET DISCRETION OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE -------------- -------- --------- -------- -------- --- ---- --- --- --- ----- ------- ------ ------ BANK OF AMERICA CORPORATION COM 60505104 642 14,937 SH X 104,937 BANK OF AMERICA CORPORATION COM 60505104 84 13,645 SH X 7,443 650 5,552 BANK HAWAII CORP COM 62540109 66 1,800 SH X 1,800 BANK HAWAII CORP COM 62540109 140 3,850 SH X 850 3,000 BAXTER INTL INC COM 71813109 274 4,880 SH X 4,880 BAXTER INTL INC COM 71813109 25 450 SH X 450 BECTON DICKINSON & CO COM 75887109 1,068 14,562 SH X 14,562 BECTON DICKINSON & CO COM 75887109 206 2,803 SH X 2,803 BERKSHIRE HATHAWAY INC DEL CL B 84670702 1,069 15,048 SH X 15,048 BERKSHIRE HATHAWAY INC DEL CL B 84670702 437 6,155 SH X 6,155 BOEING CO COM 97023105 2,362 39,036 SH X 39,036 BOEING CO COM 97023105 477 7,885 SH X 6,885 1,000 BOSTON PRIVATE FINL HLDGS IN COM 101119105 109 18,524 SH X 18,524 BOSTON SCIENTIFIC CORP COM 101137107 381 64,525 SH X 64,525 BRANDYWINE RLTY TR BEN INT 105368203 792 98,855 SH X 98,855 BRIGGS & STRATTON CORP COM 109043109 90 6,675 SH X 6,675 BRIGGS & STRATTON CORP COM 109043109 126 9,350 SH X 1,425 925 7,000 BRINKER INTL INC COM 109641100 733 35,056 SH X 35,056 BRINKER INTL INC COM 109641100 230 10,995 SH X 10,995 BRISTOL MYERS SQUIBB CO COM 110122108 391 12,453 SH X 12,453 BRISTOL MYERS SQUIBB CO COM 110122108 1,028 32,760 SH X 2,700 4,560 25,500 BROADCOM CORP CL A 111320107 313 9,405 SH X 9,405 BROADCOM CORP CL A 111320107 15 441 SH X 441 BUCKEYE PARTNERS L P LMPTR 118230101 264 4,225 SH X 4,225 BUCKEYE PARTNERS L P LMPTR 118230101 31 500 SH X 500 CF INDS HLDGS INC COM 125269100 312 2,525 SH X 2,525 CF INDS HLDGS INC COM 125269100 53 430 SH X 430 CIGNA CORP COM 125509109 662 15,780 SH X 15,780 CNOOC LTD SP ADR 126132109 283 1,763 SH X 1,763 CSX CORP COM 126408103 2,415 129,350 SH X 129,350 CSX CORP COM 126408103 167 8,924 SH X 7,124 1,800 CVB FINL CORP COM 126600105 100 13,053 SH X 13,053 CVS CAREMARK CORPORATION COM 126650100 1,925 57,319 SH X 57,319 CVS CAREMARK CORPORATION COM 126650100 140 4,175 SH X 3,650 525 CABOT CORP COM 127055101 585 23,605 SH X 23,605 CABOT OIL & GAS CORP COM 127097103 883 14,260 SH X 14,260 CANADIAN NATL RY CO COM 136375102 289 4,336 SH X 4,336 CANON INC ADR 138006309 367 8,105 SH X 8,105 CARNIVAL CORP COM 143658300 349 11,528 SH X 11,528 CATERPILLAR INC DEL COM 149123101 2,958 40,063 SH X 40,063 CATERPILLAR INC DEL COM 149123101 296 4,009 SH X 4,009 CELGENE CORP COM 151020104 1,676 27,067 SH X 27,067 CELGENE CORP COM 151020104 172 2,779 SH X 2,779 CENTER BANCORP INC COM 151408101 239 24,795 SH X 24,795 CENTURYLINK INC COM 156700106 298 8,991 SH X 8,991 CENTURYLINK INC COM 156700106 64 1,927 SH X 1,727 200 CHEVRON CORP NEW COM 166764100 13,438 145,134 SH X 145,134 CHEVRON CORP NEW COM 166764100 1,879 20,295 SH X 12,495 2,300 5,500 CHICAGO BRIDGE & IRON CO N V COM 167250109 596 20,834 SH X 20,834 CHIPOTLE MEXICAN GRILL INC COM 169656105 2,854 9,420 SH X 9,420 CHIPOTLE MEXICAN GRILL INC COM 169656105 45 147 SH X 147 CHUBB CORP COM 171232101 4,832 80,549 SH X 80,549
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- -------- --------- -------- -------- ----------- ----- --------------------- INVESTMENT TYPE MARKET DISCRETION OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE -------------- -------- --------- -------- -------- --- ---- --- --- --- ----- ------- ------ ------ CHUBB CORP COM 171232101 300 4,998 SH X 4,998 CITIGROUP INC COM NEW 172967424 1,930 75,352 SH X 75,352 CITIGROUP INC COM NEW 172967424 100 3,896 SH X 3,766 130 CITRIX SYS INC COM 177376100 530 9,712 SH X 9,712 CITRIX SYS INC COM 177376100 6 117 SH X 117 CLOROX CO DEL COM 189054109 254 3,830 SH X 3,830 CLOROX CO DEL COM 189054109 226 3,400 SH X 1,000 400 2,000 COACH INC COM 189754104 1,531 29,532 SH X 29,532 COACH INC COM 189754104 171 3,300 SH X 3,175 125 COCA COLA CO COM 191216100 3,407 50,430 SH X 50,430 COCA COLA CO COM 191216100 565 8,370 SH X 8,070 300 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 431 6,872 SH X 6,872 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 13 200 SH X 200 COLGATE PALMOLIVE CO COM 194162103 1,639 18,482 SH X 18,482 COLGATE PALMOLIVE CO COM 194162103 689 7,764 SH X 2,889 75 4,800 COMMERCE BANCSHARES INC COM 200525103 497 14,296 SH X 14,296 COMMONWEALTH REIT BEN INT 203233101 656 34,590 SH X 34,590 COMMONWEALTH REIT BEN INT 203233101 9 500 SH X 500 CONSOLIDATED EDISON INC COM 209115104 172 3,025 SH X 3,025 CONSOLIDATED EDISON INC COM 209115104 141 2,477 SH X 1,005 1,000 472 CORN PRODS INTL INC COM 219023108 2,120 54,022 SH X 54,022 CORN PRODS INTL INC COM 219023108 2 51 SH X 51 CORNING INC COM 219350105 112 9,053 SH X 9,053 CORNING INC COM 219350105 52 4,185 SH X 3,835 350 COVENTRY HEALTH CARE INC COM 222862104 495 17,180 SH X 17,180 CRANE CO COM 224399105 986 27,621 SH X 27,621 CREDIT SUISSE GROUP SP ADR 225401108 298 11,369 SH X 11,369 CUMMINS INC COM 231021106 289 3,539 SH X 3,539 CUMMINS INC COM 231021106 3 38 SH X 38 DANAHER CORP DEL COM 235851102 330 7,857 SH X 7,857 DANAHER CORP DEL COM 235851102 8 194 SH X 194 DEERE & CO COM 244199105 946 14,654 SH X 14,654 DEERE & CO COM 244199105 78 1,201 SH X 1,011 190 DENTSPLY INTL INC NEW COM 249030107 575 18,726 SH X 18,726 DILLARDS INC CL A 254067101 528 12,146 SH X 12,146 DISNEY WALT CO COM 254687106 1,894 62,809 SH X 62,809 DISNEY WALT CO COM 254687106 404 13,386 SH X 12,461 925 DISCOVER FINL SVCS COM 254709108 4,002 174,445 SH X 174,445 DISCOVER FINL SVCS COM 254709108 83 3,631 SH X 3,631 DOMTAR CORP COM NEW 257559203 911 13,360 SH X 13,360 DOVER CORP COM 260003108 671 14,391 SH X 14,391 DOVER CORP COM 260003108 40 862 SH X 712 150 DOW CHEM CO COM 260543103 255 11,344 SH X 11,344 DOW CHEM CO COM 260543103 92 4,094 SH X 4,094 DU PONT E I DE NEMOURS & CO COM 263534109 6,602 165,174 SH X 165,174 DU PONT E I DE NEMOURS & CO COM 263534109 1,137 28,440 SH X 11,964 3,976 12,500 DYCOM INDS INC COM 267475101 225 14,728 SH X 14,728 E M C CORP MASS COM 268648102 2,919 139,088 SH X 139,088 E M C CORP MASS COM 268648102 271 12,899 SH X 12,699 200 EDISON INTL COM 281020107 572 14,959 SH X 14,959 EDISON INTL COM 281020107 110 2,869 SH X 2,869 ELECTRONIC ARTS INC COM 285512109 751 36,748 SH X 36,748
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- -------- --------- -------- -------- ----------- ----- --------------------- INVESTMENT TYPE MARKET DISCRETION OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE -------------- -------- --------- -------- -------- --- ---- --- --- --- ----- ------- ------ ------ EMERSON ELEC CO COM 291011104 424 10,274 SH X 10,274 EMERSON ELEC CO COM 291011104 30 735 SH X 735 ESSEX PPTY TR INC COM 297178105 720 6,002 SH X 6,002 EXPRESS SCRIPTS INC COM 302182100 2,247 60,616 SH X 60,616 EXPRESS SCRIPTS INC COM 302182100 99 2,680 SH X 2,180 500 FNB CORP PA COM 302520101 118 13,813 SH X 13,813 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 773 71,579 SH X 71,579 FANUC CORPORATION ADR 307305102 248 10,604 SH X 10,604 FASTENAL CO COM 311900104 211 6,327 SH X 6,327 FASTENAL CO COM 311900104 27 820 SH X 820 F5 NETWORKS INC COM 315616102 1,956 27,534 SH X 27,534 F5 NETWORKS INC COM 315616102 188 2,649 SH X 2,649 FLUOR CORP NEW COM 343412102 1,737 37,320 SH X 37,320 FLUOR CORP NEW COM 343412102 121 2,603 SH X 2,453 150 FLSMIDTH & CO A S SP ADR 343793105 132 26,145 SH X 26,145 FOOT LOCKER INC COM 344849104 746 37,144 SH X 37,144 FOOT LOCKER INC COM 344849104 4 213 SH X 213 FORD MTR CO DEL COM PAR 345370860 884 91,383 SH X 91,383 FORD MTR CO DEL COM PAR 345370860 162 16,715 SH X 4,087 628 12,000 FORTUNE BRANDS INC COM 349631101 162 2,995 SH X 2,995 FORTUNE BRANDS INC COM 349631101 68 1,250 SH X 1,250 FOSSIL INC COM 349882100 424 5,234 SH X 5,234 FOSSIL INC COM 349882100 3 37 SH X 37 FRANKLIN RES INC COM 354613101 1,259 13,169 SH X 13,169 FRANKLIN RES INC COM 354613101 31 320 SH X 320 FRESENIUS MED CARE AG&CO KGA SP ADR 358029106 333 4,932 SH X 4,932 GENERAL DYNAMICS CORP COM 369550108 2,891 50,818 SH X 50,818 GENERAL DYNAMICS CORP COM 369550108 114 2,008 SH X 2,008 GENERAL ELECTRIC CO COM 369604103 7,779 511,111 SH X 511,111 GENERAL ELECTRIC CO COM 369604103 1,380 90,690 SH X 51,942 8,748 30,000 GENERAL MLS INC COM 370334104 964 25,058 SH X 25,058 GENERAL MLS INC COM 370334104 839 21,810 SH X 6,310 2,500 13,000 GENUINE PARTS CO COM 372460105 1,076 21,179 SH X 21,179 GENUINE PARTS CO COM 372460105 47 925 SH X 775 150 GILEAD SCIENCES INC COM 375558103 3,611 93,055 SH X 93,055 GILEAD SCIENCES INC COM 375558103 316 8,142 SH X 7,292 850 GOODYEAR TIRE & RUBR CO COM 382550101 125 12,376 SH X 12,376 GOODYEAR TIRE & RUBR CO COM 382550101 10 962 SH X 962 GRAINGER W W INC COM 384802104 3,691 24,683 SH X 24,683 GRAINGER W W INC COM 384802104 64 425 SH X 350 75 GREIF INC CL A 397624107 252 5,865 SH X 2,745 3,120 HSN INC COM 404303109 1,368 41,296 SH X 41,296 HSN INC COM 404303109 14 425 SH X 425 HALLIBURTON CO COM 406216101 3,968 130,006 SH X 130,006 HALLIBURTON CO COM 406216101 135 4,428 SH X 4,428 HANSEN NAT CORP COM 411310105 4,971 56,943 SH X 56,943 HANSEN NAT CORP COM 411310105 139 1,593 SH X 1,593 HEINZ H J CO COM 423074103 394 7,805 SH X 7,805 HEINZ H J CO COM 423074103 146 2,896 SH X 2,896 HENNES & MAURITZ AB ADR 425883105 349 58,031 SH X 58,031 HEWLETT PACKARD CO COM 428236103 484 21,543 SH X 21,543 HEWLETT PACKARD CO COM 428236103 137 6,086 SH X 5,011 1,075
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- -------- --------- -------- -------- ----------- ----- --------------------- INVESTMENT TYPE MARKET DISCRETION OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE -------------- -------- --------- -------- -------- --- ---- --- --- --- ----- ------- ------ ------ HILL ROM HLDGS INC COM 431475102 2,492 83,012 SH X 83,012 HILL ROM HLDGS INC COM 431475102 7 237 SH X 237 HOLLYFRONTIER CORP COM 436106108 474 18,088 SH X 18,088 HOME DEPOT INC COM 437076102 624 18,988 SH X 18,988 HOME DEPOT INC COM 437076102 116 3,517 SH X 3,517 HONEYWELL INTL INC COM 438516106 2,734 62,254 SH X 62,254 HONEYWELL INTL INC COM 438516106 703 16,016 SH X 7,476 2,040 6,500 HORMEL FOODS CORP COM 440452100 829 30,681 SH X 30,681 HORMEL FOODS CORP COM 440452100 8 300 SH X 300 HUDSON CITY BANCORP COM 443683107 1 245 SH X 245 HUDSON CITY BANCORP COM 443683107 113 20,000 SH X 20,000 HUMANA INC COM 444859102 1,708 23,486 SH X 23,486 HUMANA INC COM 444859102 14 196 SH X 196 IDACORP INC COM 451107106 1,035 27,395 SH X 27,395 ILLINOIS TOOL WKS INC COM 452308109 600 14,427 SH X 14,427 ILLINOIS TOOL WKS INC COM 452308109 57 1,375 SH X 1,175 200 INDUSTRIAL & COML BK CHINA ADR 455807107 194 19,787 SH X 19,787 ING GROEP N V SP ADR 456837103 208 29,540 SH X 29,540 INTEL CORP COM 458140100 2,488 116,601 SH X 116,601 INTEL CORP COM 458140100 466 21,857 SH X 21,057 800 INTERNATIONAL BUSINESS MACHS COM 459200101 10,982 62,802 SH X 62,802 INTERNATIONAL BUSINESS MACHS COM 459200101 2,182 12,478 SH X 6,678 800 5,000 INTL PAPER CO COM 460146103 1,011 43,470 SH X 43,470 INTL PAPER CO COM 460146103 85 3,664 SH X 1,504 2,160 INTUIT COM 461202103 218 4,585 SH X 4,585 INTUIT COM 461202103 20 427 SH X 427 ISHARES TR COM 464287200 515 4,532 SH X 4,532 ISHARES TR COM 464287465 10,258 214,682 SH X 214,682 ISHARES TR COM 464287465 635 13,289 SH X 13,289 ISHARES TR COM 464287630 15,216 266,801 SH X 266,801 ISHARES TR COM 464287630 657 11,515 SH X 10,228 425 862 ITAU UNIBANCO HLDG SA COM 465562106 282 18,198 SH X 18,198 JABIL CIRCUIT INC COM 466313103 263 14,776 SH X 14,776 JOHNSON & JOHNSON COM 478160104 3,580 56,217 SH X 56,217 JOHNSON & JOHNSON COM 478160104 2,027 31,825 SH X 19,275 550 12,000 JOY GLOBAL INC COM 481165108 1,625 26,043 SH X 26,043 JOY GLOBAL INC COM 481165108 15 242 SH X 242 KEMPER CORP DEL COM 488401100 306 12,770 SH X 12,770 KENNAMETAL INC COM 489170100 1,179 36,006 SH X 36,006 KEYCORP NEW COM 493267108 1,453 244,982 SH X 244,982 KEYCORP NEW COM 493267108 4 719 SH X 719 KIMBERLY CLARK CORP COM 494368103 752 10,589 SH X 10,589 KIMBERLY CLARK CORP COM 494368103 1,143 16,091 SH X 5,866 225 10,000 KINDER MORGAN ENERGY PARTNER LMPTR 494550106 329 4,805 SH X 4,805 KINDER MORGAN ENERGY PARTNER LMPTR 494550106 7 100 SH X 100 KINGFISHER PLC SP ADR 495724403 332 42,893 SH X 42,893 KIRBY CORP COM 497266106 865 16,435 SH X 16,435 KOMATSU LTD SP ADR 500458401 271 12,312 SH X 12,312 LI & FUNG LTD ADR 501897102 206 60,733 SH X 60,733 L-3 COMMUNICATIONS HLDGS INC COM 502424104 389 6,283 SH X 6,283 LVMH MOET HENNESSY LOU VUITT ADR 502441306 408 15,251 SH X 15,251 LAM RESEARCH CORP COM 512807108 227 5,978 SH X 5,978
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- -------- --------- -------- -------- ----------- ----- --------------------- INVESTMENT TYPE MARKET DISCRETION OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE -------------- -------- --------- -------- -------- --- ---- --- --- --- ----- ------- ------ ------ LAM RESEARCH CORP COM 512807108 3 73 SH X 73 LAMAR ADVERTISING CO CL A 512815101 250 14,672 SH X 14,672 LAS VEGAS SANDS CORP COM 517834107 500 13,032 SH X 13,032 LAS VEGAS SANDS CORP COM 517834107 5 118 SH X 118 LATTICE SEMICONDUCTOR CORP COM 518415104 98 18,662 SH X 18,662 LILLY ELI & CO COM 532457108 345 9,328 SH X 9,328 LILLY ELI & CO COM 532457108 82 2,230 SH X 1,705 525 LIMITED BRANDS INC COM 532716107 1,183 30,720 SH X 30,720 LIMITED BRANDS INC COM 532716107 100 2,598 SH X 598 2,000 LINCOLN NATL CORP IND COM 534187109 195 12,478 SH X 12,478 LINCOLN NATL CORP IND COM 534187109 6 357 SH X 357 LO-JACK CORP COM 539451104 36 11,341 SH X 11,341 MARATHON OIL CORP COM 565849106 1,187 55,016 SH X 55,016 MARATHON OIL CORP COM 565849106 71 3,293 SH X 3,293 MATRIX SVC CO COM 576853105 110 12,871 SH X 12,871 MATTEL INC COM 577081102 1,053 40,689 SH X 40,689 MATTEL INC COM 577081102 5 200 SH X 200 MAXIMUS INC COM 577933104 247 7,069 SH X 7,069 MCDERMOTT INTL INC COM 580037109 349 32,389 SH X 32,389 MCDERMOTT INTL INC COM 580037109 10 975 SH X 975 MCDONALDS CORP COM 580135101 3,673 41,822 SH X 41,822 MCDONALDS CORP COM 580135101 457 5,209 SH X 4,409 800 MCGRAW HILL COS INC COM 580645109 287 6,990 SH X 6,990 MCGRAW HILL COS INC COM 580645109 52 1,264 SH X 1,264 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 1,198 32,835 SH X 32,835 MEDTRONIC INC COM 585055106 1,702 51,197 SH X 51,197 MEDTRONIC INC COM 585055106 200 6,020 SH X 5,970 50 METROPCS COMMUNICATIONS INC COM 591708102 366 42,005 SH X 42,005 METROPCS COMMUNICATIONS INC COM 591708102 3 390 SH X 390 MICROSOFT CORP COM 594918104 1,856 74,550 SH X 74,550 MICROSOFT CORP COM 594918104 434 17,440 SH X 16,639 801 MITSUBISHI UFJ FINL GROUP IN SP ADR 606822104 239 53,745 SH X 53,745 MORGAN STANLEY COM NEW 617446448 274 20,268 SH X 20,268 MORGAN STANLEY COM NEW 617446448 58 4,262 SH X 3,737 525 MORNINGSTAR INC COM 617700109 225 3,985 SH X 3,985 MURPHY OIL CORP COM 626717102 258 5,840 SH X 5,840 MURPHY OIL CORP COM 626717102 9 207 SH X 207 NASDAQ OMX GROUP INC COM 631103108 678 29,283 SH X 29,283 NATIONAL OILWELL VARCO INC COM 637071101 3,002 58,603 SH X 58,603 NATIONAL OILWELL VARCO INC COM 637071101 100 1,960 SH X 1,960 NESTLE S A SP ADR 641069406 305 5,525 SH X 5,525 NEW JERSEY RES COM 646025106 223 5,246 SH X 5,246 NEWFIELD EXPL CO COM 651290108 628 15,813 SH X 15,813 NEWFIELD EXPL CO COM 651290108 67 1,688 SH X 1,688 NIKE INC CL B 654106103 191 2,235 SH X 2,235 NIKE INC CL B 654106103 72 840 SH X 655 185 NOBLE ENERGY INC COM 655044105 3,055 43,143 SH X 43,143 NOBLE ENERGY INC COM 655044105 93 1,313 SH X 1,313 NORFOLK SOUTHERN CORP COM 655844108 1,648 27,011 SH X 27,011 NORFOLK SOUTHERN CORP COM 655844108 259 4,246 SH X 3,391 855 NORTHEAST UTILS COM 664397106 1,589 47,215 SH X 47,215 NORTHEAST UTILS COM 664397106 104 3,100 SH X 3,100
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- -------- --------- -------- -------- ----------- ----- --------------------- INVESTMENT TYPE MARKET DISCRETION OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE -------------- -------- --------- -------- -------- --- ---- --- --- --- ----- ------- ------ ------ NORTHROP GRUMMAN CORP COM 666807102 1,805 34,607 SH X 34,607 NORTHROP GRUMMAN CORP COM 666807102 56 1,076 SH X 1,076 NOVO-NORDISK A S ADR 670100205 332 3,337 SH X 3,337 OCCIDENTAL PETE CORP DEL COM 674599105 117 1,632 SH X 1,632 OCCIDENTAL PETE CORP DEL COM 674599105 125 1,750 SH X 150 1,600 ODYSSEY MARINE EXPLORATION I COM 676118102 37 15,000 SH X 15,000 OMNICOM GROUP INC COM 681919106 896 24,308 SH X 24,308 OMNICOM GROUP INC COM 681919106 102 2,780 SH X 2,780 OWENS & MINOR INC NEW COM 690732102 560 19,656 SH X 19,656 OWENS CORNING NEW COM 690742101 213 9,802 SH X 9,802 PNC FINL SVCS GROUP INC COM 693475105 1,867 38,740 SH X 38,740 PNC FINL SVCS GROUP INC COM 693475105 436 9,040 SH X 314 8,726 PPG INDS INC COM 693506107 207 2,932 SH X 2,932 PATTERSON UTI ENERGY INC COM 703481101 455 26,254 SH X 26,254 PEABODY ENERGY CORP COM 704549104 137 4,046 SH X 4,046 PEABODY ENERGY CORP COM 704549104 67 1,988 SH X 1,988 PEPSICO INC COM 713448108 3,906 63,108 SH X 63,108 PEPSICO INC COM 713448108 607 9,806 SH X 9,556 250 PERKINELMER INC COM 714046109 570 29,671 SH X 29,671 PERKINELMER INC COM 714046109 38 1,995 SH X 1,995 PFIZER INC COM 717081103 5,844 330,538 SH X 330,538 PFIZER INC COM 717081103 694 39,264 SH X 29,004 1,350 8,910 PHILIP MORRIS INTL INC COM 718172109 8,987 144,069 SH X 144,069 PHILIP MORRIS INTL INC COM 718172109 324 5,186 SH X 5,186 PIER 1 IMPORTS INC COM 720279108 116 11,855 SH X 11,855 PLAINS ALL AMERN PIPELINE L LMPTR 726503105 281 4,765 SH X 4,765 PLAINS ALL AMERN PIPELINE L LMPTR 726503105 44 750 SH X 750 PLANTRONICS INC NEW COM 727493108 909 31,940 SH X 31,940 PLANTRONICS INC NEW COM 727493108 26 905 SH X 380 525 PRICELINE COM INC COM NEW 741503403 3,004 6,683 SH X 6,683 PRICELINE COM INC COM NEW 741503403 112 249 SH X 249 PROCTER & GAMBLE CO COM 742718109 6,671 15,594 SH X 105,594 PROCTER & GAMBLE CO COM 742718109 938 14,845 SH X 13,745 700 400 PROGRESS ENERGY INC COM 743263105 257 4,960 SH X 4,960 PROGRESS ENERGY INC COM 743263105 42 820 SH X 820 PUBLIC SVC ENTERPRISE GROUP COM 744573106 289 8,654 SH X 8,654 PUBLIC SVC ENTERPRISE GROUP COM 744573106 1,176 35,250 SH X 400 2,850 32,000 QUALCOMM INC COM 747525103 5,167 16,246 SH X 106,246 QUALCOMM INC COM 747525103 300 6,163 SH X 6,088 75 QUALITY SYS INC COM 747582104 349 3,600 SH X 3,600 RLI CORP COM 749607107 233 3,662 SH X 3,662 RF MICRODEVICES INC COM 749941100 484 76,395 SH X 76,395 RF MICRODEVICES INC COM 749941100 11 1,725 SH X 1,725 RALCORP HLDGS INC NEW COM 751028101 217 2,827 SH X 2,827 RALCORP HLDGS INC NEW COM 751028101 11 142 SH X 142 RAYONIER INC COM 754907103 4,175 113,480 SH X 113,480 RAYONIER INC COM 754907103 271 7,368 SH X 7,368 RAYTHEON CO COM NEW 755111507 1,520 37,190 SH X 37,190 RAYTHEON CO COM NEW 755111507 186 4,555 SH X 3,410 1,145 RECKITT BENCKISER GROUP PLC ADR 756255105 415 40,719 SH X 40,719 REINSURANCE GROUP AMER INC COM NEW 759351604 247 5,366 SH X 5,366 REINSURANCE GROUP AMER INC COM NEW 759351604 6 140 SH X 140
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- -------- --------- -------- -------- ----------- ----- --------------------- INVESTMENT TYPE MARKET DISCRETION OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE -------------- -------- --------- -------- -------- --- ---- --- --- --- ----- ------- ------ ------ ROCKWOOD HLDGS INC COM 774415103 436 12,928 SH X 12,928 ROSS STORES INC COM 778296103 516 6,558 SH X 6,558 ROSS STORES INC COM 778296103 11 142 SH X 142 ROVI CORP COM 779376102 241 5,606 SH X 5,606 ROVI CORP COM 779376102 7 165 SH X 165 ROYAL DUTCH SHELL PLC SP ADR 780259206 1,730 28,124 SH X 28,124 ROYAL DUTCH SHELL PLC SP ADR 780259206 151 2,448 SH X 1,420 1,028 SABINE ROYALTY TR BEN INT 785688102 231 3,668 SH X 3,668 SAP AG SP ADR 803054204 408 8,058 SH X 8,058 SCHLUMBERGER LTD COM 806857108 873 14,622 SH X 14,622 SCHLUMBERGER LTD COM 806857108 197 3,297 SH X 3,297 SCHWAB CHARLES CORP NEW COM 808513105 299 26,500 SH X 26,500 SCHWAB CHARLES CORP NEW COM 808513105 76 6,725 SH X 5,875 850 SEMPRA ENERGY COM 816851109 1,317 25,576 SH X 25,576 SEMPRA ENERGY COM 816851109 4 80 SH X 80 SIEMENS A G SP ADR 826197501 293 3,268 SH X 3,268 SIMON PPTY GROUP INC NEW COM 828806109 2,746 24,965 SH X 24,965 SIMON PPTY GROUP INC NEW COM 828806109 11 97 SH X 97 SMITHFIELD FOODS INC COM 832248108 2,161 110,836 SH X 110,836 SMITHFIELD FOODS INC COM 832248108 101 5,172 SH X 5,172 SONOCO PRODS CO COM 835495102 515 18,254 SH X 18,254 SOTHEBYS COM 835898107 433 15,694 SH X 15,694 SOUTHERN CO COM 842587107 417 9,844 SH X 9,844 SOUTHERN CO COM 842587107 720 16,986 SH X 1,896 5,090 10,000 SPECTRA ENERGY CORP COM 847560109 1,815 73,983 SH X 73,983 SPECTRA ENERGY CORP COM 847560109 282 11,500 SH X 10,550 950 STARBUCKS CORP COM 855244109 1,732 46,449 SH X 46,449 STARBUCKS CORP COM 855244109 108 2,905 SH X 2,905 STEEL DYNAMICS INC COM 858119100 375 37,773 SH X 37,773 SYSCO CORP COM 871829107 1,672 64,553 SH X 64,553 SYSCO CORP COM 871829107 49 1,885 SH X 1,885 T-BAY HOLDINGS INC COM COM 872237102 2 19,074 SH X 19,074 TJX COS INC NEW COM 872540109 4,666 84,109 SH X 84,109 TJX COS INC NEW COM 872540109 424 7,641 SH X 7,641 TECH DATA CORP COM 878237106 935 21,621 SH X 21,621 TELEFONICA S A SP ADR 879382208 280 14,641 SH X 14,641 TERADYNE INC COM 880770102 526 47,805 SH X 47,805 TERADYNE INC COM 880770102 4 339 SH X 339 TESCO PLC SP ADR 881575302 393 22,262 SH X 22,262 TESORO CORP COM 881609101 952 48,916 SH X 48,916 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 548 14,718 SH X 14,718 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 100 2,697 SH X 1,497 1,200 TEXAS INSTRS INC COM 882508104 1,597 59,907 SH X 59,907 TEXAS INSTRS INC COM 882508104 202 7,598 SH X 7,173 425 THERMO FISHER SCIENTIFIC INC COM 883556102 4,301 84,927 SH X 84,927 THERMO FISHER SCIENTIFIC INC COM 883556102 80 1,572 SH X 1,497 75 THORATEC CORP COM NEW 885175307 743 22,770 SH X 22,770 THORATEC CORP COM NEW 885175307 61 1,875 SH X 1,875 TIME WARNER INC COM NEW 887317303 1,421 47,430 SH X 47,430 TIME WARNER INC COM NEW 887317303 96 3,211 SH X 711 2,500 TIMKEN CO COM 887389104 1,248 38,034 SH X 38,034 TIMKEN CO COM 887389104 6 175 SH X 175
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- -------- --------- -------- -------- ----------- ----- --------------------- INVESTMENT TYPE MARKET DISCRETION OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE -------------- -------- --------- -------- -------- --- ---- --- --- --- ----- ------- ------ ------ TORO CO COM 891092108 911 18,484 SH X 18,484 TORO CO COM 891092108 5 100 SH X 100 TOYOTA MOTOR CORP SP ADR 892331307 345 5,053 SH X 5,053 TRIUMPH GROUP INC NEW COM 896818101 258 5,303 SH X 5,303 TRUSTMARK CORP COM 898402102 726 40,019 SH X 40,019 TUPPERWARE BRANDS CORP COM 899896104 2,172 40,416 SH X 40,416 TUPPERWARE BRANDS CORP COM 899896104 11 210 SH X 210 TURKIYE GARANTI BANKASI A S SP ADR 900148701 230 59,148 SH X 59,148 TURNER VY OIL & GAS INC COM 900382102 0 10,000 SH X 10,000 US BANCORP DEL COM NEW 902973304 4,185 177,800 SH X 177,800 US BANCORP DEL COM NEW 902973304 147 6,233 SH X 6,233 UNILEVER N V COM 904784709 934 29,661 SH X 29,661 UNILEVER N V COM 904784709 68 2,155 SH X 280 1,875 UNION PAC CORP COM 907818108 286 3,505 SH X 3,505 UNION PAC CORP COM 907818108 293 3,589 SH X 2,319 1,270 UNITED PARCEL SERVICE INC CL B 911312106 262 4,153 SH X 4,153 UNITED PARCEL SERVICE INC CL B 911312106 24 387 SH X 387 UNITED TECHNOLOGIES CORP COM 913017109 1,223 17,388 SH X 17,388 UNITED TECHNOLOGIES CORP COM 913017109 154 2,184 SH X 2,134 50 V F CORP COM 918204108 2,548 20,967 SH X 20,967 V F CORP COM 918204108 128 1,055 SH X 1,055 VALLEY NATL BANCORP COM 919794107 111 10,500 SH X 10,500 VANGUARD INTL EQUITY INDEX F COM 922042858 1,658 46,284 SH X 46,284 VANGUARD INTL EQUITY INDEX F COM 922042858 59 1,635 SH X 737 295 603 VISHAY INTERTECHNOLOGY INC COM 928298108 794 95,028 SH X 95,028 VISHAY INTERTECHNOLOGY INC COM 928298108 1 86 SH X 86 VMWARE INC CL A COM 928563402 3,142 39,089 SH X 39,089 VMWARE INC CL A COM 928563402 107 1,335 SH X 1,335 WAL MART STORES INC COM 931142103 2,126 40,958 SH X 40,958 WAL MART STORES INC COM 931142103 1,037 19,985 SH X 9,785 200 10,000 WALGREEN CO COM 931422109 2,331 70,885 SH X 70,885 WALGREEN CO COM 931422109 97 2,946 SH X 2,696 250 WARNACO GROUP INC COM NEW 934390402 1,103 23,921 SH X 23,921 WATSON PHARMACEUTICALS INC COM 942683103 399 5,843 SH X 5,843 WEBSTER FINL CORP CONN COM 947890109 539 35,215 SH X 35,215 WELLS FARGO & CO NEW COM 949746101 5,407 224,157 SH X 224,157 WELLS FARGO & CO NEW COM 949746101 478 19,833 SH X 19,654 179 WERNER ENTERPRISES INC COM 950755108 565 27,132 SH X 27,132 WERNER ENTERPRISES INC COM 950755108 1 50 SH X 50 WHIRLPOOL CORP COM 963320106 882 17,674 SH X 17,674 WHIRLPOOL CORP COM 963320106 68 1,370 SH X 1,370 WHITING PETE CORP NEW COM 966387102 213 6,084 SH X 6,084 WHITING PETE CORP NEW COM 966387102 6 171 SH X 171 WHOLE FOODS MKT INC COM 966837106 257 3,941 SH X 3,941 WILLIAMS COS INC DEL COM 969457100 311 12,763 SH X 12,763 WILLIAMS COS INC DEL COM 969457100 7 294 SH X 294 WILLIAMS SONOMA INC COM 969904101 1,000 32,472 SH X 32,472 WILLIAMS SONOMA INC COM 969904101 54 1,750 SH X 1,750 WORTHINGTON INDS INC COM 981811102 551 39,445 SH X 39,445 WORTHINGTON INDS INC COM 981811102 211 15,075 SH X 3,300 775 11,000 WYNN RESORTS LTD COM 983134107 591 5,138 SH X 5,138 WYNN RESORTS LTD COM 983134107 7 58 SH X 58
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- -------- --------- -------- -------- ----------- ----- --------------------- INVESTMENT TYPE MARKET DISCRETION OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE -------------- -------- --------- -------- -------- --- ---- --- --- --- ----- ------- ------ ------ YUM BRANDS INC COM 988498101 2,051 41,522 SH X 41,522 YUM BRANDS INC COM 988498101 229 4,637 SH X 4,537 100 AMERISOURCEBERGEN CORP COM 3073E105 2,616 70,183 SH X 70,183 AMERISOURCEBERGEN CORP COM 3073E105 189 5,061 SH X 5,061 NEWS CORP CL A 65248E104 2,441 157,677 SH X 157,677 NEWS CORP CL A 65248E104 336 21,685 SH X 21,685 TARGET CORP COM 87612E106 384 7,836 SH X 7,836 TARGET CORP COM 87612E106 100 2,037 SH X 2,037 NCR CORP NEW COM 62886E108 631 37,371 SH X 37,371 NAVISTAR INTL CORP NEW COM 63934E108 187 5,833 SH X 5,833 NAVISTAR INTL CORP NEW COM 63934E108 19 605 SH X 605 TRAVELERS COMPANIES INC COM 89417E109 3,114 63,913 SH X 63,913 TRAVELERS COMPANIES INC COM 89417E109 463 9,506 SH X 7,806 200 1,500 AES CORP COM 00130H105 278 28,460 SH X 28,460 AES CORP COM 00130H105 8 835 SH X 835 AT&T INC COM 00206R102 2,483 87,047 SH X 87,047 AT&T INC COM 00206R102 1,775 62,240 SH X 23,728 3,203 35,309 ADIDAS AG ADR 00687A107 218 7,102 SH X 7,102 AETNA INC NEW COM 00817Y108 653 17,968 SH X 17,968 AETNA INC NEW COM 00817Y108 43 1,195 SH X 995 200 ALTRIA GROUP INC COM 02209S103 1,784 66,543 SH X 66,543 ALTRIA GROUP INC COM 02209S103 188 6,998 SH X 6,698 300 AMERIGROUP CORP COM 03073T102 693 17,752 SH X 17,752 AQUA AMERICA INC COM 03836W103 296 13,722 SH X 13,722 AQUA AMERICA INC COM 03836W103 143 6,650 SH X 6,450 200 ASSURANT INC COM 04621X108 871 24,333 SH X 24,333 BIOGEN IDEC INC COM 09062X103 1,795 19,266 SH X 19,266 BIOGEN IDEC INC COM 09062X103 163 1,745 SH X 1,370 375 BLACKROCK INC COM 09247X101 922 6,232 SH X 6,232 BLACKROCK INC COM 09247X101 59 397 SH X 397 CLECO CORP NEW COM 12561W105 703 20,582 SH X 20,582 CAPITAL ONE FINL CORP COM 14040H105 901 22,731 SH X 22,731 CARDINAL HEALTH INC COM 14149Y108 4,746 113,313 SH X 113,313 CARDINAL HEALTH INC COM 14149Y108 144 3,427 SH X 3,427 CISCO SYS INC COM 17275R102 1,090 70,304 SH X 70,304 CISCO SYS INC COM 17275R102 178 11,505 SH X 10,780 725 CLIFFS NATURAL RESOURCES INC COM 18683K101 2,180 42,605 SH X 42,605 CLIFFS NATURAL RESOURCES INC COM 18683K101 165 3,221 SH X 3,221 COCA COLA ENTERPRISES INC NE COM 19122T109 1,932 77,658 SH X 77,658 COCA COLA ENTERPRISES INC NE COM 19122T109 10 392 SH X 392 COMCAST CORP NEW CL A 20030N101 645 30,828 SH X 30,828 COMCAST CORP NEW CL A 20030N101 53 2,522 SH X 1,957 565 CONOCOPHILLIPS COM 20825C104 3,364 53,131 SH X 53,131 CONOCOPHILLIPS COM 20825C104 388 6,122 SH X 2,582 1,540 2,000 COSTCO WHSL CORP NEW COM 22160K105 3,659 44,550 SH X 44,550 COSTCO WHSL CORP NEW COM 22160K105 117 1,425 SH X 1,425 DELL INC COM 24702R101 243 17,197 SH X 17,197 DELL INC COM 24702R101 89 6,275 SH X 6,275 DEVON ENERGY CORP NEW COM 25179M103 298 5,375 SH X 5,375 DEVON ENERGY CORP NEW COM 25179M103 12 225 SH X 225 DISH NETWORK CORP CL A 25470M109 2,690 17,369 SH X 107,369 DISH NETWORK CORP CL A 25470M109 120 4,810 SH X 4,810
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- -------- --------- -------- -------- ----------- ----- --------------------- INVESTMENT TYPE MARKET DISCRETION OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE -------------- -------- --------- -------- -------- --- ---- --- --- --- ----- ------- ------ ------ DIRECTV COM CL A 25490A101 1,214 28,726 SH X 28,726 DIRECTV COM CL A 25490A101 45 1,065 SH X 1,065 DOMINION RES INC VA NEW COM 25746U109 2,210 43,524 SH X 43,524 DOMINION RES INC VA NEW COM 25746U109 281 5,541 SH X 4,543 998 DOUGLAS EMMETT INC COM 25960P109 836 48,886 SH X 48,886 DUKE ENERGY CORP NEW COM 26441C105 3,721 186,155 SH X 186,155 DUKE ENERGY CORP NEW COM 26441C105 242 12,125 SH X 11,225 900 EOG RES INC COM 26875P101 317 4,468 SH X 4,468 EOG RES INC COM 26875P101 53 745 SH X 670 75 EQT CORP COM 26884L109 600 11,236 SH X 11,236 EAST WEST BANCORP INC COM 27579R104 1,052 70,538 SH X 70,538 EAST WEST BANCORP INC COM 27579R104 5 353 SH X 353 EL PASO CORP COM 28336L109 649 37,133 SH X 37,133 EL PASO CORP COM 28336L109 44 2,540 SH X 2,540 EMBRAER S A SP ADR 29082A107 269 10,598 SH X 10,598 ENSCO PLC SP ADR 29358Q109 1,468 36,311 SH X 36,311 ENSCO PLC SP ADR 29358Q109 113 2,785 SH X 2,785 ENTERGY CORP NEW COM 29364G103 339 5,112 SH X 5,112 ENTERGY CORP NEW COM 29364G103 19 282 SH X 282 EQUITY RESIDENTIAL BEN INT 29476L107 399 7,700 SH X 7,700 EXXON MOBIL CORP COM 30231G102 18,725 257,814 SH X 257,814 EXXON MOBIL CORP COM 30231G102 6,500 89,499 SH X 75,645 2,400 11,454 FMC TECHNOLOGIES INC COM 30249U101 390 10,371 SH X 10,371 FMC TECHNOLOGIES INC COM 30249U101 7 174 SH X 174 FEDEX CORP COM 31428X106 1,022 15,098 SH X 15,098 FEDEX CORP COM 31428X106 130 1,917 SH X 1,917 FIDELITY NATIONAL FINANCIAL CL A 31620R105 540 35,583 SH X 35,583 FREEPORT-MCMORAN COPPER & GO COM 35671D857 2,051 67,369 SH X 67,369 FREEPORT-MCMORAN COPPER & GO COM 35671D857 136 4,475 SH X 4,475 FRONTIER COMMUNICATIONS CORP COM 35906A108 35 5,740 SH X 5,740 FRONTIER COMMUNICATIONS CORP COM 35906A108 34 5,644 SH X 1,874 305 3,465 GAMESTOP CORP NEW CL A 36467W109 284 12,282 SH X 12,282 GAMESTOP CORP NEW CL A 36467W109 6 254 SH X 254 GOLDMAN SACHS GROUP INC COM 38141G104 3,625 38,340 SH X 38,340 GOLDMAN SACHS GROUP INC COM 38141G104 375 3,963 SH X 3,753 210 GOOGLE INC CL A 38259P508 2,077 4,033 SH X 4,033 GOOGLE INC CL A 38259P508 397 771 SH X 771 GRACE W R & CO DEL NEW COM 38388F108 345 10,363 SH X 10,363 HEALTH NET INC COM 42222G108 466 19,657 SH X 19,657 HONG KONG EXCHANGES & CLEARI ADR 43858F109 178 12,065 SH X 12,065 ITT EDUCATIONAL SERVICES INC COM 45068B109 603 10,481 SH X 10,481 INTEGRYS ENERGY GROUP INC COM 45822P105 213 4,388 SH X 4,388 INTEGRYS ENERGY GROUP INC COM 45822P105 55 1,139 SH X 139 1,000 INTUITIVE SURGICAL INC COM NEW 46120E602 1,366 3,750 SH X 3,750 INTUITIVE SURGICAL INC COM NEW 46120E602 200 550 SH X 550 JDS UNIPHASE CORP COM PAR 46612J507 90 9,000 SH X 9,000 JDS UNIPHASE CORP COM PAR 46612J507 22 2,225 SH X 1,375 850 JPMORGAN CHASE & CO COM 46625H100 7,348 243,966 SH X 243,966 JPMORGAN CHASE & CO COM 46625H100 799 26,537 SH X 24,680 1,857 JUNIPER NETWORKS INC COM 48203R104 536 31,082 SH X 31,082 JUNIPER NETWORKS INC COM 48203R104 56 3,229 SH X 3,229 KBR INC COM 48242W106 437 18,488 SH X 18,488
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- -------- --------- -------- -------- ----------- ----- --------------------- INVESTMENT TYPE MARKET DISCRETION OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE -------------- -------- --------- -------- -------- --- ---- --- --- --- ----- ------- ------ ------ KDDI CORP ADR 48667L106 179 10,290 SH X 10,290 LIFE TECHNOLOGIES CORP COM 53217V109 479 12,471 SH X 12,471 LIFE TECHNOLOGIES CORP COM 53217V109 29 763 SH X 763 LIQUIDITY SERVICES INC COM 53635B107 3,767 117,454 SH X 117,454 LIQUIDITY SERVICES INC COM 53635B107 18 563 SH X 563 M & T BK CORP COM 55261F104 228 3,266 SH X 3,266 M & T BK CORP COM 55261F104 20 280 SH X 280 MACYS INC COM 55616P104 4,164 158,203 SH X 158,203 MACYS INC COM 55616P104 135 5,126 SH X 5,126 MANPOWERGROUP INC COM 56418H100 1,657 49,288 SH X 49,288 MANPOWERGROUP INC COM 56418H100 10 298 SH X 298 MARATHON PETE CORP COM 56585A102 717 26,491 SH X 26,491 MARATHON PETE CORP COM 56585A102 45 1,668 SH X 1,668 MASTERCARD INC CL A 57636Q104 3,696 11,652 SH X 11,652 MASTERCARD INC CL A 57636Q104 219 691 SH X 691 MCKESSON CORP COM 58155Q103 1,130 15,546 SH X 15,546 MCKESSON CORP COM 58155Q103 15 207 SH X 207 MEADOWBROOK INS GROUP INC COM 58319P108 108 12,075 SH X 12,075 MEDCO HEALTH SOLUTIONS INC COM 58405U102 1,380 29,425 SH X 29,425 MEDCO HEALTH SOLUTIONS INC COM 58405U102 106 2,258 SH X 2,258 MERCK & CO INC NEW COM 58933Y105 337 10,316 SH X 10,316 MERCK & CO INC NEW COM 58933Y105 312 9,541 SH X 2,668 873 6,000 METLIFE INC COM 59156R108 3,590 128,181 SH X 128,181 METLIFE INC COM 59156R108 98 3,491 SH X 3,166 325 MOLSON COORS BREWING CO CL B 60871R209 349 8,802 SH X 8,802 MOSAIC CO NEW COM 61945C103 227 4,629 SH X 4,629 MOSAIC CO NEW COM 61945C103 49 996 SH X 896 100 MYRIAD GENETICS INC COM 62855J104 889 47,430 SH X 47,430 MYRIAD GENETICS INC COM 62855J104 53 2,820 SH X 2,820 NII HLDGS INC CL B NEW 62913F201 1,814 67,305 SH X 67,305 NII HLDGS INC CL B NEW 62913F201 51 1,891 SH X 1,891 NARA BANCORP INC COM 63080P105 72 11,815 SH X 11,815 NEUSTAR INC CL A 64126X201 203 8,066 SH X 8,066 NEXTERA ENERGY INC COM 65339F101 3,102 57,424 SH X 57,424 NEXTERA ENERGY INC COM 65339F101 274 5,076 SH X 3,926 1,150 NISOURCE INC COM 65473P105 716 33,472 SH X 33,472 NORANDA ALUM HLDG CORP COM 65542W107 101 12,149 SH X 12,149 NOVARTIS A G SP ADR 66987V109 3,072 55,084 SH X 55,084 NOVARTIS A G SP ADR 66987V109 280 5,017 SH X 4,917 100 NVIDIA CORP COM 67066G104 272 21,776 SH X 21,776 NVIDIA CORP COM 67066G104 2 150 SH X 150 ORACLE CORP COM 68389X105 7,739 269,265 SH X 269,265 ORACLE CORP COM 68389X105 693 24,114 SH X 24,114 PANERA BREAD CO CL A 69840W108 210 2,016 SH X 2,016 POTASH CORP SASK INC COM 73755L107 259 5,994 SH X 5,994 PUBLIC STORAGE COM 74460D109 143 1,282 SH X 1,282 PUBLIC STORAGE COM 74460D109 94 845 SH X 845 PUBLICIS S A NEW SP ADR 74463M106 203 9,647 SH X 9,647 SPDR S&P 500 ETF TR COM 78462F103 10,690 94,472 SH X 94,432 40 SPDR S&P 500 ETF TR COM 78462F103 624 5,513 SH X 2,047 1,999 1,467 SPDR GOLD TRUST COM 78463V107 421 2,662 SH X 2,662 SPDR S&P MIDCAP 400 ETF TR COM 78467Y107 4,914 34,573 SH X 34,548 25
COLUMN 1 COL 2 COLUMN 3 COL 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 -------- -------- --------- -------- -------- ----------- ----- --------------------- INVESTMENT TYPE MARKET DISCRETION OF VALUE SHS OR SH/ PUT/ SOL SHR OTH OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL (A) (B) (C) MRGS SOLE SHR NONE -------------- -------- --------- -------- -------- --- ---- --- --- --- ----- ------- ------ ------ SPDR S&P MIDCAP 400 ETF TR COM 78467Y107 79 558 SH X 558 SVB FINL GROUP COM 78486Q101 311 8,399 SH X 8,399 SABMILLER PLC SP ADR 78572M105 209 6,364 SH X 6,364 SALESFORCE COM INC COM 79466L302 885 7,744 SH X 7,744 SALESFORCE COM INC COM 79466L302 79 690 SH X 690 SANDISK CORP COM 80004C101 1,470 36,417 SH X 36,417 SANDISK CORP COM 80004C101 79 1,960 SH X 1,960 SBERBANK RUSSIA SP ADR 80585Y308 175 20,037 SH X 20,037 SEALED AIR CORP NEW COM 81211K100 224 13,384 SH X 13,384 SEALED AIR CORP NEW COM 81211K100 1 40 SH X 40 STRATEGIC HOTELS & RESORTS I COM 86272T106 73 16,824 SH X 16,824 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 352 10,746 SH X 10,746 TENCENT HLDGS LTD ADR 88032Q109 213 10,078 SH X 10,078 3M CO COM 88579Y101 1,978 27,554 SH X 27,554 3M CO COM 88579Y101 1,550 21,586 SH X 9,461 125 12,000 TIBCO SOFTWARE INC COM 88632Q103 1,187 53,033 SH X 53,033 UNITED THERAPEUTICS CORP DEL COM 91307C102 831 22,157 SH X 22,157 UNITED THERAPEUTICS CORP DEL COM 91307C102 4 95 SH X 95 UNITEDHEALTH GROUP INC COM 91324P102 299 6,488 SH X 6,488 UNITEDHEALTH GROUP INC COM 91324P102 206 4,461 SH X 4,461 VALERO ENERGY CORP NEW COM 91913Y100 1,241 69,802 SH X 69,802 VALERO ENERGY CORP NEW COM 91913Y100 49 2,748 SH X 1,073 1,675 VALUECLICK INC COM 92046N102 1,682 18,121 SH X 108,121 VALUECLICK INC COM 92046N102 3 223 SH X 223 VARIAN MED SYS INC COM 92220P105 1,619 31,042 SH X 31,042 VARIAN MED SYS INC COM 92220P105 16 306 SH X 306 VERIFONE SYS INC COM 92342Y109 1,597 45,606 SH X 45,606 VERIFONE SYS INC COM 92342Y109 21 591 SH X 591 VERIZON COMMUNICATIONS INC COM 92343V104 8,794 238,957 SH X 238,957 VERIZON COMMUNICATIONS INC COM 92343V104 1,943 52,794 SH X 27,743 3,293 21,758 VISA INC COM CL A 92826C839 738 8,615 SH X 8,615 VISA INC COM CL A 92826C839 82 953 SH X 953 VODAFONE GROUP PLC NEW SP ADR 92857W209 535 20,837 SH X 20,837 VODAFONE GROUP PLC NEW SP ADR 92857W209 73 2,850 SH X 2,625 225 VONAGE HLDGS CORP COM 92886T201 27 10,280 SH X 10,280 WELLCARE HEALTH PLANS INC COM 94946T106 557 14,672 SH X 14,672 WELLPOINT INC COM 94973V107 715 10,951 SH X 10,951 WESCO INTL INC COM 95082P105 843 25,114 SH X 25,114 WESCO INTL INC COM 95082P105 7 199 SH X 199 ZIMMER HLDGS INC COM 98956P102 2,076 38,822 SH X 38,822 ZIMMER HLDGS INC COM 98956P102 121 2,271 SH X 1,905 366 ASSURED GUARANTY LTD COM G0585R106 1,767 160,758 SH X 160,758 ASSURED GUARANTY LTD COM G0585R106 9 813 SH X 813 ACCENTURE PLC IRELAND CL A G1151C101 1,642 31,178 SH X 31,178 ACCENTURE PLC IRELAND CL A G1151C101 542 10,295 SH X 2,220 75 8,000 BUNGE LIMITED COM G16962105 866 14,849 SH X 14,849 BUNGE LIMITED COM G16962105 91 1,560 SH X 1,560 HERBALIFE LTD COM G4412G101 6,021 112,329 SH X 112,329 HERBALIFE LTD COM G4412G101 166 3,102 SH X 3,102 SIGNET JEWELERS LIMITED SHS G81276100 727 21,521 SH X 21,521 ACE LTD SHS H0023R105 351 5,797 SH X 5,797 ACE LTD SHS H0023R105 22 365 SH X 365 ALLIED WRLD ASSUR COM HLDG A SHS H01531104 1,065 19,830 SH X 19,830 AVAGO TECHNOLOGIES LTD SHS Y0486S104 1,031 31,451 SH X 31,451