0000950123-20-001430.txt : 20200211 0000950123-20-001430.hdr.sgml : 20200211 20200211133854 ACCESSION NUMBER: 0000950123-20-001430 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200211 DATE AS OF CHANGE: 20200211 EFFECTIVENESS DATE: 20200211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE, NATIONAL ASSOCIATION CENTRAL INDEX KEY: 0000047288 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 720210640 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04203 FILM NUMBER: 20595662 BUSINESS ADDRESS: STREET 1: 299 PARK AVENUE STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 646-836-5097 MAIL ADDRESS: STREET 1: 299 PARK AVENUE STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: CAPITAL ONE, N.A. DATE OF NAME CHANGE: 20060428 FORMER COMPANY: FORMER CONFORMED NAME: HIBERNIA NATIONAL BANK DATE OF NAME CHANGE: 20060214 FORMER COMPANY: FORMER CONFORMED NAME: HIBERNIA CORP DATE OF NAME CHANGE: 19920703 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000047288 XXXXXXXX 12-31-2019 12-31-2019 Capital One, National Association

299 Park Avenue 31st Floor New York NY 10017

13F HOLDINGS REPORT 028-04203 N Charles R. Devaney 732-321-4708 Charles Devaney Edison NJ 02-10-2020 1 314 755979 false 1 United Income, Inc. INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579Y101 312 1771 SH DFND 1 0 0 1771 ABBOTT LABS COM 002824100 1111 12795 SH DFND 1 0 0 12795 ABBVIE INC COM 00287Y109 1015 11461 SH DFND 1 0 0 11461 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1525 7244 SH DFND 1 0 0 7244 ADVISORSHARES TR NEWFLT MULSINC 00768Y727 859 17723 SH DFND 1 0 0 17723 AIR PRODS & CHEMS INC COM 009158106 873 3716 SH DFND 1 0 0 3716 ALBEMARLE CORP COM 012653101 953 13046 SH DFND 1 0 0 13046 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 389 1835 SH DFND 1 0 0 1835 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 4318 399107 SH DFND 1 0 0 399107 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 568 18763 SH DFND 1 0 0 18763 ALPHABET INC CAP STK CL A 02079K305 727 543 SH DFND 1 0 0 543 ALPHABET INC CAP STK CL C 02079K107 1024 766 SH DFND 1 0 0 766 ALPS ETF TR ALERIAN MLP 00162Q866 177 20853 SH DFND 1 0 0 20853 ALTRIA GROUP INC COM 02209S103 608 12186 SH DFND 1 0 0 12186 AMAZON COM INC COM 023135106 3380 1829 SH DFND 1 0 0 1829 AMERICAN EXPRESS CO COM 025816109 1056 8480 SH DFND 1 0 0 8480 AMERICAN WTR WKS CO INC NEW COM 030420103 518 4217 SH DFND 1 0 0 4217 AMGEN INC COM 031162100 1729 7171 SH DFND 1 0 0 7171 ANALOG DEVICES INC COM 032654105 891 7501 SH DFND 1 0 0 7501 ANNALY CAP MGMT INC COM 035710409 1032 109550 SH DFND 1 0 0 109550 APPLE INC COM 037833100 5116 17421 SH DFND 1 0 0 17421 ARCONIC INC COM 03965L100 225 7327 SH DFND 1 0 0 7327 AT&T INC COM 00206R102 2292 58658 SH DFND 1 0 0 58658 AUTOMATIC DATA PROCESSING IN COM 053015103 256 1503 SH DFND 1 0 0 1503 BANK AMER CORP 7.25%CNV PFD L 060505682 655 452 SH DFND 1 0 0 452 BANK AMER CORP COM 060505104 1246 35381 SH DFND 1 0 0 35381 BANK NEW YORK MELLON CORP COM 064058100 622 12355 SH DFND 1 0 0 12355 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1214 5360 SH DFND 1 0 0 5360 BLACKSTONE GROUP INC COM CL A 09260D107 509 9093 SH DFND 1 0 0 9093 BOEING CO COM 097023105 1220 3744 SH DFND 1 0 0 3744 BRISTOL MYERS SQUIBB CO COM 110122108 1320 20568 SH DFND 1 0 0 20568 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 1218 21081 SH DFND 1 0 0 21081 CAPITAL ONE FINL CORP COM 14040H105 945 9184 SH DFND 1 0 0 9184 CATERPILLAR INC DEL COM 149123101 746 5050 SH DFND 1 0 0 5050 CEDAR FAIR L P DEPOSITRY UNIT 150185106 204 3675 SH DFND 1 0 0 3675 CHEVRON CORP NEW COM 166764100 2228 18487 SH DFND 1 0 0 18487 CHUBB LIMITED COM H1467J104 419 2692 SH DFND 1 0 0 2692 CISCO SYS INC COM 17275R102 3046 63519 SH DFND 1 0 0 63519 CITIGROUP INC COM NEW 172967424 339 4245 SH DFND 1 0 0 4245 CME GROUP INC COM 12572Q105 539 2687 SH DFND 1 0 0 2687 COMCAST CORP NEW CL A 20030N101 350 7787 SH DFND 1 0 0 7787 CONNECTONE BANCORP INC NEW COM 20786W107 236 9193 SH DFND 1 0 0 9193 CONOCOPHILLIPS COM 20825C104 1516 23307 SH DFND 1 0 0 23307 COSTCO WHSL CORP NEW COM 22160K105 1444 4913 SH DFND 1 0 0 4913 CROWN CASTLE INTL CORP NEW COM 22822V101 320 2250 SH DFND 1 0 0 2250 CSX CORP COM 126408103 202 2798 SH DFND 1 0 0 2798 CVS HEALTH CORP COM 126650100 1645 22140 SH DFND 1 0 0 22140 DANAHER CORPORATION COM 235851102 3008 19597 SH DFND 1 0 0 19597 DARDEN RESTAURANTS INC COM 237194105 209 1914 SH DFND 1 0 0 1914 DIAGEO P L C SPON ADR NEW 25243Q205 834 4954 SH DFND 1 0 0 4954 DIREXION SHS ETF TR DAILY TECHNOLOGY 25460E562 114 16000 SH DFND 1 0 0 16000 DISNEY WALT CO COM DISNEY 254687106 2927 20241 SH DFND 1 0 0 20241 DNP SELECT INCOME FD COM 23325P104 183 14320 SH DFND 1 0 0 14320 DOW INC COM 260557103 351 6408 SH DFND 1 0 0 6408 DUKE ENERGY CORP NEW COM NEW 26441C204 1004 11012 SH DFND 1 0 0 11012 DUPONT DE NEMOURS INC COM 26614N102 428 6673 SH DFND 1 0 0 6673 EASTGROUP PPTY INC COM 277276101 272 2050 SH DFND 1 0 0 2050 EATON VANCE TAX ADVT DIV INC COM 27828G107 245 9600 SH DFND 1 0 0 9600 ECOLAB INC COM 278865100 286 1480 SH DFND 1 0 0 1480 ENBRIDGE INC COM 29250N105 317 7963 SH DFND 1 0 0 7963 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 1147 89368 SH DFND 1 0 0 89368 ENTERPRISE PRODS PARTNERS L COM 293792107 2285 81129 SH DFND 1 0 0 81129 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 1091 26277 SH DFND 1 0 0 26277 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 1288 25983 SH DFND 1 0 0 25983 EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 318 9000 SH DFND 1 0 0 9000 EXXON MOBIL CORP COM 30231G102 2909 41691 SH DFND 1 0 0 41691 FACEBOOK INC CL A 30303M102 1085 5284 SH DFND 1 0 0 5284 FIDELITY LTD TRM BD ETF 316188200 582 11441 SH DFND 1 0 0 11441 FIDELITY COVINGTON TR CONSMR STAPLES 316092303 686 18198 SH DFND 1 0 0 18198 FIDELITY COVINGTON TR MSCI FINLS IDX 316092501 734 16517 SH DFND 1 0 0 16517 FIDELITY COVINGTON TR MSCI HLTH CARE I 316092600 774 15560 SH DFND 1 0 0 15560 FIDELITY COVINGTON TR MSCI UTILS INDEX 316092865 654 15466 SH DFND 1 0 0 15466 FIRST FINL BANCORP OH COM 320209109 584 22968 SH DFND 1 0 0 22968 FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 1624 26913 SH DFND 1 0 0 26913 FIRST TR EXCHANGE TRADED FD CHINDIA ETF 33733A102 1942 48920 SH DFND 1 0 0 48920 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 2911 58179 SH DFND 1 0 0 58179 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 6491 108014 SH DFND 1 0 0 108014 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 852 16453 SH DFND 1 0 0 16453 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 761 15887 SH DFND 1 0 0 15887 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 5377 184088 SH DFND 1 0 0 184088 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 1018 50718 SH DFND 1 0 0 50718 FORTIVE CORP COM 34959J108 541 7084 SH DFND 1 0 0 7084 FRANCO NEVADA CORP COM 351858105 212 2050 SH DFND 1 0 0 2050 GALLAGHER ARTHUR J & CO COM 363576109 987 10362 SH DFND 1 0 0 10362 GENERAL ELECTRIC CO COM 369604103 856 76714 SH DFND 1 0 0 76714 GENERAL MTRS CO COM 37045V100 238 6500 SH DFND 1 0 0 6500 GILEAD SCIENCES INC COM 375558103 543 8356 SH DFND 1 0 0 8356 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 9216 268362 SH DFND 1 0 0 268362 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 28778 951350 SH DFND 1 0 0 951350 GOLDMAN SACHS ETF TR EQUITY ETF 381430503 689 10653 SH DFND 1 0 0 10653 HELMERICH & PAYNE INC COM 423452101 691 15200 SH DFND 1 0 0 15200 HOME DEPOT INC COM 437076102 2742 12556 SH DFND 1 0 0 12556 HONEYWELL INTL INC COM 438516106 1857 10494 SH DFND 1 0 0 10494 INTEL CORP COM 458140100 1190 19876 SH DFND 1 0 0 19876 INTERNATIONAL BUSINESS MACHS COM 459200101 382 2846 SH DFND 1 0 0 2846 INVESCO ACTIVELY MANAGD ETF ULTRA SHRT DUR 46090A887 3671 72871 SH DFND 1 0 0 72871 INVESCO CALIF VALUE MUN INC COM 46132H106 331 25789 SH DFND 1 0 0 25789 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 HY 46138J809 365 14800 SH DFND 1 0 0 14800 INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 46137V787 821 14709 SH DFND 1 0 0 14709 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 259 2043 SH DFND 1 0 0 2043 INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 46137V530 1946 13760 SH DFND 1 0 0 13760 INVESCO EXCHANGE TRADED FD T S&P SML600 GWT 46137V175 937 7936 SH DFND 1 0 0 7936 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 565 15443 SH DFND 1 0 0 15443 INVESCO EXCHNG TRADED FD TR NATL AMT MUNI 46138E537 289 10915 SH DFND 1 0 0 10915 INVESCO EXCHNG TRADED FD TR S&P HIGH INCOM 46138E255 804 28091 SH DFND 1 0 0 28091 INVESCO EXCHNG TRADED FD TR S&P SMLCP LOW 46138G102 6454 126852 SH DFND 1 0 0 126852 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 439 7532 SH DFND 1 0 0 7532 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 3098 135749 SH DFND 1 0 0 135749 INVESCO QQQ TR UNIT SER 1 46090E103 274 1287 SH DFND 1 0 0 1287 ISHARES INC CORE MSCI EMKT 46434G103 19765 367659 SH DFND 1 0 0 367659 ISHARES INC MIN VOL EMRG MKT 464286533 999 17023 SH DFND 1 0 0 17023 ISHARES INC MLT FCTR EMG MKT 46434G889 500 10979 SH DFND 1 0 0 10979 ISHARES TR 20 YR TR BD ETF 464287432 1346 9938 SH DFND 1 0 0 9938 ISHARES TR AGGRES ALLOC ETF 464289859 208 3583 SH DFND 1 0 0 3583 ISHARES TR BARCLAYS 7 10 YR 464287440 418 3788 SH DFND 1 0 0 3788 ISHARES TR CALIF MUN BD ETF 464288356 884 14435 SH DFND 1 0 0 14435 ISHARES TR CORE DIV GRWTH 46434V621 1106 26282 SH DFND 1 0 0 26282 ISHARES TR CORE HIGH DV ETF 46429B663 9773 99651 SH DFND 1 0 0 99651 ISHARES TR CORE INTL AGGR 46435G672 452 8244 SH DFND 1 0 0 8244 ISHARES TR CORE MSCI EAFE 46432F842 41231 631990 SH DFND 1 0 0 631990 ISHARES TR CORE MSCI TOTAL 46432F834 6077 98171 SH DFND 1 0 0 98171 ISHARES TR CORE S&P MCP ETF 464287507 947 4602 SH DFND 1 0 0 4602 ISHARES TR CORE S&P SCP ETF 464287804 349 4168 SH DFND 1 0 0 4168 ISHARES TR CORE S&P TTL STK 464287150 848 11664 SH DFND 1 0 0 11664 ISHARES TR CORE S&P500 ETF 464287200 11171 34559 SH DFND 1 0 0 34559 ISHARES TR CORE US AGGBD ET 464287226 1257 11188 SH DFND 1 0 0 11188 ISHARES TR EAFE SML CP ETF 464288273 753 12085 SH DFND 1 0 0 12085 ISHARES TR EDGE MSCI USA VL 46432F388 12617 140610 SH DFND 1 0 0 140610 ISHARES TR ESG MSCI EAFE 46435G516 469 6827 SH DFND 1 0 0 6827 ISHARES TR EXPND TEC SC ETF 464287549 2978 12298 SH DFND 1 0 0 12298 ISHARES TR FLTG RATE NT ETF 46429B655 759 14905 SH DFND 1 0 0 14905 ISHARES TR GLOBAL TECH ETF 464287291 233 1107 SH DFND 1 0 0 1107 ISHARES TR IBONDS DEC 26 46435U259 321 12361 SH DFND 1 0 0 12361 ISHARES TR IBONDS DEC 28 46435U325 202 7715 SH DFND 1 0 0 7715 ISHARES TR IBONDS DEC20 ETF 46434VAQ3 1310 51782 SH DFND 1 0 0 51782 ISHARES TR IBONDS DEC2021 46435G789 251 9734 SH DFND 1 0 0 9734 ISHARES TR IBONDS DEC2022 46435G755 227 8671 SH DFND 1 0 0 8671 ISHARES TR IBONDS DEC23 ETF 46434VAX8 234 9150 SH DFND 1 0 0 9150 ISHARES TR IBONDS DEC24 ETF 46434VBG4 1263 49164 SH DFND 1 0 0 49164 ISHARES TR IBONDS DEC25 ETF 46434VBD1 2621 101037 SH DFND 1 0 0 101037 ISHARES TR IBONDS MAR20 ETF 46432FBC0 1276 48965 SH DFND 1 0 0 48965 ISHARES TR IBONDS MAR23 ETF 46432FAZ0 1351 50336 SH DFND 1 0 0 50336 ISHARES TR IBOXX HI YD ETF 464288513 3630 41274 SH DFND 1 0 0 41274 ISHARES TR IBOXX INV CP ETF 464287242 708 5535 SH DFND 1 0 0 5535 ISHARES TR INTRM TR CRP ETF 464288638 731 12604 SH DFND 1 0 0 12604 ISHARES TR JPMORGAN USD EMG 464288281 13926 121561 SH DFND 1 0 0 121561 ISHARES TR MBS ETF 464288588 730 6757 SH DFND 1 0 0 6757 ISHARES TR MIN VOL EAFE ETF 46429B689 7590 101821 SH DFND 1 0 0 101821 ISHARES TR MSCI CHINA ETF 46429B671 896 13976 SH DFND 1 0 0 13976 ISHARES TR MSCI EAFE ETF 464287465 3096 44579 SH DFND 1 0 0 44579 ISHARES TR MSCI EMG MKT ETF 464287234 394 8779 SH DFND 1 0 0 8779 ISHARES TR MSCI KLD400 SOC 464288570 293 2438 SH DFND 1 0 0 2438 ISHARES TR MSCI MIN VOL ETF 46429B697 10998 167648 SH DFND 1 0 0 167648 ISHARES TR MSCI USA ESG SLC 464288802 384 2867 SH DFND 1 0 0 2867 ISHARES TR MULTIFACTOR INTL 46434V274 1083 40035 SH DFND 1 0 0 40035 ISHARES TR NASDAQ BIOTECH 464287556 852 7067 SH DFND 1 0 0 7067 ISHARES TR NATIONAL MUN ETF 464288414 4382 38467 SH DFND 1 0 0 38467 ISHARES TR PFD AND INCM SEC 464288687 4618 122841 SH DFND 1 0 0 122841 ISHARES TR RUS 1000 ETF 464287622 718 4026 SH DFND 1 0 0 4026 ISHARES TR RUS TP200 GR ETF 464289438 2049 21214 SH DFND 1 0 0 21214 ISHARES TR RUSSELL 2000 ETF 464287655 7850 47385 SH DFND 1 0 0 47385 ISHARES TR SH TR CRPORT ETF 464288646 1049 19559 SH DFND 1 0 0 19559 ISHARES TR U.S. FINLS ETF 464287788 208 1510 SH DFND 1 0 0 1510 ISHARES TR U.S. MED DVC ETF 464288810 505 1910 SH DFND 1 0 0 1910 ISHARES TR US AER DEF ETF 464288760 1117 5030 SH DFND 1 0 0 5030 ISHARES TR US TREAS BD ETF 46429B267 1484 57190 SH DFND 1 0 0 57190 ISHARES TR USA MOMENTUM FCT 46432F396 15219 121209 SH DFND 1 0 0 121209 ISHARES TR USA QUALITY FCTR 46432F339 11024 109145 SH DFND 1 0 0 109145 ISHARES US ETF TR SHT MAT BD ETF 46431W507 696 13861 SH DFND 1 0 0 13861 JD COM INC SPON ADR CL A 47215P106 1252 35545 SH DFND 1 0 0 35545 JOHNSON & JOHNSON COM 478160104 2994 20523 SH DFND 1 0 0 20523 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 1019 20201 SH DFND 1 0 0 20201 JP MORGAN EXCHANGE TRADED FD ULTRA SHT MUNCPL 46641Q654 1204 23845 SH DFND 1 0 0 23845 JPMORGAN CHASE & CO COM 46625H100 2958 21216 SH DFND 1 0 0 21216 KINDER MORGAN INC DEL COM 49456B101 247 11677 SH DFND 1 0 0 11677 KKR & CO INC CL A 48251W104 324 11120 SH DFND 1 0 0 11120 KRAFT HEINZ CO COM 500754106 285 8862 SH DFND 1 0 0 8862 L3HARRIS TECHNOLOGIES INC COM 502431109 1593 8050 SH DFND 1 0 0 8050 LILLY ELI & CO COM 532457108 1102 8381 SH DFND 1 0 0 8381 LOCKHEED MARTIN CORP COM 539830109 1540 3955 SH DFND 1 0 0 3955 LOWES COS INC COM 548661107 1020 8519 SH DFND 1 0 0 8519 LULULEMON ATHLETICA INC COM 550021109 303 1307 SH DFND 1 0 0 1307 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 262 2773 SH DFND 1 0 0 2773 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1461 23231 SH DFND 1 0 0 23231 MARKEL CORP COM 570535104 349 305 SH DFND 1 0 0 305 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 299 11250 SH DFND 1 0 0 11250 MCCORMICK & CO INC COM NON VTG 579780206 455 2682 SH DFND 1 0 0 2682 MCDONALDS CORP COM 580135101 2803 14186 SH DFND 1 0 0 14186 MERCK & CO INC COM 58933Y105 509 5596 SH DFND 1 0 0 5596 MICROCHIP TECHNOLOGY INC COM 595017104 915 8736 SH DFND 1 0 0 8736 MICROSOFT CORP COM 594918104 6110 38747 SH DFND 1 0 0 38747 MONDELEZ INTL INC CL A 609207105 382 6927 SH DFND 1 0 0 6927 NETFLIX INC COM 64110L106 245 757 SH DFND 1 0 0 757 NIKE INC CL B 654106103 893 8816 SH DFND 1 0 0 8816 NOVARTIS A G SPONSORED ADR 66987V109 976 10311 SH DFND 1 0 0 10311 NOVO-NORDISK A S ADR 670100205 541 9343 SH DFND 1 0 0 9343 NVIDIA CORP COM 67066G104 667 2833 SH DFND 1 0 0 2833 NXP SEMICONDUCTORS N V COM N6596X109 267 2100 SH DFND 1 0 0 2100 ONE GAS INC COM 68235P108 931 9953 SH DFND 1 0 0 9953 ONEOK INC NEW COM 682680103 1738 22964 SH DFND 1 0 0 22964 ORACLE CORP COM 68389X105 346 6539 SH DFND 1 0 0 6539 PACCAR INC COM 693718108 204 2577 SH DFND 1 0 0 2577 PACER FDS TR TRENDP US LAR CP 69374H105 15818 472733 SH DFND 1 0 0 472733 PACER FDS TR TRENDP US MID CP 69374H204 357 11606 SH DFND 1 0 0 11606 PAYCHEX INC COM 704326107 799 9392 SH DFND 1 0 0 9392 PAYPAL HLDGS INC COM 70450Y103 554 5121 SH DFND 1 0 0 5121 PEPSICO INC COM 713448108 2523 18463 SH DFND 1 0 0 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0 0 3875 SEATTLE GENETICS INC COM 812578102 203 1775 SH DFND 1 0 0 1775 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 3812 71075 SH DFND 1 0 0 71075 SELECT SECTOR SPDR TR ENERGY 81369Y506 1562 26019 SH DFND 1 0 0 26019 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1135 29363 SH DFND 1 0 0 29363 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 3973 31676 SH DFND 1 0 0 31676 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2831 44952 SH DFND 1 0 0 44952 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 5990 58805 SH DFND 1 0 0 58805 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 5303 172284 SH DFND 1 0 0 172284 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 3321 40760 SH DFND 1 0 0 40760 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1253 19398 SH DFND 1 0 0 19398 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 938 15267 SH DFND 1 0 0 15267 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 9145 99756 SH DFND 1 0 0 99756 SEMPRA ENERGY COM 816851109 382 2521 SH DFND 1 0 0 2521 SERVICENOW INC COM 81762P102 296 1050 SH DFND 1 0 0 1050 SONOCO PRODS CO COM 835495102 329 5326 SH DFND 1 0 0 5326 SPDR GOLD TRUST GOLD SHS 78463V107 1424 9966 SH DFND 1 0 0 9966 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 1084 42054 SH DFND 1 0 0 42054 SPDR S&P 500 ETF TR TR UNIT 78462F103 41681 129499 SH DFND 1 0 0 129499 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 363 967 SH DFND 1 0 0 967 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 2206 39750 SH DFND 1 0 0 39750 SPDR SERIES TRUST BLOMBERG BRC INV 78468R200 7541 245384 SH DFND 1 0 0 245384 SPDR SERIES TRUST BLOMBERG INTL TR 78464A516 774 26866 SH DFND 1 0 0 26866 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 3253 66242 SH DFND 1 0 0 66242 SPDR SERIES TRUST SSGA US SMAL ETF 78468R887 325 3246 SH DFND 1 0 0 3246 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 188 12850 SH DFND 1 0 0 12850 STARBUCKS CORP COM 855244109 1638 18636 SH DFND 1 0 0 18636 STRYKER CORP COM 863667101 448 2136 SH DFND 1 0 0 2136 SYSCO CORP COM 871829107 240 2807 SH DFND 1 0 0 2807 THERMO FISHER SCIENTIFIC INC COM 883556102 2581 7946 SH DFND 1 0 0 7946 TITAN MED INC COM NEW 88830X819 31 63000 SH DFND 1 0 0 63000 TJX COS INC NEW COM 872540109 299 4900 SH DFND 1 0 0 4900 TRUIST FINL CORP COM 89832Q109 278 4932 SH DFND 1 0 0 4932 TYSON FOODS INC CL A 902494103 646 7092 SH DFND 1 0 0 7092 UNILEVER N V N Y SHS NEW 904784709 206 3593 SH DFND 1 0 0 3593 UNION PACIFIC CORP COM 907818108 1253 6929 SH DFND 1 0 0 6929 UNITED PARCEL SERVICE INC CL B 911312106 1074 9174 SH DFND 1 0 0 9174 UNITED TECHNOLOGIES CORP COM 913017109 359 2399 SH DFND 1 0 0 2399 UNITEDHEALTH GROUP INC COM 91324P102 641 2182 SH DFND 1 0 0 2182 UPWORK INC COM 91688F104 566 53023 SH DFND 1 0 0 53023 US BANCORP DEL COM NEW 902973304 400 6740 SH DFND 1 0 0 6740 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 267 3314 SH DFND 1 0 0 3314 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 26574 316881 SH DFND 1 0 0 316881 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 22011 389026 SH DFND 1 0 0 389026 VANGUARD GROUP DIV APP ETF 921908844 6224 49928 SH DFND 1 0 0 49928 VANGUARD INDEX FDS GROWTH ETF 922908736 524 2878 SH DFND 1 0 0 2878 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1433 9024 SH DFND 1 0 0 9024 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1486 12465 SH DFND 1 0 0 12465 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 326 3511 SH DFND 1 0 0 3511 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 277 936 SH DFND 1 0 0 936 VANGUARD INDEX FDS SM CP VAL ETF 922908611 731 5330 SH DFND 1 0 0 5330 VANGUARD INDEX FDS SML CP GRW ETF 922908595 319 1604 SH DFND 1 0 0 1604 VANGUARD INDEX FDS TOTAL STK MKT 922908769 305 1866 SH DFND 1 0 0 1866 VANGUARD INDEX FDS VALUE ETF 922908744 963 8037 SH DFND 1 0 0 8037 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 341 6350 SH DFND 1 0 0 6350 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1050 23619 SH DFND 1 0 0 23619 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 654 8069 SH DFND 1 0 0 8069 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 15192 308270 SH DFND 1 0 0 308270 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 2052 38330 SH DFND 1 0 0 38330 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 5933 89974 SH DFND 1 0 0 89974 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 10345 113269 SH DFND 1 0 0 113269 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 1474 14541 SH DFND 1 0 0 14541 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 5589 91881 SH DFND 1 0 0 91881 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 4583 56556 SH DFND 1 0 0 56556 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 3816 86600 SH DFND 1 0 0 86600 VANGUARD WHITEHALL FDS INC EMERG MKT BD ETF 921946885 449 5516 SH DFND 1 0 0 5516 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 2958 31566 SH DFND 1 0 0 31566 VERIZON COMMUNICATIONS INC COM 92343V104 2475 40316 SH DFND 1 0 0 40316 VIACOMCBS INC CL B 92556H206 255 6065 SH DFND 1 0 0 6065 VISA INC COM CL A 92826C839 1387 7381 SH DFND 1 0 0 7381 WALMART INC COM 931142103 531 4471 SH DFND 1 0 0 4471 WELLS FARGO CO NEW COM 949746101 1185 22030 SH DFND 1 0 0 22030 WILLIAMS COS INC DEL COM 969457100 350 14776 SH DFND 1 0 0 14776 WISDOMTREE TR EMG MKTS SMCAP 97717W281 4968 103896 SH DFND 1 0 0 103896 WISDOMTREE TR GLB US QTLY DIV 97717W844 505 7682 SH DFND 1 0 0 7682 WISDOMTREE TR INTL SMCAP DIV 97717W760 900 12651 SH DFND 1 0 0 12651 WISDOMTREE TR US QTLY DIV GRT 97717X669 319 6582 SH DFND 1 0 0 6582 WISDOMTREE TR US SMALLCAP DIVD 97717W604 1471 51304 SH DFND 1 0 0 51304 YUM BRANDS INC COM 988498101 253 2510 SH DFND 1 0 0 2510