0001209191-22-060813.txt : 20221212 0001209191-22-060813.hdr.sgml : 20221212 20221212202000 ACCESSION NUMBER: 0001209191-22-060813 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221208 FILED AS OF DATE: 20221212 DATE AS OF CHANGE: 20221212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tran Tuan CENTRAL INDEX KEY: 0001793233 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04423 FILM NUMBER: 221458325 MAIL ADDRESS: STREET 1: 1501 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HP INC CENTRAL INDEX KEY: 0000047217 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 941081436 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1501 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6508571501 MAIL ADDRESS: STREET 1: 1501 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: HEWLETT PACKARD CO DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-12-08 0 0000047217 HP INC HPQ 0001793233 Tran Tuan C/O HP INC. 1501 PAGE MILL RD PALO ALTO CA 94304 0 1 0 0 Pres Imaging Prtng & Solutions Common Stock 2022-12-09 4 S 0 54115 28.33 D 61465 D Common Stock 884.605 I By 401(k) Plan Restricted Stock Units 2022-12-08 4 A 0 84972 A Common Stock 84972 84972 D Performance Adjusted Restricted Stock Units 2022-12-08 4 A 0 54362 A Common Stock 54362 54362 D Performance Contingent Stock Options 28.48 2022-12-08 4 A 0 192418 A 2032-12-08 Common Stock 192418 192418 D The sales reported on this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/29/2022. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.23-$28.41, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer the full information regarding the number of shares and prices at which the transaction was effected. Includes shares acquired and dividends earned through October 31, 2022 in the HP Inc. 401(k) Plan. Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. On 12/8/2022, the reporting person was granted 84,972 RSUs, 1/3 of which vest annually over 3 years on the anniversary of 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock. On 12/8/2022, the reporting person was granted 54,362 PARSUs, which will only be earned after certification of financial results as of October 31, 2025, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Depending on the level of achievement of such goals, the actual number of PARSUs earned can range from 0% to 300% of the target number of PARSUs shown in column 5. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. On 12/8/2022, the reporting person was granted 192,418 performance contingent stock options, 1/3 of which vest annually over 3 years on the anniversary of the grant date, in each case subject to the satisfaction of certain stock price performance conditions. /s/ Rick Hansen as Attorney-in-Fact for Tuan Tran 2022-12-12