-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LyCqQLRj8jpBhrZXm9T8tQNJXaF30vLoIzPWBh/wwe7GAXNRYPdoQD4yfKqqEkdS hAtNxNbsYvLDxNuve+gC1w== 0000909012-00-000064.txt : 20000207 0000909012-00-000064.hdr.sgml : 20000207 ACCESSION NUMBER: 0000909012-00-000064 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000204 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HERLEY INDUSTRIES INC /NEW CENTRAL INDEX KEY: 0000047035 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 232413500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-34884 FILM NUMBER: 524179 BUSINESS ADDRESS: STREET 1: 10 INDUSTRY DR CITY: LANCASTER STATE: PA ZIP: 17603 BUSINESS PHONE: 7173972777 MAIL ADDRESS: STREET 1: 10 INDUSTRY DRIVE CITY: LANCASTER STATE: PA ZIP: 17603 FORMER COMPANY: FORMER CONFORMED NAME: HERLEY MICROWAVE SYSTEMS INC DATE OF NAME CHANGE: 19900510 FORMER COMPANY: FORMER CONFORMED NAME: HERLEY INDUSTRIES INC DATE OF NAME CHANGE: 19831103 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EMERALD ADVISERS INC /PA/ /ADV CENTRAL INDEX KEY: 0000881235 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 232664857 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1857 WILLIAM PENN WAY STREET 2: STE 204 CITY: LANCASTER STATE: PA ZIP: 17601 BUSINESS PHONE: 7173961116 MAIL ADDRESS: STREET 1: P O BOX 10666 CITY: LANCASTER STATE: PA ZIP: 17605 FORMER COMPANY: FORMER CONFORMED NAME: EMERALD ADVISERS INC /PA/ /ADV DATE OF NAME CHANGE: 19970207 SC 13G/A 1 HERLEY INDUSTRIES, INC. -- SCHEDULE 13G OMB APPROVAL ------------------------------ OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response. . .14.90 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* ---- HERLEY INDUSTRIES, INC. ------------------------ (Name of Issuer) HERLEY INDUSTRIES, INC. COMMON STOCK PAR VALUE $0.10 ------------------------------------------------------- (Title of Class of Securities) 427398102 --------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 427398102 13G Page 2 of 4 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Emerald Advisers, Inc. - ----------------- ------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] - ----------------- ------------------------------------------------------------- 3 SEC Use Only - ----------------- ------------------------------------------------------------- 4 Citizenship or Place of Organization Pennsylvania - ----------------- ------------------------------------------------------------- 5 Sole Voting Power 136,450 ----------- -------------------------------------- Number of Shares 6 Shared Voting Power Beneficially Owned by Each Reporting Person With 0 ----------- -------------------------------------- 7 Sole Dispositive Power 247,350 ----------- -------------------------------------- 8 Shared Dispositive Power 0 - --------------------------- ----------- -------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 247,350 - ---------- -------------------------------------------------------------------- 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* - ---------- -------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row 9 4.8. % - ---------- -------------------------------------------------------------------- 12 Type of Reporting Person* IA - ---------- -------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP NO. 427398102 13G Page 3 of 4 Pages - -------------------------------------------------------------------------------- SCHEDULE 13G EMERALD ADVISERS, INC. ITEM 1. (a) The name of the issuer is HERLEY INDUSTRIES, INC. (b) The address of issuer's principal executive offices is 10 INDUSTRY DRIVE LANCASTER, PENNSYLVANIA 17605 ITEM 2. (a) The name of the person filing is EMERALD ADVISERS, INC. (b) The address of the principal office of the person filing is 1857 WILLIAM PENN WAY, LANCASTER, PENNSYLVANIA 17601. (c) The state of organization is PENNSYLVANIA. (d) The title of class of security is common stock par value $0.10. (e) The CUSIP number is 427398102. ITEM 3. (e) The person filing is an Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. ITEM 4. (a) The amount beneficially owned is 247,350 shares of common stock. (b) The percent of class is 4.8%. (c)(i) The number of shares as to which Emerald Advisers, Inc. has sole voting power is 136,450. (c)(ii) The number of shares as to which Emerald Advisers, Inc. has shared voting power is 0. (c)(iii) The number of shares as to which Emerald Advisers, Inc. has sole dispositive power is 247,350. (c)(iv) The number of shares as to which Emerald Advisers, Inc. holds shared dispositive power is 0. CUSIP NO. 427398102 13G Page 4 of 4 Pages - -------------------------------------------------------------------------------- SCHEDULE 13G EMERALD ADVISERS, INC. ITEM 5. This 13G Amendment Number 1 is being filed to report that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities. ITEM 6. Not applicable. ITEM 7. Not applicable. ITEM 8. Not applicable. ITEM 9. Not applicable. ITEM 10. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date ------------------------ Signature ------------------- Scott L. Rehr, Senior Vice President -----END PRIVACY-ENHANCED MESSAGE-----