FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
HEICO CORP [ HEI, HEI.A ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 02/27/2004 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 02/27/2004 | M | 32,000 | A | $1.46 | 38,944(1)(2)(3) | D | |||
Class A Common Stock | 02/27/2004 | S | 32,000 | D | $12.83 | 6,944(1)(2)(3) | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (Right to Purchase Class A Common Stock) | $1.46 | 02/27/2004 | M | 32,000 | 12/16/1994 | 12/16/2004 | Class A Common Stock | 32,000 | $0 | 9,036 | D |
Explanation of Responses: |
1. Includes an aggregate 4,437 shares of Class A Common Stock acquired by the Reporting Person on January 16, 2004, upon receipt of a ten percent (10%) stock dividend by the Issuer. |
2. In addition to the Securities reported herein, the Reporting Person owns: (i) 41,875 shares of Common Stock directly; (ii) 157,282 shares of Common Stock and 147,412 shares of Class A Common Stock indirectly, which are owned by Mendelson International Corporation, and which includes an aggregate 27,699 shares of Class A Common Stock acquired on January 16, 2004, upon receipt of a ten percent (10%) stock dividend by the Issuer; (iii) 36,180 shares of Common Stock and 3,618 shares of Class A Common Stock indirectly, which are owned by VHM Management Limited Partners, and which such shares of Class A Common Stock were acquired on January 16, 2004, upon receipt of a ten percent (10%) stock dividend by the Issuer; (Continued in Footnote (3)) |
3. (iv) 800 shares of Common Stock and 1,010 shares of Class A Common Stock, which are held by the Reporting Person as custodian for minor children, and which includes an aggregate 164 shares of Class A Common Stock acquired on January 16, 2004, upon receipt of a ten percent (10%) stock dividend by the Issuer; and (v) 15,593 shares of Common Stock and 14,945 shares of Class A Common Stock held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated February 26, 2004. |
Victor H. Mendelson | 03/02/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |